Ref
`#
`
`S1
`
`S2
`
`53
`
`54
`
`55
`
`S6
`
`57
`
`S8
`
`59
`
`EAST Search History
`
`Hits
`
`Search Query
`A
`
`53 modem adj diagnost$6
`
`8
`
`1
`
`2
`
`9022
`
`103
`
`2
`
`5
`
`0
`
`375/222.cc|s. and (modem adj
`diagnost$6)
`v
`
`"4385384".pn.
`
`bilinear adj multiplier
`
`375/222.cc|s. and (modem adj
`diagnost$6) amd multicarrier
`
`375/222.cc|s. and ((modem adj
`diagnost$6) amd (multi adj carrier))
`
`375/222.ccis. and ((modem adj
`diagnost$6) and (multi adj carrier))
`
`"375"/$.cc|s. and ((modem adj
`diagnost$6) and (multi adj carrier))
`
`"375"/222.cc|s. and ((initiat$4 near
`diagnostic adj mode) and (multi adj
`carrier))
`
`DB5
`
`USPAT
`
`USPAT
`
`USPAT
`
`USPAT
`
`USPAT
`
`USPAT
`
`USPAT
`
`USPAT ‘
`
`USPAT
`
`Default
`Operator
`
`Plurals Time Stamp
`
`OR
`
`OR
`
`OR
`
`OR
`
`OR
`
`OR
`
`OR
`
`OR
`
`OR
`
`OFF
`
`OFF
`
`OFF
`
`OFF
`
`OFF
`
`2006/10/12 13:36
`
`2006/10/16 15:23
`
`2006/10/12 15:44
`
`2006/10/12 15:44
`
`2006/10/16 15:23
`
`OFF
`
`2006/10/16 15:24
`
`OFF
`
`2006/10/16 15:25
`
`OFF
`
`2006/10/ 16 15:26
`
`OFF
`
`2006/10/16 15:27
`
`OFF
`
`2006/10/16 15:27
`
`S10
`
`S11
`
`S12
`
`513
`
`S14
`
`S15
`
`S16
`
`S17
`
`S18
`
`S19
`
`'
`
`0
`
`0
`
`2
`
`1
`
`12
`
`2
`
`0
`
`0
`
`1
`
`1
`
`"375"/222.ccls. and ((initiat$4 near
`(diagnostic adj mode)) and (multi adj
`carrier))
`
`"375"/$.cc|s. and ((initiat$4 near
`(diagnostic adj mode)) and (multi adj
`carrier))
`’
`‘
`"375"/$.cc|s. and ((initiat$4 near
`(diagnostic adj mode)) )
`
`("6566889").PN.
`
`("4566100" | "5128619" | "5608643" |
`"5864602" | "5964891".1 "6075821" |
`"6188717" I "6219378" | "6404774" |
`"6411678" | "6449307" | "6512789").
`PN.
`
`"375"/$.cc|s. and ((initiat$4 near
`(diagnostic adj mode)) and modern)
`
`"375"/227.ccIs. and ((initiat$4 near
`(diagnostic adj mode)) same modem)
`
`"375"/227.ccIs. and ((initiat$4 with
`(diagnostic adj mode)) same modem)
`
`"375"/227.cc|s. and (((diagnostic adj
`mode)) same modem)
`
`"375"/222.ccls. and ((diagnostic adj
`mode) with trigger)
`
`USPAT
`
`OR
`
`USPAT
`
`OR
`
`OFF
`
`2006/10/16 15:27
`
`USPAT
`
`OR
`
`OFF
`
`2006/10/16 15:31
`
`US-PGPUB; OR
`USPAT;
`USOCR
`
`US-PGPUB; OR
`USPAT;
`'
`USOCR
`
`OFF
`
`2006/10/16 15:28
`
`OFF
`
`2006/10/16 15:29
`
`USPAT
`
`USPAT
`
`USPAT
`
`USPAT
`
`USPAT
`
`OR
`
`OR
`
`OR
`
`OR
`
`OR
`
`OFF
`
`2006/10/16 15:31
`
`OFF
`
`. OFF
`
`2006/10/16 15:32
`-
`
`2006/10/16 15:32
`_
`
`OFF
`
`2006/10/16 15:33
`
`OFF
`
`2006/10/16 15:34
`
`10/27/2006 8:57:14 AM
`C:\Documents and Settings\ktran5\My Documents\EAST\workspaces\10619691.wsp
`
`Page 1
`
`Exhibit 1005 Part 2 Page 304
`
`DISH
`
`
`
`DISH
`Exhibit 1005 Part 2 Page 304
`
`

`
`2006/10/16 15:50
`
`2006/10/16 15:42
`
`2006/10/16 15:42
`
`2006/10/16 15:43
`
`2006/10/16 15:46
`
`2006/10/16 15:46
`
`2006/10/16 16:16
`
`2006/10/16 16:16
`
`2006/10/16 16:18
`
`2006/10/16 16: 16
`
`2006/10/16 16:17
`
`2006/10/16 16:18
`
`2006/10/16 16:18
`
`2006/10/25 10:41
`
`2006/10/25 10:41
`
`2006/10/25 10:42
`
`2006/10/25 10:44
`
`2006/ 10/25 10:44
`
`2006/ 10/27 06:48
`
`2006/10/27 06:48
`
`EAST Search History
`
`USPAT
`
`US-PGPUB;
`USPAT;
`USOCR
`
`USPAT
`
`USPAT
`
`USPAT
`
`USPAT
`
`USPAT
`
`"375"/222.cc|s. and ((diagnostic adj
`mode) same trigger)
`
`"375"/222.ccls. and (initiat$8 with
`(diagnostic adj mode) )
`
`"370"/222.cc|s. and ((initiat$8 with
`(diagnostic adj mode) ) same modem)
`
`((initiat$8 with (diagnostic adj mode) )
`same modern)
`
`((initiat$8 with (diagnostic adj mode) )
`
`) (
`
`initiat$8 with (diagnostic adj mode))
`and modem
`
`"375"/222.cc|s. and ((diagnostic adj
`mode) )
`
`"379"/$.cc|s. and ((diagnostic adj
`mode) )
`
`"379"/$.cc|s. and (initiate near2
`(diagnostic adj mode) )
`
`"379"/$.ccls. and ((diagnostic adj
`mode) same CRC)
`
`"375"/222.ccls. and (initiat$6 near2
`(diagnostic) )
`
`"379"/$.ccls. and (initiate near2
`(diagnostic ) same (transmission adj
`power))
`.
`
`"379"/$.ccls. and (initiate near2
`(diagnost$6) same (transmission adj
`power))
`
`"375"/222.cc|s. and (link adj
`diagnostic)
`
`("6566889").PN.
`
`"375"/222.ccls. and (link near
`diagnos$5)
`
`"375"/$.cc|s. and ((link near
`diagnos$5) same modem)
`
`"6636603".pn.
`"10619691"
`
`"6636603".pn.
`
`10/27/2006 8:57:14 AM
`C:\Documents and Settings\ktran5\My Documents\EAST\workspaces\10619691.wsp
`
`Exhibit 1005 Part 2 Pae 305
`
`DISH
`
`DISH
`Exhibit 1005 Part 2 Page 305
`
`

`
`Inventor Name Search Result
`I
`
`g_W_Ek_
`
`Inventor Name Search Result
`
`Your Search was:
`
`Last Name = KRINSKY
`First Name = DAVID
`
`_. plication#
`60309630
`
`Not
`Issued
`
`159
`
`Date Filed
`08/02/2001
`
`60410339
`
`6041 1 134
`
`604241 19
`
`Not
`Issued
`
`N
`Issued
`
`Not
`Issued
`
`159
`
`09/12/2002
`
`—- £11
`
`9
`
`159
`
`11/05/2002
`
`09485614
`
`6266348 150
`
`02/11/2000 SPLITTERLESS
`MULTICARRIER MODEM
`
`09573816
`
`6549520 150
`
`05/17/2000 METHODANDAPPARATUS
`
`09755173
`
`6658052 150
`
`01/08/2001 SYSTEMS AND METHODS
`FOR ESTABLISHING A
`DIAGNOSTIC TRANSMISSION
`MODE AND
`COMMUNICATING OVER THE
`SAME
`
`Page 1 of 2
`
`Day : Friday
`Date: 10/27/2006
`
`Time;o7;o1;14
`
`nventor Name
`
`SKY, DAVID
`
`SKY, DAVID
`
`SKY, DAVIDWEI
`
`SKY, DAVID
`
`M.
`2~< :9<5
`,
`
`‘7’<’;< E<B
`
`3%
`
`10189212
`
`10613052
`
`Not
`Issued
`
`Not
`Issued
`
`Not
`Issued
`
`1 063 5449
`
`6
`
`30
`
`30
`
`DJ—-O>--
`
`Not
`KRINSKY, DAVID
`E
`Issued
`1IJ1
`
`07/05/2002 Splitterless multicarrier modem
`‘
`
`KRIN KY, DAVID
`Z
`.
`
`KRINSKY, DAVID
`.
`
`SKY, DAVID
`
`%
`
`Z 3
`
`07/07/2003 Splitterless multicarrier modem
`6
`
`07/16/2003 Systems and methods for
`establishing a diagnostic
`transmission mode and
`
`communicating over the same
`
`08/07/2003 Splitterless multicanier modem
`
`http://expowebl :8002/cgi-bin/expo/InvInfo/invquery.p1?FAM__NAM=KRINSKY&GIV_...
`
`10/27/2006
`
`Exhibit 1005 Part 2 Pa e 306
`
`DISH
`
`DISH
`Exhibit 1005 Part 2 Page 306
`
`

`
`Im./entor Name Search Result
`I
`
`Page 2 of 2
`
`09597926
`
`Not
`Issued
`
`161
`
`KRINSKY, DAVID
`06/19/2000 METHOD AND APPARATUS
`FOR COMMUNICATING WITH M.
`MULTIPLE REMOTE
`TRANSCEIVERS
`
`60061689
`
`Not
`Issued
`
`159
`
`10/ 1 0/1 997 SPLITTERLESS
`MULTICARRIER
`MODULATION FOR HIGH
`SPEED DATA TRANSPORT
`OVER TELEPHONE WIRES
`
`KRINSKY, DAVID
`M.
`
`60174865
`
`Not
`Issued
`
`159
`
`KRINSKY, DAVID
`01/07/2000 MULTICARRIER
`MODULATION SYSTEM WITH M.
`REMOTE DIAGNOSTIC
`TRANSMISSION MODE
`
`Inventor Search Completed: No Records to Display.
`
`Last Name
`First Name
`Search Another: Inventor l———————-—MNSKY I-——T——DA\/ID Search
`
`To go back use Back button on your browser toolbar.
`
`Back to PALM | ASSIGNMENT | OASIS | Home page
`
`http ://expoweb 1 :8002/cgi-bin/exp o/InvInfo/inVquery.pl?FAM_NAM=KRINSKY&GIV_. . .
`
`10/2 7/2006
`
`Exhibit 1005 Part 2 Pae 307
`
`DISH
`
`DISH
`Exhibit 1005 Part 2 Page 307
`
`

`
`Inventor Name Search Result
`
`,fl Q
`
`Inventor Name Search Result
`
`Your Search was:
`
`Last Name = PIZZANO
`First Name = ROBERT
`
`Page 1 of 1
`
`Day : Friday
`Date: 10/27/2006
`
`Time; 07:01:29
`
`60174865
`
`Not
`Issued
`
`159
`
`PIZZANO, IR,
`01/07/2000 MULTICARRIER
`MODULATION SYSTEM WITH ROBERT E.
`REMOTE DIAGNOSTIC
`TRANSMISSION MODE
`
`6658052 150
`
`01/08/2001 SYSTEMS AND METHODS
`FOR ESTABLISHING A
`
`PIZZANO, ROBERT
`EDMUND
`
`DIAGNOSTIC TRANSMISSION
`MODE AND
`COMMUNICATING OVER THE
`SAME
`'
`
`_
`
`“l_Q__6_1__9__6_9__l_
`
`Not
`Issued
`
`30
`
`7/16/2003 Systems and methods for
`establishing a diagnostic
`transmission mode and
`
`PIZZANO, ROBERT
`EDMUND
`
`.
`
`communicating over the same
`
`Inventor Search Completed: No Records to Display.
`a
`
`Last Name
`First Name
`Search Another: Inventor l——fol I-————————-ROBERT]I
`
`To go back use Back button on your browser toolbar.
`
`Back to I_’.AMI___l_\{l_,_| ASSIGNMENT | OASIS [ Home page
`
`http://expowebl :8002/cgi—bin/expo/Invlnfo/invquery.p1?FAM_NAM=PIZZANO&GIV_. ..
`
`10/27/2006
`
`Exhibit 1005 Part 2 Pae 308
`
`DISH
`
`DISH
`Exhibit 1005 Part 2 Page 308
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and T‘rarleumrk Office
`Address. (III/INITSSI('JI\‘I7.E',
`I-'( )I<' PA'l'J1II\'l'I>'
`PU rm
`'70
`Alexanan ,
`22313-mac
`wwwuspto gov
`
`APPLICATION NUMBER
`
`PATENT NUMBER
`
`GROUP ART UNIT
`
`FILE WRAPPER LOCATION
`
`‘I0/619,691
`
`2611
`
`0500
`
`Correspondence Address / Fee Address Change
`
`The following fields have been set to Customer Number 62574 on 09/01/2006
`
`-Correspondence Address
`— Maintenance Fee Address
`
`The address oi record for Customer Number 62574 is:
`SHERIDAN ROSS P C
`SUITE 1200
`1560 BROADWAY
`DENVER,CO 80202
`
`Exhibit 1005 Part 2 Pae 309
`
`DISH
`
`DISH
`Exhibit 1005 Part 2 Page 309
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and T‘rarleumrk Office
`Address. (III/INITSSI('JI\‘I7.E',
`I-'( )I<' PA'l'J1II\'l'I>'
`PU rm
`'70
`Alexanan ,
`22313-mac
`wwwuspto gov
`
`APPLICATION NUMBER
`
`PATENT NUMBER
`
`GROUP ART UNIT
`
`FILE WRAPPER LOCATION
`
`10/619,691
`
`2611
`
`0500
`
`Correspondence Address / Fee Address Change
`
`The following fields have been set to Customer Number 62574 on 08/10/2006
`
`-Correspondence Address
`— Maintenance Fee Address
`
`The address oi record for Customer Number 62574 is:
`JASON H. VICK
`SUITE 500
`1751 PINNACLE DRIVE
`MCLEAN,VA 22102-3833
`
`Exhibit 1005 Part 2 Pae 310
`
`DISH
`
`DISH
`Exhibit 1005 Part 2 Page 310
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and T‘rarleumrk Office
`Address. (III/INITSSI('JI\‘I7.E',
`I-'( )I<' PA'l'J1II\'l'I>'
`PU rm
`'70
`Alexanan ,
`22313-mac
`wwwuspto gov
`
`APPLICATION NUMBER
`
`PATENT NUMBER
`
`GROUP ART UNIT
`
`FILE WRAPPER LOCATION
`
`10/619,691
`
`2611
`
`0500
`
`Correspondence Address / Fee Address Change
`
`The following fields have been set to Customer Number 62574 on 08/02/2006
`
`-Correspondence Address
`— Maintenance Fee Address
`
`The address oi record for Customer Number 62574 is:
`JASON H. VICK
`SUITE 500
`1751 PINNACLE DRIVE
`MCLEAN,VA 22102-3833
`
`Exhibit 1005 Part 2 Pae 311
`
`DISH
`
`DISH
`Exhibit 1005 Part 2 Page 311
`
`

`
`Attorney Docket No. T3653—8765USO2
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Patent Application of:
`
`First Named Inventor: KRINSKY, DAVID M.
`
`Art Unit: 2631
`
`Application No.2 10/619,691
`
`Examiner:
`
`Filed: July 16, 2003
`
`Confirmation No.1 7134
`
`For: SYSTEMS AND METHODS FOR
`ESTABLISHING A DIAGNOSTIC
`TRANSMISSION MODE AND
`COMMUNICATING OVER THE SAME
`
`*
`
`=14
`
`=1:
`
`INFORMATION DIS CLOSURE STATEMENT
`
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Sir:
`
`Pursuant to 37 C.F.R. § 1.56, and without any assertion as to materiality or prior
`
`art effect, the documents listed on the attached Form PTO/SB/08A are hereby cited.
`
`The Commissioner is hereby authorized to charge to Deposit Account No. 50-
`
`1165 (T3653—8765US02) any fees under 37 C.F.R. §§ 1.16 and 1.17" that may be required
`
`by this paper and to credit any overpayment to that Account. If any extension of time is
`
`required in connection with the filing of this paper and has not been separately requested,
`
`such extension is hereby requested.
`
`Respectfully submitted,
`
`ason H. _Vick
`Reg. No. 45,285
`
`Date: August 1, 2006
`
`Miles & Stockbridge, P.C.
`1751 Pinnacle Drive
`Suite 500
`
`McLean, Virginia 22102-3833
`(703) 903 -9000
`
`#9309436
`
`Exhibit 1005 Part 2 Pae 312
`
`DISH
`
`DISH
`Exhibit 1005 Part 2 Page 312
`
`

`
`PTOISB/08A (08-03)
`Please type a plus sign f+) inside this box —' +
`Approved for use through 07731/2006. OMB 0651-0031
`U.S. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`Under the Papennrork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449A/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(use as many sheets as necessary)
`
`Application Number
`:i|risr;]tgN31tii1::d|nventor
`A" Unit
`Examiner Name
`
`Complete it Known
`10/619,691
`#i]alilii1s3k‘2{(,Hi)33AviD M.
`2631
`
`Attorney Docket Number
`
`T3653-B755USO2
`
`Examiner
`initials‘
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`OTHER PRIOR ART — NON PATENT LITERATURE DOCUMENTS
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item (book,
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`count where ublished.
`
`Cioifi, John M, ADSL Maintenance with DMT, T1 Et.4 ADSL Project, Amati Communications
`Cororation, December 1, 1992, aes 1-14
`
`Examiner
`Si nature
`
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`22313-1450.
`‘
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`
`Exhibit 1005 Part 2 Pae 313
`
`DISH
`
`DISH
`Exhibit 1005 Part 2 Page 313
`
`

`
`Electronic Acknowledgement Receipt
`
`1 135854
`
`Confirmation Number:
`
`Title of Invention.
`'
`
`Systems and methods for establishing a diagnostic transmission mode
`and communicating over the same
`
`First Named Inventor:
`
`David M. Krinsky
`
`Customer Number:
`
`181
`
`Filer:
`
`Jason Vick/Cherrise Texidor
`
`Attorney Docket Number:
`
`081513-334
`
`Receipt Date:
`
`01-AUG-2006
`
`Filing Date:
`
`16-JUL-2003
`
`Time Stamp:
`
`Application Type:
`
`14:17:33
`
`Utility
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Information Disclosure Statement
`.
`
`-
`
`.
`
`. df
`
`78050
`
`2
`
`Exhibit 1005 Part 2 Pae 314
`
`DISH
`
`DISH
`Exhibit 1005 Part 2 Page 314
`
`

`
`Warnings:
`lnlormation:
`
`This is not an USPTO supplied IDS fillable form
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`NPLDocuments
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`NPL_T1E1.pdf
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`773790
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`Total Files Size (in bytes):
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`851840
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`
`Exhibit 1005 Part 2 Pae 315
`
`DISH
`
`DISH
`Exhibit 1005 Part 2 Page 315
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATI§ DEPARTMENT OF COMMERCE
`United States Patent. and Trudenmrli Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1150
`-
`Alexandria, Vuginin 7131]-I-I50
`WWW.||SpiD gov
`
`10/619,691
`
`2634
`
`0500
`
`Change of AddressIPower of Attorney
`
`The following fields have been set to Customer Number 181 on 01/31/2005
`
`0 Correspondence Address
`. Power of Attorney
`. Maintenance Fee Address
`
`The address of record for Customer Number 181 is:
`MILES & STOCKBRIDGE PC
`1751 PINNACLE DRIVE
`SUITE 500
`MCLEAN, VA 22102-3833
`
`"The Practitioners of record for Customer Number 181 are:
`
`PTO INSTRUCTIONS:
`
`Please take the following action when the correspondence address has been changed to a customer
`number:
`
`1) Add ‘ADDRESS CHANGE TO CUSTOMER NU1V[BER' on the next available content line of
`the File Jacket.
`
`2) Put a line through the old address on the File Jacket and enter the Customer Number as the
`new address.
`
`3) File this Notice in the File Jacket.
`
`Please take the following action when the correspondence address has NOT been changed:
`1) File this Notice in the File Jacket
`
`Exhibit 1005 Part 2 Pae 316
`
`DISH
`
`DISH
`Exhibit 1005 Part 2 Page 316
`
`

`
`TRANSMITTAL
`FORM
`([0 be usedfar all correspondence after initialfiling)
`
`l mg
`
`n c
`
`Io/619,691
`
`Total Number ofPages in This Submission _ Attorney Docket Number
`ENCLOSURES (check all that a ly)
`
`D pee Transmittal Form
`
`D F55 Amwhed
`D Ammdmenu Reply
`D After Final
`
`U Affidavits/declaration(s)
`Extension of Time Request
`
`Express Abandonment Request
`Information Disclosure Statement
`
`Cenmed C°py °f Priority
`Document(s)
`Response to Missing Pans!
`Incomplete Application
`
`D Response to Missing Pans
`under 37 CFR 1.52 or 1.53
`
`Assignment papem
`(f0’ 0" APP“?-‘0fi0")
`Drawing(s)
`Declaration and Power of/\t1omey
`Licensing-related Papers
`
`"BN0"
`Petition to Convert to a Provisional
`Application
`
`After Allowance Communication to Group
`Appeal Communication to Board of
`Appeals and Interferences
`Appeal Communication to Group
`(Appeal Notice, Brief, Reply Brief)
`Proprietary Infonnation
`Status Letter
`
`' Application Data Sheet
`Other Enc|osure(s) (please identify below):
`
`EIDDEIElEIEI
`
`Power of Attorney, Revocation
`Change ofCorrespondence Address
`U Terminal Disclaimer
`
`D Request for Refund
`D CD, Number ofCD(s)
`
`51”“
`Individual name
`
`Jason H. Vick, Reg. No. 45,285
`Miles & Stockbridge P.C.
`1751 Pinnacle Drive
`Suite 500
`
`I hereby certify that this correspondence is being deposited with the United States Postal Service with sufficient postage for first class mail in an
`envelope addressed to: Mail Stop
`Commissioner for Patents, P.O. Box 1450, Alexandria, Virginia 22313-1450,-or being facsimile
`transmitted to the USPTO at
`, on
`
`Exhibit 1005 Part 2 Pae 317
`
`DISH
`
`DISH
`Exhibit 1005 Part 2 Page 317
`
`

`
`PTOISBl122 (09-03)
`Approved for use through 11/30/2005. OMB 0651-0035
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Pa erwor1< Reduction Act of 1995. no ersons are re ulred to res - - nd to a collection of intonnation unless it dls Ia > a valid OMB control number.
`
`CORRESPONDENCE ADDRESS
`
`°“““°E°F
`Application
`
`N
`
`D
`
`t-
`
`A I.
`.
`.
`F-I-n Date
`
`10/619.691
`6. 2003
`
`July 1
`
`First Named Inventor
`,
`
`David M. Krinsky et al.
`2634
`
`Commissioner for Patents
`p_o_ Box 1450
`Examiner Name
`‘ tto e Doc e
`u ber
`Alexandria, VA 22313-1450. T365”,65USo2
`
`Please change the Correspondence Address for the above-identified patent application to:
`
`OR
`
`Customer Number :
`
`000181
`
`.
`'
`.
`F’
`ll_::::Ii‘;’;';flI Name Miles 8. Stockbrrdge P.C.
`1751 Pennacle Drive
`Suite 500
`
`_
`
`This form cannot be used to change the data associated with a Customer Number. To change the
`data associated with an existing Customer Number use "Request for Customer Number Data
`Change" (PTO/SB/124).
`I am the:
`
`E Applicant/Inventor
`Assignee of record of the entire interest.
`Statement under 37 CFR 3.73(b) is enclosed. (Form PTO/SB/96).
`
`Attorney or Agent of record. Registration Number 45.255
`
`5 Registered practitioner named in the application transmittal letter 'an»app|ication without an
`executed oath or declaration. See 37 CFR 1.33(a)
`~ - s ration Number
`
`T~’§§«‘i°' P"”'°° Jaw" “- V*°*_/
`
`Date Dec , 2003
`
`Te'eP"°“e 703-903-9000
`
`forms are submitted.
`‘Total of
`This collection of information is required by 37 CFR 1.33. The infonnation is required to obtain or retain a benefit by the public which is to tile (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to lake 3 minutes to complete, Including
`gathering. preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer. U.S. Patent and
`Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, cell 1~800-PTO-9199 and select option 2.
`
`Exhibit 1005 Part 2 Pae 318
`
`DISH
`
`DISH
`Exhibit 1005 Part 2 Page 318
`
`

`
`UTILITY
`T APPLI
`PAT¥l§ANSMIT¥:EION
`(Onlyfor new nonpravisianal applications under 3 7 CFR
`"53"”’
`
`Attorney Docket No.
`081513 J34
`.
`David M. Krinsky et al.
`F W” ‘
`exS$STEMS AND METHODS FOR
`ESTABLISHING A DIAGNOSTIC
`TRANSMISSION MODE AND
`COMMUNICATING OVER THE SAME
`Ex ress Mail Label No.
`
`in/sii3$1mmmmmmmw07/
`
`16/03
`
`ADDRESS TO:
`
`Mail Stop Patent Application
`Commissioner for Patents
`PO. Box 1450
`Alexandria, VA 22313-1450
`7. D CD—ROM or CD—R in duplicate, large table or
`Computa PI-oglam(
`8. Nucleotide and/or Amino Acid Sequence Submission
`(ifapplicable, all necessary)
`a. D Computer Readable Form (CRF)
`b. Specification Sequence Listing on:
`_
`-
`- D CD_R M
`D_R 2
`1'
`O or C
`( copies‘ or
`"- D P“P°"
`c. El Statements verifying identity ofabove copies
`
`APPLICATION ELEMENTS
`See MPEP chapter 600 concerning utility patent application contents.
`
`1. El Fee Trmsmittal Form (e.g,, PTO/SB/17)
`(Submit an original anda duplicate/orfeepmcersing)
`2. D Applicant claims small entity status.
`See 3 7 CFR 1.27.
`[Total Pages 18]
`3. El Specification
`(pfeffired arrangement in forth bclow)
`-
`Descriptive title of the invention
`-
`Cross Reference to Related Applications (ifapplicable)
`—
`Statement Regarding Fed sponsored R & D (ifapplicable)
`_
`Reference to 5equence1i5t,'ng, 3 table,
`°' “ °°‘“*’“‘°' P'°%‘“‘"“ “Sm “PPe"“"‘ “7“W"'““”"’)
`Background of the Invention
`Brief Summary of the Invention
`Brief Description of the Drawings (iffiled)
`Detailed Description
`Claim(s)
`Abstract of the Disclosure
`
`9.
`10_
`
`ll.
`I2.
`
`[ Total Sheets 02 }
`4. El Drawing(s) (35 U.S. C. 113)
`[ Total Pages 02]
`5. Oath or Declaration
`a. El Newly executed (originalorcopy)
`b. El Unsigned
`0. 5] Copy from a prior application (37 CFR l.63(d))
`(for continuation/divisional with Box 18 completed)
`i. D DELETION or INVENTOR(S)
`Signed statement attached deleting inventor(s)
`named in the prior application, see 37 CFR
`l.63(d)(2) and 1.3303)
`6. El Application Data Sheet. See 37 CFR [.76
`18.
`If a CONTINUING APPLICATION, check appropriate box, and supply the requisite information below and in a preliminary amendment,
`or man Application Data Sheet under 37 CFR 1. 76:
`ofprior application No.: 09/755,173
`El Continuation
`El Divisional
`D Conlinuatiomin-pnr1(ClP)
`Gmup / Art Unit: 2634
`Prior application information:
`Examiner Kevin Kim
`For CONTINUATION OR DIVISIONAL APPS only: The entire disclosure of the prior application, from which an oath or declaration is supplied under
`Box 5b, is considered a part of the disclosure of the accompanying contlnuatlon or divisional application and is hereby incorporated by reference. The
`incorporation can only be relied upon when I portion has been inadvertently omitted from the submltted appllcatlon parts.
`19. CORRESPONDENCE ADDRESS
`N“ ‘
`W
`3:?
`
`EJEIIZIEIIEIEIEIEI
`
`Assignment Papers (cover sheet & document(s))
`37 CFR 3.730;) Statement
`I3
`Power of
`(when there is an assignee)
`Attorney
`English Translation Document (ifapplicable)
`lnfonnation Disclosure
`El Copies of [DS
`Statement (IDS)/PTO—l 449
`Citations
`Preliminary Amendment
`Return Receipt Postcard (MPEP 503)
`(Should be specifically itemized)
`Certified Copy of Priority Document(s)
`(ifforeign priority is claimed)
`Nonpublication request under 35 U.S.C.
`l22(b)(2)(B)(i)_ Applicant must attach form
`PTO/SB/35 or “S equivalenh
`17. El Other:
`
`[3
`14
`
`'
`l5_
`
`16
`
`E Customer Number ar Bar Code Label
`
`or U Correspondence address below
`
`Signature
`
`V
`
`July l6, 2003
`
`NVA270930.l
`
`Exhibit 1005 Part 2 Pae 319
`
`DISH
`
`DISH
`Exhibit 1005 Part 2 Page 319
`
`

`
`£0/91/LU
`
`-
`
`‘
`
`-
`
`FOR FY
`Paremxeex are subject zo armuat revision.
`-Applicant claims small entity status. See 37 CFR 127
`$1,668.00
`METHOD OF PAYMENT check all that a I
`
`New Divisional Ap - lication based on USSN: 09/755,173
`Application Number
`July 16’ 2003
`Filing Date
`First Named Inventor David M_ K,-mgky et a1_
`Exam“ “W
`A“ Um‘
`
`2634
`own-334
`FEE CALCULATION (continued
`
`lg Check D CreditCard D Money D Other D Nonc
`Order
`
`3' ADDITIONAL FEES
`
`B DCPOSHACCOHH‘.
`Deposit
`Account
`Number
`
`19-2380
`
`13-334)
`
`Large Entity
`Fee
`Fee
`Codc
`(S)
`1051
`130
`1052
`50
`
`Smnll Entity
`Fee
`Fee
`Code
`(5)
`2051
`65
`2052
`25
`
`Fee Description
`
`Surcharge — late filing fee or oath
`Surcharge - late provisional filing fee or cover
`sheet
`Non-English specification
`For filing a request for axparte reexamination
`Requesting publication of SLR prior to Examiner
`action
`
`§:eu_q(\,r!¢‘:sting publication ofS[R afler Examiner
`Extension for reply within first month
`Extension for reply within second month
`Extension for reply within third month
`Extension for reply within fourth month
`Exmnsion for reply within fifih Inonlh
`Notice ofAppeal
`Filing a brief in support of an appeal
`Request for oral hearing
`
`Petition to institute a public use proceeding
`Petition to revive — unavoidable
`Petition to revive — unintentional
`Utility issue fee (or reissue)
`Design issue fee
`Plant issue fee
`
`Petitions to the Commissioner
`Processing fee under 37 CFR l.l7(q)
`Submission of Information Disclosure Stmt
`Recording each patent assignment per property
`(times number of pmperties)
`Filingasubrnission alter final rejection
`(37 CFR 1.I29(a))
`Foreach additional invention to be examined
`(37 CFR 1.l29(b))
`Request for Continued Examination (RCE)
`
`130
`2,520
`920*
`
`1,840‘
`55
`
`130
`2,520
`920‘
`
`1,840‘
`1 10
`410
`930
`1,450
`1,970
`320
`320
`280
`
`1,510
`110
`1,300
`1,300
`470
`630
`
`130
`50
`180
`40
`
`750
`
`750
`750
`
`1053
`1812
`1804
`
`1805
`2251
`2252
`2253
`2254
`2255
`2401
`2402
`2403
`
`1451
`2452
`2453
`2501
`2502
`2503
`
`1460
`1807
`1806
`8021
`
`-2809
`
`2810
`2801
`
`1053
`1812
`1804
`
`1805
`1251
`1252
`1253
`1254
`1255
`1401
`1402
`1403
`
`1451
`1452
`1453
`1501
`1502
`1503
`
`1460
`1807
`1806
`8021
`
`1309
`
`1310
`180]
`
`1802
`
`900
`
`1802
`
`Request for expedited examination ofa design
`application
`
`-
`
`Other fee (specify)
`
`‘Reduced by Basic Filing Fee Paid
`
`SUBTOTAL (3)
`
`CERTIFICATE or MAILING on TRANSMISSION [37 CFR 1.8(a)]
`I hereby certify that this correspondence is being:
`deposited with the United States Postal Service on the date shown below with suflicient
`El
`postage as first class mail in an envelope addressed to: Mail Stop :_?_,
`Commissioner for Patents, P. 0. Box 1450, Alexandria, VA 22313-1450
`transrnitted by facsimile on the date shown below to the United States Patent and
`Trademark Ofiicc at (703)
`
`Date
`
`Signature
`T ed or rinted name
`
`.
`Deposit
`Nmon Peabody LLP
`Qgfrlum
`The Commissioner is authorized to: (check all that apply)
`
`[3 Credit any overpayxmms
`
`D Charge feds) indicated below
`E Charge any additional fee(s)
`D Charge fee(s) indicated below, except for the filing fcc
`‘° ‘he “"°"°'id°““fi°d d°P°5i‘ “°°°““L
`FEE CALCULATION
`1, BASIC FILING FEE
`Large Entity
`Small Entity
`Fee
`Fee
`Fee
`Fee
`Code
`(5)
`Code
`(S)
`
`Fee Description
`
`Fee Paid
`
`750,00
`
`[00]
`
`750
`330
`
`2001
`2002
`2003
`2004
`2005
`
`375
`165
`260
`375
`80
`
`Ufimy filing fee
`Design filing fee
`“am filing fee
`Reissue filing fee
`Provisional f-fling fee
`
`SUBTOTAL (1)
`
`$750 00
`
`2.
`
`Total Claims
`
`EXTRA CLAIM FEES FOR UTILITY AND REISSUE
`Fee from
`below
`18.00
`
`Extra Claims
`x
`
`-20“:
`
`Fee Paid
`414.00
`
`=
`
`Independent |:| -3‘-= [E x
`Claims
`Multiple Dependent
`X
`
`34.00
`
`| 504.00
`0
`
`‘Large Entity
`Fee
`Fee
`Code (5)
`1202
`18
`1201
`84
`
`Small Entity
`Fee
`Fee
`Code
`(3)
`2202
`9
`2201
`42
`
`Fee Descrigtion
`
`Claims in excess of 20
`independent claims in excess of3
`
`1203
`
`2203
`
`140
`
`Multiple dependent claim, if not paid
`
`22°‘
`2205
`
`42
`9
`
`‘Z04
`
`3"
`is
`
`;;;:;5l5::‘:‘;‘:°P°“d°"‘ °""“’5 °"°"
`at Reissm claims in excess ofzo and
`over original patent
`SUBTOTAL (2)
`$9ls_00
`“or number previously paid, ifgreater, For Reissues, see above
`
`SUBMITTED BY
`
`/
`r’ -
`
`_
`
`Comletc I a Itcable
`
`-
`
`
`
`
`
`45,285Name(Print/Type) / A At‘;gol:tr1;1tI/(:15: (703) 770 9300’ July 16, 2003
`
`NVA270980.l
`
`SEND TO: Commissioner for Patents
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`Exhibit 1005 Part 2 Pae 320
`
`DISH
`
`DISH
`Exhibit 1005 Part 2 Page 320
`
`

`
`UTILITY
`T APPLI
`PAT¥l§ANSMIT¥:EION
`(Onlyfor new nonpravisianal applications under 3 7 CFR
`"53"”’
`
`Attorney Docket No.
`081513 J34
`.
`David M. Krinsky et al.
`F W” ‘
`exS$STEMS AND METHODS FOR
`ESTABLISHING A DIAGNOSTIC
`TRANSMISSION MODE AND
`COMMUNICATING OVER THE SAME
`Ex ress Mail Label No.
`
`in/sii3$1mmmmmmmw07/
`
`16/03
`
`ADDRESS TO:
`
`Mail Stop Patent Application
`Commissioner for Patents
`PO. Box 1450
`Alexandria, VA 22313-1450
`7. D CD—ROM or CD—R in duplicate, large table or
`Computa PI-oglam(
`8. Nucleotide and/or Amino Acid Sequence Submission
`(ifapplicable, all necessary)
`a. D Computer Readable Form (CRF)
`b. Specification Sequence Listing on:
`_
`-
`- D CD_R M
`D_R 2
`1'
`O or C
`( copies‘ or
`"- D P“P°"
`c. El Statements verifying identity ofabove copies
`
`APPLICATION ELEMENTS
`See MPEP chapter 600 concerning utility patent application contents.
`
`1. El Fee Trmsmittal Form (e.g,, PTO/SB/17)
`(Submit an original anda duplicate/orfeepmcersing)
`2. D Applicant claims small entity status.
`See 3 7 CFR 1.27.
`[Total Pages 18]
`3. El Specification
`(pfeffired arrangement in forth bclow)
`-
`Descriptive title of the invention
`-
`Cross Reference to Related Applications (ifapplicable)
`—
`Statement Regarding Fed sponsored R & D (ifapplicable)
`_
`Reference to 5equence1i5t,'ng, 3 table,
`°' “ °°‘“*’“‘°' P'°%‘“‘"“ “Sm “PPe"“"‘ “7“W"'““”"’)
`Background of the Invention
`Brief Summary of the Invention
`Brief Description of the Drawings (iffiled)
`Detailed Description
`Claim(s)
`Abstract of the Disclosure
`
`9.
`10_
`
`ll.
`I2.
`
`[ Total Sheets 02 }
`4. El Drawing(s) (35 U.S. C. 113)
`[ Total Pages 02]
`5. Oath or Declaration
`a. El Newly executed (originalorcopy)
`b. El Unsigned
`0. 5] Copy from a prior application (37 CFR l.63(d))
`(for continuation/divisional with Box 18 completed)
`i. D DELETION or INVENTOR(S)
`Signed statement attached deleting inventor(s)
`named in the prior application, see 37 CFR
`l.63(d)(2) and 1.3303)
`6. El Application Data Sheet. See 37 CFR [.76
`18.
`If a CONTINUING APPLICATION, check appropriate box, and supply the requisite information below and in a preliminary amendment,
`or man Application Data Sheet under 37 CFR 1. 76:
`ofprior application No.: 09/755,173
`El Continuation
`El Divisional
`D Conlinuatiomin-pnr1(ClP)
`Gmup / Art Unit: 2634
`Prior application information:
`Examiner Kevin Kim
`For CONTINUATION OR DIVISIONAL APPS only: The entire disclosure of the prior application, from which an oath or declaration is supplied under
`Box 5b, is considered a part of the disclosure of the accompanying contlnuatlon or divisional application and is hereby incorporated by reference. The
`incorporation can only be relied upon when I portion has been inadvertently omitted from the submltted appllcatlon parts.
`19. CORRESPONDENCE ADDRESS
`N“ ‘
`W
`3:?
`
`EJEIIZIEIIEIEIEIEI
`
`Assignment Papers (cover sheet & document(s))
`37 CFR 3.730;) Statement
`I3
`Power of
`(when there is an assignee)
`Attorney
`English Translation Document (ifapplicable)
`lnfonnation Disclosure
`El Copies of [DS
`Statement (IDS)/PTO—l 449
`Citations
`Preliminary Amendment
`Return Receipt Postcard (MPEP 503)
`(Should be specifically itemized)
`Certified Copy of Priority Document(s)
`(ifforeign priority is claimed)
`Nonpublication request under 35 U.S.C.
`l22(b)(2)(B)(i)_ Applicant must attach form
`PTO/SB/35 or “S equivalenh
`17. El Other:
`
`[3
`14
`
`'
`l5_
`
`16
`
`E Customer Number ar Bar Code Label
`
`or U Correspondence address below
`
`Signature
`
`V
`
`July l6, 2003
`
`NVA270930.l
`
`Exhibit 1005 Part 2 Pae 321
`
`DISH
`
`DISH
`Exhibit 1005 Part 2 Page 321
`
`

`
`£0/91/LU
`
`-
`
`‘
`
`-
`
`FOR FY
`Paremxeex are subject zo armuat revision.
`-Applicant claims small entity status. See 37 CFR 127
`$1,668.00
`METHOD OF PAYMENT check all that a I
`
`New Divisional Ap - lication based on USSN: 09/755,173
`Application Number
`July 16’ 2003
`Filing Date
`First Named Inventor David M_ K,-mgky et a1_
`Exam“ “W
`A“ Um‘
`
`2634
`own-334
`FEE CALCULATION (continued
`
`lg Check D CreditCard D Money D Other D Nonc
`Order
`
`3' ADDITIONAL FEES
`
`B DCPOSHACCOHH‘.
`Deposit
`Account
`Number
`
`19-2380
`
`13-334)
`
`Large Entity
`Fee
`Fee
`Codc
`(S)
`1051
`130
`1052
`50
`
`Smnll Entity
`Fee
`Fee
`Code
`(5)
`2051
`65
`2052
`25
`
`Fee Description
`
`Surcharge — late filing fee or oath
`Surcharge - late provisional filing fee or cover
`sheet
`Non-English specification
`For filing a request for axparte reexamination
`Requesting publication of SLR prior to Examiner
`action
`
`§:eu_q(\,r!¢‘:sting publication ofS[R afler Examiner
`Extension for reply within first month
`Extension for reply within second month
`Extension for reply within third month
`Extension for reply within fourth month
`Exmnsion for rep