`Tel: 571.272.7822
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`Paper 16
`Entered: November 6, 2017
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`LG ELECTRONICS, INC., ZTE (USA) INC.,
`OLYMPUS CORPORATION, and OLYMPUS AMERICA INC.,
`Petitioner,
`
`v.
`
`PAPST LICENSING GMBH & CO. KG,
`Patent Owner.
`____________
`
`Case IPR2017-00415 (Patent 6,895,449 B2)1
`Case IPR2017-00443 (Patent 6,470,399 B1)2
`____________
`
`Before JONI Y. CHANG, JENNIFER S. BISK, JAMES B. ARPIN, and
`MIRIAM L. QUINN, Administrative Patent Judges.3
`
`CHANG, Administrative Patent Judge.
`
`ORDER4
`Conduct of the Proceeding
`37 C.F.R. § 42.5
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`1 IPR2017-01617 has been joined with IPR2017-00415.
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`2 IPR2017-01682 has been joined with IPR2017-00443.
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`3 The panel for IPR2017-00415 includes Judges Bisk, Quinn, and Chang.
`The panel for IPR2017-00443 includes Judges Chang, Arpin, and Bisk.
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`4 This Order addresses issues that are identical in both cases.
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`
`
`IPR2017-00415 (Patent 6,895,449 B2)
`IPR2017-00443 (Patent 6,470,399 B1)
`
`
`The instant Petitions for inter partes review (“IPR”) were filed by LG
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`Electronics, Inc. (“LG”) and ZTE (USA) Inc. (“ZTE”) (Paper 15), and we
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`instituted a trial in each proceeding (Paper 8). Subsequently, we granted the
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`Motions for Joinder filed by Olympus Corporation and Olympus America
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`Inc. (“Olympus”). Paper 15. The Decisions granting the Motions for
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`Joinder indicate that all Petitioner’s filings must be consolidated, and “no
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`filing by Petitioner Olympus alone will be considered without prior
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`authorization by the Board.” Id. at 5.
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`On November 2, 2017, a conference call was held between
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`(1) counsel for LG; (2) counsel for ZTE; (3) counsel for Olympus;
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`(4) counsel for Papst; and (5) Judges Chang, Bisk, Arpin, and Quinn.
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`Olympus requested the conference call to seek (1) the authorization to file
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`Petitioner’s Replies and cross-examine Papst’s declarant, Mr. Thomas A.
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`Gafford; and (2) discovery of Mr. Gafford’s deposition transcript from a
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`related district court proceeding.
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`At the outset, we notified the parties that the email sent to the Board
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`on October 30, 2017, is improper, as it contains substantive arugments, and
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`hence, it will not be taken into consideration. We also directed the parties
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`attention to 37 C.F.R. § 42.1(c), which provides that “[e]very party must act
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`with courtesy and decorum in all proceedings before the Board, including in
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`interactions with other parties.” We further noted that our rules and
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`procedures encourage the parties to meet and confer, resolving their disputes
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`quickly and efficiently without the Board’s involvement. For example, the
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`Scheduling Order provides flexibility for the parties to stipulate to different
`
`
`5 All citations are to IPR2014-00415 unless otherwise noted.
`
`2
`
`
`
`IPR2017-00415 (Patent 6,895,449 B2)
`IPR2017-00443 (Patent 6,470,399 B1)
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`due dates as to Due Dates 1−5. Paper 9, 2, 6. Also, 37 C.F.R. § 42.51(b)(2)
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`provides that “[t]he parties may agree to additional discovery between
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`themselves.”
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`During the conference call, we discussed each of the issues raised by
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`Olympus in turn, giving the parties the opportunity to present their
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`arguments and explanations to support their positions.
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`1. Permitting Olympus to File Petitioner’s Replies and
`Participate in Discovery
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`Olympus indicated that LG and ZTE are in the process of finalizing a
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`settlement with Papst, and do not intend to file a Reply to Papst’s Patent
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`Owner Response (Paper 14) or to participate in further discovery, in each of
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`the instant IPR proceedings. Both LG and ZTE confirmed Olympus’s
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`statement. Papst indicated that it does not oppose Olympus’s participation,
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`provided that LG and ZTE will not be filing separate papers or seeking
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`separate depositions. Upon inquiry, LG and ZTE further confirmed that they
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`will work together with Olympus to ensure that Petitioner’s filings,
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`discovery, and oral arguments at the hearing will be consolidated. Based on
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`the statements presented by the parties, we authorize Olympus to file the
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`Petitioner’s Reply, participate in discovery, and present oral argument at the
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`hearing in each IPR proceeding, but no separate filing, deposition, or oral
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`argument from Petitioner is permitted without prior authorization.
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`Subsequent to the conference call, LG and ZTE filed an updated
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`mandatory notice, designating an appropriate lead counsel and back-up
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`counsel in accordance with 37 C.F.R. § 42.8(b)(3), so that counsel for
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`Olympus may file the Replies. Paper 16. Olympus should file a power of
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`attorney, and contact the Board’s administrative staff regarding filing
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`3
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`
`
`IPR2017-00415 (Patent 6,895,449 B2)
`IPR2017-00443 (Patent 6,470,399 B1)
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`privileges for PTAB E2E electronic filing system. Other means of filing are
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`not authorized and any papers previously submitted via email or other means
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`of filing will not be entered or considered.
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`2. Discovery of a Deposition Transcript From a Related
`District Court Proceeding
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`The parties indicated that Papst retained Mr. Gafford as an expert
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`witness, in the related district court proceeding and the instant IPR
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`proceedings. Olympus requested the authorization to seek discovery of
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`portions of Mr. Gafford’s deposition transcript from the district court
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`proceeding, concerning the prior art reference, Murata.6 Papst opposed,
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`explaining that the transcript has been designated confidential, as it contains
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`third-party source codes. Subsequent to the conference call, Papst notified
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`the panel and opposing counsel on November 3, 2017, via email, that
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`“[a]fter discussion with litigation counsel, Patent Owner Papst will produce
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`the Tom Gafford deposition transcripts dated June 8−9, 2017 with redactions
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`to all discussion of the DeskLab and Pucci/ION Node systems,” and the
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`“transcripts will be produced to counsel for Olympus on 11/6/17.” We
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`appreciate the parties’ efforts in resolving the issues quickly and efficiently.
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`ORDER
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`In consideration of the foregoing, it is:
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`ORDERED that Olympus is authorized to file the Petitioner’s Reply,
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`participate in discovery, and present oral argument at the hearing in each
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`instant IPR proceeding, but no separate filing, deposition, or oral argument
`
`from Petitioner is permitted without prior authorization.
`
`
`6 U.S. Patent 5,508,821 (Ex. 1005).
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`4
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`
`
`IPR2017-00415 (Patent 6,895,449 B2)
`IPR2017-00443 (Patent 6,470,399 B1)
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`
`
`For PETITIONER:
`
`Dion Bregman
`Andrew Devkar
`dion.bregman@morganlewis.com
`andrew.devkar@morganlewis.com
`MORGAN, LEWIS & BOCKIUS LLP
`
`Herbert Finn
`Jonathan Giroux
`finnh@gtlaw.com
`girouxj@gtlaw.com
`GREENBERG TRAURIG LLP
`
`Scott Miller
`Darren Franklin
`smiller@sheppardmullin.com
`dfranklin@sheppardmullin.com
`SHEPPARD MULLIN RICHTER & HAMPTON LLP
`
`For PATENT OWNER:
`Gregory s. Donahue
`Minghui Yang
`gdonahue@dpelaw.com
`myang@dpelaw.com
`docketing@dpelaw.com
`DiNOVO PRICE ELLWANGER & HARDY LLP
`
`Anthony Meola
`Jason. A. Murphy
`Victor J. Baranowshi
`Arlen L. Olsen
`ameola@iplawusa.com
`jmurphy@iplawsa.com
`vbaranowski@iplawusa.com
`aolsen@iplawusa.com
`SCHMEISER, OLSEN & WATTS, LLP
`
`5
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`