throbber
Page 1
`
` UNITED STATES PATENT AND TRADEMARK OFFICE
` BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
` APPLE INC., ) IPR2017-00317
` ) Patent No. 8,989,830
` Petitioner, )
` )
` v. )
` )
` VALENCELL, INC., )
` )
` Patent Owner. )
` -------------------------)
`
` - - -
` WEDNESDAY, SEPTEMBER 13, 2017
` - - -
`
` Videotaped deposition of BRIAN W. ANTHONY, PH.D.,
` taken at the offices of Sterne Kessler Goldstein Fox
` 1100 New York Avenue, NW, Suite 600, Washington, D.C.,
` beginning at 9:02 a.m., before Nancy J. Martin, a
` Registered Merit Reporter, Certified Shorthand
` Reporter.
`
` Veritext Legal Solutions
` Mid-Atlantic Region
` 1250 Eye Street NW - Suite 350
` Washington, D.C. 20005
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`1
`2
`
`3 4
`
`5
`
`6
`
`7
`
`8
`
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`23
`24
`25
`
`Page 1
`
`VALENCELL EXHIBIT 2009
`IPR2017-00318
`
`

`

`Page 2
`
` A P P E A R A N C E S :
`
` B R A G A L O N E C O N R O Y P C
` B Y : T . W I L L I A M K E N N E D Y , E S Q .
` 2 2 0 0 R o s s A v e n u e
` S u i t e 4 5 0 0 W
` D a l l a s , T e x a s 7 5 2 0 1
` ( 2 1 4 ) 7 8 5 - 6 6 7 4
` b k e n n e d y @ b c p c - l a w . c o m
` R e p r e s e n t i n g P a t e n t O w n e r
`
` S T E R N E K E S S L E R G O L D S T E I N F O X
` B Y : M I C H A E L D . S P E C H T , E S Q .
` J A S O N A . F I T Z S I M M O N S , E S Q .
` 1 1 0 0 N e w Y o r k A v e n u e
` W a s h i n g t o n , D . C . 2 0 0 0 5
` ( 2 0 2 ) 3 7 1 - 2 6 0 0
` j f i t z s i m m o n s @ s k g f . c o m
` R e p r e s e n t i n g P e t i t i o n e r A p p l e , I n c .
`
` - a n d -
`
` S H O O K , H A R D Y & B A C O N L L P ( V I A T E L E C O N )
` B Y : R Y A N J . S C H L E T Z B A U M , E S Q .
` 2 5 5 5 G r a n d B o u l e v a r d
` K a n s a s C i t y , M i s s o u r i 6 4 1 0 8
` ( 8 1 6 ) 5 5 9 - 2 6 9 3
` r s c h l e t z b a u m @ s h b . c o m
`
` A L S O P R E S E N T :
` D A V I D C A M P B E L L , L E G A L V I D E O G R A P H E R
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`1
`
`2 3
`
`4
`
`5
`
`6
`
`7 8
`
`9
`
`1 0
`
`1 1
`
`1 2
`
`1 3
`1 4
`
`1 5
`
`1 6
`
`1 7
`1 8
`1 9
`2 0
`2 1
`2 2
`2 3
`2 4
`2 5
`
`Page 2
`
`

`

`Page 3
`
` I N D E X
` PAGE
`
` TESTIMONY OF BRIAN W. ANTHONY, PH.D.
`
` BY MR. KENNEDY 5
`
` E X H I B I T S
` NUMBER DESCRIPTION MARKED
` Exhibit U.S. Patent 8,989,830 B2, 41 pages 80
` 1001
`
` Exhibit Prosecution History File 70
` 1002
` Exhibit Declaration of Brian W. 64
` 1003 Anthony, Ph.D., 82 pages
`
` Exhibit Academic C.V. of Dr. Brian W. 7
` 1004 Anthony, 20 pages
` Exhibit Mobile Monitoring with Wearable 59
` 1005 Photoplethysmographic Biosensors,
` 13 pages
` Exhibit U.S. Patent No. 4,830,014, 158
` 1007 11 pages
`
` Exhibit Decision Instituting Inter Parties 134
` Paper 7 Review, 27 pages
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`1
`
`2
`
`3
`
`4 5
`
`6
`7
`
`8
`
`9
`10
`
`11
`
`12
`13
`
`14
`15
`
`16
`
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Page 3
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 4
`
` WASHINGTON, D.C., WEDNESDAY, SEPTEMBER 13, 2017;
`
` 9:01 A.M.
`
` - - -
`
` THE VIDEOGRAPHER: This is the start of media
`
` labeled No. 1 of the videotaped deposition of
`
` Dr. Brian W. Anthony in the matter of Apple, Inc. v.
`
` Valencell, Inc. This is in the United States Patent
`
` and Trademark Office before the Patent Trial and
`
` Appeal Board, No. IPR2017-00317.
`
` This deposition is being held at
`
` 1100 New York Avenue, Northwest, Suite 600,
`
` Washington, D.C., 20005 on September 13, 2017 at
`
` approximately 9:02 a.m.
`
` My name is David Campbell from TSG Reporting,
`
` Inc., and I'm the legal video specialist. The court
`
` reporter is Nancy Martin, in association with
`
` Veritext.
`
` Counsel, will you please identify yourselves
`
` for the record, and the witness will be sworn in and
`
` we can proceed.
`
` MR. KENNEDY: Bill Kennedy for patent owner,
`
` Valencell.
`
` MR. SPECHT: Michael Specht for petitioner,
`
` Apple, Inc. With me is Jason Fitzsimmons, also of
`
` Sterne Kessler Goldstein Fox on behalf of petitioner.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 4
`
`

`

` BRIAN W. ANTHONY,
`
` having been first duly sworn/affirmed,
`
` was examined and testified as follows:
`
`Page 5
`
` EXAMINATION
`
` BY MR. KENNEDY:
`
` Q. Good morning, Dr. Anthony. My name is Bill
`
` Kennedy, and I represent the patent owner in this
`
` matter, and I'll be asking you the questions today.
`
` I'd like you to start by introducing yourself for the
`
` record.
`
` A. My name is Brian W. Anthony.
`
` Q. And what's your understanding of why you're
`
` here?
`
` A. I agreed, as part of my deposition, to be
`
` cross-examined.
`
` Q. Have you ever been deposed before?
`
` A. Yes.
`
` Q. How many times?
`
` A. One other time.
`
` Q. Was that a patent matter?
`
` A. It was not.
`
` Q. What was that deposition relating to?
`
` A. It was for an antitrust case with the FTC.
`
` Q. Who were the parties in that antitrust case?
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`1
`
`2
`
`3
`
`4 5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 5
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 6
`
` A. One of them was a company called Red Lake.
`
` Another was a company called -- I'm actually
`
` forgetting. It was 10 years ago.
`
` Q. So before we go into any further questions,
`
` I'd like to just go over some typical deposition
`
` ground rules and try to get you to agree to those.
`
` The first thing is I'd like you to let me
`
` finish asking my question before you answer. In
`
` exchange, I'll let you finish answering before I ask
`
` another question. Is that fair?
`
` A. Yes.
`
` Q. And then if you don't understand one of my
`
` questions, I'd like you to tell me so I can try to
`
` rephrase it. If you answer one of my questions
`
` without telling me you don't understand, I'll assume
`
` that you understood the question. Is that fair?
`
` A. Yes.
`
` Q. Okay. And then for answers, I'd ask that you
`
` give a verbal answer instead of a nod of the head or
`
` something like that so that the court reporter can
`
` transcribe your answers. Is that fair?
`
` A. Yes.
`
` Q. Is there any reason why you can't testify
`
` truthfully here today?
`
` A. No.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 6
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` Q. Is there any reason why your testimony here
`
`Page 7
`
` might be unreliable?
`
` A. No.
`
` Q. You understand that you're under oath today?
`
` A. Yes.
`
` Q. And do you understand that half truths are
`
` unacceptable answers?
`
` A. Yes.
`
` MR. KENNEDY: I'd like to start first with
`
` your background. I'm going to hand you what's been
`
` marked in the IPR as Apple -- sorry. Exhibit 1004.
`
` REPORTER MARTIN: You said it was previously
`
` marked?
`
` MR. KENNEDY: Yeah.
`
` (Deposition Exhibit 1004 was marked for
`
` identification.)
`
` BY MR. KENNEDY:
`
` Q. Do you recognize Exhibit 1004?
`
` (The witness reviewed Exhibit 1004.)
`
` THE WITNESS: Yes.
`
` BY MR. KENNEDY:
`
` Q. What is Exhibit 1004?
`
` A. It appears to be my academic CV.
`
` Q. Is this different than any other kind of CV
`
` that you have? You said, "academic CV."
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 7
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 8
`
` A. I use the moniker "academic CVs." They tend
`
` to be 20-page documents that explain all papers, past
`
` work. So it's not an abbreviated version.
`
` Q. Do you see Section 3 in Exhibit 1004 labeled
`
` "Education"?
`
` A. Yes.
`
` Q. And then there's a column that says,
`
` "Degree." Do you see that?
`
` A. Yes.
`
` Q. And then for your B.S. degree you went to
`
` Carnegie Mellon University; correct?
`
` A. Yes.
`
` Q. And what degree did you receive?
`
` A. Mechanical engineering, bachelor of science
`
` in mechanical engineering with a minor in European
`
` studies.
`
` Q. So you didn't receive a degree in electrical
`
` engineering; is that correct?
`
` A. That is correct.
`
` Q. Do you see the row below that, "School, "MIT,
`
` Degree, SM"?
`
` A. Yes.
`
` Q. What specific degree was the SM degree?
`
` A. That was in mechanical engineering.
`
` Q. So for your master's, again, you did not
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 8
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 9
`
` study electrical engineering?
`
` A. My degree was in mechanical engineering. I
`
` studied electrical engineering, mechanical
`
` engineering, computer science.
`
` Q. And in what capacity did you study electrical
`
` engineering?
`
` A. In my thesis I developed a technique to
`
` measure the temperature of silicon wafers undergoing
`
` rapid thermal processing and developed the mechanics,
`
` the optics, and the electronics to measure those
`
` characteristics. So both in my research and then the
`
` courses that I took.
`
` Q. So what specific thing did you do to develop
`
` the optics in that project?
`
` A. I developed the optics to do the beam forming
`
` that would take a pulsed laser and pass it through a
`
` conical winds to turn it into a ring, and then the
`
` interferometric objects to take a continuous wave
`
` laser and point it at the center of a ring, impinging
`
` on a silicon surface to detect converging thermal
`
` elastic waves, which captured the elastic properties
`
` of the silicon as the wave was propagating to it.
`
` Q. What do you mean you developed the optics to
`
` do the beam forming? Did you buy components? Did you
`
` design components and make them?
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 9
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` MR. SPECHT: Objection. Form. Sorry. I
`
` thought you were done.
`
` THE WITNESS: I'm sorry. Can you please
`
`Page 10
`
` repeat the question.
`
` BY MR. KENNEDY:
`
` Q. Sure. What did you mean by you developed the
`
` optics to do the beam forming? Did you design
`
` components or make them, or did you buy them off the
`
` shelf?
`
` MR. SPECHT: Objection. Form.
`
` THE WITNESS: So I assembled the optical
`
` system with commercially available optical components.
`
` BY MR. KENNEDY:
`
` Q. So you didn't design any optical components;
`
` is that correct?
`
` A. I guess it would depend on how you just
`
` define "design." I did not design a new lens to do
`
` this, but I did design the optical system to perform
`
` the measurements, yes.
`
` Q. What's the difference between those two
`
` things?
`
` A. An optical component would be something like
`
` an individual lens. An optical system would be a
`
` combination of lenses, lights, windows, transmissive
`
` material, cladding, for example.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 10
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 11
`
` Q. So I understand my question wasn't entirely
`
` clear to you. I meant what's the difference between
`
` designing a new lens versus designing a new optical
`
` system?
`
` A. So if I understand the question correctly --
`
` Q. I'll interrupt you so I can try to make it
`
` clearer.
`
` So you said, "I guess it would depend on how
`
` you just define 'design.' I did not design a new lens
`
` to do this, but I did design the optical system to
`
` perform the measurements, yes." So I'm trying to
`
` understand the distinction you're making there.
`
` What's the difference of designing a new lens versus
`
` designing an optical system?
`
` A. So I think as I said, an optical component, a
`
` single optical element like a lens is not something
`
` that I designed. I would -- I purchased lenses for --
`
` that had the correct shape. So I specified what
`
` lenses needed to be used and then bought the
`
` appropriate lenses.
`
` The design of the optical -- of an optical
`
` system is a unique arrangement of optical components.
`
` Several lenses, several light sources, several
`
` protectors.
`
` Q. So the fact that you bought a lens off the
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 11
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` shelf for the optical system doesn't take away from
`
` the fact that you put in some kind of design effort to
`
` make a unique arrangement of optical components; is
`
`Page 12
`
` that correct?
`
` A. Correct.
`
` Q. I'd like to go back to Exhibit 1004 and look
`
` at, again, Section 3, and moving down to your Ph.D.
`
` from MIT. Can you tell me what specific focus your
`
` Ph.D. was on?
`
` A. My specific focus of the doctoral thesis was
`
` in the video-based system monitoring. My minor of
`
` study was in electromechanical system design.
`
` Q. And what is "electromechanical system
`
` design"?
`
` A. That is the integration of electronics,
`
` mechanical components, software, and computation.
`
` Some would call it "mechatronics." Some would call it
`
` "robotics."
`
` Q. I'm sorry. Did you say electromechanics or
`
` electrical mechanical?
`
` A. Electromechanical.
`
` Q. And what specific work with optics did you do
`
` in your Ph.D. studies?
`
` A. In my Ph.D. studies, as I said, the thesis
`
` topic was a video-based system monitoring, principally
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 12
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 13
`
` directed towards monitoring of manufacturing lines,
`
` the assembly of product happening at high speed or the
`
` movement of devices happening at high speed. In such
`
` systems the optical components include the lighting
`
` that's necessary to appropriately illuminate, the
`
` selection of lenses and cameras to appropriately frame
`
` and aim and acquire, the inclusion of -- to create
`
` some shadows in the control of lighting to make sure
`
` that the part or system under interrogation is being
`
` appropriately illuminated, for example.
`
` I would add to that, actually. Often, in
`
` looking at a particular scenario -- and I think one
`
` example that was in my thesis was examining a heart
`
` valve, a synthetic heart valve, undergoing lifetime
`
` testing, and in that system a synthetic heart valve,
`
` which was constructed with a polymer ring and real pig
`
` tissue as the potential surrogate was being explored
`
` as a potential candidate for valve replacement. That
`
` system, for example, would be tested in a novel
`
` constructive device that would allow fluid to be
`
` pumped through it to simulate the beating heart.
`
` In such a scenario you need to generally be
`
` very creative in figuring out how you create the light
`
` path to allow the camera to image the device, how you
`
` get light into it.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 13
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 14
`
` So more often than not, when you're looking
`
` at a need for video interrogation in a system that's
`
` not plain and open to the visible environment, you
`
` need to figure out how to get light into the system,
`
` get light out of the system, and have the optical path
`
` so that they can be videoed in this case.
`
` Q. In your answer just a moment ago you said you
`
` made a novel constructive device that would allow
`
` fluid to be pumped through it to simulate the beating
`
` heart. What was novel about it?
`
` A. Many aspects of the device. The novelty in
`
` terms of the construction of how to put the heart
`
` valve in a fluid path and optical -- in a fluid path
`
` and temperature path that would be mimicking the human
`
` body. Additionally, the novelty that was added to it
`
` was the techniques to get the correct illumination
`
` along the pipe where the heart valve was located, and
`
` then the baffling and camera framing, mirrors and
`
` lenses, to get the image -- video imagery of the heart
`
` valve.
`
` Q. You said, "Additionally, the novelty that was
`
` added to it was the techniques to get the correct
`
` illumination along the pipe where the heart valve was
`
` located." What do you mean by "the techniques to get
`
` the correct illumination along the pipe"?
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 14
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 15
`
` A. Well, for example, so we have a pipe. We
`
` have a heart valve in the center of the pipe, and
`
` we're looking down the pipe. And so you can't shine
`
` light from the outside. You don't want to create
`
` adverse shadowing. So you need to consider getting
`
` light either from the bottom or from the top. And
`
` different aspects of the dynamics you may want to
`
` observe would be appropriately illuminated from either
`
` direction. So to have the flexibility to illuminate
`
` the heart valve to capture the dynamics of the valve
`
` itself.
`
` Q. The light pipes were known before this system
`
` was developed; correct?
`
` A. Correct.
`
` Q. So what specifically about using these light
`
` pipes made this system novel?
`
` MR. SPECHT: Objection. Asked and answered.
`
` THE WITNESS: I would say I have described
`
` what it was, but I think it's the complete system
`
` integration to capture the appropriate -- to capture
`
` the data.
`
` BY MR. KENNEDY:
`
` Q. A while back you said, "So more often than
`
` not when you're looking at a need for video
`
` interrogation in a system that's not plain and open to
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 15
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 16
`
` the visible environment, you need to figure out how to
`
` get light into the system, get light out of the
`
` system, and have the optical path so they can be
`
` videoed in this case." What did you mean by "you need
`
` to figure out how to get light into the system"?
`
` A. We need to figure out how to illuminate the
`
` device. So putting windows in appropriate places,
`
` putting mirrors in appropriate places so that you have
`
` photons bouncing onto the surface, photons bouncing
`
` off the surface.
`
` Q. And your system putting windows in the
`
` appropriate place is part of the novelty of that
`
` system?
`
` A. Yes. I think it's for me, reflecting upon
`
` it, hard to say what -- the complete system was novel.
`
` So it was an individual component known, yes. Did I
`
` assemble things that were known and purchasable, yes.
`
` So it was really creating the -- using the cameras and
`
` lights in their -- sort of their standard way that you
`
` would know how to assemble, to create, to capture the
`
` motion of this heart valve.
`
` So the system itself to capture the heart
`
` valve was really -- the motion of the heart valve was
`
` the novelty.
`
` Q. Sorry. That last sentence you said, "So the
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 16
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 17
`
` system itself to capture the heart valve was really
`
` the motion of -- the heart valve was the novelty,"
`
` what did you mean by that?
`
` A. I believe up until that point nobody had been
`
` successfully able to capture the ex vivo but simulated
`
` physiological conditions of a heart valve undergoing
`
` rapid lifetime testing.
`
` Q. And what about your system allowed this to be
`
` achieved?
`
` MR. SPECHT: Objection. Asked and answered.
`
` THE WITNESS: I'm confused as to how to
`
` explain it in a different way but...
`
` BY MR. KENNEDY:
`
` Q. I'm not asking -- if it's the same answer --
`
` I just didn't know if it applied in the same way. So
`
` I'd ask the same question again, but it's okay if you
`
` say the same -- if your answer is still the same.
`
` That's fine.
`
` A. The answer is still the same.
`
` Q. And what's that same answer?
`
` A. I can -- I gave a very long answer. I'm
`
` sorry. Please repeat the question, and I'll try to
`
` paraphrase what my previous answer was.
`
` Q. That's fine. Please. Thank you. I
`
` appreciate it.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 17
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 18
`
` A. Can you please repeat the question.
`
` Q. You said, "I believe up until that point
`
` nobody had been" able to -- "been successfully able to
`
` capture the ex vivo but simulated physiological
`
` conditions of a heart valve undergoing rapid lifetime
`
` testing." I wanted to know what about your system
`
` allowed this to be achieved?
`
` MR. SPECHT: Same objection.
`
` THE WITNESS: And I'll try to paraphrase.
`
` Again, it's the mechanical construct of the whole
`
` heart valve, the fluid system to move the valve, the
`
` optical system to illuminate, the optical system to
`
` video. So everything assembled to record the heart
`
` valve.
`
` BY MR. KENNEDY:
`
` Q. And all the components in that system are
`
` previously known; correct?
`
` A. Correct.
`
` Q. So it's just the arrangement of those
`
` components that was novel?
`
` A. I'd have to think further back and see -- to
`
` recall whether there were any particular components
`
` that I described from scratch. I'd say predominantly,
`
` though, it was known components.
`
` Q. You can't -- sitting here today, you can't
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 18
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 19
`
` think of any components that were new in that device;
`
` correct?
`
` A. The piping system. There was no piping
`
` system that you would buy into which you would place a
`
` heart valve. You can't go to Granger and order heart
`
` valve piping.
`
` Q. But light pipes were known then; correct?
`
` A. Correct.
`
` Q. So part of the novelty of the invention was
`
` using a known light pipe in a new way?
`
` A. I think I want to be careful with the term
`
` "light pipe." The pipe wasn't what an expert would
`
` typically think of as a light pipe. It was a pipe
`
` into which the heart valve was placed. Light would
`
` also go up and down the pipe. So in that sense the
`
` light was transmitting pipe -- or the pipe was
`
` transmitting light, allowing it to propagate.
`
` And in a general sense, did the pipe have the
`
` effect of allowing light to go in and out, yes. Was
`
` it a light pipe as, say, you find in different
`
` lighting systems, for example, flatbed scanners, no.
`
` Q. But the purpose of those components was to
`
` illuminate the heart valve with light; correct?
`
` A. Well, the intent of an optical system in
`
` general is to provide lighting, windows, material that
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 19
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 20
`
` light can propagate through, air, plastic, glass. So
`
` it's -- in the majority of optical systems, those are
`
` the standard optical components. Lenses, lights,
`
` windows, baffling, shading in a medium through which
`
` the light is passing.
`
` Q. But an inventor can take those standard
`
` optical components and arrange them in a way that's
`
` novel; correct?
`
` A. In this case I was solving a novel
`
` application.
`
` Q. So I don't think you answered my question.
`
` My question was you listed off a bunch of optical
`
` elements, lightings, windows, material, that light can
`
` propagate through, air, plastic, and glass. You said
`
` those were standard optical components; correct?
`
` A. Correct.
`
` Q. What I asked was an inventor can use those
`
` known components to come up with a novel thing;
`
` correct?
`
` A. Correct.
`
` Q. So we've been talking about in the heart
`
` valve system for a while. Is there anything else that
`
` you did in your Ph.D. that involved optics?
`
` A. The entire thesis was in some way involved
`
` with optics and its video. You can't do video without
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 20
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 21
`
` optical systems. So I used the heart valve as one
`
` example of a system that was interrogated.
`
` Q. Are there any other things that you worked on
`
` at your Ph.D. that involved guiding light?
`
` A. As part of my thesis or as part of my
`
` graduate research? I also was involved in using
`
` borescopes to interrogate engine parts. I was
`
` involved with courses that I either TA'ed or took that
`
` would design optical components. I was a TA for an
`
` optical engineering class, and certainly, optical
`
` components. Windows, lights were all part of that
`
` class that I took. So that's all part and parcel of
`
` what my doctoral studies included.
`
` Q. During your doctoral studies, did you come up
`
` with any optical elements that you considered novel?
`
` A. Please, can you ask the question again.
`
` Q. During your doctoral studies, did you come up
`
` with any optical elements that you considered novel?
`
` A. And by "element," if I can ask for
`
` clarification, you mean a single optical component?
`
` Q. Sure.
`
` A. I guess it depends on how broadly you want to
`
` define "novel." So do they design novel windows, yes.
`
` Do they sort of arrange optical transmissive material
`
` in novel ways, yes. Did I design any new lenses, no.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 21
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 22
`
` I would also add that my -- during my doctoral studies
`
` I was also running and starting my company, and there
`
` were optical devices and techniques that -- I was
`
` doing that.
`
` Q. When you said, "Did I design novel windows,
`
` yes," what specific novel windows did you design?
`
` A. I'll continue to use the heart valve.
`
` Q. So I'm not just asking you about the heart
`
` valve. I'm asking about which novel windows did you
`
` design?
`
` MR. SPECHT: Counsel, please let the expert
`
` finish his answer.
`
` MR. KENNEDY: I thought it would just be
`
` easier if I cut him off there so that I could explain
`
` since I saw where his answer was going.
`
` THE WITNESS: So a novel -- in this sense, a
`
` novel window is generally not designed in isolation.
`
` A novel window is generally designed with a system in
`
` mind. It's more common to find individual -- so you
`
` don't generally find them by windows. You buy lenses.
`
` And so it's hard to say that I've designed a window
`
` that could have been released for commercial product
`
` and reused in many different ways. It's always in the
`
` context of getting light into a particular area that
`
` needs to be illuminated.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 22
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 23
`
` BY MR. KENNEDY:
`
` Q. So the novelty in the windows that you
`
` designed was in the context of getting light into a
`
` particular area that needs to be illuminated?
`
` A. Correct.
`
` Q. We've already heard about the heart valve
`
` example. Is that an example of one of those windows?
`
` A. There were certainly windows in that system.
`
` Q. And did you -- were you involved in any other
`
` systems in which you found that the novelty in the
`
` windows was designed in the context of getting the
`
` light into a particular area that needs to be
`
` illuminated?
`
` A. Most optical systems, when you're trying to
`
` direct and guide light to a particular location, are
`
` going to involve windows. So I'd say the majority of
`
` the systems that I would video, or if they were in
`
` enclosed spaces, would in some way have, as a
`
` component, a technique or a window, an opening through
`
` which to get light.
`
` Q. I'd like to go back to your original answer.
`
` You said, "So did I design novel windows, yes." And I
`
` asked you what specific novel windows that you
`
` designed. I believe that the ultimate answer that
`
` came down to was "the novelty in the windows designed
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 23
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 24
`
` was in the context of getting light into the
`
` particular area that needs to be illuminated"; is that
`
` correct?
`
` A. Correct. That sounds like what I said.
`
` Q. And then the example you provided, that was
`
` your pig heart valve example; is that correct?
`
` A. Correct. That is one example, yeah.
`
` Q. Are there any other examples of that?
`
` A. As I think I also mentioned, involved in
`
` using borescopes to examine the insides of engines, of
`
` turbines. What are some other examples? In the
`
` context of our -- for -- are you asking just in the
`
` context of the things that I did at MIT as part of my
`
` doctoral work?
`
` Q. For now, yes.
`
` A. Okay. I was also involved with systems to do
`
` robotic tele-operation using cameras to observe motion
`
` in the environment. So those camera systems would be
`
` behind walls or on gimbals. And, again, those are
`
` windows in those systems. Those are some examples.
`
` I'm sure there are others, but, now, going back to my
`
` doctoral thesis is --
`
` Q. Can you think of any other examples?
`
` A. I think one of the other examples that
`
` probably made it into my thesis was the diaper
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 24
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 25
`
` packaging line where we had to monitor the flow of
`
` diapers being packaged. Glue was being applied to the
`
` diaper as part of a machine, and it passed through a
`
` machine that would put paper on top of it and passed
`
` into an additional machine to package it. We needed
`
` to get a view inside of one of the pieces of
`
` equipment. So we had to redesign the equipment to
`
` have a window into the equipment to get a view of the
`
` gluing and attaching of paper to the glue as another
`
` example. I'm certain there are others.
`
` Q. What are the others?
`
` A. I did already highlight my master's work,
`
` which was -- the term included windows in both the use
`
` of the pulsed laser for generating thermal elastic
`
` wave and the detection of the infometric laser to do
`
` detection of service motion.
`
` Also, as part of the consulting that I was
`
` doing during my studies, I worked for a consulting
`
` company called Opticus where I designed optical
`
` height-of-fill systems for monitoring f

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket