`EASTERN DISTRICT OF TEXAS
`MARSHALL DIVISION
`
`v.
`
`PARTHENON UNIFIED MEMORY
`ARCHITECTURE, LLC
`
`§
`§
`§
`§
`§
`§
`HTC CORPORATION and
`§
`HTC AMERICA, INC.
`_______________________________________
`
`Case No. 2:14-cv-00690-RSP
`(Lead)
`
`PARTHENON UNIFIED MEMORY
`ARCHITECTURE, LLC
`
`v.
`
`LG ELECTRONICS, INC. and
`LG ELECTRONICS USA., INC.
`
`§
`§
`§
`§
`§
`§
`§
`
`Case No. 2:14-cv-00691-JRG-RSP
`(Consolidated)
`
`
`
`MEMORANDUM OPINION AND ORDER
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`On June 5, 2015, the Court held a hearing to determine the proper construction of
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`disputed terms in the nine Asserted Patents in this case. The Court, having considered the
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`parties’ claim construction briefing (Dkt. Nos. 120, 121, 122) and their arguments at the hearing,
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`issues this Memorandum Opinion and Order construing the disputed terms.
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`BACKGROUND AND THE ASSERTED PATENTS
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`Parthenon Unified Memory Architecture, LLC (“PUMA”) brings two actions: first,
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`against HTC Corp. and HTC America, Inc.; and second, against LG Electronics, Inc. and LG
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`Electronics USA, Inc. (collectively, “Defendants”). These actions allege that Defendants
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`infringed nine of PUMA’s patents: U.S. Patent Nos. 5,812,789 (“the ’789 Patent”), 6,058,459
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`(“the ’459 Patent”), 6,427,194 (“the ’194 Patent”), 7,321,368 (“the ’368 Patent”), 7,542,045
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`1
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`Apple Inc. v. Parthenon
`Ex. 1015 / Page 1 of 48
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`Petitioners HTC Corp. & HTC America, Inc. - Ex. 1015, p. 1
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`(“the ’045 Patent”), 7,777,753 (“the ’753 Patent”), 8,054,315 (“the ’315 Patent”), 8,681,164
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`(“the ’164 Patent”) and 5,960,464 (“the ’464 Patent”) (collectively, “the Asserted Patents”). Of
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`the nine patents, two patents, the ’789 Patent and the ’459 Patent, were both filed on August 26,
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`1996, rely on similar specifications, and incorporate each other by reference. Six patents are
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`based on continuation applications of the ’459 Patent: the ’194 Patent, the ’368 Patent, the ’045
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`Patent, the ’753 Patent, the ’315 Patent, and the ’164 Patent. One patent, the ’464 Patent,1 relies
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`on a specification that is not shared by any of the other Asserted Patents.
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`In general, the ’789 Patent, the ’459 Patent, the ’194 Patent, the ’368, the ’045 Patent, the
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`’753 Patent, the ’315 Patent, and the ’164 Patent relate to systems in which a first device (for
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`example a processor) and a decoder/encoder share a common memory. For example, the ’459
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`Patent abstract recites:
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`An electronic system provides direct access between a first device and a
`decoder/encoder and a memory. The electronic system can be included in a
`computer in which case the memory is a main memory. Direct access is
`accomplished through one or more memory interfaces. Direct access is also
`accomplished in some embodiments by direct coupling of the memory to a bus,
`and in other embodiments, by direct coupling of the first device and
`decoder/encoder to a bus. The electronic system includes an arbiter for
`determining access for the first device and/or the decoder/encoder to the memory
`for each access request. The arbiter may be monolithically integrated into a
`memory interface of the decoder/encoder or the first device. The decoder may be
`a video decoder configured to decode a bit stream formatted to comply with the
`MPEG-2 standard. The memory may store predicted images which are obtained
`from a single preceding image and may also store intra images. Bidirectional
`images which are directly supplied to a display adapter may be obtained from two
`preceding intra or predicted images.
`
`’459 Patent Abstract.
`
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`1 The ’464 Patent was filed on August 23, 1996.
`2
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`Ex. 1015 / Page 2 of 48
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`Petitioners HTC Corp. & HTC America, Inc. - Ex. 1015, p. 2
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`The remaining patent, the ’464 Patent, relates generally to a system whereby a decoder,
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`which requires contiguous blocks of memory, can utilize noncontiguous blocks of the system’s
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`memory. The ’464 patent abstract recites:
`
`A method and apparatus employing a memory management system that can be
`used with applications requiring a large contiguous block of memory, such as
`video decompression techniques (e.g., MPEG 2 decoding). The system operates
`with a computer and the computer's operating system to request and employ
`approximately 500 4-kilobyte pages in two or more noncontiguous blocks of the
`main memory to construct a contiguous 2-megabyte block of memory. The
`system can employ, on a single chip, a direct memory access engine, a
`microcontroller, a small block of optional memory, and a video decoder circuit.
`The microcontroller retains the blocks of multiple pages of the main memory, and
`the page descriptors of these blocks, so as to lock down these blocks of memory
`and prohibit the operating system or other applications from using them. The
`microcontroller requests the page descriptors for each of the blocks, and programs
`a lookup table or memory mapping system in the on-chip memory to form a
`contiguous block of memory. As a result, the video decoder circuit can perform
`operations on a 2-megabyte contiguous block of memory, where
`the
`microcontroller employs the lookup table to translate each 2-megabyte contiguous
`address requested by the video decoder circuit to its appropriate page in the main
`memory. As soon as the video decoding operations are complete, the
`microcontroller releases the blocks of multiple pages of memory back for use by
`the computer.
`
`’464 Patent Abstract.
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`APPLICABLE LAW
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`1. Claim Construction
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`“It is a ‘bedrock principle’ of patent law that ‘the claims of a patent define the invention
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`to which the patentee is entitled the right to exclude.’” Phillips v. AWH Corp., 415 F.3d 1303,
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`1312 (Fed. Cir. 2005) (en banc) (quoting Innova/Pure Water Inc. v. Safari Water Filtration Sys.,
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`Inc., 381 F.3d 1111, 1115 (Fed. Cir. 2004)). To determine the meaning of the claims, courts start
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`by considering the intrinsic evidence. Id. at 1313; C.R. Bard, Inc. v. U.S. Surgical Corp., 388
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`F.3d 858, 861 (Fed. Cir. 2004); Bell Atl. Network Servs., Inc. v. Covad Commc’ns Group, Inc.,
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`262 F.3d 1258, 1267 (Fed. Cir. 2001). The intrinsic evidence includes the claims themselves, the
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`
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`3
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`Ex. 1015 / Page 3 of 48
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`Petitioners HTC Corp. & HTC America, Inc. - Ex. 1015, p. 3
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`
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`specification, and the prosecution history. Phillips, 415 F.3d at 1314; C.R. Bard, Inc., 388 F.3d at
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`861. Courts give claim terms their ordinary and accustomed meanings as understood by one of
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`ordinary skill in the art at the time of the invention in the context of the entire patent. Phillips,
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`415 F.3d at 1312–13; Alloc, Inc. v. Int’l Trade Comm’n, 342 F.3d 1361, 1368 (Fed. Cir. 2003).
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`The claims themselves provide substantial guidance in determining the meaning of
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`particular claim terms. Phillips, 415 F.3d at 1314. First, a term’s context in the asserted claim
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`can be very instructive. Id. Other asserted or unasserted claims can also aid in determining the
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`claim’s meaning, because claim terms are typically used consistently throughout the patent. Id.
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`Differences among the claim terms can also assist in understanding a term’s meaning. Id. For
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`example, when a dependent claim adds a limitation to an independent claim, it is presumed that
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`the independent claim does not include the limitation. Id. at 1314–15.
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`“[C]laims ‘must be read in view of the specification, of which they are a part.’” Id.
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`(quoting Markman v. Westview Instruments, Inc., 52 F.3d 967, 979 (Fed. Cir. 1995) (en banc)).
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`“[T]he specification ‘is always highly relevant to the claim construction analysis. Usually, it is
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`dispositive; it is the single best guide to the meaning of a disputed term.’” Id. (quoting Vitronics
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`Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996)); Teleflex, Inc. v. Ficosa N. Am.
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`Corp., 299 F.3d 1313, 1325 (Fed. Cir. 2002). This is true because a patentee may define his own
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`terms, give a claim term a different meaning than the term would otherwise possess, or disclaim
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`or disavow the claim scope. Phillips, 415 F.3d at 1316. In these situations, the inventor’s
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`lexicography governs. Id. The specification may also resolve ambiguous claim terms “where the
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`ordinary and accustomed meaning of the words used in the claims lack sufficient clarity to
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`permit the scope of the claim to be ascertained from the words alone.” Teleflex, Inc., 299 F.3d at
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`1325. But, “‘[a]lthough the specification may aid the court in interpreting the meaning of
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`4
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`Ex. 1015 / Page 4 of 48
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`Petitioners HTC Corp. & HTC America, Inc. - Ex. 1015, p. 4
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`
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`disputed claim language, particular embodiments and examples appearing in the specification
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`will not generally be read into the claims.’” Comark Commc’ns, Inc. v. Harris Corp., 156 F.3d
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`1182, 1187 (Fed. Cir. 1998) (quoting Constant v. Advanced Micro-Devices, Inc., 848 F.2d 1560,
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`1571 (Fed. Cir. 1988)); see also Phillips, 415 F.3d at 1323. The prosecution history is another
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`tool to supply the proper context for claim construction because a patent applicant may also
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`define a term in prosecuting the patent. Home Diagnostics, Inc., v. Lifescan, Inc., 381 F.3d 1352,
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`1356 (Fed. Cir. 2004) (“As in the case of the specification, a patent applicant may define a term
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`in prosecuting a patent.”).
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`Although extrinsic evidence can be useful, it is “‘less significant than the intrinsic record
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`in determining the legally operative meaning of claim language.’” Phillips, 415 F.3d at 1317
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`(quoting C.R. Bard, Inc., 388 F.3d at 862). Technical dictionaries and treatises may help a court
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`understand the underlying technology and the manner in which one skilled in the art might use
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`claim terms, but technical dictionaries and treatises may provide definitions that are too broad or
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`may not be indicative of how the term is used in the patent. Id. at 1318. Similarly, expert
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`testimony may aid a court in understanding the underlying technology and determining the
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`particular meaning of a term in the pertinent field, but an expert’s conclusory, unsupported
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`assertions as to a term’s definition are entirely unhelpful to a court. Id. Generally, extrinsic
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`evidence is “less reliable than the patent and its prosecution history in determining how to read
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`claim terms.” Id.
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`2. Claim Indefiniteness
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`
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`Patent claims must particularly point out and distinctly claim the subject matter regarded
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`as the invention. 35 U.S.C. § 112, ¶ 2. “[I]ndefiniteness is a question of law and in effect part of
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`claim construction.” ePlus, Inc. v. Lawson Software, Inc., 700 F.3d 509, 517 (Fed. Cir. 2012). A
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`5
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`Ex. 1015 / Page 5 of 48
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`Petitioners HTC Corp. & HTC America, Inc. - Ex. 1015, p. 5
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`party challenging the definiteness of a claim must show it is invalid by clear and convincing
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`evidence. Young v. Lumenis, Inc., 492 F.3d 1336, 1345 (Fed. Cir. 2007).
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`
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`The definiteness standard of 35 U.S.C. § 112, ¶ 2 requires that:
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`[A] patent’s claims, viewed in light of the specification and prosecution history,
`inform those skilled in the art about the scope of the invention with reasonable
`certainty. The definiteness requirement, so understood, mandates clarity, while
`recognizing that absolute precision is unattainable. The standard we adopt
`accords with opinions of this Court stating that “the certainty which the law
`requires in patents is not greater than is reasonable, having regard to their subject-
`matter.
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`Nautilus, Inc. v. Biosig Instruments, Inc., 134 S. Ct. 2120, 2129–30 (2014) (internal citations
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`omitted).
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`3. Construing Claim Terms that Have Previously Been Construed by This Court or
`Other Courts
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`This is not the first time a Court in this District has construed some of the disputed terms.
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`In STMicroelectronics, Inc. v. Motorola, Inc., 327 F. Supp. 2d 687 (E.D. Tex. 2004) the Court
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`construed the ’789 Patent. This previous construction is not controlling here but it can be
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`instructive and will, at times, provide part of the basis for the Court’s analysis. See Burns,
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`Morris & Stewart Ltd. P’ship v. Masonite Int’l Corp., 401 F. Supp. 2d 692, 697 (E.D. Tex. 2005)
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`(while a previous construction may be instructive and provide the basis of the analysis, the
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`previous construction is not binding on the court, particularly when there are new parties and
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`those parties have presented new arguments).
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`AGREED TERMS
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`The parties agree that “simultaneously accesses the bus” means “accesses the bus at the
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`
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`same time.” (Dkt. No. 123-2 at 4). The parties also agree that the following terms require no
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`construction: “without requiring a second bus,” “without also requiring a second bus” and “video
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`6
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`Ex. 1015 / Page 6 of 48
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`Petitioners HTC Corp. & HTC America, Inc. - Ex. 1015, p. 6
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`stream input device circuit.” (Dkt. No. 120 at 24, 28); (Dkt. No. 121 at 1). At the oral hearing,
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`the parties agreed that “display device” means “screen and its circuitry.” (Dkt. No. 137 at 4). At
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`the oral hearing, the parties also agreed that “display adapter” means “an adapter that processes
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`images for a display device.” (Id.).
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`
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`DISPUTED TERMS
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`1. “bus” (’789 Patent claims 1, 13; ’459 Patent claims 1, 2, 7, 11, 13; ’194 Patent claims
`1, 2, 9, 11, 16-18, 23; ’368 Patent claims 1, 5, 7, 13, 19, 20, 23; ’045 Patent claims 1, 4,
`5, 12, 15; ’753 Patent claims 1, 7; ’315 Patent claim 1 and ’164 Patent claims 1, 6, 7)
`
`PUMA’s Construction
`No construction necessary.
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`Alternatively: “a signal line or a set of signal
`lines to which a number of devices are
`coupled and over which information may be
`transferred”
`
`
`Defendants’ Construction
`“a signal line or set of parallel signal lines to
`which a number of devices are attached and
`over which information may be broadcast
`among them”
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`The primary disputes between the parties relate to PUMA’s inclusion of the word
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`“coupled” and Defendants’ inclusion of the words “parallel” and “broadcast among them.” The
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`parties’ disputes on these issues turn on whether a “bus” can have intervening components and
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`whether two buses are included in the construction of “bus.”
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` Positions of the Parties
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`
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`PUMA asserts that the term “bus” is well-known in the art and does not need
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`construction. PUMA’s alternative construction comes
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`from STMicroelectronics.
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`In
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`STMicroelectronics, the parties agreed that “bus” should be construed as “a signal or set of signal
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`lines to which a number of devices are coupled and over which information may be transferred
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`between them.” STMicroelectronics, 327 F. Supp. 2d at 711. PUMA asserts that its construction
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`is consistent with multiple extrinsic evidence dictionaries. (Dkt. No. 120 at 8).
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`
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`7
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`Ex. 1015 / Page 7 of 48
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`Petitioners HTC Corp. & HTC America, Inc. - Ex. 1015, p. 7
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`PUMA objects to Defendants’ inclusion of “broadcast” and “parallel” in their proposed
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`construction. PUMA asserts that the word “broadcast” itself requires additional construction, and
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`that, to the extent “broadcast” means “transmitted,” PUMA’s use of the word “transferred” is
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`less ambiguous and less confusing.
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`PUMA asserts that if Defendants have proposed “broadcast” because “broadcast” has a
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`specific meaning, limiting “bus” in this manner is not supported by the specification. (Id. at 9).
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`Not every bus “broadcasts” a signal to all locations on the line, and PUMA asserts that
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`Defendants’ construction would read out types of buses that were known and commonly used in
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`the art at the time. For example, the SPARC memory bus (“Mbus”) developed by Sun
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`Microsystems and similar circuit-switch or multiplexed buses. (Dkt. No. 122 at 2).
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`
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`PUMA objects to Defendants’ use of the word “parallel” because it is as ambiguous as
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`“broadcast.” PUMA asserts that “parallel” could refer to either a geometrical arrangement (i.e.,
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`parallel versus perpendicular lines) or to a method of data transmission (i.e., parallel data versus
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`serial data). (Dkt. No. 120 at 9). PUMA states that the Asserted Patents do not make either of
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`those distinctions and do not use the term “parallel.”
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`
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`Defendants assert that the construction stipulated to in STMicroelectronics does not apply
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`in this case because STMicroelectronics involved only the ’789 Patent. Defendants further assert
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`that the Court’s construction in STMicroelectronics fails for two reasons. First, the
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`STMicroelectronics construction does not distinguish between a single bus and multiple buses.
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`Defendants assert this distinction is critical because some claims explicitly exclude a second bus.
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`For example, claim 1 of the ’459 Patent, which states, “without also requiring a second bus.”
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`Defendants note that similar language is found in other claims of the ’459 Patent and in the ’194
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`Patent claims. (Dkt. No. 121 at 2, n.1).
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`
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`8
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`Ex. 1015 / Page 8 of 48
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`Petitioners HTC Corp. & HTC America, Inc. - Ex. 1015, p. 8
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`Second, Defendants assert that the STMicroelectronics construction fails to consider
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`statements made during the prosecution of the ’368 Patent. Defendants assert that during the
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`prosecution of the ’368 Patent, the Applicants required a “bus” to be more than a local point-to-
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`point connection between two devices. (Id. at 2). Defendants assert that their construction
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`accounts for this prosecution history statement because it distinguishes between busses that can
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`provide a point-to-point connection between two devices from busses that must connect more
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`than two devices.
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`As to the words “broadcast” and “parallel” not appearing in the claims, Defendants assert
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`that these concepts are contained throughout the claims. (Id. at 2). Defendants assert that
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`“broadcast” reflects a fundamental property of a “signal line” and distinguishes one bus from
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`multiple buses. Defendants assert that a signal line carries only one signal at a time. Defendants
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`assert that a signal line cannot convey two different signals from two different sources at the
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`same time, or else a “contention” would occur. (Id. at 3). Defendants assert that the patents
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`include an arbiter to prevent any contentions.
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`Defendants point to Figure 1c of the ’789 Patent as being illustrative. Defendants assert
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`that the PCI bus 170 and ISA bus 198 present a signal everywhere on the line and, thus, the
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`signal is available to any device attached to the line. Defendants assert that to “broadcast”
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`information on a signal line of a bus means that the entire signal line carries the same
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`information, regardless of the number of devices receiving the information. Defendants assert
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`that, in contrast, if the signal line is broken into separate parts by an intervening component, then
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`two buses are present. For example, Defendants assert that if a switch is present, so that a device
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`broadcasts to only part of the signal line, or so that different devices may transmit information
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`separately on different parts of the signal line, then more than one bus is present. (Id. at 4).
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`9
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`Ex. 1015 / Page 9 of 48
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`Petitioners HTC Corp. & HTC America, Inc. - Ex. 1015, p. 9
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`Defendants assert that PUMA’s construction is too broad in that the construction
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`potentially covers configurations that include multiple, separate, buses. Defendants again point to
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`’789 Patent Figure 1c as an example. Defendants assert that under PUMA’s construction, the PCI
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`bus 170 and ISA bus 198 could constitute a single bus as the two buses are connected through
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`the PCI bridge 192. Defendants assert that such a reading contradicts the specification,
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`prosecution histories, and the understanding of one skilled in the art. (Id. at 4-5). Defendants
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`assert that the patents clearly disclose two buses: PCI bus 170 and ISA bus 198. Defendants
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`similarly point to the three buses of ’459 Patent Figure 7 (buses 170, 198, and 185). Defendants
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`assert that PUMA’s construction would interpret the three buses as a single bus. (Id. at 5).
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`
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`Defendants also assert that the prosecution history of the ’459 Patent supports their
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`construction. During prosecution, a rejection was based on U.S. Patent No. 5,682,484
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`(“Lambrecht”). Defendants point to Lambrecht Figure 1:
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`10
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`Ex. 1015 / Page 10 of 48
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`Petitioners HTC Corp. & HTC America, Inc. - Ex. 1015, p. 10
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`(Dkt. No. 121 at 5 (Lambrecht Figure 1, color coding added)). Defendants assert that during
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`prosecution, the Applicants distinguished the PCI bus 120 and memory bus 108 of Lambrecht as
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`being two buses. Defendants assert the Applicants then added to the claims this limitation: that
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`the devices access the memory “without requiring a second bus.” (Id. at 7 (citing Ex. 8 at 0791)).
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`Defendants assert that the Applicants, thus, distinguished the PCI bus 120 and memory bus 108
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`as being separate busses due to the intervening PCI bridge chipset 106. (Id.). Defendants assert
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`that the prosecution history makes clear that a “bus” cannot include a set of signal lines that are
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`sequential or in series with other signal lines. Defendants assert that the series connection in
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`Lambrecht of the PCI bus 120, PCI bridge chipset 106, and memory bus 108 is not a “bus,” but
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`rather two sequential buses. (Id.).
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`
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`Defendants also state that the language “among them” that is used in Defendants’
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`construction is relevant to prosecution history statements. Defendants assert that such language
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`makes clear that connections between only two devices are not a bus. Defendants point to a
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`rejection in the ’368 Patent prosecution based on U.S. Patent No. 5,576,765 (“Cheney”).
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`Defendants assert that, with regard to Cheney, the Applicants asserted that a connection between
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`just a memory and a decoder was not a bus. Specifically, Defendants point to the arguments
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`regarding Cheney Figure 4:
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`11
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`Ex. 1015 / Page 11 of 48
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`Petitioners HTC Corp. & HTC America, Inc. - Ex. 1015, p. 11
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` (Dkt. No. 121 at 7 (Cheney Figure 4, color coding added)). Defendants assert that the Applicants
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`argued that the lines 221, 223 and 225 connecting the memory 601 and the decoder 201 were
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`
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`not a bus:
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`The connection between memory 601 and decoder 201 is a local connection and
`connects only the two devices together. It is not a bus as was well recognized by
`Cheney and as is recognized by those with skill in the art.
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`(Dkt. No. 121 Ex. 11 at 01236) (emphasis added). Defendants assert that in contradiction to this
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`statement, Cheney recognized that the lines in question were buses: “[t]he interface between the
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`memory management unit 600 and the memory 601 includes an address bus, 221, a bidirectional
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`data bus, 223, and a control bus 225.” (Dkt. No. 121 Ex. 9 (Cheney) at 7:35-37). Defendants
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`assert that Cheney never describes a “local connection.” Defendants assert that the Applicants
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`made a clear and unmistakable statement that a connection between only two devices is “not a
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`bus.” (Dkt. No. 121 at 8). At the oral hearing, Defendants stated that the language “among them”
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`required the bus to be capable of connecting at least three devices. (Dkt. No. 137 at 31-32).
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`12
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`Ex. 1015 / Page 12 of 48
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`Petitioners HTC Corp. & HTC America, Inc. - Ex. 1015, p. 12
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`At the oral hearing, Defendants agreed that the term “bus” was generally understood in
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`the art. (Id. at 9). Defendants emphasized at the hearing that PUMA’s construction would allow
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`devices to be indirectly coupled to a bus. Defendants asserted that PUMA’s construction would,
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`thus, allow all the devices shown in the various figures to be “coupled” to a bus. (Id. at 12-13).
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`Defendants assert that such an interpretation is an improper reading of “bus.” Defendants
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`asserted that as shown in the figures and known in the art, various buses such as the PCI bus 170
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`and ISA bus 198 are separate buses. (Id. at 11, 13, 28). Defendants assert that if “coupled” is
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`used, the term must be “directly coupled.” (Id. at 30).
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`
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`PUMA offers various responses to Defendants’ assertions. As to whether a “bus” within
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`the meaning of the Asserted Patents can contain a “second bus,” PUMA asserts that the relevant
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`claims already contain the limitation “without requiring a second bus.” PUMA asserts that this
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`limitation speaks for itself. (Dkt. No. 122 at 2). PUMA also asserts that Defendants’ proposal
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`would import the “parallel” limitation into eight of the nine Asserted Patents, even though only
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`two of the patents have claims excluding a second bus. (Id.).
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`
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`As to Cheney, PUMA asserts that Defendants have misread the file history. PUMA
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`asserts that the Applicants were observing that the portion of the prior art identified by the
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`Examiner “refers to the connections as interface line,” not a bus. (Id. (quoting Dkt. No. 121 Ex.
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`11 at 6)). PUMA notes that in the subsequent Office Action, the Examiner disagreed with
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`Applicants’ characterization and maintained that Cheney discloses a bus. (Id. at 2-3 (citing Dkt.
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`No. 122 Ex. B at 2)). PUMA asserts that the Applicants did not reargue the “bus” issue during
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`the subsequent prosecution but rather secured allowance of the claims on other grounds. (Id. at
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`3).
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`13
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`Ex. 1015 / Page 13 of 48
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`Petitioners HTC Corp. & HTC America, Inc. - Ex. 1015, p. 13
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`
`
`Analysis
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`
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`The parties do not dispute that the term “bus” is well-known in the art. Defendants seek a
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`construction that adds “parallel” and “broadcast among them” to its well-known meaning. The
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`Court rejects Defendants’ proposed construction because including “parallel” and “broadcast
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`among them” does not add clarity to the construction and is not supported by the intrinsic
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`evidence. However, the Court also rejects PUMA’s proposed construction because the
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`construction is broader than what is disclosed in the specification.
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`Fundamentally, Defendants argue that a “bus” must be one set of associated signal lines
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`without intervening modules or components. Defendants assert that if there are intervening
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`components on a “bus,” the “bus” must be considered a sequence or series of multiple “buses.”
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`Defendants’ main objection at the hearing with regard to the term “bus” was not directed toward
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`the meaning of “bus.” Rather, Defendants focused on the extent to which other devices may be
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`directly or indirectly “coupled” to a “bus.”
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`Defendants’ addition of the words “parallel” and “broadcast” do not show that a “bus”
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`must be unbroken by intervening modules or components. The Court agrees with PUMA that the
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`words “parallel” and “broadcast” have multiple meanings in the art. For example, “serial” and
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`“parallel” buses also have well-known meanings that are different than the “parallel” meaning
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`sought by Defendants. Defendants’ “broadcast” requirement would exclude buses such as MBus
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`discussed by PUMA. Defendants have not established, in the intrinsic record, that the ordinary
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`meaning of “bus” has been disavowed or disclaimed, such that the terms “parallel” and
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`“broadcast” should be incorporated into the construction of “bus.”
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`14
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`Ex. 1015 / Page 14 of 48
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`Petitioners HTC Corp. & HTC America, Inc. - Ex. 1015, p. 14
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`
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`Furthermore, Defendants’ focus on the term “coupled” does not change the meaning of
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`the term “bus.” For example, the ’789 Patent Figure 2 provides that the decoder/encoder 45 is
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`“coupled to the memory 50 through devices, typically a bus 70.” ’789 Patent 6:29-30. Figure 2
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`shows that the decoder 45 is indirectly coupled to the memory 50 through an intervening
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`memory interface 48 and a bus 70. The meaning of the term “bus” does not change just because
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`the memory interface 48 and bus 70 separate the decoder 45 and the memory 50. Defendants’
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`arguments appear directed toward the meaning of “coupled” not “bus.”
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`To the extent that Defendants assert that a “bus” cannot be a point-to-point connection
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`between two devices (Dkt. No. 121 at 2, 6-8), Defendants’ proposed construction of “broadcast
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`among them” does not include such a limitation. An ordinary reading of Defendants’
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`construction would encompass point-to-point connections between two devices.2
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`Moreover, Defendants’ argument that a “bus” excludes a point-to-point connection
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`between two devices is unsupported by the intrinsic evidence. Defendants’ argument relies on
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`the Applicants’ prosecution history statements regarding the Cheney reference. But Cheney
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`describes a point-to-point connection between two devices as buses. It states: “[t]he interface
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`between the memory management unit 600 and the memory 601 includes an address bus, 221, a
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`bidirectional data bus, 223, and a control bus 225.” (Dkt. No. 121 Ex. 9 (U.S. Patent No.
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`5,576,765) at 7:35-37, Figure 4). Moreover, the statements made by the Applicants regarding
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`Cheney were directed toward a portion of the specification that referenced “interface 221, 223,
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`225.” (Id. at 10:29-30). It is clear that elsewhere, Cheney referred to such connections as a “bus.”
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`(Id. 7:35-37).
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`2 Defendants assert that “among them” negates a point to point connection. The Court does not
`find such language so limiting.
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`15
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`Ex. 1015 / Page 15 of 48
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`Petitioners HTC Corp. & HTC America, Inc. - Ex. 1015, p. 15
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`
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`In any event, the Examiner did not accept the Applicants’ “interface” argument during
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`prosecution, and the Applicants did not subsequently rely on that argument to secure allowance
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`of the claims. In the context of the prosecution history as a whole, “bus” was not redefined from
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`its ordinary meaning to exclude point-to-point connections. The Court’s construction adopted
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`below concludes with “between them.” Such language does not prohibit a point-to-point
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`connection and does not require the bus to be coupled to at least three devices
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`
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`PUMA’s construction, however, is also problematic because it could be interpreted to
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`encompass more than what the intrinsic record would teach to be a “bus.” For example, the
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`patents illustrate an example of two buses: a PCI bus 170 and an ISA bus 198. ’789 Patent Figure
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`1c. PUMA acknowledges that each of these buses would be considered to be a separate bus. At
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`the oral hearing, PUMA also unequivocally stated that a PCI bus 170 and an ISA bus 198 were
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`two separate buses. (Dkt. No. 137 at 22, 24-25). Further, PUMA stated that one skilled in the art
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`would recognize the buses were separate. (Id.). Also, in prosecution, the Applicants
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`distinguished the memory bus 108 and the PCI bus 120 of Lambrecht as being two separate
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`buses.
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`However, PUMA’s construction merely defines a “bus” as “a set of signal lines.” If one
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`defined the “bus” as a “set of signal lines,” contrary to PUMA’s statements at the hearing and
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`contrary to the Applicants’ statements during prosecution, the PCI bus 170 and the ISA bus 198
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`could be considered one “set of signal lines” and argued to form one “bus.” Similarly, the two
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`busses in Lambrecht, the memory bus 108 lines and the PCI bus 120 lines, could also be
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`considered to be one “bus.” In the context of the patent disclosure, the prosecution history
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`arguments made to distinguish Lambrecht, and the acknowledgements made by PUMA during
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`the oral hearing, such an interpretation of “bus” is not correct.
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`16
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`Ex. 1015 / Page 16 of 48
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`Petitioners HTC Corp. & HTC America, Inc. - Ex. 1015, p. 16
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`As shown in the patents and the prosecution history, the “set of signal lines” is not just
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`any lines chosen randomly to form “a set.” Rather, the “set” is a set of associated lines, for
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`example the PCI bus lines, ISA bus lines, or memory bus lines, each being a separate set. The
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`Court’s construction requires the set of signal lines to be “a set of associated signal lines.”3
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`
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`The Court construes “bus” to mean “a signal line or a set of associated signal lines
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`to which a number of devices are coupled and over which information may be transferred
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`between them.”
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`2. “real time” (’789 Patent claim 1, 13; ’315 Patent claim 1 and ’164 Patent claim 1, 6)
`PUMA’s Construction
`Defendants’ Construction
`“fast enough to keep up with an input data
`Indefinite:
`stream”
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`Alternatively: “fast enough to keep up with an
`input data stream, wherein obtaining bus
`mastership does not consume bus cycles”
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` The fundamental dispute raised relates to the question whether prosecution history
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`statements rendered the term “real time” indefinite.
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`Positions of the Parties
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`PUMA notes that, in STMicroelectronics, the Court construed “real time” to mean
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`“processing fast enough to keep up with an input data stream.” STMicroelectronics, 327 F. Supp.
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`2d at 693, 710-711. PUMA asserts that thi