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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`
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`
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`APPLE, INC.,
`Petitioner
`
`v.
`
`UNILOC USA, INC. and UNILOC LUXEMBOURG S.A.,
`Patent Owners
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`
`
`
`
`
`
`
`IPR2017-00222
`PATENT 8,243,723
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`
`
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`
`
`
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`PATENT OWNER PRELIMINARY RESPONSE TO PETITION
`PURSUANT TO 37 C.F.R. § 42.107(a)
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`
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`
`
`I.
`II.
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`
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`
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`
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`
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`
`
`
`
`3.
`
`INTRODUCTION
`BACKGROUND OF THE '723 PATENT
`Priority of the '723 Patent
`Overview of the '723 Patent
`III. THE PETITION IS IMPERMISSIBLY REDUNDANT & cumulative
`The Redundant Challenges Are Not Entitled to Consideration
`1.
`Petitioner Presents a Pair of Horizontally Redundant
`Grounds Against Each Challenged Claim
`The Petition Contains 16 Vertically Redundant Theories
`2.
` Malik is also Cumulative with the Prosecution Record
`Petitioner’s Abusive Pattern of Redundancy is Improper
`IV. NO REASONABLE LIKELIHOOD THAT AT LEAST ONE OF
`THE CHALLENGED CLAIMS IS UNPATENTABLE
`Claim Construction is Unnecessary Here
`Ground 1: Independent Claims 1 is Not Obvious Over Vuori
`1.
`Overview of Applicable Law
`2.
`No prima facie case for “associating a sub-set of the
`nodes with a client”
`No prima facie case for “transmitting a signal to a client
`including a list of the recorded connectivity status for
`each of the nodes in the sub-set corresponding to the client” 25
`Grounds 2 and 3 Only Challenge Claims Which Depend From
`Nonobvious Independent Claim 1
` Grounds 4 and 5 are Horizontally Redundant and Based on
`Nonanalogous Art
`
`IPR2017-00222
`U.S. Patent 8,243,723
`
`Tables of Contents
`
`1
`3
`3
`5
`8
`8
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`9
`12
`14
`15
`
`17
`18
`19
`19
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`20
`
`28
`
`29
`
`ii
`
`
`
`1.
`
`2.
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`IPR2017-00222
`U.S. Patent 8,243,723
`No prima facie case for “associating a sub-set of the
`nodes with a client”
`No prima facie case for “temporarily storing the instant
`voice message if a recipient is unavailable”
`No prima facie case against challenged dependent claims
`3.
`CONCLUSION
`
`32
`33
`33
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`31
`
`V.
`
`
`iii
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`
`
`IPR2017-00222
`U.S. Patent 8,243,723
`
`I.
`
`INTRODUCTION
`Pursuant to 35 U.S.C. § 313 and 37 C.F.R. § 42.107(a), Uniloc Luxembourg
`
`S.A. (“Patent Owner”) submits this Preliminary Response to the Petition for Inter
`
`Partes Review (“the Petition”) of U.S. Patent No. 8,243,723 (“the '723 Patent”) filed
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`by Apple, Inc. (“Petitioner”).
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`Petitioner follows the same impermissible strategy in challenging the '723
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`Patent that it uses in each one of the six concurrently-filed petitions (IPR2017-00220
`
`through IPR2017-00225), which collectively challenge a total of sixty-five (65)
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`claims of four related patents. Petitioner consistently presents at least a pair of
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`redundant obviousness theories for every challenged claim. As an apparent
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`afterthought, Petitioner then offers an illusory justification that is applicable, if at
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`all, to only a mere fraction of those redundant challenges.
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`The Board has long held that redundant grounds are not entitled to
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`consideration unless the petitioner provides a sufficient bi-directional explanation of
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`the relative strengths and weaknesses of the redundant grounds. In the present
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`Petition, Grounds 1-3 rely on Vuori (Ex. 1005) as the primary reference, while
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`Grounds 4-5 redundantly challenge the same claims but rely, instead, primarily on
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`Stubbs (Ex. 1022).
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`As explained further below, the Board should deny Grounds 4-5 as
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`horizontally redundant with Grounds 1-3, and thus not entitled to consideration, for
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`1
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`
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`IPR2017-00222
`U.S. Patent 8,243,723
`at least two overarching reasons: (1) Petitioner identifies Vuori as having a relative
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`strength, but no relative weakness, with respect to the limitations recited in the
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`challenged independent claims; and (2) Petitioner undercuts the alleged strength of
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`Stubbs by suggesting that both Vuori and Stubbs provide a sufficient description of
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`the general structure and functionality of a packet-switched network. Accordingly,
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`at a minimum, the Board should deny Grounds 4 and 5 (based primarily on Stubbs)
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`as horizontally redundant with Grounds 1-3 (based primarily on Vuori).
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`Another disturbing pattern of the six related petitions is that Petitioner does
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`not provide even one explanatory claim chart for any of the redundant obviousness
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`theories asserted against sixty-five (65) patent claims in total. To make matters
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`worse, each petition primarily relies on ambiguous and unexplained citations to the
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`art, without providing an accompanying explanation or argument as to why the
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`reference(s) render(s) obvious the limitation in question. Cf. In Fontaine Engineered
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`Prods., Inc. v. Raildecks, (2009), Inc., No. IPR2013-00360 (P.T.A.B. Dec. 13,
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`2013), Paper 9 (denying a petition for IPR brought on obviousness grounds because
`
`the petitioner’s claim charts only cited to disclosure of the alleged invalidating
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`reference without any accompanying explanation or argument as to why the
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`reference discloses or teaches the recited element).
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`The declaration attached to each of the six petitions is of no moment because
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`it simply parrots back the same citations and the same unexplained and conclusory
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`2
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`
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`IPR2017-00222
`U.S. Patent 8,243,723
`statements presented in the corresponding petition. See In Kinetic Technologies, Inc.
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`v. Skyworks Solutions, Inc., No. IPR2014-00529 (P.T.A.B. Sept. 23, 2014), Paper 8
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`(denying the petition because the expert’s declaration did not provide any facts or
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`data to support the underlying opinion of obviousness, but rather was substantially
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`identical to the conclusory arguments of the petition).
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`While the Board need not reach the merits of any redundant grounds, Patent
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`Owner identifies herein example instances where each ground of the Petition
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`overlooks various claim limitations and thus fails to “specify where each element of
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`the claim is found in the prior art patents or printed publications relied upon.” 37
`
`C.F.R. § 42.104(b)(4). For the reasons disclosed herein, the Petition should be denied
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`in its entirety as failing to meet the threshold burden of proving there is a reasonable
`
`likelihood that at least one challenged claim is unpatentable.1
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`II. BACKGROUND OF THE '723 PATENT
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`Priority of the '723 Patent
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`The '723 Patent is titled “SYSTEM AND METHOD FOR INSTANT VOIP
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`MESSAGING.” Ex. 1001. The '723 Patent issued from U.S. Patent Application No.
`
`
`1 Should the Board institute proceedings in this matter, Patent Owner does not
`concede the legitimacy of any arguments in the Petition that are not specifically
`addressed herein. Patent Owner expressly reserves the right to rebut any such
`arguments in its Patent Owner Response.
`
`3
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`
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`IPR2017-00222
`U.S. Patent 8,243,723
`12/398,063, which is a continuation of U.S. Patent No. 7,535,890, filed on Dec. 18,
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`2003. The '723 Patent issued on August 13, 2012.
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`Below is a picture of the family tree for the four patents Petitioner challenges
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`in a series of five consecutively filed petitions (IPR2017-00220 through -00225).
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`Challenged by Petitioner in
`IPR2017-00220 and IPR2017-00221
`
`
`
`IPR2017-00222
`
`IPR2017-00223 &
`IPR2017-00224
`
`IPR2017-00225
`
`
`
`4
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`
`
`IPR2017-00222
`U.S. Patent 8,243,723
`
` Overview of the '723 Patent
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`The
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`'723 Patent
`
`recognized
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`that
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`conventional
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`circuit-switched
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`communications enabled traditional telephony yet had a variety of technical
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`disadvantages that limited developing other forms of communication over such
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`networks. According
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`to
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`the
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`'723 Patent, “[c]ircuit switching provides a
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`communication path (i.e., dedicated circuit) for a telephone call from the telephone
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`terminal to another device 20 over the [public switched telephone network or] PSTN,
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`including another
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`telephone
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`terminal. During
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`the
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`telephone call, voice
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`communication takes place over that communication path.” (Ex. 1001, 1:25-30.)
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`The '723 Patent expressly distinguishes circuit-switched networks from
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`packet-switched networks (e.g., the Internet) at least in that the latter routes
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`packetized digital information, such as “Voice over Internet Protocol (i.e., “VoIP”),
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`also known as IP telephony or Internet telephony.”2 (1:31-33.) Because legacy
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`2 Consistent with the '723 Patent specification, the USPTO has also recognized there
`are significant differences between circuit-switched and packet-switched networks
`during the relevant timeframe. See, e.g., U.S. Application No. 90/012,728 and
`90/012,789 (Notice of Intent to Issue Ex Parte Reexamination Certificate, dated
`April 10, 2014) at page 9, where the USPTO confirmed the following:
`
`Ethernet packet switching protocol, including TCP/IP, are very specific
`connectionless/packet switched protocols. In contrast to connection-
`oriented protocols, connectionless/packet switched protocols do not
`need to set up a dedicated path in advance. Rather, routers send
`fragmented messages or “packets” to their destination independently.
`Connectionless protocols have a number of advantages over
`
`5
`
`
`
`IPR2017-00222
`U.S. Patent 8,243,723
`circuit-switched devices were unable to communicate directly over packet-switched
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`networks, media gateways (114) were designed to receive circuit-switched signals
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`and packetize them for transmittal over packet-switched networks, and vice versa.
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`(1:61-2:17.) The conversion effected by media gateways (e.g., 114 and 118)
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`highlights the fact that packetized data carried over packet-switched networks (e.g.,
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`IP network 102) are different from and are incompatible with an audio signal carried
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`over a dedicated packet-switched circuit. (1:25-30.)
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`The '723 Patent further recognized that, notwithstanding the advent of instant
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`text messages, at the time of the claimed invention there was no similarly convenient
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`analog to leaving an instant voice message over a packet-switched network. (2:18-
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`50.) Rather, “conventionally, leaving a voice message involves dialing the
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`recipient’s telephone number (often without knowing whether the recipient will
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`answer), waiting for the connection to be established, speaking to an operator or
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`navigating through a menu of options, listening to a greeting message, and recording
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`the message for later pickup by the recipient. In that message, the user must typically
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`identify himself or herself in order for the recipient to return the call.” (2:22-29.)
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`The inventor observed, therefore, that “notwithstanding the foregoing
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`advances in the VoIP/PSTN voice communication and voice/text messaging, there
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`connection-oriented protocols, including better use of available
`bandwidth.
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`6
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`
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`IPR2017-00222
`U.S. Patent 8,243,723
`is still a need in the art for providing a system and method for providing instant VoIP
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`messaging over an IP network.” (2:43-49.) Certain embodiments of the '890 Patent
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`addressed that need, in part, by providing a user-accessible client (208) that is
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`specially configured for instant voice message (IVM) and for direct communication
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`over a packet-switched network (e.g., through an Ethernet card) (12:11-12.) More
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`specifically, the '723 Patent teaches that certain clients (208) are specially configured
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`to “listen[] to the input audio device 212,” “record[] the user’s speech into a digitized
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`audio file 210 (i.e., instant voice message) stored on the IVM client 208,” and
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`“transmit[] the digitized audio file 210” as packetized data (e.g., using TCP/IP) over
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`a packet-switched network (e.g., network 204) “to the local IVM server 202.” (8:4-
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`8:18.)
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`The Petition challenges independent Claim 1 and seven dependent Claims
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`2-8. For the convenience of the Board, Claim 1 is reproduced below:
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`1. A method for instant voice messaging over a packets-switched
`network, the method comprising:
`monitoring a connectivity status of nodes within the packet-
`switched network, said connectivity status being available
`and unavailable;
`recording the connectivity status for each of the nodes;
`associating a sub-set of the nodes with a client;
`transmitting a signal to a client including a list of the recorded
`connectivity status for each of the nodes in the sub-set
`corresponding to the client;
`
`7
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`
`
`IPR2017-00222
`U.S. Patent 8,243,723
`receiving an instant voice message having one or more
`recipients;
`delivering the instant voice message to the one or more
`recipients over a packet-switched network;
`temporarily storing the instant voice message if a recipient is
`unavailable; and
`delivering the stored instant voice message to the recipient
`once the recipient becomes available.
`III. THE PETITION IS IMPERMISSIBLY REDUNDANT & CUMULATIVE
`As shown in the table below, Petitioner challenges the patentability of certain
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`claims of the '723 Patent under 35 U.S.C. § 103(a) over the following redundant and
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`cumulative combinations of references:
`
`Ground Claims
`1
`1
`2
`2-7
`3
`8
`4
`1-7
`5
`8
`
`Reference(s)
`
`Vuori3
`Vuori and Malik4
`Vuori and Malik and Lerner5
`Stubbs6 and Abburi7 (redundant with Grounds 1-2)
`Stubbs and Lerner (redundant with Ground 3)
`
` The Redundant Challenges Are Not Entitled to Consideration
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`The Board has long held that multiple grounds for unpatentability for the
`
`same claim will not be considered unless the petition itself explains the relative
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`
`3 Ex. 1005, U.S. Patent Application Publication No. 2002/0146097 (“Vuori”).
`4 Ex. 1007, U.S. Patent No. 7,123,695 (“Malik”).
`5 Ex. 1021, U.S. Patent No. 6,192,395 (“Lerner”).
`6 Ex. 1022, WO Patent Publication No. 99/63773 (“Stubbs”).
`7 Ex. 1023, U.S. Patent Application Publication No. 2003/0147512 (“Abburi”).
`
`8
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`
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`IPR2017-00222
`U.S. Patent 8,243,723
`strengths and weaknesses of each ground. See Liberty Mut. Ins. Co. v. Progressive
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`Cas. Ins. Co., No. CBM2012-00003 (P.T.A.B. Oct. 25, 2012), Paper 7; see also
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`Ford Motor Co. v. Paice LLC et al., No. IPR2014-00570 (P.T.A.B. Nov. 26, 2014),
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`Paper 17 (“[T]he proper focus of a challenge based on multiple grounds is not
`
`simply whether a difference exists between the grounds. Rather, the petitioner must
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`explain some meaningful advantage for proceeding on multiple grounds in terms of
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`their variant strengths and weaknesses as applied to the challenged claim.”). This is
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`because “numerous redundant grounds would place a significant burden on the
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`Patent Owner and the Board, and would cause unnecessary delays,” contrary to 37
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`C.F.R. §42.1(b), which calls for the “just, speedy, and inexpensive resolution of
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`every proceeding.” Id.
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`The Board has recognized at least two types of impermissible redundancy:
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`horizontal and vertical. Id. at 3. The Petition presents multiple unjustified instances
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`of both types of redundancy; and those redundant challenges are not entitled to
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`consideration.
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`1.
`
`Petitioner Presents a Pair of Horizontally Redundant Grounds
`Against Each Challenged Claim
`At a minimum, the Board should deny Grounds 4-5 as redundant with
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`Grounds 1-3, and thus not entitled to consideration, for at least the following
`
`reasons: (1) Petitioner identifies Vuori as having a relative strength, but no relative
`
`9
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`
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`IPR2017-00222
`U.S. Patent 8,243,723
`weakness, with respect to the limitations recited in the challenged independent
`
`claims; and (2) Petitioner undercuts the alleged strength of Stubbs by suggesting that
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`both Vuori and Stubbs provide a sufficient description of the general structure and
`
`functionality of a packet-switched network.
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`Petitioner impermissibly seeks what the Board refers to as horizontal
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`redundancy. Horizontal redundancy occurs when multiple references are relied upon
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`to “provide essentially the same teaching to meet the same claim limitation, and the
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`associated arguments do not explain why one reference more closely satisfies the
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`claim limitation at issue in some respects than another reference, and vice versa.”
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`Liberty Mut., CBM2012-00003, Paper 7 at 3 (emphasis original).
`
`The Board’s unwillingness to consider references presented in a horizontally
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`redundant manner demonstrates its aversion to art that is cumulative of other art
`
`presented to it, where the multiple references are essentially interchangeable and
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`used to allegedly disclose the same claim features.
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`It is Petitioner’s obligation to explain why the Board should institute trial on
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`multiple redundant grounds. Liberty Mutual, CBM2012-00003, Paper 7 at 3. As
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`discussed herein, not only has Petitioner not met that obligation, it has not even
`
`attempted to provide explanations which would justify dedication of the Board’s
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`resources toward analyzing references in a cumulative and redundant manner.
`
`10
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`
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`IPR2017-00222
`U.S. Patent 8,243,723
`Rather than explicitly state relative strengths and weaknesses between Vuori
`
`and Stubbs, as is required, Petitioner submits “Vuori better teaches the ‘transmitting
`
`a signal to a client including a list of the recorded connectivity status for each of the
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`nodes in the sub-set corresponding to the client’ recited in independent claim 1.”
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`Pet. 3. Nothing in that statement or in the remainder of the Petition amounts to a
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`concession that Stubbs has any weakness with respect to that claim limitation.
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`Redundancy cannot be justified by suggesting two redundant grounds independently
`
`prove obviousness, but one is simply “better” than the other in certain respects.
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`Moreover, Petitioner fails to explain the significance, if any, of the relative
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`“strength” it identifies for Stubbs. Petitioner’s sole distinction of Stubbs is that it
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`“provides a more detailed description of the structure and functionality of a packet-
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`switched network.” Pet. 3. Yet Petitioner fails to identify any claim language
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`allegedly impacted by the level of detail in a reference concerning the general
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`“structure and functionality of a packet-switched network.” Presumably such
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`information is imputed to one having ordinary skill in the art; and none of the
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`challenged claims purport to invent a “packet-switched network” in general.
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`In addition, Petitioner’s subtle distinction of Stubbs at least implies—if not
`
`outright admits—that, in Petitioner’s view, both references have a detailed
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`description of the structure and functionality of a packet-switched network, though
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`Stubbs allegedly is “more detailed” for some unexplained reason. Because Petitioner
`
`11
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`
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`IPR2017-00222
`U.S. Patent 8,243,723
`apparently maintains that both references provide a sufficient description of the
`
`general structure and functionality of a packet-switched network, and Vuori is
`
`allegedly the stronger reference with respect to the claim language, Petitioner offers
`
`no reasonable justification for the redundant grounds based on Stubbs. Accordingly,
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`the Board should deny Grounds 4 and 5 (based primarily on Stubbs) as horizontally
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`redundant with Grounds 1-3 (based primarily on Vuori).
`
`Petitioner’s paired horizontal redundancies are further compounded by
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`vertical redundancies, as explained in the following section.
`
`2.
`Petitioner submits at Least 16 Vertically Redundant Theories
`Evidently recognizing (though unwilling to openly admit) the weakness of
`
`both Vuori and Stubbs as alternative primary references, Petitioner repeatedly
`
`attempts to argue in the alternative (at least sixteen times) that “[t]o the extent
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`[Vuori/Stubbs] does not explicitly teach or suggest this limitation, it is taught or
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`suggested by” one or more of the other cited references. Pet. 21, 23, 25, 28, 37, 40,
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`41, 54, 59, 63, 65, 69, 70, 71, 72, and 73. Petitioner’s unjustified “backup”
`
`arguments repeatedly violate the Board’s prohibition against vertical redundancy.
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`Vertical redundancy “involves a plurality of prior art applied both in partial
`
`combination and in full combination. In the former case, fewer references than the
`
`entire combination are sufficient to render a claim obvious, and in the latter case the
`
`entire combination is relied on to render the same claim obvious.” Liberty Mut.,
`
`12
`
`
`
`IPR2017-00222
`U.S. Patent 8,243,723
`CBM2012-00003, Paper 7 at 3. In such instances where a larger group of relied upon
`
`references and a subset thereof are both alleged to be sufficient to render a claim
`
`obvious, “[t]here must be an explanation of why the reliance in part may be the
`
`stronger assertion as applied in certain instances and why the reliance in whole may
`
`also be the stronger assertion in other instances.” Id. (emphasis in original).
`
`If one of the alternative grounds is better from all perspectives, then the Board
`
`should only consider the stronger ground and not burden the Patent Owner and the
`
`Board with the weaker ground. Further, if there is no difference in the grounds, the
`
`Petitioner should only assert one of the grounds. Id. at 12. “Only if the Petitioner
`
`reasonably articulates why each ground has strength and weakness relative to the
`
`other should both grounds be asserted for consideration.” Id.
`
`Petitioner makes no effort to explain why “the reliance in part may be the
`
`stronger assertion as applied in certain instances and why the reliance in whole may
`
`also be the stronger assertion in other instances.” Id. Rather, in each instance of
`
`vertical redundancy, Petitioner simply suggests that if the Board does not buy
`
`Petitioner’s admittedly tenuous challenge with respect to Vuori, then a secondary
`
`reference provides a backup argument (albeit one that is vertically redundant and
`
`also without merit).
`
`13
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`
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`IPR2017-00222
`U.S. Patent 8,243,723
`The Board in Eizo Corp. v. Barco N.V.8 flatly rejected a similar attempt to
`
`hedge bets and unnecessarily multiply the work of both the Board and the Patent
`
`Owner. The Board there found insufficient the petitioner’s “conclusory assertion”
`
`that “[t]o the extent [the first prior art reference] may not explicitly teach” the
`
`limitation, the second prior art reference “explicitly teaches this limitation.” The
`
`Board explained that “such an assertion fails to resolve the exact differences sought
`
`to be derived from” the second prior art reference. Id. (finding that petitioner had not
`
`shown a reasonable likelihood of prevailing on that ground).
`
`Even if the Board were to consider any of Petitioner’s horizontally and
`
`vertically redundant theories, the Petition still fails to present a prima facie case of
`
`obviousness for even one challenge claim, for reasons explained below.
`
` Malik is also Cumulative with the Prosecution Record
`
`Petitioner fails to mention to the Board that its reliance on Malik (as a
`
`secondary reference) is also cumulative with the prosecution record. The face of the
`
`'890 Patent lists U.S. Patent Application Publication No. 2007/0112925 by Malik et
`
`al. as being among the many references cited by the Examiner during prosecution.
`
`Ex. 1001. That application was filed as a continuation of the Malik reference cited
`
`in the Petition and has the same specification.
`
`
`8 IPR2014-00358, Paper 11 (P.T.A.B. July 23, 2014).
`
`14
`
`
`
`IPR2017-00222
`U.S. Patent 8,243,723
`Under 35 U.S.C. § 325(d), the Board need not and should not second-guess
`
`issues of patentability that the Office addressed before issuing this patent.
`
`Specifically, § 325(d) authorizes the Office to reject grounds for inter partes review
`
`that seek to reargue positions previously lost:
`
`In determining whether to institute or order a proceeding under
`this chapter, chapter 30, or chapter 31, the Director may take
`into account whether, and reject the petition or request because,
`the same or substantially the same prior art or arguments
`previously were presented to the Office.
`
`
`35 U.S.C. § 325(d) (emphasis added). Accordingly, § 325(d) confirms the
`
`Petitioner’s reliance on Malik should be rejected as cumulative with what the
`
`Examiner had cited and considered during prosecution.
`
`It is significant that Petitioner ignores § 325(d) altogether and makes no
`
`attempt to explain why its cumulative reliance on Malik does not invoke that statute.
`
`See Baker Hughes Oilfield Operations, Inc. v. Smith International, Inc., No.
`
`IPR2016-01450 (P.T.A.B. Dec. 22, 2016), Paper 10 at 10-11 (finding the reliance
`
`on references previously presented to the Office was not entitled to consideration
`
`due to “the failure of Petitioner to address the impact of § 325(d)”).
`
`
`
`Petitioner’s Abusive Pattern of Redundancy is Improper
`
`Petitioner has exhibited an abusive pattern of redundancy in each of the six
`
`petitions it filed the same week against the same family of patents. See
`
`IPR2017-0220 through -00225. Considering those six petitions on their face,
`
`15
`
`
`
`IPR2017-00222
`U.S. Patent 8,243,723
`Petitioner consistently presents exactly two horizontally redundant grounds against
`
`every challenged claim (65 challenged claims in total). That redundancy is
`
`compounded by rampant vertically redundant arguments contained within each
`
`petition (which may not be apparent on the face of the petitions). Yet in every
`
`instance Petitioner only offers an illusory explanation that merely addresses some,
`
`though not all, of the horizontal redundancies; and Petitioner makes no attempt to
`
`justify any of its vertical redundancies.
`
`Given the consistent pattern of redundancy across all six petitions, it appears
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`as if Petitioner has the false perception that multiplying patentability challenges
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`somehow multiplies the chances that the Board might institute trial. Or perhaps
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`Petitioner mistakenly believes that the Board will be inclined to consider all
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`redundant arguments and “split the baby” by instituting trial for whichever
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`redundant argument
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`is deemed strongest. In either case, Petitioner has
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`misunderstood precedent.
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`The Board does not award such gamesmanship with an increased probability
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`of institution, but rather it repeatedly and consistently declines to consider
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`unjustified redundant arguments altogether, for the well-articulated reasons set forth
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`in Liberty Mutual. Even King Solomon (acting as judge) had no intention of
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`“splitting the baby,” but rather he wisely understood that threatening such an
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`extreme solution would expose which party was being disingenuous.
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`16
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`IPR2017-00222
`U.S. Patent 8,243,723
`Because redundant Grounds 4 and 5 (relying on Stubbs) suffers from
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`additional defects, explained below, and because Petitioner repeatedly relies on
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`Vuori elsewhere in its multiple inter partes review petitions filed against this family
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`of patents, it is both recommended and anticipated that for the sake of expediency
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`that the Board will only consider the Grounds 1-3 of the present Petition, which
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`assert Vuori as the primary reference. Nevertheless, out of an abundance of caution,
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`Patent Owner further identifies below substantive deficiencies in all Grounds 1-5
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`presented in the Petition.
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`IV. NO REASONABLE LIKELIHOOD THAT AT LEAST ONE OF THE
`CHALLENGED CLAIMS IS UNPATENTABLE
`Petitioner has the burden of proof to establish they are entitled to their
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`requested relief. 37 C.F.R. § 42.108(c). Because the Petition only presents theories
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`of obviousness, Petitioner must demonstrate a reasonable likelihood that at least one
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`of the challenged patent claims would have been obvious in view of the art cited in
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`the Petition. Petitioner “must specify where each element of the claim is found in
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`the prior art patents or printed publications relied upon.” 37 C.F.R. § 42.104(b)(4).
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`The Board should reject any non-redundant, non-cumulative grounds that remain (if
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`any) because Petitioner fails to meet this burden.9
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`9 While certain deficiencies in the Petition are addressed herein, Patent Owner
`hereby expressly reserves the right to address other deficiencies of the Petition in a
`full Response (and with the support of its own expert) if an inter partes review is
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`17
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`IPR2017-00222
`U.S. Patent 8,243,723
`
` Claim Construction is Unnecessary Here
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`In the section in the Petition addressing claim construction, Petitioner seeks to
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`construe only a single term, “intercom mode,” as recited in dependent Claims 4-8.
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`Given that the Petition fails to present a case of prima facie obviousness for
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`independent Claim 1, there is no need for the Board to construe terms that only appear
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`in dependent claims. See Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795,
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`803 (Fed. Cir. 1999) (“[O]nly those terms need be construed that are in controversy,
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`and only to the extent necessary to resolve the controversy.”).
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`Notably, Petitioner offers the conclusory statement “[t]he term ‘client’ means
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`‘a computing device capable of transmitting voice data over a network.’” Pet. 11.
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`Given that Petition does not mention the “client” term in the section addressing claim
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`construction, it is unclear whether Petitioner is seeking, without explanation, to
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`move the Board to construe that term as proposed.
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`In any event, for the reasons set forth below, Petitioner has failed to meet its
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`threshold burden regardless whether the Board adopts Petitioner’s proposed
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`construction for both “intercom mode” and “client.” 10
`
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`instituted.
`10 The standard for claim construction at the Patent Office is different from that used
`during a U.S. district court litigation for non-expired patents. See In re Am. Acad. of
`Sci. Tech Ctr., 367 F.3d 1359, 1364, 1369 (Fed. Cir. 2004). Uniloc expressly
`reserves the right to dispute Petitioner’s proposed constructions if the Board
`institutes trial. Patent Owner’s present silence with respect to any construction
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`18
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`
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`IPR2017-00222
`U.S. Patent 8,243,723
` Ground 1: Independent Claims 1 is Not Obvious Over Vuori
`For each one of the independent reasons set forth below, the present Petition
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`should be denied as failing to present a prima facie case of obviousness of
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`independent Claim 1.
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`1. Overview of Applicable Law
`A patent is obvious “if the differences between the subject matter sought to
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`be patented and the prior art are such that the subject matter as a whole would have
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`been obvious at the time the invention was made to a person having ordinary skill
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`in the art to which said subject matter pertains.” 35 U.S.C. § 103(a). An obviousness
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`determination must be based on four factual inquiries: (1) the scope and content of
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`the prior art; (2) the differences between the claims and the prior art; (3) the level of
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`ordinary skill in the art; and (4) objective indicia of non-obviousness. KSR Int’l Co.
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`v. Teleflex Inc., 550 U.S. 398, 406 (2007) (citing Graham v. John Deere Co. of Kan.
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`City, 383 U.S. 1, 17-18 (1966)).
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`A petition must explicitly identify where every limitation of each challenged
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`claim is located in the cited art. CB Distributors, Inc. v. Fontem Holdings 1 B.V.,
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`No. IPR2013-00387 (P.T.A.B. Dec. 24, 2014), Paper 43 at 30-31 (finding that claim
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`11 is not obvious in view of the asserted prior art because the petitioner did not
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`proffered by Petitioner is not to be taken as a concession that the construction is
`correct.
`
`19
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`IPR2017-00222
`U.S. Patent 8,243,723
`“contend or point us to where Hon ’494 discloses or suggests a restriction
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`component ‘detachably set on one end’ of the porous component.”) The Board has
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`denied petitions which only provide citations without any accompanying
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`explanation or argument as to why the cited reference discloses or teaches the claim
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`language. See In Fontaine Engineered Prods., Inc. v. Raildecks, (2009), Inc., No.
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`IPR2013-00360 (P.T.A.B. Dec. 13, 2013), Paper 9.
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`“In order to rely on inherency to establish the existence of a missing claim
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`limitation in an obviousness analysis, ‘the limitation at issue necessarily must be
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`present, or the natural result of the combination of elements explicitly disclosed by
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`the prior art.’” Kaiser Aluminum v. Constellium Rolled Products Ravenswood, LLC,
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`IPR2014-01002, Paper 64, Final Written Decision, (P.T.A.B. Nov. 2, 2015)
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`(quoting PAR Pharma., Inc. v. TWI Pharmas., Inc., 773 F.3d 1186, 1195–96 (Fed.
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`Cir. 2014)).
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`2.
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`No prima facie case for “associating a sub-set of the nodes with a
`client”
`The claim language “associating a sub-set of the nodes with a client” must be
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`understood in its proper context. Independent Claim 1 introduces the term “nodes”
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`in the recitation “monitoring a connectivity status of nodes within the packet-
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`switched n