Case 1:15-cv-0O615—RGA Document 8 Filed 09/09/15 Page 1 of 2 Page|D #: 262
`A0 120 (Rev. ()8/l0
`
`T0
`'
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`action has been
`on the following
`
`1 I16 you are hereby advised that a court
`§ 290 and/or l5 U.S.C. 9'
`District of Delaware
`
`ln Compliance with 35 U.S.C.
`tiled in the US. District Court
`lZPatents.
`( E] the patent action involves 35 U.S.C. § 292.):
`DATE FILED
`U.S. DISTRICT COURT
`7/17/2015
`DEFENDANT
`
`E] Trademarks or
`DOCKET NO.
`15—cv-615—RGA
`
`District of Delaware
`
`Time Warner Cable Inc. and Time Warner Cable
`Enterprises LLC
`
`PATENT OR
`
`TRADEMARK N0.
`
`DATE OF PATENT
`
`OR TRADEMARK
`
`HOLDER OF PATENI OR TRADEMARK
`
`1
`
`.
`
`D
`DATE INgI_9l%DE1 5
`20
`TRJ:g1‘ RNO
`
`INCLUDED BY
`
`Amendment
`
`)/ tradcinark(s) have been included:
`
`D Other Pleading
`B Cross Bill
`D Answer
`HOLDER OF PATENT OR TRADEMARK
`
`In the above——entitled case, the following decision has been rendered or judgement issued:
`
`(BY) DEPUTY CLERK
`
`Copy 3—Upon termination of action, mail this copy to Director
`Copy 1~Upon initiation of action, mail this copy to Director
`Copy 4———Case file copy
`Copy 2—Upon filing document adding patent(s), mail this copy to Director
`
`DISH
`
`Exhibit 1007 Page 1
`
`DISH
`Exhibit 1007 Page 1
`
`

`
`Case 1:15-cv—00615-RGA Document 8 Filed 09/09/15 Page 2 of 2 Page|D #: 263
`
`HOLDER OF PATENT OR TRADEMARK
`OR TRADEMARK
`TRADEMARK NO.
`PATENT OR
`DATE OF PATENT
`US 6,961,369 B1 TN
`US 8,718,158 B2
`US 9,014,243 B2 TQ Delta, LLC
`US 7,83 5,430 B2 TQ Delta, LLC
`US 8,238,412 B2
`
`US 8,432,956 B2
`US 8,611,404 B2
`
`DISH
`
`Exhibit 1007 Page 2
`
`DISH
`Exhibit 1007 Page 2
`
`

`
`Case 6:14—cv—01027-ACC—KRS Document 73 Filed 09/09/15 Page 1 of 1 PagelD 721
`A0 120 (Rev. 08/10
`
`.].0_
`'
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`dvised that a court action has been
`on the following
`
`th 35 U.S.C. § 290 and/or 15 U.S.C.§ ll 16 you are hereby a
`In Compliance wi
`Middle District of Florida, Orlando Division
`filed in the U.S. District Court
`E] Trademarks or M Patents.
`( El the patent action involves 35 U.S.C. § 292.):
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`6:14—cv—1027
`6/26/2014
`Middle District of Florida, Orlando Division
`DEFENDANT
`PLAINTIFF
`Orlando Communications LLC
`
`LG Electronics, lnc., et al
`
`PATENT OR
`DATE OF PATENT
`.
`1 5,687,1296 James Arthur Proctor, Jr., James Carl Otto
`2 6,0009,553
`12/28/0199
`Dennis Martinez, Thomas Hengeveld, Mlchael Axford
`
`,
`
`in the above—entitled case, the following patent(s)/ trademnrk(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`D Amendment
`
`PATENT OR
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above~entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Order of Dismissal
`
`(BY) DEPUTY CI.ER1(
`CLERK
`9/9/2015
`R. Olsen
`Sheryl Loesch
`Copy l—Upon initiation ofaction, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4——Case lile copy
`
`DATE
`
`V
`
`DISH
`
`Exhibit 1007 Page 3
`
`DISH
`Exhibit 1007 Page 3
`
`

`
`Case 6:14-cv-O1026—ACC-KRS Document 75 Filed 09/09/15 Page 1 of 1 PagelD 749
`A0 120(Rev 03/10
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`on has been
`on the following
`
`TU
`'
`
`Mail Stop 8
`Director ofthe U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`290 and/or 15 U.S.C. § 1116 you are hereby advised that a court acti
`In Compliance with 35 U.S.C. §
`Middle District of Florida, Orlando Division
`Iiled in the US. District Court
`( El the patent action involves 35 U.S.C. § 292.);
`I:I Trademarks or M Patents.
`DOCKET NO.
`DATE FILED
`US. DISTRICT COURT
`6:14—CV-1026
`6/26/2014
`Middle District Of Florida, Orlando Division
`PLAINTIFF
`DEFENDANT
`,
`Orlando Communications LLC
`LG Electronics, Inc., et al
`
`HOLDER O1‘ PATENT OR IRADEMARK
`ORTRADEMARK
`TRADEMARKN0
`M
`DATE OF PATENT
`PATENT OR
`1 5,687,1296 James Arthur Proctor, Jr., James Carl Otto
`Dennis Martinez, Thomas Hengeveld, Mlchael Axford
`2 6,0009,553
`12/28/0199
`
`In the above—entitled case, thefollowing patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENT OR
`,lRADEMARK NO‘
`
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`I:I Answer
`B Cross Bill
`I] Other Pleading
`vi
`HOLDER OF PAIENT ORTRADEMARK
`
`In the above——entitled case, the following decision has been rendered or judgement issued:
`DECISION /J UDGEMENT
`
`Order of Dismissal
`
`(BY) DEPUTY CLERK
`R. Olsen
`
`DATE
`
`9/9/2015
`
`Copy 5—Upon termination of action, mail this copy to Director
`Copy l——Upon initiation of action, mail this copy to Director
`Copy 4——Case file copy
`Copy 2—-Upon filing document adding patent(s), mail this copy to Director
`
`DISH
`
`Exhibit 1007 Page 4
`
`DISH
`Exhibit 1007 Page 4
`
`

`
`Case 1:15-cv—OO616—RGA Document 8 Filed 09/09/15 Page 1 of 2 PagelD #: 279
`
`A0120 Rev 08/10)
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`’
`Director of the US. Patent and Trademark Office
`TO.
`Mail Stop 8
`ACTION REGARDING A PATENT OR
`P.0. Box 1450
`TRADEMARK
`Alexandria, VA 22313-1450
`. § 290 and/or 15 U.S.C. § l1l6 you are hereby advised that a court action has been
`on the following
`District of Delaware
`S.C. § 292.):
`
`In Compliance with 35 U.S.C
`filed in the USA District Court
`( El the patent action involves 35 U.
`[I Trademarks or
`I] Patents.
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`15—cv-616—RGA
`7/17/2015
`DEFENDANT
`PLAINTIFF
`
`TQ Delta, LLC
`
`District of Delaware
`Verizon Communications Inc, Verizon Services Corp., Verizon
`Online LLC, Verizon Business Network Services lnc., Verizon
`Delaware LLC, and Verizon Information Technologies LLC
`
`TRADEMARK N0.
`PATENT OR
`
`ORTRADEMARK
`DATE OF PATENT
`
`HOLDEROP PATENT OR TRADEMARK
`.
`.
`
`DATE IN(éI.éJ§0EP5
`/
`TRADEMARKNO
`PATENT OR
`
`INCLUDED BY
`Amendment
`ORTRADEMARK
`DATE OF PATENT
`
`D Other Pleading
`B Cross Bill
`[I Answer
`HOLDER OF PATENT ORTRADEMARK
`
`In the above——entitIed case, the following decision has been rendered or judgement issued:
`
`(BY) DEPUTY CLERK
`
`to Director
`Copy 3—Up0n termination of action, mail this copy to Director
`Copy 4-—Case file copy
`Copy ]—Upon initiation of action, mail this copy mail this copy to Director
`Copy 2——Upon filing document adding patent(s),
`
`DISH
`
`Exhibit 1007 Page 5
`
`DISH
`Exhibit 1007 Page 5
`
`

`
`Us 9,014,243 B2
`Us 7,835,430 B2
`US 8,238,412 132
`US 8,432,956 B2
`US 8,611,404 B2
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`DISH
`
`Exhibit 1007 Page 6
`
`DISH
`Exhibit 1007 Page 6
`
`

`
`Case 6:14—cv-01028-ACC-KRS Document 84 Filed 09/09/15 Page 1 of 1 PagelD 790
`
`TO
`'
`
`is/[an stop 3
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`has been
`§ 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action on the following
`111 Compliance with 35 U.S.C.
`Middle District of Florida, Orlando Division
`filed in the U.S. District Court
`( [:I the patent action involves 35 U.S.C. § 292.):
`D Trademarks or
`MPatents.
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`6:14-cv-1028
`6/26/2014
`Middle District of Florida, Orlando Division
`PLAINTIFF
`DEFENDANT
`Orlando Communications LLC
`HTC Corporation, et al
`
`PATENT OR
`
`DATE OF PATENT
`
`HOLDER OF PATENT onTRADEMARK
`TRADEMARKNO.
`l 5,687,1296 James Arthur Proctor, Jr., James Carl Otto
`2 6,0009,553
`12/28/0199
`Dennis Martinez, Thomas Hengeveld, Michael Axford
`
`.
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`PATENT OR
`TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—entitlcd case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Order of Dismissal
`
`CLERK
`Sheryl Loesch
`
`(BY) DEPUTY CLERK
`9/9/2015
`R. Olsen
`to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy l——Upon initiation of action, mail this copy mail this copy to Director Copy 4——Case file copy
`Copy 2——U pon filing document adding patcnt(s),
`
`DATE
`
`DISH
`
`Exhibit 1007 Page 7
`
`DISH
`Exhibit 1007 Page 7
`
`

`
`Case l:15—cv—00616—RGA Document 3 Filed 07/17/15 Page 1 of 2 PagelD #: 121
`A0 120 Rev. 08/10
`
`T0:
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § I116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`District of Delaware
`on the following
`3 Trademarks or
`l]Z[Patents.
`( I] the patent action involves 35 U.S.C. § 292.):
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`7/17/2015
`
`PLAINTIFF
`
`DEFENDANT
`
`District of Delaware
`
`TQ Delta, LLC
`
`PATFNT OR
`TRADEMARK NO
`1 See Attached
`
`Verizon Communications |nc., Verizon Services Corp., Verizon
`Online LLC, Verizon Business Network Services Inc, Verizon
`Delaware LLC, and Verizon Information Technologies LLC
`
`DATE OF PATENT
`OR TRADEMARK
`
`.
`.
`.
`2
`.
`.
`.
`.
`.
`.
`,
`HOLDER 01- i’All:Nl OR IRADEMARK
`
`2_
`
`—
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`E] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`I:] Other Pleading
`|:] Cross Bill
`D Answer
`,
`,
`.
`_
`.
`.
`,
`HOLDER Oi‘ PA TENT OR TRADEMARK
`
`In the abovc—entitIcd case, the following decision has been rendered orjudgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Epon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`DISH
`
`Exhibit 1007 Page 8
`
`DISH
`Exhibit 1007 Page 8
`
`

`
`Case 1:15-cv—OO616—RGA Document 3 Filed 07/17/15 Page 2 of 2 Page|D #: 122
`
`PATENT OR
`
`DATE OF PATENT
`
`5
`6
`7
`
`US 8,238,412 B2
`US 8,432,956 B2
`US 8,611,404 B2
`
`8/7/2012
`4/30/2013
`12/1 7/2013
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`DISH
`
`Exhibit 1007 Page 9
`
`DISH
`Exhibit 1007 Page 9
`
`

`
`Case 1:15-cv-12975-WGY Document 2 Filed 07/17/15 Page 1 of 1
`
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`
`Massachusefls
`
`on the following G Patents or
`
`G Trademarks:
`
`DOCKET NO.
`PLAINTIFF
`
`DATE F117]:/"IE7/2015
`
`U.S. DISTRICT COURT
`DEFENDANT
`
`Massachusetts
`
`BOSTON PROPERTIES LIMITED PARTNERSHIP
`
`CLAUDETFE MOUSSA,
`d/b/a Boston Properties Advisors
`
`——
`——
`——
`——
`
`In the above——entit]ed case, the following patent(s)/ trademark(s) have been included:
`DATE INCLUDED
`INCLUDED BY
`
`G Amendment
`
`G Answer
`G Cross Bill
`G Other Pleading
`HOLDER OF PATENT OR TRADEMARK
`PAT RN0
`_——
`——
`——
`——
`——
`
`In the above~—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Up0n termination of action, mail this copy to Director
`Copy 2-—Upon filing document adding patent(s), mail this copy to Director Copy 4——Case file oopy
`
`DISH
`
`Exhibit 1007 Page 10
`
`DISH
`Exhibit 1007 Page 10
`
`

`
`Case 1:13-cv-01533-GMS Document 39 Filed 07/17/15 Page 1 of 1 Page|D #: 216
`
`Case 1:13-cv-01533-GMS Document 3 Filed 09/04/13 Page 1 of 1 PageID #: 29
`A0 I20 Rev. 08/10
`
`‘
`
`Director of the U.S. Patent and Trademark Office
`l’.0. Box I450
`Alexandria, VA 22313-1450
`
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. §290 and/or I5 U.S.C. § I I I6 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Delaware
`on the following
`[I Trademarks or
`[E Patents.
`( C] the patent action involves 35 U.S.C. § 292.):
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`9/4/2013
`
`DEFENDANT
`
`Delaware
`
`PLAINTIFF
`
`ROCHE PALO ALTO LLC and
`GENENTECH, INC.
`
`WATSON LABORATORIES, INC. — FLORIDA
`
`PATENT OR
`
`DATE OF PATENT
`
`I 6,083,953
`
`2
`
`7/4/2000
`
`Roche Palo Alto LLC
`
`DATE INCLUDED
`
`INCLUDED BY
`
`TRfi’l;§a‘jIR2RN0
`
`%f{TTER?AFD‘;”i/filljg
`
`HOLDER OF PATENT OR TRADEMARK
`
`E] Amendment
`
`E] Answer
`
`[:1 Cross Bill
`
`CI Other Pleading
`
`_— —
`
`D’stri
`= °‘°“
`.-
`.
`lMlm_in$ton. DEi1,9aO1 .
`,
`opy 3—Upon termination of action, mail this copy to Director
`Copy I—Upon lI'lI ration of action, mail this copy to Director
`Copy 2-Upon filing document adding patenI(s), mail this copy to Director Copy 4——Case file copy
`
`4
`
`RK
`/
`,...- ’
`
`(BY) DEPUTY C
`
`DISH
`
`Exhibit 1007 Page 11
`
`DISH
`Exhibit 1007 Page 11
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In Re the Application of: Marcos C. Tzannes
`Application No.: 09/710,310
`Filed: November 9, 2000
`Atty. Fllc No.2 6936-47
`
`; Patent No: 6,961,369
`Issued: November 1, 2005
`% Examiner: NGUYEN, DungX
`Confirmation No.: 5605
`
`SYSTEM AND METHOD FOR SCRAMBLING THE PHASE OF THE CARRIERS IN
`For:
`A MULTICARRIER COMMUNICATIONS SYSTEM
`
`NOTIFICATION OF LOSS OF ENTITLEMENT OF
`SMALL ENTITY STATUS UNDER
`
`37 CFR §§ 1.27 (g)(2) and 1.28(c)
`
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Madam:
`
`On November 7, 2012, Applicants filed an Assertion of Entitlement to Small Entity Status in
`
`the referenced application. Applicants filed the Assertion in good faith, and paid the fees associated
`
`with the application as a small entity in good faith. It was later discovered that the Applicant should
`
`not have been entitled to small entity status and the Assertion was established in error.
`
`Pursuant to 37 CFR §§ l.27(g)(2) and l.28(c), Applicants are informing the Office that the
`
`referenced application is no longer entitled to Small Entity Status.
`
`Furthermore, pursuant to 37 C.F.R. §l.28(c)(l)(2), on December 28, 2012, Applicants
`
`submitted a payment of $2900 at the large entity rate for the 7.5 year maintenance fee and then on
`
`January 4, 2013 Applicants requested a refund indicating the payment was made erroneously at the
`
`large entity and should have been paid at the small entity rate of $1450.00. Applicants are now
`
`submitting that the referenced patent is no longer a small entity and the 7.5 year maintenance fee
`
`should be paid at the large entity rate.
`
`The current fee for the 7.5 year maintenance fee is $3600. Therefore, the Commissioner
`
`is hereby authorized to charge to deposit account number 19-1970 $2,150.00 for the deficiency
`
`owed.
`
`DISH
`
`Exhibit 1007 Page 12
`
`DISH
`Exhibit 1007 Page 12
`
`

`
`The Commissioner is also hereby authorized to charge to deposit account number 19-
`
`1970 any fees under 37 CFR § 1.16 and 1.17 that may be required by this paper and to credit any
`
`overpayment to that Account.
`
`Respectfully submitted,
`
`SHERIDAN ROSS P.C.
`
`Date: March 25 2013
`
`By:
`
`/Jason H. Vick/
`Jason H. Vick
`
`Reg. No. 45,285
`1560 Broadway, Suite 1200
`Denver, Colorado 80202
`Telephone: 303-863-9700
`
`DISH
`
`Exhibit 1007 Page 13
`
`DISH
`Exhibit 1007 Page 13
`
`

`
`Electronic Acknowledgement Receipt
`
`15346190
`
`International Application Number:
`
`Confirmation Number:
`
`T'll° °f l""°"l'°"‘
`
`SYSTEM AND METHOD FOR SCRAMBLING THE PHASE OF THE CARRIERS IN A
`MULTICARRIER COMMUNICATIONS SYSTEM
`
`First Named Inventor/Applicant Name:
`
`MARCOS C. TZANNES
`
`Customer Number:
`
`62574
`
`Filer Authorized By:
`
`Jason Vick
`
`Attorney Docket N um ber:
`
`6936-47
`
`Filing Date:
`
`Time Stamp:
`
`09-NOV-2000
`
`16:30:38
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`P
`
`Notification of loss of entitlement to
`small entity status
`
`Loss_of_Entit|ement_of_Sma||
`Entity_Status.pdf
`
`Warnings:
`Information:
`
`File Size(Bytes)/
`Message Digest
`71478
`
`74910[llJlJB67iLaedele689e4lJ637338MOS
`Sflbb
`
`Part /.zip (if appl.)
`
`DISH
`
`Exhibit 1007 Page 14
`
`DISH
`Exhibit 1007 Page 14
`
`

`
`Total Files Size (in bytes)
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage ofan international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`Ifa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`DISH
`
`Exhibit 1007 Page 15
`
`DISH
`Exhibit 1007 Page 15
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In Re the Application of: Marcos C. Tzannes
`
`Application No.: 09/710,310
`Filed: November 9, 2000
`Atty. File No.: 6936-47
`
`3 Patent No.3 6,961,369
`5 Issued: November 1, 2005
`5 Examiner: NGUYEN, Dung X
`3 Confirmation No.1 5605
`
`SYSTEM AND METHOD FOR SCRAMBLING THE PHASE OF THE CARRIERS IN
`For:
`A MULTICARRIER COMMUNICATIONS SYSTEM
`
`REQUEST FOR REFUND OF MAINTENANCE
`- FEE UNDER § 37 C.F.R. 1.26
`
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Madam:
`
`This Request for Refund is filed pursuant to 37 U.S.C. 1.26 and MPEP 607.02.
`
`On December 28, 2012, Applicants erroneously paid the 8”‘ year Maintenance Fee payment
`
`for the referenced patent as a large entity when it should have been paid as a small entity. On
`
`November 7, 2012, Applicants submitted an “Assertion ofEntitlement to Small Entity Status” with
`
`the USPTO. A copy of the Assertion is attached herewith. Applicants’ status is now Small Entity
`
`and therefore should have paid $1450.00 for the 8"‘ year maintenance fee instead of the $2900.00.
`
`Applicants respectfully request a refund of $1450.00 in the above-referenced patent.
`
`Applicant respectfully requests that the $1450.00 be refunded to Deposit Account No. 19-
`
`1970 (6936-47).
`
`Respectfully submitted,
`
`SHERIDAN ROSS P.C,
`
`By:
`
`son H. Vick
`
`Reg. No. 45,285
`1560 Broadway, Suite 1200
`Denver, Colorado 80202
`Telephone: 303-863-9700
`
`DISH
`
`Exhibit 1007 Page 16
`
`DISH
`Exhibit 1007 Page 16
`
`

`
`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`14170370
`
`09710310
`
`International Application Number:
`
`Confirmation Number:
`
`Tllle °l '“"°""l°"‘
`
`SYSTEM AND METHOD FOR SCRAMBLING THE PHASE OF THE CARRIERS IN A
`MULTICARRIER COMMUNICATIONS SYSTEM
`
`First Named Inventor/Applicant Name:
`
`MARCOS C. TZANNES
`
`Customer Number:
`
`181
`
`Filer:
`
`Jason Vick/Joanne Vos
`
`Filer Authorized By:
`
`Jason Vick
`
`Attorney Docket Number:
`
`AWR—017(457/19)
`
`Receipt Date:
`
`Filing Date:
`
`07-Nov-2012
`
`09—NOV—2000
`
`Time Stamp:
`
`14:16:36
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`
`.
`
`.
`
`Flle Name
`
`File Size(Bytes)/
`
`Message Digest
`
`Part/.zip (ifappl.)
`
`EntityStatus_373c_w_POA.pdf S06-1Z6549fBSa97594§0abb4746aad(d5) v
`
`DISH
`
`Exhibit 1007 Page 17
`
`DISH
`Exhibit 1007 Page 17
`
`

`
`Multipart DescriptionlPDF files in .zip description
`
`Document Description
`
`Miscellaneous Incoming Letter
`
`Asslgnee showing of ownership per 37 CFR 3.73.
`
`Power of Attorney
`
`Warnings:
`Information:
`
`Total Files Size (in bytes)l
`
`418846
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`Ifa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0l903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`Ifa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`DISH
`
`Exhibit 1007 Page 18
`
`DISH
`Exhibit 1007 Page 18
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In Re the Application of: Marcos C. Tzannes
`Application No.: 09/710,310
`Filed: November 9,2000
`Atty. File No.: 6936-47
`
`5 Patent No.: 6,961,369
`5 Issued: November 1,2005
`§Examiner: NGUYEN,DungX
`% Conf1rmationN0.: 5605
`
`SYSTEM AND METHOD FOR SCRAMBLING THE PHASE OF THE CARRIERS IN
`For:
`A MULTICARRIER COMMUNICATIONS SYSTEM
`
`ASSERTION OF ENTITLEMENT TO SMALL ENTITY STATUS
`
`Commissioner for Patents
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`Madam:
`
`In accordance with MPEP §§ 509.02 and 509.03 and 37 CFR 1.27, this document is
`
`being filed to inform the U .S, Patent Office of the change of status for the above—identif'1ed patent
`
`from large entity status to small entity status. All fees paid to date have been paid as large entity
`
`status. No fees have yet been paid as small entity status. Due to the sale of the referenced patent,
`
`the Applicant is now entitled to small entity status.
`
`I
`
`We respectfully request that small entity status be granted for the above-referenced
`
`patent.
`
`A
`
`Please contact the undersigned if there are any questions regarding this notification.
`
`Respectfully submitted,
`
`SHERIDAN ROSS P.C.
`
`aw“?
`
`By:g{/:’/
`on H. Vick
`
`Reg. No. 45,285
`1560 Broadway, Suite 1200
`Denver, Colorado 80202
`Telephone: 303~863-9700
`
`DISH
`
`Exhibit 1007 Page 19
`
`DISH
`Exhibit 1007 Page 19
`
`

`
`PTO/AIA/96 (0842)
`Approved for use through 01/31/2013. OMB 065t~003t
`U.S. Patent and Trademark Olilce; U.S. DEPARTMENT OF COMMERCE
`Under the Paerwork Reduction Act of 1995, no ersons are reuired to resend to a collection oi information unless it dlsla s a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.7310)
`Applicant/Patent Owner: TQ DELTA“ LLC
`Filed/issue Date: L_____
`Application No./Patent No.1 6v961'389
`___________
`mad.
`SYSTEM AND METHOD FOR SCRAMBLING THE PHASE OF THE CARRIERS IN A MULTICARRIER COMMUNICATIONS SYSTEM
`
`TQ DELTA, LLC
`(Name oi Assignee)
`
`‘a Corporation
`(Type of Assignee. e.g., corporation, partnership, university, government agency, etc.)
`
`states that, forthe patent application/patent Identified above, it is (choose 91e_ofoptlons 1. 2, 3 or 4 below):
`
`1.
`
`The assignee of the entire right, title, and interest.
`
`2. 1:] An assignee of less than the entire right, title, and interest (check applicable box):
`[_i The extent (by percentage) of its ownership interest is
`%. Additional Statement(s) by the owners
`holding the balance of the interest must be submitted to account for 100% of the ownership Interest.
`C] There are unspecified percentages of ownership. The other parties, including Inventors, who togetherown the entire
`right, title and interest are:
`'
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`3. D The assignee of an undivided interest in the entirety (a complete assignment from one of the joint inventors was made).
`The other parties, including inventors, who together own the entire right. title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`The recipient, via a court proceeding or the like (e.g., bankruptcy, probate), of an undivided interest in the entirely (a
`4.
`complete transfer of ownership interest was made). The certified documentts) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose Le of options A or B below):
`
`A. E] An assignment from the inventor(s) of the patentapplication/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`f, or for which a copy
`thereot is attached.
`
`B,
`
`A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`1_ From. Marcos C. Tzannes
`To. AWARE, iNC.
`The document was recorded in the United States Patent and Trademark Office at
`
`. Frame 0307
`
`Reel 010877
`, or for which a copy thereof is attached.
`2' From. AWARE, iNC.
`To: TQ DELTA, LLC
`The document was recorded in the United States Patent and Trademark Office at
`Reel 029154
`, Frame 0937
`,or for which a copy thereof is attached.
`[Page 1 of 2]
`This collection of information is required by 37 OFF! 3.73(b). The information is required to obtain or retain a benefit by the pubiic which is to tile (and by the USPTO to
`process) an application. Conildentlality is governed by 35 U.S.C. 122 and 57 CFR 1.11 and 1.14. This collection is estimated to take t2 minutes to complete. including
`gathering, preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount
`of time you require to complete this iorm and/or suggestions for reducing this burden, should be sent to the Chiei information Officer, U.S. Patent and Trademark
`Oiilce, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO TillS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyou need assistance in completing fhefofm, call l~800~PTO~9199 and select option 2.
`
`DISH
`
`Exhibit 1007 Page 20
`
`DISH
`Exhibit 1007 Page 20
`
`

`
`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`US. Patent and Trademark Oiiice; US. DEPARTMENT OF COMMERCE
`Underthe Paerwork Reduction Act oi 1995 no ereons are reulred to resend to a collection of lniormatlon unless it dlsia s a valid OMB controi number.
`
`STATEMENT UNDER 37 CFR 3.73§ci
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`_
`To:
`The document was recorded in the United States Patent and Trademark Office at
`
`Fieei
`
`, Frame
`
`, or for which a copy thereof is attached.
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`To:
`
`The document was recorded In the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`E]
`
`Additional documents in the chain of title are listed on a supplemental sheet( ).
`
`[7]
`
`As required by 37 CFR 3.73(c)(1)(|), the documentary evidence of the chain of title from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (|.e., a true copy oi the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3. to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supii -
`
`s = ewfis’aUtfibfi'zeTFto act on behalf of the aselgnee.
`
`V’
`Jason H. ViCk
`Printed or Typed Name
`
`'
`
`[Page 2 of 2]
`
`rVuv
`
`/-1
`
`Date
`45,235
`Titie or Registration Number
`
`DISH
`
`Exhibit 1007 Page 21
`
`DISH
`Exhibit 1007 Page 21
`
`

`
`PTOIAINBO (0742)
`Approved for use through i1i30l2Di4, OMB 0tit':1~DOSG
`U.S. Patent and Trademark Office; u.s DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection at information unless it displays a valid OMB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`l hereby revoke all previous powers of attorney given in the application identified in the attached statement
`under 87 CFR 3.73 c .
`l hereby appoint:
`
`E i(7)rr:ltlonersassociatedwithCustomerNumber:
`El
`Praoiitioner(e) named below (If more than ten patent practitioners are to be named. then a customer number must be used):
`
`As attorneyts) or agent(s) to represent the undersigned before the United States Patent and Trademark Otllce (USPTO) in connection with
`any and all patent applications assigned mix to the undersigned according to the USPTO assignment records or assignments documents
`attached to this form in accordance with 37 CFR 3.73(c).
`,
`
`Please change the correspondence address for the application identified in the attached statement under 37 CFR 3.‘/3(c) to:
`
`E The address associated with Customer Number:
`OR
`Firm or
`individual Name
`
`Telephone
`
`Assignce Name and Address: TQ DELTA, LLC
`805 Las Cimas Parkway, Suite 240
`Austin, Texas 78746
`
`A copy ofthls form. togetherwlth a statement under 37 CFR 3.73(o) (Form PTOiAiA196 or equivalent) is required to be
`Filed in each application in which this form is used. The statement under 37 CFR 3.‘/3tc) may be completed by one of
`The practitioners appointed in this term. and must identify the application in which this Power of Attorney is to be filed.
`SIGNATURE of Asslgnee of Record
`The individual whose signature and title is supplied below is authorized to act on behalf of the aeslgnea
`
`Signature
`
`‘
`
`«
`
`_
`
`.
`
`Date
`
`r‘C> /V /,4 '21
`
`Telephone 51 2~609~1 810
`
`This collection ctlnformetlon is required by 37 CFR1,31, 1.52 and 1.33. The infonnaiion is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1,14. This collection is estimated to take 3 minutes
`to complete, Including gathering, preparing. and submitting the completed application form to the USPTO. Time will very depending upon the individual case. Any
`comments on the amount of time you require to complete this tom: and/or suggestions for reducing this burden. should be sent to the Chiet lniormation Oifioerr
`U.S. Patent and Trademark Office. U.S. Department oicommerce, P.0. Box 1460. Alexandria. VA 22313-1460. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS, SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`It you need assistance in completing the form. oaiil-800-PTO-9199 and select option 2.
`
`DISH
`
`Exhibit 1007 Page 22
`
`DISH
`Exhibit 1007 Page 22
`
`

`
`Electronic Acknowledgement Receipt
`
`14614805
`
`International Application Number:
`
`Confirmation Number:
`
`T'll° °f l""°"l'°"‘
`
`SYSTEM AND METHOD FOR SCRAMBLING THE PHASE OF THE CARRIERS IN A
`MULTICARRIER COMMUNICATIONS SYSTEM
`
`First Named Inventor/Applicant Name:
`
`MARCOS C. TZANNES
`
`Customer Number:
`
`62574
`
`Filer Authorized By:
`
`Jason Vick
`
`Attorney Docket N um ber:
`
`6936-47
`
`Filing Date:
`
`Time Stamp:
`
`09-NOV-2000
`
`11:34:06
`
`Application Type:
`
`Utility under 35 USC ‘l11(a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`P
`
`Refund Request
`
`Request_for_Refund.pdf
`
`Warnings:
`Information:
`
`File Size(Bytes)/
`Message Digest
`661 799
`
`Z61B03071e5i42LIi lJZ97684ellJ61Ll5a7eiJa
`26857
`
`Part /.zip (if appl.)
`
`DISH
`
`Exhibit 1007 Page 23
`
`DISH
`Exhibit 1007 Page 23
`
`

`
`Total Files Size (in bytes)
`
`661799
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page cou