Case 1:15-cv—0O121-RGA Document 42 Filed 03/13/15 Page 1 of 4 Page|D #: 1558
`
`A0 120 (Rev. 08/10
`
`T0:
`
`Mail Stop 3
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Transferred to Delaware from Alabama
`on the following
`
`IZPatents.
`
`( E] the patent action involves 35 U.S.C. § 292.):
`
`DATE FILED
`7/17/2014
`
`U .S. DISTRICT COURT
`Transferred to Delaware from Alabama
`DEFENDANT
`
`|:l Trademarks or
` DOCKET NO.
`
`
`15-CV-121-RGA
`
`
`PLAINTIFF
`
`
`
`
`
`ADTRAN, lnc.
`
`TQ Delta, LLC
`
`
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`1 See Attachment #1
`
`
`
`
`
`
`
`In the above—entit1ed case, the following patent(s)/ trademark(s) have been included:
`
`DATE IN3C/I1sgIDEI%5
`/20
`
`INCLUDED BY
`
`E] Amendment
`
`Z Answer
`
`I:l Cross Bill
`
`[I Other Pleading
`
`1cRll’:‘1;3\:‘/IT‘/LTRERNO
`1 See Attachment #2
`
`%‘}T¥R(f)I;3‘:/E1131:
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`2 n I
`
`n the above~4:ntit1ed case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 2——Upon filing document adding patent(s), mail this copy to Director Copy 4————Case file copy
`
`DISH
`
`Exhibit 1006 Page 1
`
`DISH
`Exhibit 1006 Page 1
`
`

`
`Case 1:15—cv—00121—RGA Document 42 Filed 03/13/15 Page 2 of 4 Page|D #: 1559
`
`Attachment #1
`
`Patent or Trademark No.
`
`Date of Patent or Trademark
`
`Holder of Patent or Trademark
`
`1.U.
`
`2.U.
`
`5. 7,453,881 B2
`
`11/18/2008
`
`S. 7,809,028 B2
`
`10/05/2010
`
`3.U. S. 7,978,706 B2
`
`4.U.S. 8,422,511 B2
`
`5.U. 5. 5,445,730 B1
`
`6.U.S. 7,292,627 B2
`
`7/12/2011
`
`4/16/2013
`
`9/03/2002
`
`11/6/2007
`
`7.U.
`
`8.U.
`
`5. 7,451,379 B2
`
`11/11/2008
`
`S. 7,471,721 B2
`
`12/30/2008
`
`9.U.5. 7,570,686 B2
`
`8/4/2009
`
`10. U.S. 7,831,890 B2
`
`11/09/2010
`
`11. U.S. 7,835,430 B2
`
`11/16/2010
`
`12. U.S. 7,836,381 B1
`
`11/16/2010
`
`13. u.s. 7,844,882 B2
`
`14.
`
`us. 7§89,734 B2
`
`11/30/2010
`
`2/15/2011
`
`15. U.S. 7,925,958 B2
`
`04/12/2011
`
`16.
`
`17.
`
`U.S. 7,978,753 B2
`
`07/12/2011
`
`U.S. 7,979,778 B2
`
`07/12/2011
`
`18. U.S. 8,073,041 B1
`
`12/6/2011
`
`19. U.S. 8,090,008 B2
`
`1/3/2012
`
`20. U.S. 8,218,610 B2
`
`7/10/2012
`
`21. u.s. 8,238,412 B2
`
`08/07/2012
`
`22. U.S. 8,276,048 B2
`
`3 09/25/2012
`
`23. U.S. 8,355,427 B2
`
`1/15/2013
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`DISH
`
`Exhibit 1006 Page 2
`
`DISH
`Exhibit 1006 Page 2
`
`

`
`Case 1:15—cv—O0121—RGA Document 42 Filed 03/13/15 Page 3 of 4 PagelD #: 1560
`
`. U.S. 8,432,956 B2
`
`4/30/2013
`
`. U.S. 8,437,382 B2
`
`5/7/2013
`
`. U.S. 8,462,835 B2
`
`6/11/2013
`
`. U.S. 8,495,473 B2
`
`7/23/2013
`
`. u.5. 8,516,337 B2
`
`O8/20/2013
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`I TQ Delta, LLC
`4 TQ Delta, LLC
`‘ TQ Delta, LLC
`
`DISH
`
`Exhibit 1006 Page 3
`
`DISH
`Exhibit 1006 Page 3
`
`

`
`Case 1:15—cv—O0121—RGA Document 42 Filed 03/13/15 Page 4 of 4 PageID #: 1561
`Attachment #2
`
`PATENT OR
`
`DATE OF PATENT
`
`DISH
`
`Exhibit 1006 Page 4
`
`DISH
`Exhibit 1006 Page 4
`
`

`
`Case 1:14—cv—O0954-UNA Document 3 Filed 07/17/14 Page 1 of 2 PageID #1 592
`A0 120 (Rev. 08/10
`
`TO:
`
`Mail Stop 8
`Director oflhe U.S. Patent and Trademark Office
`1’.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEIVIARK
`
`In Compliance with 35 U.S,C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`District Of Delaware
`on the following
`D Trademarks or
`[Z Patents. I ( E] the patent oction invoTves
`U.S.C. § é92.):V
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`7/18/2014
`
`District of Delaware
`
`PLAINTIFF
`
`TQ Delta, LLC
`
`DEFENDANT
`
`ADTRAN, Inc.
`
`PATENT OR
`DATE OF PATENT
`TRADEMARK NO.
`OR TRADEMARK
`I See —W
`
`'714
`
`3
`
`‘
`‘
`9
`HOLDER OF PATENT OR TRADEMARK
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO‘
`
`|:] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`I:l Answer
`
`I] Cross Bill
`.
`HOLDER OF PATENT OR TRADEMARK
`
`C] Other Pleading
`
`In the above—entitIecl case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`DISH
`
`Exhibit 1006 Page 5
`
`DISH
`Exhibit 1006 Page 5
`
`

`
`Case 1:14-cv-00954-UNA Document 3 Filed 07/17/14 Page 2 of 2 PagelD #: 593
`
`PATENT OR
`TRADEMARK NO.
`
` °.\lo\U1-h'vJ‘\)’_‘
`
`r—l>—I>-—-4>—l
`
`-&'~»Jl\>'-
`
`C:(‘
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1/3/2012
`12/6/2011
`1 1/6/2007
`12/30/2008
`7/10/2012
`1/15/2013
`11/18/2008
`10/5/2010
`7/12/2011
`4/16/2013
`2/15/2011
`11/16/2010
`8/4/2009
`8/7/2012
`4/30/2013
`11/11/2008
`8/20/2013
`7/12/2011
`4/12/2011
`6/11/2013
`11/26/2013
`7/12/2011
`9/3/2002
`12/17/2013
`5/7/2013
`11/16/2010
`11/30/2010
`9/25/2012
`7/23/2013
`12/10/2013
`11/9/2010
`1/7/2014
`
`TQ Dena, LLC
`TQ Delta, LLC
`TQ Dena, LLC
`TQ Dena, LLC
`T Dena, LLC
`TQ Delta, LLC
`TQ Dena, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Dena, LLC
`TQ Dena, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`DISH
`
`Exhibit 1006 Page 6
`
`L s 8,090,008 132
`US 8,073,041 131
`US 7,292,627 132
`Ls 7,471,721 B2
`Us 8,218,610 132
`L's 8,355,427 132
`US 7,453,881 132
`1
`US 7,809,028 132
`Ls 7,978,706 132
`10 Us 8,422,511 B2
`US 7,889,784 132
`s 7,835,430 B2
`L s 7,570,686 132
`s 8,238,412 B2
`L s 8,432,956 B2
`—-1- ONll‘
`Ls 7,451,379 132
`1
`17 Ls 8,516,337 B2
`18 Ls 7,979,778 132
`19 US 7,925,958 B2
`s 8,462,835 132
`Us 8,594,162 132
`s 7,978,753 132
`ON
`s 6,445,730 B1
`3
`24 Us 8,611,404 132
`25
`‘s 8,437,382 B2
`26 Us 7,836,381 131
`27
`US 7,844,882 132
`28 Us 8,276,048 B2
`29 Us 8,495,473 132
`30 Ls 8,607,126131
`31
`Ls 7,831,890 132
`32
`L5 8,625,660 132
`
`— I
`
`l\) ._
`N
`
`
`
`DISH
`Exhibit 1006 Page 6
`
`

`
`Birch, Melvin (Akima)
`
`From:
`Sent:
`To:
`Subject:
`
`ded,nefrep|y@ded.uscourts.gov
`Wednesday, November 20, 2013 4:56 PM
`ded4ecf@ded.uscourts.gov
`Activity in Case 1:13—cv~O1835—RGA TQ Delta LLC v. Pace Americas Inc.
`Patent/Trademark Report to Commissioner
`
`This is an automatic e—mail message generated by the CM/ECF system. Please DO NOT RESPOND to
`this e—mail because the mail box is unattended.
`***NOTE TO PUBLIC ACCESS USERS*** Judicial Conference of the United States policy permits
`attorneys of record and parties in a case (including pro se litigants) to receive one free electronic copy of
`all documents filed electronically, if receipt is required by law or directed by the filer. PACER access fees
`apply to all other users. To avoid later charges, download a copy of each document during this first
`viewing. However, if the referenced document is a transcript, the free copy and 30 page limit do not
`apply.
`
`U.S. District Court
`
`District of Delaware
`
`Notice of Electronic Filing
`
`The following transaction was entered by Faman, Brian on 11/20/2013 at 4:56 PM EST and filed on 11/20/2013
`Case Name:
`TQ Delta LLC V. Pace Americas Inc.
`Case Number:
`l:13—cv—01835—RGA
`Filer:
`
`Document Number: 1
`
`Docket Text:
`Report to the Commissioner of Patents and Trademarks for PatentlTrademark Number(s) US
`8,090,008 B2; US 8,073,041 B1; US 7,292,627 B2; US 7,471,721 B2; US 8,218,610 B2; US
`8,355,427 B2; US 7,453,881 B2; US 7,978,706 B2; US 8,422,511 B2; US 7,889,784 B2; US
`7,835,430 B2; US 7,570,686 B2; US 8,238,412 B2; US 8,432,956 B2; US 7,451,379 B2; US
`8,516,337 B2; US 7,979,778 B2; US 7,925,958 B2; US 8,462,835 B2; US 7,836,381 B1; US
`7,844,882 B2; US 8,276,048 B2; US 8,495,473 B2; US 7,831,890 B2; . (Farnan, Brian)
`
`1:13-cv-01835-RGA Notice has been electronically mailed to:
`
`Brian E. Farnan
`
`bfarnan@farnan1aw.c0m, tfaman@farnan1aw.com
`
`Michael J. Farnan mfarnangagfamanlawcom, tfaman@farnan1aw.com
`
`1:13-cv-01835-RGA Filer will deliver document by other means to:
`
`The following document(s) are associated with this transaction:
`
`DISH
`
`Exhibit 1006 Page 7
`
`DISH
`Exhibit 1006 Page 7
`
`

`
`ded_nefrep|y@ded.uscourts.gov
`Wednesday, November 20, 2013 5:07 PM
`ded_ecf@ded.uscourts.gov
`Activity in Case 1:13—cv—01836-RGA TQ Delta LLC v. Zhone Technologies Inc.
`Patent/Trademark Report to Commissioner
`
`This is an automatic e-mail message generated by the CM/ECF system. Please DO NOT RESPOND to
`this e-mail because the mail box is unattended.
`***NOTE TO PUBLIC ACCESS USERS*** Judicial Conference of the United States policy permits
`attorneys of record and parties ina case (including pro se litigants) to receive one free electronic copy of
`all documents filed electronically, if receipt is required by law or directed by the filer. PACER access fees
`apply to all other users. To avoid later charges, download a copy of each document during this first
`viewing. However, if the referenced document is a transcript, the free copy and 30 page limit do not
`apply.
`
`U.S. District Court
`
`District of Delaware
`
`Notice of Electronic Filing
`
`The following transaction was entered by Faman, Brian on 11/20/2013 at 5:07 PM EST and filed on 11/20/2013
`Case Name:
`TQ Delta LLC v. Zhone Technologies Inc.
`Case Number:
`1:13—cv—01836-RGA
`Filer:
`
`Document Number: 1
`
`Docket Text:
`Report to the Commissioner of Patents and Trademarks for Patent/Trademark Number(s) US
`8,090,008 B2; US 8,073,041 B1; US 7,292,627 B2; US 7,471,721 B2; US 8,218,610 B2; US
`8,355,427 B2; US 7,453,881 B2; US 7,809,028 B2; US 7,978,706 B2; US 8,422,511 B2; US
`7,796,705 B2; US 7,889,784 B2; US 7,835,430 B2; US 7,570,686 B2; US 8,238,412 B2; US
`8,432,956 B2; US 7,451,379 B2; US 8,516,337 B2; US 7,979,778 B2; US 7,925,958 B2; US
`8,462,835 B2; US 7,978,753 B2; US 6,445,730 B1; US 8,437,382 B2; US 7,836,381 B1; US
`7,844,882 B2; US 8,276,048 B2; US 8,495,473 B2; US 7,831,890 B2; US 8,335,956 B2; US
`8,468,411 B2; US 8,407,546 B2 . (Farnan, Brian)
`
`1:13-cv-01836-RGA Notice has been electronically mailed to:
`
`Brian E. Faman
`
`bfarnan@faman1aw.com, tfarnan@,faInan1aw.com
`
`Michael J. Faman
`
`rnfa.rnan@farnanlaw.c0m, tfaman(:c__1),famanlaw.com
`
`1:13-cv-01836-RGA Filer will deliver document by other means to:
`
`DISH
`
`Exhibit 1006 Page 8
`
`DISH
`Exhibit 1006 Page 8
`
`

`
`Case 1:13-cv—O2013—UNA Document 3 Filed 12/09/13 Page 1 of 2 Page|D #2 504
`A0120 Rev 08/10)
`
`TO:
`
`Mai] stop 3
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1 116 you are hereby advised that a court action has been
`filed in the US. District Court
`District of Delaware
`on the following
`[:1 Trademarks or
`l]Patents.
`( D the patent action involves 35 U.S.C. § 292,):
`
`DOCKET NO.
`
`PLAINTIFF
`TQ Delta, LLC
`
`PATENT OR
`TRADEMARK NOV
`1 See Attached
`
`2
`
`DATE FILED
`12/9/2013
`
`U.S. DISTRICT COURT
`
`District of Delaware
`
`‘
`
`DEFENDANT
`ZyXEL Communications Corporation and ZyXEL
`Communications, Inc.
`
`DATE OF PATENT
`OR TRADEMARK
`
`. .
`.
`HOLDER OF PAIl:NT OR TRADEMARK
`
`DATE INCLUDED
`
`INCLUDED BY
`
`TRXQEQITRERNO
`
`CI Amendment
`%”;‘{T}ER‘1:FDI;‘;4TAFll:l:
`
`El Answer
`:} Cross Bill
`D Other Pleading
`HOLDER or PATENT OR TRADEMARK
`
`In the above—entitled case, the following decision has been rendered orjudgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy 1——Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2——L'pon filing document adding patent(s), mail this copy to Director Copy 4——C-ase file copy
`
`DISH
`
`Exhibit 1006 Page 9
`
`DISH
`Exhibit 1006 Page 9
`
`

`
`Case 1:13-cv-02013-UNA Documeht 3 Filed 12/09/13 Page 2 of 2 PagelD #: 505
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADE
`
`MARK
`
`12/30/2008
`
`1 1/18/2008
`
`9/14/2010
`
`8/4/2009
`
`11/11/2008
`
`US 8,090,008 B2
`US 8,073,041 B1
`US 7,292,627 B2
`US 7,471,721 B2
`US 8,218,610 B2
`US 8,355,427 B2
`US 7,453,881 B2
`US 7,809,028 B2
`US 7,978,706 B2
`8,422,511 B2
`US 7,796,705 B2
`
`.
`
`8
`9
`
`3 US 7,835,430 B2
`4 US 7,570,686 B2
`US 8,238,412 B2
`16 US 8,432,956 B2
`17 US 7,451,379 B2
`18 US 8,516,337 B2
`19 US 7,979,778 B2
`20 US 7,925,958 B2
`21 US 8,462,835 B2
`22 US 7,978,753 B2
`23 US 6,445,730 B1
`24 US 8,437,382 B2
`25 US 7,836,381 B1
`26 US 7,844,882 B2
`27 US 8,276,048 B2
`28 US 8,495,473 B2
`29 US 7,831,890 B2
`30 US 8,335,956 B2
`31 US 8,468,411 B2
`32 US 8,407,546 B2
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`DISH
`
`Exhibit 1006 Page 10
`
`DISH
`Exhibit 1006 Page 10
`
`

`
`A0 120 (Rev. 08/10
`
`T0‘
`
`Mail Stop 8
`Director of the U.s. Patent and Trademark Office
`Po. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US. District Court
`Northern District Of Texas, Dallas Division
`on the following
`M Trademarks or D Patents.
`( I:] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`3:12-cv-1462-L
`PLAINTIFF
`Boulle Ltd
`
`DATE FILED
`5/10/2012
`
`U.S. DISTRICT COURT
`Northern District of Texas, Dallas Division
`DEFENDANT
`De Boulle Diamond & Jewelry Inc
`
`PATENT OR
`
`DATE OF PATENT
`
`,
`
`1 4,086,050
`
`2
`
`1/17/2012
`
`Boulle Ltd
`
`In the above—entitled case, the following patent(s)/ trademaIk(s) have been included:
`
`DATE
`
`PATENT OR
`TRADEMARK N0‘
`1 3,078,625
`
`INCLUDED BY
`M Amendment
`DATE OF PATENT
`OR TRADEMARK
`4/11/2006
`
`I] Answer
`El Cross Bill
`El Other Pleading
`.
`.
`1
`HOLDLR OF PATENT OR IRADEMARK
`De Boulle Diamond & Jewelry Inc
`
`2 3,078,627
`
`4/11/2006
`
`De Boulle Diamond & Jewelry Inc
`
`3 4
`
`In the above——entitled case, the following decision has been rendered or judgement issucd:
`
`CLERK
`
`Karen Mitchell
`
`(BY) DFPUTY CLERK
`s/A. Lowe—Monserrate
`
`DATE
`
`12/10/2013
`
`this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 1——Upon initiation ofaction, mail
`Copy 4—Casc file copy
`Copy Z—Upon filing document adding patent(s), mail this copy to Director
`
`DISH
`
`Exhibit 1006 Page 11
`
`DISH
`Exhibit 1006 Page 11
`
`

`
`Case 1:13-cv-01835-UNA Document 3 Filed 11/04/13 Page 1 of 2 Page|D #: 286
`A0 120 (Rev. 08/10)
`
`T0:
`
`Mai} stop 8
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1 H6 you are hereby advised that a court action has been
`filed in the U.S. District Court
`District of Delaware
`on the following
`
`D Trademarks or
`
`[ZPatcnts.
`
`( [:| the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`PLAINTIFF
`
`TQ Delta, LLC
`
`DATE FILED
`1 1/4/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`District of Delaware
`
`Pace Americas, Inc.
`
`PATENT OR
`DATE OF PATENT
`.
`TRADEMARK NO.
`OR TRADEMARK
`HOLDER OF PATENT OR TRADEMARK
`1 See Attached ——
`——
`——
`——
`——
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`E] Amendment
`
`|:l Answer
`
`l___| Cross Bill
`
`I] Other Pleading
`
`TR1‘:’l;g/iTI£RNO
`
`%*}3:‘R(1)A_1:])*;3‘l‘\E§l:
`
`HOLDER or PATENT 0R TRADEMARK
`
`In the above—entitlecl case, tl1e following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3———Upon termination of action, mail this copy to Director
`Copy 2———Upon filing document adding patent(s), mail this copy to Director Copy 4—Casc file copy
`
`DISH
`
`Exhibit 1006 Page 12
`
`DISH
`Exhibit 1006 Page 12
`
`

`
`Case 1:13-cv-01835-UNA Document 3 Filed 11/04/13 Page 2 of 2 Page|D #: 287
`
`PATENT OR
`
`DATE OF PATENT
`
`TQDe1ta, LLC
`To Delta, LLC
`TQDe1ta, LLC
`TQ Delta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`To Delta, LLC
`TQDe1ta,LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`To Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`DISH
`
`Exhibit 1006 Page 13
`
`DISH
`Exhibit 1006 Page 13
`
`

`
`Case 1:13—cv-O1836—UNA Document 3 Filed 11/04/13 Page 1 of 2 Page|D #: 362
`A0 I20 Rey (ll<ixl0)
`
`T0:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`PO. BOX 1450
`Alexandria. VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Cmnpiiancc with 35 U.S.C. 5‘ 290 z\ncl"or l5 USC. § 11 16 you are liereby advised that ‘vi couit action has been
`filed in the US. l)isIricICmi11
`District Of Delaware
`on the [ollmung
`Trzxdemzirlo. or
`MPaiciits.
`( E] the patent action iiivolves 35 U.S.C. § 292.).
`
`D(,)CKE'l' N0.
`
`P1,./\1.\l'I IFI‘
`
`TO Delia. LLC
`
`DA"! 5 FILED
`11/4/2013
`
`U .3. DISTRICT COURT
`
`DEFT‘-.Nl).»\\"l"
`
`District of Delaware
`
`Zhone Technologies, inc.
`
`PATENT OR
`DATE OF PATENT
`,
`.‘
`.
`/
`-
`.
`’l‘RADl€M.v\RK ?\’().
`OR TI{~\l)lZMARK
`HOLDER Or PA]-TNT OR -I RAWMARK
`' see ——
`2 -
`
`i)/\ I 1. INCH li)l'.i)
`
`entitled case, Ihc follomiig paIcnI(s)/ Iradenmrlds) lmvc been included:
`In the above
`INCLI lI)I‘:l) BY
`
`PA’! liN'l UR
`TRADEMARK NO
`
`D Amendment
`DA'lLi0F l’ATTiNT
`OR ,[_RADEMARK
`
`C] Other Pleading
`D Cm» Hill
`D Answci
`T;
`,
`.
`_.
`.
`.‘
`..
`.
`>
`lIOI.Dl:R OI PATENT OR l‘RADLMARK
`
`in the above
`l)l;(.‘lS](_)7;\' .lUD(,iiIMlLN'l'
`
`entitled czise. the lE)llowhig deciniori hnsb::ei1i’en<ici'cd orjudgcmcnt issued
`
`L'l.l;RK
`
`(BY) DEPUTY CLERK
`
`( 'up_\‘ l—l "pun iniiinrion afaciion, mail this copy to Director Copy 5-Upon termination of action, mail this copy to Director
`('op_\' 2—|?pon filing document adding patent(s), mail this copy to Director
`(Topy 4—~('ase file copy
`
`DISH
`
`Exhibit 1006 Page 14
`
`DISH
`Exhibit 1006 Page 14
`
`

`
`Case 1:13—cv—O1836-UNA Document 3 Filed 11/04/13 Page 2 of 2 PagelD #2 363
`
`
`
`.,c“(‘<"Cj("C"‘<'1"‘
`
`oo\1_o\u-Jnwm-
`
`PATENT OR
`TRADEMARK NO.
`S 8.090.008 B2
`S 8.073.041 B1
`S 7.292.627 B2
`s 7,471,721 B2
`88.214610 B2
`S 8,355,427 B2
`5 7,453,881 B2
`s 7,809,028 B2
`Us 7,978,706 B2
`9
`US 8,422,511 B2
`10
`LS 7,796,705 B2
`11
`LS 7,889,784 B2
`12
`13 Us 7,835,430 B2
`14 Us 7,570,686 B2
`15
`LS 8,238,412 B2
`16
`LS 8,432,956 B2
`17
`LS 7,451,379 B2
`18
`LS 8,516,337 B2
`19
`LS 7,979,778 B2
`20 Us 7,925,958 B2
`21
`US 8,462,835 B2
`22
`5 7,978,753 B2
`23
`US 6,445,730 B1
`C“
`24
`S 8,437,382 B2
`
`DATE OF PATENT
`
`1/3/2012
`12/6/2011
`11/6/2007
`12/30/2008
`7/10/2012
`1/15/2013
`11/18/2008
`10/5/2010
`7/12/2011
`4/16/2013
`9/14/2010
`2/15/2011
`11/16/2010
`8/4/2009
`8/7/2012
`4/30/2013
`11/11/2008
`8/20/2013
`7/12/2011
`4/12/2011
`6/] 1/2013
`7/12/2011
`9/3/2002
`5/7/2013
`
`DISH
`
`Exhibit 1006 Page 15
`
`DISH
`Exhibit 1006 Page 15
`
`

`
`UNITED STATES EATENT AND TRADEMARK OFFICE
`
`lI\ |'I'IlI|) S'I'A'|'IlIS I)|<IPA|I'I'V| |<I\I'I' ()Il' (TOM l\’I|‘lIH‘|<l
`United States Patent and Trademark Office
`Adckess COMMISSIONER FOR PATENTS
`Pa Rm mo
`AIexa11d.tm,V1Iglrua 22313-1450
`wwvruspto gm’
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET No./TITLE
`
`APPLICATION N'U'lVIRF.R
`
`F1T4T\I('l 012 371 (C) DATE
`
`11/211,535
`
`08/26/2005
`
`62574
`Jason H. Vick
`Shefidan Ross,PC
`Suite # 1200
`1560 Broadway
`Denver, CO 80202
`
`Marcos C. Tzamles
`
`6936-47-CON
`CONFIRMATION NO. 7371
`POA ACCEPTANCE LETTER
`
`lmlmmlmmmflwmflwmflllmlfll
`ooooooo577e457
`
`MWWWWW
`
`Date Mailed: 11/28/2012
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 1 1/07/2012.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/hchristian/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`DISH
`
`Exhibit 1006 Page 16
`
`DISH
`Exhibit 1006 Page 16
`
`

`
`PTO/AIA/BU (O7-12)
`Approved for use through 11/30/2014. OMB 066l~O035
`US. Patent and Trademark Office; U.S DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`POWER OF ATTORNEY T0 PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`I hereby appoint:
`
`Zzfiltioners associated with Customer Number:
`El
`D Practltlonerts) named below (if more than ten patent practitioners are to be named, then a customer number must be used);
`Name
`Registration
`Number
`
`As attorney(s) or agent(s) to represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
`any and all patent applications assigned _c;n_i1to the undersigned according to the USPTO assignment records or assignments documents
`attached to this form in accordance with 37 CFR 3,73( ).
`
`Please change the correspondence address tor the aPP|ication identified in the attached statement under 37 CFR 3,73(c) to:
`
`E The address associated with Customer Number: 4
`O R
`
`individual Name
`
`I City
`l Country
`I Telephone
`
`Assignee Name and Address: TQ DELTA, LLC
`805 Las Cimas Parkway, Suite 240
`Austin, Texas 78746
`
`A copy of this form, together with a statement under 37 CFR 3.T3(c) (Form PTOIAIAI96 or equivalent) is required to be
`Filed in each application in which this form is used. The statement under 37 CFR 3.73(c) may be completed by one of
`The practitioners appointed in this form, and must identify the application in which this Power of Attorney is to be filed.
`
`SIGNATURE of Assignee of Record
`The individual whose signature and title is supplied below is authorized to act on behalf of the aesignee
`
`/2/7 Cl/‘~..,.--’2-..//K‘
`Mark K. Roche
`
`/C") //(7), //if Z
`Date
`Telephone 512~609~181O
`
`Managing Director
`This collection oflnformation is required by 37 CFR 1,31. 1.32 and 1.33, The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S,C, 122 and 57 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes
`to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the Individual case. Any
`comments on the amount oftlme you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief information Olficer,
`US, Patent and Trademark Office, US. Department of Commerce. P.O, Box 1450, Alexandria, VA 22313-1450, DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS, SEND TO: Commissioner for Patents, P,0. Box 1450, Alexandria, VA 22313-1450.
`
`if you need assistance in completing the form, call 1-800-PTO~9l99 and select option 2,
`
`DISH
`
`Exhibit 1006 Page 17
`
`DISH
`Exhibit 1006 Page 17
`
`

`
`Electronic Acknowledgement Receipt
`
`14170411
`
`International Application Number:
`
`Confirmation Number:
`
`ml‘ °f l""°"l'°"‘
`
`SYSTEM AND METHOD FOR SCRAMBLING THE PHASE OF THE CARRIERS IN A
`MULTICARRIER COMMUNICATIONS SYSTEM
`
`First Named Inventor/Applicant Name:
`
`Marcos C. Tzannes
`
`Customer Number:
`
`62574
`
`Filer Authorized By:
`
`Jason Vick
`
`Attorney Docket N um ber:
`
`6936-47-CON
`
`Filing Date:
`
`Time Stamp:
`
`26-AUG-2005
`
`14:18:30
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`P
`
`File Size(Bytes)/
`Message Digest
`419302
`
`Part /.zip (if appl.)
`
`EntityStatus_373c_w_POA.pdf
`
`2L9EL3L1ll8528835447708Lll9Ll2l5dlJ709d4
`9r5r
`
`yes
`
`DISH
`
`Exhibit 1006 Page 18
`
`DISH
`Exhibit 1006 Page 18
`
`

`
`Multipart Description/PDF files in .zip description
`
`Assignee showing ofownership per37CFR3.73.
`
`Power of Attorney
`
`Warnings:
`Information:
`
`Total Files Size (in bytes)
`
`419302
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date ofthe application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage ofan international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/D0/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`DISH
`
`Exhibit 1006 Page 19
`
`DISH
`Exhibit 1006 Page 19
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In Re the Application of: Marcos C. Tzannes
`Application No.: 11/211,535
`Filed: August 26, 2005
`Atty. File No.: 6936-47-CON
`
`% Patent No.: 7,292,627
`g Issued: November 6, 2007
`3 Examiner: WILLIAMS, Lawrence
`3 Confirmation No.2 7371
`
`SYSTEM AND METHOD FOR SCRAMBLING THE PHASE OF THE CARRIERS IN
`For:
`A MULTICARRIER COMIVIUNICATIONS SYSTEM
`
`ASSERTION OF ENTITLEMENT TO SMALL ENTITY STATUS
`
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Madam:
`
`In accordance with MPEP §§ 509.02 and 509.03 and 37 CFR 1.27, this document is
`
`being filed to inform the U.S. Patent Office of the change of status for the above—identiIied patent
`
`from large entity status to small entity status. All fees paid to date have been paid as large entity
`
`status. No fees have yet been paid as small entity status. Due to the sale of the referenced patent,
`
`the Applicant is now entitled to small cntity status.
`
`We respectfully request that small entity status be granted for the aboVe—referenced
`
`patent.
`
`Please contact the undersigned if there are any questions regarding this notification.
`
`Respectfully submitted,
`
`SHERIDAN ROSS P.C.
`
`.. ‘
`
`...w4'”
`
`.u.»..r-ma-»~:pv
`,.»
`”‘””'
`MW’
`,.r»,..,..
`By‘,;,,,-Wt
`,r,..-L‘-"“‘””” ason ‘FEST/‘Tick
`Reg. No. 45,285
`1560 Broadway, Suite 1200
`Denver, Colorado 80202
`Telephone: 303-863-9700
`
`DISH
`
`Exhibit 1006 Page 20
`
`DISH
`Exhibit 1006 Page 20
`
`

`
`PTO/AIA/96 (OB-12)
`Approved for use through 01/31/2013. OMB 06510031
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paerwork Reduction Act of 1995, no ersons are reuired to resend to a collection of information unless it disla s a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73§c)
`Applicant/Patent Owner: TQ DEL-TAi LLC
`
`Filed/issue Date: November 6’ 2907
`Application No./Patent No.: 712921627
`Titled.
`SYSTEM AND METHOD FOR SCRAMBLlNG THE PHASE OF THE CARRIERS IN A MULTICARRIER COMMUNlCATlONS SYSTEM
`
`TQ DELTA, LLC y
`(Name of Assignee)
`
`y a Corporation
`(Type of Assignee, e.g., corporation, partnership, university. Q0‘/6il'liT'-Slit agency, etc.)
`
`states that, for the patent application/patent identified above, it is (choose grg of options 1, 2, 3 or 4 below):
`
`1. E The assignee of the entire right, title, and interest.
`
`2. 3 An assignee of less than the entire right, title, and interest (check applicable box):
`The extent (by percentage) of its ownership interest is
`%. Additional Statement(s) by the owners
`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
`
`__ There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`right, title and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`:1 The assignee of an undivided interest in the entirety (a complete assignment from one of the joint inventors was made).
`3.
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statementis) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`The recipient, via a court proceeding or the like (eg., bankruptcy, probate), of an undivided interest in the entirety (a
`4.
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The in erest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose we of options A or B below):
`
`A. E] An assignment from the invent0r(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a copy
`thereof is attached.
`
`A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`To: AWARE, INC.
`1_ From; Marcos C. Tzannes
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copy thereof is attached.
`Reel 010877
`N
`To: TO DELTA, LLC
`2_ From: AWARE, INC.
`The document was recorded in the United States Patent and Trademark Office at
`
`, Frame 0307
`
`Reel 029154
`
`, Frame 0937
`
`, or for which a copy thereof is attached.
`
`[Page 1 of 2]
`_
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benetit by the public which is to file [and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 87 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark
`Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THlS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing theform, call 1-800—P'l‘0—9l99 and select option 2,
`
`DISH
`
`Exhibit 1006 Page 21
`
`DISH
`Exhibit 1006 Page 21
`
`

`
`PTO/AlN9E (08-12)
`Approved for use through 01/31/2013. OMB 0651—O03l
`U.S. Patent and Trademark Office; US? DEPARTMENT OF COMMERCE
`Under the Paerwork Reduction Act of 1995, no ersons are reuired to resend to a collection of information unless it disla s a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(cl
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`_, Frame
`
`, or for which a copy thereof is attached.
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`___
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`E Additional documents in the chain of title are listed on a supplemental sheet( ).
`
`[I]
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidence of the chain of title from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`title is supplied below) is authorizedloacton/ibehalf of the assignee.
`
`,»"'”" i
`
`T
`Sigr1a¢tu,r,e
`g, rd?/son H. Vick
`
`Printed or Typed Name
`
`N
`
`[Page 2 of 2]
`
`Title or Registration Number
`
`DISH
`
`Exhibit 1006 Page 22
`
`DISH
`Exhibit 1006 Page 22
`
`

`
`UNITED STATES PATENT AND TRADEMAR