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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
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`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
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`
`
`
`
`
`
`
`
`APPLE INC. and FITBIT, INC.
`Petitioners
`
`v.
`
`VALENCELL, INC.
`Patent Owner
`
`
`
`
`
`
`
`
`Case IPR2017-003171
`Patent 8,989,830
`
`
`
`
`
`
`
`
`
`
`PETITIONER APPLE INC.’S UPDATED EXHIBIT LIST
`
`
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`1 IPR2017-01553 has been joined to this current proceeding.
`
`

`

`IPR2017-00317
`U.S. Pat. No. 8,989,830
`Petitioner Apple Inc. submits herewith a copy of the transcript of a
`
`teleconference held with the Board and Parties on December 12, 2017, as Exhibit
`
`1110. Pursuant to 37 C.F.R. § 42.63(e), Petitioner Apple Inc. hereby submits an
`
`updated exhibit list to accompany submission of Exhibit 1110.
`
`Apple (APL)
`Ex. No.
`1001
`
`1002
`1003
`
`1004
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`
`1010
`
`1011
`
`1012
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`Description
`U.S. Patent No. 8,989,830 to LeBoeuf et al. titled “Wearable
`Light-Guiding Devices for Physiological Monitoring,” issued
`March 24, 2015
`U.S. Patent No. 8,989,830 File History
`Declaration of Dr. Brian W. Anthony in Support of Petition for
`Inter Partes Review of U.S. Patent No. 8,989,830
`Curriculum Vitae of Dr. Brian W. Anthony
`Asada, H. et al. “Mobile Monitoring with Wearable
`Photoplethysmographic Biosensors,” IEEE Engineering in
`Medicine and Biology Magazine, May/June 2003; pp. 28-40
`U.S. Patent No. 5,226,417 to Swedlow et al. titled “Apparatus
`for the Detection of Motion Transients,” issued July 13, 1993
`U.S. Patent No. 4,830,014 to Goodman et al. titled “Sensor
`Having Cutaneous Conformance,” issued May 16, 1989
`U.S. Patent No. 6,745,061 to Hicks et al. titled “Disposable
`Oximetry Sensor,” issued June 1, 2004
`U.S. Patent No. 7,190,986 to Hannula et al. titled “Non-
`Adhesive Oximeter Sensor for Sensitive Skin,” issued March
`13, 2007
`U.S. Patent No. 5,797,841 to Delonzor et al. titled “Shunt
`Barrier in Pulse Oximeter Sensor,” issued August 25, 1998
`U.S. Patent Application Publication No. 2007/0123763 to Al-
`Ali et al. titled “Optical Sensor Including Disposable and
`Reusable Elements,” published May 31, 2007
`Excerpt from Merriam Webster’s Collegiate Dictionary,
`Eleventh Edition, 2008; p. 828
`
`
`
`- 1 -
`
`

`

`IPR2017-00317
`U.S. Pat. No. 8,989,830
`
`Apple (APL)
`Ex. No.
`1013
`
`1014
`
`1015
`
`1016
`
`1017
`
`1018
`
`1019
`1020
`1021
`1022
`
`1023-1099
`1100
`
`1101
`
`1102
`
`1103
`
`Description
`Mendelson, Y. et al., “Skin Reflectance Pulse Oximetry: In
`Vivo Measurements from the Forearm and Calf,” Journal of
`Clinical Monitoring, Vol. 7, No. 1, January 1991; pp. 7-12
`Konig, V. et al., “Reflectance Pulse Oximetry – Principles and
`Obstetric Application in the Zurich System,” Journal of Clinical
`Monitoring and Computing, Vol. 14, No. 6, August 1998; pp.
`403-412
`Mendelson, Y. et al. “A Wearable Reflectance Pulse Oximeter
`for Remote Physiological Monitoring,” Proceedings of the 28th
`IEEE EMBS Annual International Conference, New York City,
`New York, August 30-September 3, 2006; pp. 912-915
`U.S. Patent No. 6,608,562 to Kimura et al. titled “Vital Signal
`Detecting Apparatus,” issued August 19, 2003
`Tremper, K. et al., “Pulse Oximetry,” Medical Intelligence
`Article, Anesthesiology, Vol. 70, No. 1, January 1989; pp. 98-
`108
`Declaration of Gerard P. Grenier in support of Asada, H. et al.
`“Mobile Monitoring with Wearable Photoplethysmographic
`Biosensors,” IEEE Engineering in Medicine and Biology
`Magazine, May/June 2003; pp. 28-40 (APL1005)
`Intentionally Left Blank
`Intentionally Left Blank
`Intentionally Left Blank
`Transcript of teleconference among Board and Parties held on
`October 13, 2017, Apple Inc. v. Valencell, Inc., Case Nos.
`IPR2017-00315, IPR2017-00317, IPR2017-00318, IPR2017-
`00319, and IPR2017-00321.
`Intentionally Left Blank
`Transcript of the Deposition of Dr. Albert Titus, November 9,
`2017, Apple Inc. v. Valencell, Inc., Case No. IPR2017-00318.
`Transcript of the Deposition of Dr. Albert Titus, November 10,
`2017, Apple Inc. v. Valencell, Inc., Case No. IPR2017-00317.
`Declaration of Dr. Brian W. Anthony in Support of Petitioner’s
`Reply to Patent Owner’s Response
`Declaration of Dr. Brian W. Anthony in Support of Petitioner’s
`Opposition to Patent Owner’s Motion to Amend in Inter Partes
`Review of U.S. Patent No. 8,989,830
`
`
`
`- 2 -
`
`

`

`IPR2017-00317
`U.S. Pat. No. 8,989,830
`
`Apple (APL)
`Ex. No.
`1104
`
`1105
`
`1106
`
`1107
`
`1108
`
`1109
`
`1110
`
`Description
`Hyonyoung Han et al., Development of a wearable health
`monitoring device with motion artifact reduced algorithm,
`International Conference on Control, Automation and Systems,
`IEEE (2007)
`Declaration of Gerard P Grenier in support of Hyonyoung Han
`et al., Development of a wearable health monitoring device with
`motion artifact reduced algorithm, International Conference on
`Control, Automation and Systems, IEEE (2007) (Ex. 1106)
`Lu X. et al., “A statistical experimental study of the injection
`molding of optical lenses,” Journal of Materials Processing
`Technology, Vol. 113, 2001; pp. 189-195
`Ong N.S. et al., “Microlens array produced using hot embossing
`process,” Microelectric Engineering, Vol. 60, 2002; pp. 365-379
`Rapaport et al., “Control of Blood Flow to the Extremities at
`Low Ambient Temperatures,” Journal of Applied Physiology,
`Vol. 2, 1949; pp. 61-71
`Daanen H.A.M., “Finger cold-induced vasodilation: a review,”
`Springer-Verlag, European Journal of Applied Physiology, Vol.
`89, 2003; pp. 411-426
`Board Teleconference Call Transcript, December 12, 2017
`
`
`
`
`- 3 -
`
`

`

`IPR2017-00317
`U.S. Pat. No. 8,989,830
`
`Respectfully submitted,
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Michael D. Specht/
`
`
`
`
`
`
`
`
`
`Michael D. Specht
`Registration No. 54,463
`Attorney for Petitioner
`
`
`Date: 12/15/17
`
`1100 New York Avenue, N.W.
`Washington, D.C.20005-3934
`(202) 371-2600
`
`
`
`- 4 -
`
`

`

`IPR2017-00317
`U.S. Pat. No. 8,989,830
`CERTIFICATION OF SERVICE (37 C.F.R. §§ 42.6(e))
`
`
`
`The undersigned hereby certifies that on Dec. 15, 2017, true and correct
`
`copies of the foregoing PETITIONER APPLE INC.’S UPDATED EXHIBIT
`
`LIST and Exhibit 1110 were served electronically via email in their entireties on
`
`the following counsel of record for Patent Owner:
`
`Justin B. Kimble (Lead Counsel)
`Jeffrey R. Bragalone (Back-up Counsel)
`Nicholas C. Kliewer (Back-up Counsel)
`T. William Kennedy (Back-up Counsel)
`Jonathan H. Rastegar (Back-up Counsel)
`Brian P. Herrmann (Back-up Counsel)
`Marcus Benavides (Back-up Counsel)
`R. Scott Rhoades (Back-up Counsel)
`Sanford E. Warren, Jr. (Back-up Counsel)
`
`Harper Batts
`Jeremy Taylor
`
`
`JKimble-IPR@bcpc-law.com
`jbragalone@bcpc-law.com
`nkliewer@bcpc-law.com
`bkennedy@bcpc-law.com
`jrastegar@bcpc-law.com
`bherrmann@bcpc-law.com
`mbenavides@bcpc-law.com
`srhoades@wriplaw.com
`swarren@wriplaw.com
`
`harper.batts@bakerbotts.com
`jeremy.taylor@bakerbotts.com
`dlfitbit-valencell@bakerbotts.com
`
`
`
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Michael D. Specht/
`
`
`
`
`
`Michael D. Specht
`Registration No. 54,463
`Attorney for Petitioner
`
`
`Date: 12/15/17
`
`1100 New York Avenue, N.W.
`Washington, D.C.20005-3934
`(202) 371-2600
`
`8720131_1.docx
`
`
`
`

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