`Apple vs. California Institute of Technology
`
`DOCKET NO.: 1033300-00287
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`7,916,781
`PATENT:
`INVENTORS: HUI JIN, AAMOD KHANDEKAR, ROBERT J. McELIECE
`FILED:
`JUNE 30, 2008
`ISSUED:
`MARCH 29, 2011
`
`TITLE:
`
`SERIAL CONCATENATION OF INTERLEAVED
`CONVOLUTIONAL CODES FORMING TURBO-LIKE
`CODES
`
`___________________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________________________________________
`
`Apple Inc.
`Petitioner
`
`v.
`
`California Institute of Technology
`Patent Owner
`
`Case IPR2017-002971
`
`PETITIONERS’ UPDATED EXHIBIT LIST PURSUANT TO
`CONSOLIDATION ORDER (IPR2017-00297, PAPER 18)
`
`
` 1
`
` Case IPR2017-00423 has been consolidated with this proceeding.
`
`
`
`U.S. Patent 7,916,781
`Apple vs. California Institute of Technology
`
`EXHIBITS
`
`Exhibit
`1001
`
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`
`1010
`
`1011
`
`Description
`U.S. Patent No. 7,916,781 (Also Exhibit 1101 in IPR2017-00423)
`D. J. C. MacKay, S. T. Wilson, and M. C. Davey, “Comparison of
`constructions of irregular Gallager codes,” IEEE Trans. Commun.,
`Vol. 47, No. 10, pp. 1449-54, 1999 (Also Exhibit 1102 in IPR2017-
`00423)
`L. Ping, W. K. Leung, N. Phamdo, “Low Density Parity Check
`Codes with Semi-random Parity Check Matrix.” Electron. Letters,
`Vol. 35, No. 1, pp. 38-39, 1999 (Also Exhibit 1103 in IPR2017-
`00423)
`Declaration of Professor James Davis, Ph.D. (“Davis Declaration”)
`Gallager, R., Low-Density Parity-Check Codes, Monograph, M.I.T.
`Press, 1963 (Also Exhibit 1105 in IPR2017-00423)
`Berrou et al., “Near Shannon Limit Error-Correcting Coding and
`Decoding: Turbo Codes," ICC ’93, Technical Program, Conference
`Record 1064, Geneva 1993 (Also Exhibit 1106 in IPR2017-00423)
`Benedetto, S. et al., Serial Concatenation of Block and
`Convolutional Codes, 32.10 Electronics Letters 887-8, 1996 (Also
`Exhibit 1107 in IPR2017-00423)
`Luby, M. et al., “Practical Loss-Resilient Codes,” STOC ’97, 1997
`(Also Exhibit 1108 in IPR2017-00423)
`Luby, M. et al., “Analysis of Low Density Codes and Improved
`Designs Using Irregular Graphs,” STOC ’98, pp. 249-59, published
`in 1998 (Also Exhibit 1109 in IPR2017-00423)
`Replacement copy of Frey, B. J. and MacKay, D. J. C., “Irregular
`Turbocodes,” Proc. 37th Allerton Conf. on Comm., Control and
`Computing, Monticello, Illinois, published on or before March 20,
`2000 (Also Exhibit 1110 in IPR2017-00423)
`Final Written Decision, Hughes Network Systems, LLC et al. v. Cal.
`Institute of Tech., IPR2015-00059, Paper 42 (PTAB Apr. 21, 2016)
`(Also Exhibit 1111 in IPR2017-00423)
`
`i
`
`
`
`U.S. Patent 7,916,781
`Apple vs. California Institute of Technology
`Description
`Prosecution History of the ’781 Patent, Response Dated Jan. 27,
`2011 (Also Exhibit 1112 in IPR2017-00423)
`Claim Construction Order, California Institute of Technology v.
`Hughes Communications Inc., No. 13-cv-7245 (C.D. Cal.) (Also
`Exhibit 1113 in IPR2017-00423)
`Decision on Institution, Hughes Network Systems, LLC et al. v. Cal.
`Institute of Tech., IPR2015-00059, Paper 18 (PTAB Apr. 27, 2015)
`(Also Exhibit 1114 in IPR2017-00423)
`Expert Report of Dr. Brendan Frey (Case No. 2:13-cv-07245) (Also
`Exhibit 1115 in IPR2017-00423)
`MacKay, D. J. C, and Neal, R. M. “Near Shannon Limit
`Performance of Low Density Parity Check Codes,” Electronics
`Letters, vol. 32, pp. 1645-46, 1996 (Also Exhibit 1116 in IPR2017-
`00423)
`Replacement copy of D. Divsalar, H. Jin, and R. J. McEliece,
`“Coding theorems for "turbo-like" codes,” Proc. 36th Allerton Conf.
`on Comm., Control and Computing, Allerton, Illinois, pp. 201-09,
`September, 1998 (Also Exhibit 1117 in IPR2017-00423)
`U.S. Patent No. 4,271,520 (1981) (Also Exhibit 1118 in IPR2017-
`00423)
`Declaration of Robin Fradenburgh Concerning the “Proceedings,
`36th Allerton Conference on Communications, Control, and
`Computing” Reference (Also Exhibit 1119 in IPR2017-00423)
`Chris Heegard and Stephen B. Wicker, Turbo Coding, pp. 12-14,
`1999 (Also Exhibit 1120 in IPR2017-00423)
`George C. Clark, Jr. and J. Bibb Cain, Error-Correction Coding for
`Digital Communications, pp. 6, 229, 1938 (Also Exhibit 1121 in
`IPR2017-00423)
`Declaration Of Richard Goldenberg In Support Of Unopposed
`Motions To Submit Replacement Exhibits Pursuant To 37 C.F.R. §
`42.104(c) (Also Exhibit 1122 in IPR2017-00423)
`
`Exhibit
`
`1012
`
`1013
`
`1014
`
`1015
`
`1016
`
`1017
`
`1018
`
`1019
`
`1020
`
`1021
`
`1022
`
`ii
`
`
`
`U.S. Patent 7,916,781
`Apple vs. California Institute of Technology
`Description
`Declaration Of Jonathan Barbee In Support Of Unopposed Motions
`To Submit Replacement Exhibits Pursuant To 37 C.F.R. § 42.104(c)
`(Also Exhibit 1123 in IPR2017-00423)
`Declaration of Professor James Davis, Ph.D. Regarding U.S. Patent
`No. 7,916,781 Claims 13-22 (Originally Filed in IPR2017-00423 as
`Exhibit 1104)
`
`
`
`Exhibit
`
`1023
`
`1024
`
`
`
`
`
`iii
`
`
`
`U.S. Patent 7,916,781
`Apple vs. California Institute of Technology
`
`
`
`Dated: July 11, 2017
`
`Respectfully Submitted,
`
`
`
`
`
`
`
`
`
`
`
`/Brian M. Seeve/
`Brian M. Seeve
`Registration No. 71,721
`WILMER CUTLER PICKERING
`HALE AND DORR LLP
`60 State Street
`Boston, MA 02109
`Tel: (617) 526-6386
`Fax: (617) 526-5000
`
`Attorney for Petitioner
`
`iv
`
`
`
`U.S. Patent 7,916,781
`Apple vs. California Institute of Technology
`CERTIFICATE OF SERVICE
`I hereby certify that on July 11, 2017 I caused a true and correct copy of the
`following materials
`
` Petitioners’ Updated Exhibit List
`
` Exhibit 1024
`to be served via electronic mail pursuant to 35 C. F. R. § 42.6(e) and with consent
`to Patent Owner’s counsel of record:
`
`Michael T. Rosato (mrosato@wsgr.com)
`Matthew A. Argenti (margenti@wsgr.com)
`Richard Torczon (rtorzcon@wsgr.com)
`Kevin P. B. Johnson (kevinjohnson@quinnemanuel.com)
`James M. Glass (jimglass@quinnemanuel.com)
`Todd M. Briggs (toddbriggs@quinnemanuel.com)
`
`
`
`
`
`
`
`July 11, 2017
`
`
`
`Respectfully Submitted,
`
`
`
`/Brian M. Seeve/
`Brian M. Seeve
`
`
`
`
`
`v
`
`