Case 1:15-cv—00121-RGA Document 42 Filed 03/13/15 Page 1 of 4 PagelD #2 1558
`
`A0 120 (Rev. 08/10
`
`T0:
`
`Mail Stop 3
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Transferred to Delaware from Alabama
`on the following
`
`[:I Trademarks or
`
`IZPatents.
`
`(
`
`[:I the patent action involves 35 U.S.C. § 292.):
`
`U .S. DISTRICT COURT
`Transferred to Delaware from Alabama
`DEFENDANT
`
`
`
`ADTRAN, lnc.
`
`TQ Delta, LLC
`
`
`
`
`
`DATE INC/LUDED
`3 13/2015
`TRIES/iTR(I)<RNO
`1 See Attachment #2
`
`
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`PATENT OR
`TRADEMARK N0.
`
`DATE OF PATENT
`OR TRADEMARK
`
`1 See Attachment #1
`
`
`
`In the aboVe—entitled case, the following patent(s)/ tradem ark(s) have been included:
`
`INCLUDED BY
`
`[:I Amendment
`13O’;‘{T}ER(£)‘;*;4T1;‘E1l:l:
`
`E Answer
`I:l Cross Bill
`[:| Other Pleading
`HOLDER or PATENT oR TRADEMARK
`
`
`
`2 n I
`
`n the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2——Upon filing document adding patent(s), mail this copy to Director Copy 4-—Case file copy
`
`DISH
`
`Exhibit 1006 Page 1
`
`
`
`
`DOCKET NO.
`15-CV-121-RGA
`PLAINTIFF
`
`DATE FILED
`7/17/2014
`
`
`
`
`
`
`
`DISH
`Exhibit 1006 Page 1
`
`

`
`Case 1:l5—cv—00121—RGA Document 42 Filed 03/13/15 Page 2 of 4 Page|D #: 1559
`
`Attachment #1
`
`Patent or Trademark No.
`
`Date of Patent or Trademark
`
`Holder of Patent or Trademark
`
`1.U.
`
`2.U.
`
`5. 7,453,881 B2
`
`11/18/2008
`
`5. 7,809,028 B2
`
`10/05/2010
`
`3.U. S. 7,978,706 B2
`
`4.U.S. 8,422,511 B2
`
`5.U. 5. 6,445,730 B1
`
`6.U.S. 7,292,627 B2
`
`7/12/2011
`
`4/16/2013
`
`9/03/2002
`
`11/6/2007
`
`7.U.
`
`8.U.
`
`S. 7,451,379 B2
`
`11/11/2008
`
`S. 7,471,721 B2
`
`12/30/2008
`
`9.U.5. 7,570,686 B2
`
`8/4/2009
`
`10. U.S. 7,831,890 B2
`
`11/09/2010
`
`11. U.S. 7,835,430 B2
`
`11/16/2010
`
`12. U.S. 7,836,381 B1
`
`1 1/16/2010
`
`13. u.s. 7,344,332 B2
`
`14.
`
`u.s. 7339,7234 B2
`
`11/30/2010
`
`2/15/2011
`
`15. U.S. 7,925,958 B2
`
`04/12/2011
`
`16.
`
`17.
`
`U.S. 7,978,753 B2
`
`07/12/2011
`
`U.S. 7,979,778 B2
`
`07/12/2011
`
`18. U.S. 8,073,041 B1
`
`12/6/2011
`
`19. U.S. 8,090,008 B2
`
`1/3/2012
`
`20. U.S. 8,218,610 B2
`
`7/10/201i
`
`21. U.S. 8,238,412 B2
`
`o3/o7/2012
`
`22. U.S. 8,276,048 B2
`
`1 09/25/2012
`
`23. U.S. 8,355,427 B2
`
`1/15/2013
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TO. Delta, LLC
`
`TQ Delta, LLC
`
`TO. Delta, LLC
`
`TQ Delta, LLC
`
`DISH
`
`Exhibit 1006 Page 2
`
`DISH
`Exhibit 1006 Page 2
`
`

`
`Case 1:15—cv—O0121—RGA Document 42 Filed 03/13/15 Page 3 of 4 PageID #: 1560
`
`. U.S. 8,432,956 B2
`
`4/30/2013
`
`. U.S. 8,437,382 B2
`
`5/7/2013
`
`. U.S. 8,462,835 B2
`
`6/11/2013
`
`. U.S. 8,495,473 B2
`
`7/23/2013
`
`. u.s. 8,516,337 B2
`
`08/20/2013
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`I TQ Delta, LLC
`4 TQ Delta, LLC
`‘ TQ Delta, LLC
`
`DISH
`
`Exhibit 1006 Page 3
`
`DISH
`Exhibit 1006 Page 3
`
`

`
`Case 1:15—cv—00121—RGA Document 42 Filed 03/13/15 Page 4 of 4 Page|D #: 1561
`Attachment #2
`
`PATENT OR
`
`DATE OF PATENT
`
`ORTRADEMARK
`
`‘
`
`DISH
`
`Exhibit 1006 Page 4
`
`DISH
`Exhibit 1006 Page 4
`
`

`
`Case 1:14—cv—00954-UNA Document 3 Filed 07/17/14 Page 1 of 2 PageID #1 592
`A0 120 (Rev. 08/I0
`
`TO‘
`'
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S,C. § 290 and/or I5 U.S.C. § lll6 you are hereby advised that a court action has been
`filed in the US. District Conn
`District Of Delaware
`on the following
`[:1 Trademarks or
`MPatenIs. 7
`( U the patent octioE invoFves
`U.S.C. § E92.):V
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`7/18/2014
`
`District of Delaware
`
`PLAINTIFF
`
`TQ Delta, LLC
`
`DEFENDANT
`
`ADTRAN, Inc.
`
`PATENT OR
`TRADEMARK N0.
`
`DATE OF PATENT
`OR TRADEMARK
`
`‘
`F
`9
`IIOLDER OF PATENT OR TRADEMARK
`
`W
`
`2
`
`3
`
`DATE INCLUDED
`
`INCLUDED BY
`
`I:| Amcndmcnl
`[(’)’:TfR‘i\FDi’EAIJ/3!:
`TR’*:gg;:TRiRNO
`I —
`
`I:| Answer
`E] Cross Bill
`D Other Pleading
`HOLDER or PATENT OR TRADEMARK
`
`In the above—entitled case, the following decision has been rendered orjudgemcnt issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—-Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding paIent(s), mail this copy to Director Copy 4—Case file copy
`
`DISH
`
`Exhibit 1006 Page 5
`
`DISH
`Exhibit 1006 Page 5
`
`

`
`Case 1:14—cv-00954-UNA Document 3 Filed 07/17/14 Page 2 of 2 PagelD #: 593
`
`PATENT OR
`TRADEMARK NO.
`
`
`
`US 8,090,008 B2
`US 8,073,041 B1
`US 7,292,627 B2
`US 7,471,721 B2
`US 8,218,610 B2
`US 8,355,427 B2
`US 7,453,881 B2
`US 7,809,028 B2
`US 7,978,706 B2
`0 US 8,422,511 B2
`1
`US 7,889,784 B2
`12
`US 7,835,430 B2
`3
`US 7,570,686 B2
`4 US 8,238,412 B2
`5
`US 8,432,956 B2
`16
`US 7,451,379 B2
`17 US 8,516,337 B2
`18
`US 7,979,778 B2
`19 US 7,925,958 B2
`20 US 8,462,835 B2
`21
`US 8,594,162 B2
`
`2 US 7,978,753 B2
`23
`US 6,445,730 B1
`4
`US 8,611,404 B2
`US 8,437,382 B2
`US 7,836,381 B1
`6
`27 US 7,844,882 B2
`US 8,276,048 B2
`29 US 8,495,473 B2
`
`0
`US 8,607,126 B1
`31
`US 7,831,890 B2
`32
`US 8,625,660 B2
`
`LII
`
`DATE OF PATENT
`OR TRADEMARK
`1/3/2012
`12/6/201 1
`1 1/6/2007
`12/30/2008
`7/10/2012
`1/15/2013
`
`11/18/2008
`10/5/2010
`7/12/2011
`4/16/2013
`2/15/2011
`11/16/2010
`8/4/2009
`8/7/2012
`4/30/2013
`11/11/2008
`8/20/2013
`7/12/2011
`4/12/2011
`6/11/2013
`11/26/2013
`7/12/2011
`9/3/2002
`12/17/2013
`5/7/2013
`11/16/2010
`11/30/2010
`9/25/2012
`7/23/2013
`12/10/2013
`11/9/2010
`1/7/2014
`
`HOLDER OF PATENT OR TRADEMARK
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`T Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`'l'Q Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`DISH
`
`Exhibit 1006 Page 6
`
`DISH
`Exhibit 1006 Page 6
`
`

`
`Birch, Melvin (Akima)
`
`From:
`Sent:
`To:
`Subject:
`
`ded,nefrep|y@ded.uscourts.gov
`Wednesday, November 20, 2013 4:56 PM
`ded_ecf@ded.uscourts.gov
`Activity in Case 1:13—cv~O183S—RGA TQ Delta LLC v. Pace Americas Inc.
`Patent/Trademark Report to Commissioner
`
`This is an automatic e—mail message generated by the CM/ECF system. Please DO NOT RESPOND to
`this e—mail because the mail box is unattended.
`***NOTE TO PUBLIC ACCESS USERS*** Judicial Conference of the United States policy permits
`attorneys of record and parties in a case (including pro se litigants) to receive one free electronic copy of
`all documents filed electronically, if receipt is required by law or directed by the filer. PACER access fees
`apply to all other users. To avoid later charges, download a copy of each document during this first
`viewing. However, if the referenced document is a transcript, the free copy and 30 page limit do not
`apply-
`
`U.S. District Court
`
`District of Delaware
`
`Notice of Electronic Filing
`
`The following transaction was entered by Faman, Brian on 11/20/2013 at 4:56 PM EST and filed on 11/20/2013
`Case Name:
`TQ Delta LLC v. Pace Americas Inc.
`Case Number:
`1:l3—cv—01835-RGA
`Filer:
`
`Document Number: 1
`
`Docket Text:
`Report to the Commissioner of Patents and Trademarks for PatentlTrademark Number(s) US
`8,090,008 B2; US 8,073,041 B1; US 7,292,627 B2; US 7,471,721 B2; US 8,218,610 B2; US
`8,355,427 B2; US 7,453,881 B2; US 7,978,706 B2; US 8,422,511 B2; US 7,889,784 B2; US
`7,835,430 B2; US 7,570,686 B2; US 8,238,412 B2; US 8,432,956 B2; US 7,451,379 B2; US
`8,516,337 B2; US 7,979,778 B2; US 7,925,958 B2; US 8,462,835 B2; US 7,836,381 B1; US
`7,844,882 B2; US 8,276,048 B2; US 8,495,473 B2; US 7,831,890 B2; . (Farnan, Brian)
`
`1:13—cv-01835-RGA Notice has been electronically mailed to:
`
`Brian E. Farnan
`
`bfarnan@farnanlaw.com, tfarnan@farnanlaw.corn
`
`Michael J. Farnan mfarnangagfamanlawcom, tfarnan@farnanlaw.com
`
`1:13-cv-01835-RGA Filer will deliver document by other means to:
`
`The following document(s) are associated with this transaction:
`
`DISH
`
`Exhibit 1006 Page 7
`
`DISH
`Exhibit 1006 Page 7
`
`

`
`ded_nefrep|y@ded.uscourts.gov
`Wednesday, November 20, 2013 5:07 PM
`ded_ecf@ded.uscourts.gov
`Activity in Case 1:13-cv—01836—RGA TQ Delta LLC v. Zhone Technologies Inc.
`Patent/Trademark Report to Commissioner
`
`This is an automatic e-mail message generated by the CM/ECF system. Please DO NOT RESPOND to
`this e-mail because the mail box is unattended.
`***NOTE TO PUBLIC ACCESS USERS*** Judicial Conference of the United States policy permits
`attorneys of record and parties ina case (including pro se litigants) to receive one free electronic copy of
`all documents filed electronically, if receipt is required by law or directed by the filer. PACER access fees
`apply to all other users. To avoid later charges, download a copy of each document during this first
`viewing. However, if the referenced document is a transcript, the free copy and 30 page limit do not
`apply-
`
`U.S. District Court
`
`District of Delaware
`
`Notice of Electronic Filing
`
`The following transaction was entered by Faman, Brian on 11/20/2013 at 5:07 PM EST and filed on 11/20/2013
`Case Name:
`TQ Delta LLC V. Zhone Technologies Inc.
`Case Number:
`1:13-cv—01836—RGA
`Filer:
`
`Document Numberzz
`
`Docket Text:
`Report to the Commissioner of Patents and Trademarks for Patent/Trademark Number(s) US
`8,090,008 B2; US 8,073,041 B1; US 7,292,627 B2; US 7,471,721 B2; US 8,218,610 B2; US
`8,355,427 B2; US 7,453,881 B2; US 7,809,028 B2; US 7,978,706 B2; US 8,422,511 B2; US
`7,796,705 B2; US 7,889,784 B2; US 7,835,430 B2; US 7,570,686 B2; US 8,238,412 B2; US
`8,432,956 B2; US 7,451,379 B2; US 8,516,337 B2; US 7,979,778 B2; US 7,925,958 B2; US
`8,462,835 B2; US 7,978,753 B2; US 6,445,730 B1; US 8,437,382 B2; US 7,836,381 B1; US
`7,844,882 B2; US 8,276,048 B2; US 8,495,473 B2; US 7,831,890 B2; US 8,335,956 B2; US
`8,468,411 B2; US 8,407,546 B2 . (Farnan, Brian)
`
`1:13-cv—01836—RGA Notice has been electronically mailed to:
`
`Brian E. Faman
`
`bfarnan@,farnan1aw.com, tfarnan@,faman1aw.com
`
`Michael J. Faman mfaman@farnanlaw.com, tfarnan@faman1aw.com
`
`1:13-cv—01836—RGA Filer will deliver document by other means to:
`
`DISH
`
`Exhibit 1006 Page 8
`
`DISH
`Exhibit 1006 Page 8
`
`

`
`Case 1:13-cv—O2013—UNA Document 3 Filed 12/09/13 Page 1 of 2 Page|D #2 504
`A0120 Rev 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § I II6 you are hereby advised that a court action has been
`filed in the US. District Court
`District of Delaware
`on the following
`I:I Trademarks or
`l]l’atems.
`( E] the patent action involves 35 U.S.C. § 292,):
`
`DOCKET NO.
`
`PLAINTIFF
`TQ Delia, LLC
`
`PATENT OR
`TRADEMARK NOV
`1 See Attached
`
`2
`
`DATE FILED
`12/9/2013
`
`U.S. DISTRICT COURT
`
`District of Delaware
`
`‘
`
`DEFENDANT
`ZyXEL Communications Corporation and ZyXEL
`Communications, Inc.
`
`DATE OF PATENT
`OR TRADEMARK
`
`.. .
`.
`HOLDER OF PAIl:N F OR TRADEMARK
`
`In the above—4:ntitIcd case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO‘
`
`CI Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`I:I Cross Bill
`
`|:I Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—entitIed case, the following decision has been rendered orjudgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy 1——Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2——L'pon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`DISH
`
`Exhibit 1006 Page 9
`
`DISH
`Exhibit 1006 Page 9
`
`

`
`Case 1:13-cv-O2013—UNA Documeht 3 Filed 12/09/13 Page 2 of 2 PageID #: 505
`
`|\)»—A
`
`'—‘\0OO O
`
`>—‘>—‘Z|Jswro
`
`I\)[\)t\)>—->-r-tI\J>—*©\OOO\l
`
`(".71
`
`7‘1
`
`DATE OF PATENT
`OR TRADEMARK
`
`12/30/2008
`
`11/18/2008
`
`9/14/2010
`
`8/4/2009
`
`11/11/2008
`8/20/2013
`
`6/18/2013
`
`PATENT OR
`TRADEMARK NO.
`L S 8,090,008 B2
`LS 8,073,041 B1
`L S 7,292,627 B2
`US 7,471,721 B2
`US 8,218,610 B2
`US 8,355,427 B2
`US 7,453,881 B2
`US 7,809,028 B2
`US 7,978,706 B2
`("
`S 8,422,511 B2
`11 US 7,796,705 B2
`S 7,889,784 B2
`LS 7,835,430 B2
`'S 7,570,686 B2
`15 US 8,238,412 B2
`('1
`>— C\
`S 8,432,956 B2
`U1 V\1J3 U1 »— U3 \] \O EU #0
`,
`L
`LS 8,516,337 B2
`US 7,979,778 B2
`US 7,925,958 B2
`US 8,462,835 B2
`'S 7,978,753 B2
`
`TQ Delta, LLC
`3 US 6,445,730 B1
`-%R
`TQ Delta, LLC
`S 8,437,382 B2
`TQ Delta, LLC
`25 US 7,836,381 B1
`TQ Delta, LLC
`I\)O\
`S 7,844,882 B2
`TQ Delta, LLC
`27 US 8,276,048 B2
`TQ Delta, LLC
`00
`US 8,495,473 B2
`TQ Delta, LLC
`29 LS 7,831,890 B2
`TQ Delta, LLC
`30 US 8,335,956 B2
`TQ Delta, LLC
`31 US 8,468,411 B2
`U3 N
`6'?
`S 8,407,546 B2
`
`HOLDER OF PATENT OR TRADEMARK
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`DISH
`
`Exhibit 1006 Page 10
`
`DISH
`Exhibit 1006 Page 10
`
`

`
`A0 120 (Rev. 08/10
`
`T0‘
`
`Mail Stop 8
`Director ofthe U.S. Patent and Trademark Office
`Po. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION or AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US. District Court
`Northern District Of Texas, Dallas Division
`on the following
`I] Trademarks or
`I:] Patents.
`I:] the patent action involves 35 U.S.C. § 292.):
`
`(
`
`DOCKET NO.
`3:12-cv-1462-L
`PLAINTIFF
`Boulle Ltd
`
`DATE FILED
`5/10/2012
`
`U.S. DISTRICT COURT
`Northern District of Texas, Dallas Division
`DEFENDANT
`De Boulle Diamond & Jewelry Inc
`
`PATENT OR
`TRADEMARK N0
`1 4,086,050
`
`2
`
`DATE OF PATENT
`OR TRADEMARK
`1/17/2012
`
`Boulle Lid
`
`HOLDER OT PATENT OR TRADEMARK
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE
`
`PATENT OR
`TRADEMARK N0.
`1 3,078,625
`
`INCLUDED BY
`M Amendment
`DATE OF PATENT
`OR TRADEMARK
`4/11/2006
`
`I:] Answer
`El Cross Bill
`I:] Other Pleading
`.
`,
`.
`HOLDLR OF PATENT OR IRADEMARK
`De Boulle Diamond & Jewelry Inc
`
`2 3,078,627
`
`4/11/2006
`
`De Boulle Diamond & Jewelry Inc
`
`3 4
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`
`CLERK
`
`Karen Mitchell
`
`(BY) DEPUTY CLERK
`s/A. Lowe-Monserrate
`
`DATE
`
`12/10/2013
`
`this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 1——Upon initiation ofaction, mail
`Copy 4-—Casc file copy
`Copy 2—Upon filing document adding patent(s), mail this copy to Director
`
`DISH
`
`Exhibit 1006 Page 11
`
`DISH
`Exhibit 1006 Page 11
`
`

`
`Case 1:13-cv-01835-UNA Document 3 Filed 11/04/13 Page 1 of 2 Page|D #: 286
`A0 120 (Rev. 08/10)
`
`T0:
`
`Mai] stop 3
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or I5 U.S.C. § I I16 you are hereby advised that a court action has been
`filed in the US. District Court
`District of Delaware
`on the following
`
`[:] Trademarks or
`
`[ZPatcnts.
`
`( E] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`PLAINTIFF
`
`TQ Delta, LLC
`
`DATE FILED
`1 1/4/2013
`
`US. DISTRICT COURT
`
`DEFENDANT
`
`District of Delaware
`
`Pace Americas, Inc.
`
`PATENT 012
`DATE OF PATENT
`.
`TRADEMARK NO.
`OR TRADEMARK
`“OLDER OF PATPNT OR TRADEM‘ ‘M
`1 See Attached ——
`——
`——
`——
`——
`
`DATE INCLUDED
`
`In the above—entitIed case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`l:I Answer
`
`l:I Cross Bill
`
`E] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above———entit1ed case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 2———Upon filing document adding patcnt(s), mail this copy to Director Copy 4—Casc file copy
`
`DISH
`
`Exhibit 1006 Page 12
`
`DISH
`Exhibit 1006 Page 12
`
`

`
`Case 1:13-cv—01835-UNA Document 3 Filed 11/04/13 Page 2 of 2 Page|D #: 287
`
`OF P TENT OR TRADEMARK
`
`A T
`
`Q Delta, LLC
`To Delta, LLC
`TQDe1ta, LLC
`'l‘QDe1ta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`To Delta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`To Delta, LLC
`TQ Delta, LLC
`TQDe1ta,LLC
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`H
`
`OLDER
`
`DISH
`
`Exhibit 1006 Page 13
`
`DISH
`Exhibit 1006 Page 13
`
`

`
`Case 1:13—cv-O1836—UNA Document 3 Filed 11/04/13 Page 1 of 2 Page|D #: 362
`A0 I20 Rey 08x10)
`
`T0:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria. VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Cmnpliaitcc with 35 U.S.C. 5‘ 290tti1d‘o1' [5 USC. § 1116 you are hereby advised that at cuun action has been
`tiled in the US. District Court
`District Of Delaware
`on the llillmi mg
`[I 'I‘rade1nzirk.~. or
`IZPatcuts.
`I:] the patent action iiivolves 35 U.S.C. § 292.).
`
`(
`
`1,)ocKI:’I‘ N0.
`
`l’I../\I.\l'I IFII
`
`TQ Delta, LLC
`
`DA"! 5 FILED
`11/4/2013
`
`U .3. DISTRICT COURT
`
`DEFI"-.ND.»\:\"l"
`
`District of Delaware
`
`Zhone Technologies, lnc.
`
`P.-\’[F.NT1')R
`’l‘RADl~'M.v\RK NO.
`
`DATEOF PATENT
`on 'l‘ILAl)I-ZMARK
`
`,
`.1
`.
`“
`-
`1
`HOI‘DI‘R or PATWT “R 1 RADWAR"
`
`2 -
`
`I)/\ I l. Ii\(,'[,I 5I)I'.I)
`
`entitled case, the fo]lo\\'xng paIcnt(s)/ trademnrk(s) have been included:
`In the above
`INCLI IDED BY
`
`PA’! 1’-lN'I OR
`,I,RADEMARK NO
`
`E] Amendment
`DA’! Li()F PATI-.NT
`OR TRADbM/ARK
`
`C] Other Pleading
`D Cm». Hill
`D Answci
`,
`.
`_.
`.‘
`..
`.
`>
`lIOLDl:R 0] PA TEN} OR l'RADLMARK
`
`In the above
`l)l;CIS1(_)l\' .lUD(jlIMILN'l'
`
`entitled case. the follnwiiig decininn has been rendered orjudgcinent issued
`
`(BY) DEPUTY CLERK
`
`('up_\‘ l—l "pun initintion afacliun, mail this copy to Directol‘ Copy 3—Upnn termination of action, mail this copy to Dirirctor
`('op_\' 2—l?pon filing document adding pat»nt(s), mail this copy to Director
`(Topy -1——('ase file copy
`
`DISH
`
`Exhibit 1006 Page 14
`
`DISH
`Exhibit 1006 Page 14
`
`

`
`Case 1:13—cv—O1836—UNA Document 3 Filed 11/04/13 Page 2 of 2 PagelD #2 363
`
`(—:r"
`
`PATENT OR
`TRADEMARK NO.
`S 8.090.008 B2
`S 8,073,041 B1
`5 7.292.627 B2
`5 7,471,721 132
`58.210610 B2
`S 8.355.427 B2
`5 7,453,881 132
`5 7,809,028 B2
`I8 7.978.706 B2
`S 8.422.511 B2
`S 7.796.705 B2
`LS 7,889,784 B2
`L5 7,835,430 B2
`US 7,570,686 B2
`L8 8,238,412 B2
`LS 8,432,956 B2
`LS 7,451,379 132
`LS 8,516,337 B2
`LS 7,979,778 B2
`LS 7,925,958 B2
`L's 8,462,835 132
`1 5 7,978,753 B2
`L8 6,445,730 B1
`US 8,437,382 132
`
`
`
`....(_‘(_:'"‘(—‘(_‘("‘(-‘(-'(-‘
`
`<.»Jt\)-—-
`
`©oo\1.o«u-.5
`
`10
`H
`12
`13
`14
`15
`I6
`17
`18
`19
`20
`21
`22
`23
`24
`
`HOLDER OF PATENT OR TRADEMARK
`
`DATE OF PATENT
`OR TRADEMARK
`1/3/2012
`12/6/2011
`I 1/6/2007
`12/30/2008
`7/10/2012
`1/15/2013
`11/18/2008
`10/5/2010
`7/12/2011
`4/16/2013
`0/14/2010
`2/15/2011
`11/16/2010
`8/4/2009
`8/7/2012
`4/30/2013
`11/11/2008
`8/20/2013
`7/12/2011
`4/12/2011
`6/11/2013
`7/12/2011
`9/3/2002
`5/7/2013
`
`DISH
`
`Exhibit 1006 Page 15
`
`DISH
`Exhibit 1006 Page 15
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`lI\ |'I'IlI|) S'I'A'|'IlIS |)|lIPA|{'I'V| IlI\l'I' ()Il' CHM l\’I|‘lI(('|<l
`United States Patent and Trademark Office
`Adrkess COMMISSIONER FOR PATENTS
`Pa Rm mo
`Alexa11dna,V1Jg:lrua 22313-1450
`wwvruspto gm’
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET No./TITLE
`
`APPLICATION N'U'lVlRF.R
`
`F1T4T\I('l 012 371 (C) DATE
`
`11/211,535
`
`08/26/2005
`
`62574
`Jason H. Vick
`Shefidan Ross,PC
`Suite # 1200
`1560 Broadway
`Denver, CO 80202
`
`Marcos C. Tzannes
`
`6936-47-CON
`CONFIRMATION NO. 7371
`POA ACCEPTANCE LETTER
`
`lmlmmlmmmflwmflwmflllmlfll
`ooooooo577e4s7
`
`WWWWWW
`
`Date Mailed: 11/28/2012
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 1 1/07/2012.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/hchristian/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`DISH
`
`Exhibit 1006 Page 16
`
`DISH
`Exhibit 1006 Page 16
`
`

`
`PTO/AIA/80 (07-12)
`Approved for use through 11/30/2014. OMB 066t~0035
`US. Patent and Trademark Offlce; U.S DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`I hereby appoint:
`
`‘E lziactltioners associated with Customer Number:
`El
`Practltlonerts) named below (if more than ten patent practitioners are to be named, then a customer number must be used):
`Name
`Registration
`Number
`
`As attorneyts) or agentts) to represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
`any and all patent applications assigned o_riiy to the undersigned according to the USPTO assignment records or assignments documents
`attached to this form in accordance with 37 CFR 3,73( ).
`
`Please change the correspondence address for the application identified in the attached statement under 37 CFR 3.7302) to:
`
`E The address associated with Customer Number:
`OR
`
`individual Name
`
`City
`
`Country
`
`Telephone
`
`Assignee Name and Address: TQ DELTA, LLC
`805 Las Clmas Parkway, Suite 240
`Austin, Texas 78746
`
`A copy of this form, together with a statement under 37 CFR 3.T3(c) (Form PTOlA|AI96 or equivalent) is required to be
`Filed in each application in which this form is used, The statement under 37 CFR 3.73(c) may be completed by one of
`The practitioners appointed in this form, and must identify the application in which this Power of Attorney is to be filed.
`
`SIGNATURE of Assignee of Record
`The individual whose signature and title is supplied below is authorized to act on behalf of the assignee
`
`/2/7 C2./\._,/’2...»A‘
`Mark K. Roche
`
`/C") !/(7,, ////'7“ Z
`Date
`Telephone 512~609~181O
`
`Managing Director
`This collection ofinformation is required by 37 CFR 1,31. 1.32 and 1.33, The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C, 122 and ST CFR 1,11 and 1.14. This collection is estimated to take 3 minutes
`to complete, including gathering, preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this term and/or suggestions for reducing this burden, should be sent to the Chief information Oificer,
`US, Patent and Trademark Office, US. Department of Commerce. P.O, Box 1450. Alexandria. VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS, SEND TO: Commissioner tor Patents, PO. Box 1450, Alexandria, VA 22313-1450.
`
`ifyou need assistance in completing the form, call 1-B00-PTO-9199 and select option 2.
`
`DISH
`
`Exhibit 1006 Page 17
`
`DISH
`Exhibit 1006 Page 17
`
`

`
`Electronic Acknowledgement Receipt
`
`14170411
`
`International Application Number:
`
`Confirmation Number:
`
`T'll° °f l""°"l'°"‘
`
`SYSTEM AND METHOD FOR SCRAMBLING THE PHASE OF THE CARRIERS IN A
`MULTICARRIER COMMUNICATIONS SYSTEM
`
`First Named Inventor/Applicant Name:
`
`Marcos C. Tzannes
`
`Customer Number:
`
`62574
`
`Filer Authorized By:
`
`Jason Vick
`
`Attorney Docket N um ber:
`
`6936-47-CON
`
`Filing Date:
`
`Time Stamp:
`
`26-AUG-2005
`
`14:18:30
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`P
`
`File Size(Bytes)/
`Message Digest
`419302
`
`Part /.zip (if appl.)
`
`EntityStatus_373c_w_POA.pdf
`
`2L9EL3L1ll8528835447708Lll9Ll2l5dlJ709d4
`9r5r
`
`yes
`
`DISH
`
`Exhibit 1006 Page 18
`
`DISH
`Exhibit 1006 Page 18
`
`

`
`Multipart Description/PDF files in .zip description
`
`Assignee showing ofownership per37CFR3.73.
`
`Power of Attorney
`
`Warnings:
`Information:
`
`Total Files Size (in bytes)
`
`419302
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date ofthe application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage ofan international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/D0/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`DISH
`
`Exhibit 1006 Page 19
`
`DISH
`Exhibit 1006 Page 19
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In Re the Application of: Marcos C. Tzannes
`Application No.: 11/211,535
`Filed: August 26, 2005
`Atty. File No.: 6936-47-CON
`
`% Patent No.: 7,292,627
`g Issued: November 6, 2007
`3 Examiner: WILLIAMS, Lawrence
`g Confirmation No.: 7371
`
`SYSTEM AND METHOD FOR SCRAMBLING THE PHASE OF THE CARRIERS IN
`For:
`A MULTICARRIER COMMUNICATIONS SYSTEM
`
`ASSERTION OF ENTITLEMENT TO SMALL ENTITY STATUS
`
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Madam:
`
`In accordance with MPEP §§ 509.02 and 509.03 and 37 CFR 1.27, this document is
`
`being filed to inform the U.S. Patent Office of the change of status for the aboVe—identified patent
`
`from large entity status to small entity status. All fees paid to date have been paid as large entity
`
`status. No fees have yet been paid as small entity status. Due to the sale of the referenced patent,
`
`the Applicant is now entitled to small entity status.
`
`We respectfully request that small entity status be granted for the above-referenced
`
`patent.
`
`Please contact the undersigned if there are any questions regarding this notification.
`
`Respectfully submitted,
`
`SHERIDAN ROSS P.C.
`
`...w4'”
`
`.u.»..r-4--»~:pv
`,.»
`‘”‘””'
`aw”
`.:“irvV“"‘
`By‘(;,,,-W”
`.. A , ..,:<"-“””” ason FEM:/)’ick
`Reg. No. 45,285
`1560 Broadway, Suite 1200
`Denver, Colorado 80202
`Telephone: 303-863-9700
`
`DISH
`
`Exhibit 1006 Page 20
`
`DISH
`Exhibit 1006 Page 20
`
`

`
`PTO/AIA/96 (OB-12)
`Approved for use through 01/31/2013. OMB 08510031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paerwork Reduction Act of 1995, no ersons are reuired to resend to a collection of information unless it disla s a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73tc)
`Applicant/Patent Owner: TQ DELTA’ LLC
`
`Fi|ed/lssue Date: November 61 ZOAO-7
`Application No./Patent No.: 7292-627
`Titled.
`SYSTEM AND METHOD FOR SCRAMBLlNG THE PHASE OF THE CARRIERS IN A MULTICARRIER COMMUNICATIONS SYSTEM
`
`TQ DELTA, LLC W
`(Name of Assignee)
`
`a Corporation
`(Type of Assignee, e.g., corporation, partnership, university. governirent agency, etc.)
`
`states that, for the patent application./patent identified above, it is (choose E of options 1, 2, 3 or 4 below):
`
`1.
`
`2.
`
`I The assignee of the entire right, title, and interest.
`
`An assignee of less than the entire right, title, and interest (check applicable box):
`
`%. Additional Statement(s) by the owners
`The extent (by percentage) of its ownership interest is
`olding the balance of the interest must be submitted to account for 100% of the ownership interest.
`
`There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`rig ht, title and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`3. E The assignee of an undivided interest in the entirety (a complete assignment from one of the joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`The recipient, via a court proceeding or the like (eg., bankruptcy, probate), of an undivided interest in the entirety (a
`4.
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The in erest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose gig of options A or B below):
`
`A.
`
`7
`
`An assignment from the invenl0r(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a copy
`thereof is attached.
`
`A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`T0. AWARE, INC.
`,_ From. Marcos C. Tzannes
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copy thereof is attached.
`Reel 010877
`T0: TQ DELTA, LLC
`2_ From: AWARE, INC.
`The document was recorded in the United States Patent and Trademark Office at
`
`, Frame 0307
`
`Reel 029154
`
`, Frame 0937
`
`, or for which a copy thereof is attached.
`
`[Page 1 of 2]
`_
`This collection of information is required by 37 CFFI 3.73(b). The inforrration is required to obtain or retain a benefit by the public which is to file [and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, Including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions tor reducing this burden, should be sent to the Chief lniormation Olflcer, US. Patent and Trademark
`Office, US. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THlS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyou need assistance in completing theform, call 1-800—P'['0—9l99 and select option 2,
`
`DISH
`
`Exhibit 1006 Page 21
`
`DISH
`Exhibit 1006 Page 21
`
`

`
`PTO/AINQE (08-12)
`Approved for use through 01/31/2013. OMB 065t—003l
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paerwork Reduction Act of 1995, no ersons are reuired to resond to a collection of information unless it disla s a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73lc1
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`_, Frame
`
`, or for which a copy thereof is attached.
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`To:
`
`[:]
`
`Additional documents in the chain of title are listed on a supplemental sheet( ).
`
`E As required by 37 CFR 3.73(c)(1)(i), the documentary evidence of the chain of title from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the rec