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Trials@uspto.gov
`Tel: 571.272.7822
`
`Paper 16
`Entered: November 6, 2017
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`LG ELECTRONICS, INC., ZTE (USA) INC.,
`OLYMPUS CORPORATION, and OLYMPUS AMERICA INC.,
`Petitioner,
`
`v.
`
`PAPST LICENSING GMBH & CO. KG,
`Patent Owner.
`____________
`
`Case IPR2017-00415 (Patent 6,895,449 B2)1
`Case IPR2017-00443 (Patent 6,470,399 B1)2
`____________
`
`Before JONI Y. CHANG, JENNIFER S. BISK, JAMES B. ARPIN, and
`MIRIAM L. QUINN, Administrative Patent Judges.3
`
`CHANG, Administrative Patent Judge.
`
`ORDER4
`Conduct of the Proceeding
`37 C.F.R. § 42.5
`
`1 IPR2017-01617 has been joined with IPR2017-00415.
`
`2 IPR2017-01682 has been joined with IPR2017-00443.
`
`3 The panel for IPR2017-00415 includes Judges Bisk, Quinn, and Chang.
`The panel for IPR2017-00443 includes Judges Chang, Arpin, and Bisk.
`
`4 This Order addresses issues that are identical in both cases.
`
`

`

`IPR2017-00415 (Patent 6,895,449 B2)
`IPR2017-00443 (Patent 6,470,399 B1)
`
`
`The instant Petitions for inter partes review (“IPR”) were filed by LG
`
`Electronics, Inc. (“LG”) and ZTE (USA) Inc. (“ZTE”) (Paper 15), and we
`
`instituted a trial in each proceeding (Paper 8). Subsequently, we granted the
`
`Motions for Joinder filed by Olympus Corporation and Olympus America
`
`Inc. (“Olympus”). Paper 15. The Decisions granting the Motions for
`
`Joinder indicate that all Petitioner’s filings must be consolidated, and “no
`
`filing by Petitioner Olympus alone will be considered without prior
`
`authorization by the Board.” Id. at 5.
`
`On November 2, 2017, a conference call was held between
`
`(1) counsel for LG; (2) counsel for ZTE; (3) counsel for Olympus;
`
`(4) counsel for Papst; and (5) Judges Chang, Bisk, Arpin, and Quinn.
`
`Olympus requested the conference call to seek (1) the authorization to file
`
`Petitioner’s Replies and cross-examine Papst’s declarant, Mr. Thomas A.
`
`Gafford; and (2) discovery of Mr. Gafford’s deposition transcript from a
`
`related district court proceeding.
`
`At the outset, we notified the parties that the email sent to the Board
`
`on October 30, 2017, is improper, as it contains substantive arugments, and
`
`hence, it will not be taken into consideration. We also directed the parties
`
`attention to 37 C.F.R. § 42.1(c), which provides that “[e]very party must act
`
`with courtesy and decorum in all proceedings before the Board, including in
`
`interactions with other parties.” We further noted that our rules and
`
`procedures encourage the parties to meet and confer, resolving their disputes
`
`quickly and efficiently without the Board’s involvement. For example, the
`
`Scheduling Order provides flexibility for the parties to stipulate to different
`
`
`5 All citations are to IPR2014-00415 unless otherwise noted.
`
`2
`
`

`

`IPR2017-00415 (Patent 6,895,449 B2)
`IPR2017-00443 (Patent 6,470,399 B1)
`
`due dates as to Due Dates 1−5. Paper 9, 2, 6. Also, 37 C.F.R. § 42.51(b)(2)
`
`provides that “[t]he parties may agree to additional discovery between
`
`themselves.”
`
`During the conference call, we discussed each of the issues raised by
`
`Olympus in turn, giving the parties the opportunity to present their
`
`arguments and explanations to support their positions.
`
`1. Permitting Olympus to File Petitioner’s Replies and
`Participate in Discovery
`
`Olympus indicated that LG and ZTE are in the process of finalizing a
`
`settlement with Papst, and do not intend to file a Reply to Papst’s Patent
`
`Owner Response (Paper 14) or to participate in further discovery, in each of
`
`the instant IPR proceedings. Both LG and ZTE confirmed Olympus’s
`
`statement. Papst indicated that it does not oppose Olympus’s participation,
`
`provided that LG and ZTE will not be filing separate papers or seeking
`
`separate depositions. Upon inquiry, LG and ZTE further confirmed that they
`
`will work together with Olympus to ensure that Petitioner’s filings,
`
`discovery, and oral arguments at the hearing will be consolidated. Based on
`
`the statements presented by the parties, we authorize Olympus to file the
`
`Petitioner’s Reply, participate in discovery, and present oral argument at the
`
`hearing in each IPR proceeding, but no separate filing, deposition, or oral
`
`argument from Petitioner is permitted without prior authorization.
`
`Subsequent to the conference call, LG and ZTE filed an updated
`
`mandatory notice, designating an appropriate lead counsel and back-up
`
`counsel in accordance with 37 C.F.R. § 42.8(b)(3), so that counsel for
`
`Olympus may file the Replies. Paper 16. Olympus should file a power of
`
`attorney, and contact the Board’s administrative staff regarding filing
`
`3
`
`

`

`IPR2017-00415 (Patent 6,895,449 B2)
`IPR2017-00443 (Patent 6,470,399 B1)
`
`privileges for PTAB E2E electronic filing system. Other means of filing are
`
`not authorized and any papers previously submitted via email or other means
`
`of filing will not be entered or considered.
`
`2. Discovery of a Deposition Transcript From a Related
`District Court Proceeding
`
`The parties indicated that Papst retained Mr. Gafford as an expert
`
`witness, in the related district court proceeding and the instant IPR
`
`proceedings. Olympus requested the authorization to seek discovery of
`
`portions of Mr. Gafford’s deposition transcript from the district court
`
`proceeding, concerning the prior art reference, Murata.6 Papst opposed,
`
`explaining that the transcript has been designated confidential, as it contains
`
`third-party source codes. Subsequent to the conference call, Papst notified
`
`the panel and opposing counsel on November 3, 2017, via email, that
`
`“[a]fter discussion with litigation counsel, Patent Owner Papst will produce
`
`the Tom Gafford deposition transcripts dated June 8−9, 2017 with redactions
`
`to all discussion of the DeskLab and Pucci/ION Node systems,” and the
`
`“transcripts will be produced to counsel for Olympus on 11/6/17.” We
`
`appreciate the parties’ efforts in resolving the issues quickly and efficiently.
`
`ORDER
`
`In consideration of the foregoing, it is:
`
`ORDERED that Olympus is authorized to file the Petitioner’s Reply,
`
`participate in discovery, and present oral argument at the hearing in each
`
`instant IPR proceeding, but no separate filing, deposition, or oral argument
`
`from Petitioner is permitted without prior authorization.
`
`
`6 U.S. Patent 5,508,821 (Ex. 1005).
`
`4
`
`

`

`IPR2017-00415 (Patent 6,895,449 B2)
`IPR2017-00443 (Patent 6,470,399 B1)
`
`
`
`For PETITIONER:
`
`Dion Bregman
`Andrew Devkar
`dion.bregman@morganlewis.com
`andrew.devkar@morganlewis.com
`MORGAN, LEWIS & BOCKIUS LLP
`
`Herbert Finn
`Jonathan Giroux
`finnh@gtlaw.com
`girouxj@gtlaw.com
`GREENBERG TRAURIG LLP
`
`Scott Miller
`Darren Franklin
`smiller@sheppardmullin.com
`dfranklin@sheppardmullin.com
`SHEPPARD MULLIN RICHTER & HAMPTON LLP
`
`For PATENT OWNER:
`Gregory s. Donahue
`Minghui Yang
`gdonahue@dpelaw.com
`myang@dpelaw.com
`docketing@dpelaw.com
`DiNOVO PRICE ELLWANGER & HARDY LLP
`
`Anthony Meola
`Jason. A. Murphy
`Victor J. Baranowshi
`Arlen L. Olsen
`ameola@iplawusa.com
`jmurphy@iplawsa.com
`vbaranowski@iplawusa.com
`aolsen@iplawusa.com
`SCHMEISER, OLSEN & WATTS, LLP
`
`5
`
`

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