Apple Inc. and Fitbit, Inc. v.
`Valencell, Inc.
`
`P.T.A.B. Proceeding No. IPR2017-003191
`U.S. Patent No. 8,923,941
` February 27, 2018
`
`1 Case IPR2017-01555 has been joined with this proceeding.
`
`Sterne, Kessler, Goldstein & Fox P.L.L.C.
`
`
`Valencell, Inc.
`
`P.T.A.B. Proceeding No. IPR2017-003191
`U.S. Patent No. 8,923,941
` February 27, 2018
`
`1 Case IPR2017-01555 has been joined with this proceeding.
`
`Sterne, Kessler, Goldstein & Fox P.L.L.C.
`
`
`
`Instituted Grounds (’941 Patent)
`
`Ground
`
`Claims
`
`Type
`
`Primary
`Reference
`
`Secondary Reference(s)
`
`IPR2017-00319 (’941 Patent)
`
`1
`
`3
`
`4
`
`5
`
`6
`
`9
`
`10
`
`11
`
`1, 2, 9, 11-13
`
`6, 8
`
`7
`
`10
`
`1, 2, 9, 11, 12
`
`6-8
`
`10
`
`13
`
`§ 103
`
`§ 103
`
`§ 103
`
`§ 103
`
`§ 103
`
`§ 103
`
`§ 103
`
`§ 103
`
`Luo
`
`Luo
`
`Luo
`
`Luo
`
`Mault
`
`Mault
`
`Mault
`
`Mault
`
`Craw
`
`Craw, Fricke
`
`Craw, Fricke, Comtois
`
`Craw, Aceti
`
`Al-Ali
`
`Al-Ali, Han
`
`Al-Ali, Numaga
`
`Al-Ali, Ali
`
`Paper 10 (“Inst. Decision”), p. 56
`
`2
`
`
`
`Claim 1
`
`l. 5‘: methed ct" generating data entpnt centaining physi—
`etegica! anti atetien-retated infiztrntatietn the ntetheti cent-
`prising:
`sensing physical activity and physiefegicat intermat'ien
`from a subject via a sittgte ntenit‘ering device attached te
`the subject, wherein the nterntering device cenlprises at
`least eae nietien senser ier sensing the physics? activity
`a ed at least ene pheteplethy are egrtmhy {Fifi} sen ser fer
`sensing, the physieiegica] infennatien; and
`prtsresstng signals treat the at least ene marten senser and
`signals freer the at least one PPG senser via a precesser
`ef the ntenitering device inte a serial data eatpat ef
`pttysielegjea] inthratatien and ntetiertmretated inthrtna-
`tien, wherein the serial data entpat is cenflgnrerl sacit
`fltata pluralityefsnhject pltysieiegieai parameters cent-
`prising suhject heart rate and subject respiratien rate can
`be extracted train the physielegicai inthnnatien and
`such that a plttraiity e1" subject physical activity param—
`eters can be extracted faint the tnetien—retateri interma-
`
`tien.
`
`'
`
`_
`
`E
`f
`
`__
`
`
`
`_‘
`
`"
`
`
`
`_
`
`.._
`
`
`
`PROCESSOR!
`!
`4
`—g— MULTIPLEKER
`
`i\~- 600
`
`APL1001, 30:35-54, FIG. 17
`
`3
`
`
`
`The ’941 Patent
`
`APL1001, FIG. 17
`
`4
`
`
`
`Ground 1 - Claims 1, 2, 9, and 11-13 are unpatentable over
`Luo in view of Craw
`
`Paper 22 (“POR”), pp. 9-26
`
`5
`
`
`
`Luo
`
`Paper 2 (“Petition”), p. 16; APL1055,
`FIGs. 1 & 3
`
`6
`
`
`
`Luo
`
`Petition, pp. 17-18; APL1055, FIGs. 4 & 5
`
`7
`
`
`
`Craw
`
`Petition, pp. 20-21; APL1056, FIGs. 1D, 7G, 8I, 9A
`
`8
`
`
`
`Figs 17 and 18 – The ’941 Patent
`Annotated by Patent Owner
`
`POR, pp. 5, 20;
`
`9
`
`
`
`Claim 6
`
`Claim 6
`
`6. The method of claim I, further comprising, prior to
`processing signals from the at least one motion sensor and
`signals from the at least one PPG sensor into the serial data
`output, removing frequency bands from the PPG signals that
`are outside of a range of interest using at least one band-pass
`filter to produce pre-conditioned PPG signals, and filtering
`the preconditioned PPG signals to reduce motion artifacts
`and noise artifacts from the preconditioned PPG signals to
`produce c]eaner physio1ogical information.
`
`Claim 8
`
`Claim 8
`
`8. The method of claim 6, 1wherein filtering the precondi-
`tioned PPG signals comprises at least one of the following:
`FIR (Finite Impulse Response) filtering, IIR (Infinite Impulse
`Response] filtering, adaptive filtering, phase filtering, and
`frequency filtering.
`
`APL1001, 31:10-18; 20-4
`APL1001, 31:10-18; 20-4
`
`10
`10
`
`
`
`Fig. 13 - LeBoeuf
`
`Paper 27 (“Pet. Reply”), p. 9; APL1001, FIG. 13
`
`11
`
`
`
`The ’941 Patent
`
`POR, p. 6; APL1001, FIG. 16
`
`12
`
`
`
`PPG Waveform Comparison
`
`Petition, p. 5; APL1020, FIG. 11.2
`
`13
`
`
`
`Ground 6 - Claims 1, 2, 9, and 11–12 are unpatentable over
`Mault in view of Al-Ali
`
`POR, pp. 26-37; Pet. Reply, pp. 16-20
`
`14
`
`
`
`Mault
`
`Petition, p. 46; APL1057, FIGs. 1 & 4
`
`15
`
`
`
`Al-Ali
`
`Petition, p. 48; APL1058, ¶0063, FIGs. 3 & 13
`
`16
`
`
`
`Mault
`
`Pet. Reply, pp. 16-17; APL1057, 5:63-64, 7:46-56, FIG. 4
`
`17
`
`
`
`Claim 1
`
`Iittt].
`
`1. .-=-‘a methed ef generating data :zmteut eta.t1tei11ing physi—
`tfltitgiee! anti muttthibt‘fliflt‘flfl
`iit'Ftttnet-itiee.g the metht'rti eem-
`pt‘i ei Hg:
`Sensing phyeieei eetfi‘ity and physiehjgieei infet‘metieu
`fmm a 5L: hj eel Vii-1 a singie manner-511gden-flee at tetehed ter
`the SLIhjECL wherein the mmfitee‘iflg {lee-tee eemprtees at
`Ie-ael eue mutter} Seneet‘ {tilt eemittg. the physical? emit-"it?“
`e e :1 H t teeet tftflfl pttmerple F]1}-'Snltftgrtip}1}-'
`t: {317%} It Heeeer fer
`sewing. the pin-'eieiegiee] ie’r‘mit'eetien; and
`preremei rig. fligjittth ft'ert'tt the tit let-151' {me .i 1'3_t.ttjtu"a. SEJ."15:tIH‘E1I].t'1
`signals item the at Ieaet one PPU eeflser via a p't‘CtE.
`ef the memitermtg~ dew-tee iete e eerie} eete tttti'plt'l et‘
`pityeielegieal in't'ertnetien anti mental-Heietetl inlet-met
`timL wherein the eeriel dt‘tltt etttp'et ie eeeflgured eueh
`that a pie mitt}? e £511le eet 9113's.
`ingiee .1 pte‘te'netete eee't-
`prising Hathjeet heart mte attti subject .t‘eepirtitit'n't rate can
`he extreeted 11131-11
`the pk eielegteei inten'eeljeu and
`eeeh that e pluretity el" euejeet phyetee] ee'tivirty pee-tum
`etete etet he ext ‘eeted flee] the. metiee—reietfl il‘t'ft'lt‘t’fltb
`
`Ex. 1001, 30:35-54
`
`18
`
`
`
`Processing Step of Claim 1
`
`…processing
` signals from the at least one motion sensor
` and
` signals from the at least one PPG sensor
` via
` a processor of the monitoring device
` into
` a serial data output of physiological information and motion-related information,
`
`wherein the serial data output is configured
` such that
`
`a plurality of subject physiological parameters comprising
`
`
`subject heart rate and subject respiration rate
`can be extracted from the physiological information and
`
` such that
`
`a plurality of subject physical activity parameters
`can be extracted from the motion-related information.
`
`
`19
`
`
`
`Mault + Al-Ali
`
`APL1057, FIG. 4; APL1058, ¶0063, FIG. 13
`
`20
`
`
`
`Case IPR2017-00319
`U.S. Patent No. 8,923,941
`CERTIFICATION OF SERVICE (37 C.F.R. §§42.6(e))
`
`The undersigned hereby certifies that a true and correct copy of the above-
`
`captioned PETITIONER APPLE INC.’S DEMONSTRATIVES was served
`
`electronically via email in its entirety on February 26, 2018 on the following:
`
`Justin B. Kimble (Lead Counsel)
`Jeffrey R. Bragalone (Back-up Counsel)
`Nicholas C. Kliewer (Back-up Counsel)
`T. William Kennedy (Back-up Counsel)
`Jonathan H. Rastegar (Back-up Counsel)
`Brian P. Herrmann (Back-up Counsel)
`Marcus Benavides (Back-up Counsel)
`R. Scott Rhoades (Back-up Counsel)
`Sanford E. Warren, Jr. (Back-up Counsel)
`
`Harper Batts (Counsel for Fitbit, Inc.)
`Jeremy Taylor (Counsel for Fitbit, Inc.)
`
`
`
`JKimble-IPR@bcpc-law.com
`jbragalone@bcpc-law.com
`nkliewer@bcpc-law.com
`bkennedy@bcpc-law.com
`jrastegar@bcpc-law.com
`bherrmann@bcpc-law.com
`mbenavides@bcpc-law.com
`srhoades@wriplaw.com
`swarren@wriplaw.com
`
`harper.batts@bakerbotts.com
`jeremy.taylor@bakerbotts.com
`dlfitbit-valencell@bakerbotts.com
`
`Respectfully submitted,
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Michael D. Specht/
`
`Michael D. Specht
`Registration No. 54,463
`Attorney for Petitioner Apple Inc.
`
`
`
`
`
`
`
`Date: February 26, 2018
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600
`
`
`
`
`
`
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