IPR2017-00219
`U.S. Patent No. 7,116,710
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`Apple Inc.,
`Petitioner
`
`v.
`
`California Institute of Technology
`Patent Owner
`
`IPR2017-00219
`U.S. Patent No. 7,116,710
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`U.S. Patent No. 7,116,710
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`Apple Inc.,
`Petitioner
`
`v.
`
`California Institute of Technology
`Patent Owner
`
`IPR2017-00219
`U.S. Patent No. 7,116,710
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`
`IPR2017-00219
`U.S. Patent No. 7,116,710
`Pursuant to the Board granting Petitioner’s Motions to Submit
`
`Supplemental Information on October 27, 2017, Petitioner hereby submits
`
`the Supplemental Information authorized by the Board and this updated
`
`Exhibit List. Exhibit 1227 in Petitioner’s Motion is now numbered
`
`Exhibit 1242. Exhibit 1228 in Petitioner’s Motion is now numbered
`
`Exhibit 1243.
`
`Dated: October 30, 2017
`
`/Michael Smith/
`
`__________________________
`Michael Smith
`Registration No. 71,190
`
`
`
`IPR2017-00219
`U.S. Patent No. 7,116,710
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that on October 31, 2017, I caused a true and correct copy of
`
`the foregoing materials:
`
` Petitioner’s Updated Exhibit List
` Exhibits 1229-1243
`
`to be served via electronic mail on the following correspondents of record as listed
`
`in Patent Owners’ Mandatory Notices:
`
`Michael Rosato (mrosato@wsgr.com)
`Matthew Argenti (margenti@wsgr.com)
`Richard Torczon (rtorczon@wsgr.com)
`Kevin P.B. Johnson (kevinjohnson@quinnemanuel.com)
`Todd M. Briggs (toddbriggs@quinnemanuel.com)
`
`/Michael Smith/
`Michael Smith
`Registration No. 71,190
`
`
`
`IPR2017-00219
`U.S. Patent No. 7,116,710
`PETITIONER’S UPDATED EXHIBIT LIST
`IPR2017-00219
`
`U.S. Patent 7,116,710
`Replacement copy of Frey, B. J. and MacKay, D. J. C., “Irregular
`Turbocodes,” Proc. 37th Allerton Conf. on Comm., Control and
`Computing, Monticello, Illinois, published on or before March 20,
`2000
`Replacement copy of D. Divsalar, H. Jin, and R. J. McEliece,
`“Coding theorems for "turbo-like" codes,” Proc. 36th Allerton
`Conf. on Comm., Control and Computing, Allerton, Illinois, pp.
`201-10, March, 1999
`Luby, M. et al., “Analysis of Low Density Codes and Improved
`Designs Using Irregular Graphs,” STOC ’98, pp. 249-59, published
`in 1998
`Pfister et al., “The Serial Concatenation of Rate-1 Codes Through
`Uniform Random Interleavers” (Exhibit 1 to the Siegel
`Declaration)
`Declaration of Professor James Davis, Ph.D. (“Davis Declaration”)
`Gallager, R., Low-Density Parity-Check Codes, Monograph,
`M.I.T. Press, 1963
`Berrou et al., “Near Shannon Limit Error-Correcting Coding and
`Decoding: Turbo Codes," ICC ’93, Technical Program, Conference
`Record 1064, Geneva 1993
`MacKay, D. J. C, and Neal, R. M. “Near Shannon Limit
`Performance of Low Density Parity Check Codes,” Electronics
`Letters, vol. 32, pp. 1645-46, 1996
`Benedetto, S. et al., Serial Concatenation of Block and
`Convolutional Codes, 32.10 Electronics Letters 887-8, 1996
`Luby, M. et al., “Practical Loss-Resilient Codes,” STOC ’97, 1997
`Declaration of Robin Fradenburgh Concerning the “Proceedings,
`36th Allerton Conference on Communications, Control, and
`Computing” Reference
`
`1201
`
`1202
`
`1203
`
`1204
`
`1205
`
`1206
`
`1207
`
`1208
`
`1209
`
`1210
`
`1211
`
`1212
`
`
`
`IPR2017-00219
`U.S. Patent No. 7,116,710
`Frey, B. J. and MacKay, D. J. C., “Irregular Turbo-Like Codes”
`presented at the 1999 Allerton Conference on Communications,
`Control, and Computing.
`Prosecution History of the ’710 Patent, Response Dated May 5,
`2005
`Table of Contents of Proceedings of the 37th Allerton Conference
`on Communication, Control and Computing from September 22-
`24, 1999
`Joint Claim Construction Statement (Case No. 2:13-cv-07245, Dkt.
`No. 47)
`Expert Report of Dr. Brendan Frey (Case No. 2:13-cv-07245)
`Aamod Khandekar, “Graph-based Codes and Iterative Decoding,”
`Thesis submitted June 10, 2002
`Richardson, Shokrollahi, and Urbanke, “Design of Provably Good
`Low-Density Parity Check Codes”
`Replacement copy of the Declaration of Paul H. Siegel
`U.S. Provisional Application No. 60/205,095
`Mitzenmacher, M. “Studying balanced allocations with differential
`equations,” Combinatorics, Probability & Computing 8.5, pp. 473-
`482, September 1999
`Barg et al., “Linear-time Binary Codes Correcting Localized
`Erasures,” IEEE Transactions on Information Theory 45.7, pp.
`2545-2550, November 1999
`Shokrollahi, “New Sequences of Linear Time Erasure Codes
`Approaching the Channel Capacity,” Applied Algebra, Algebraic
`Algorithms and Error-Correcting Codes, pp. 65-76, 1999
`Declaration Of Richard Goldenberg In Support Of Unopposed
`Motions To Submit Replacement Exhibits Pursuant To 37 C.F.R. §
`42.104(c)
`Declaration Of Jonathan Barbee In Support Of Unopposed
`Motions To Submit Replacement Exhibits Pursuant To 37 C.F.R. §
`42.104(c)
`Declaration of James M. Dowd in Support of Motion for
`Admission Pro Hac Vice
`
`1213
`
`1214
`
`1215
`
`1216
`
`1217
`
`1218
`
`1219
`
`1220
`1221
`1222
`
`1223
`
`1224
`
`1225
`
`1226
`
`1227
`
`
`
`1228
`
`1229
`
`1230
`1231
`
`1232
`
`1233
`
`1234
`
`1235
`1236
`
`1237
`
`1238
`
`1239
`
`1240
`
`1241
`
`1242
`
`IPR2017-00219
`U.S. Patent No. 7,116,710
`Declaration of Mark D. Selwyn in Support of Motion for
`Admission Pro Hac Vice
`OCLC Record of Proceedings of the 36th Allerton Conference on
`Communication, Control and Computing, indicating the 36th
`Allerton Conference Proceeding was published by June 3, 1999
`Declaration of Library Expert Theodore A. Fons
`Affidavit of Pamela Stansbury (an employee in the Original
`Cataloging Unit of the Cornell University Library)
`Affidavit from Dr. Bruce Hajek (a six-time co-chair of the Allerton
`Conference, including the 36th Allerton Conference and the 37th
`Allerton Conference)
`Affidavit from Dr. Tamer Başar (a six-time co-chair of the Allerton
`Conference, including the 36th Allerton Conference)
`Affidavit from Dr. Ramavarapu Sreenivas (a two-time co-chair of
`the Allerton Conference, including the 37th Allerton Conference)
`Declaration of Dr. Brendan Frey
`A Screen Capture of an Archived Version of the Website for the
`37th Annual Allerton Conference, dated September 9, 1999
`A Purchase Order for the 37th Allerton Conference Proceedings,
`dated December 8, 1999
`A Bill of Lading for the 37th Annual Allerton Conference
`Proceedings, with a ship date of February 21, 2000
`An Excerpt from the Deposition of Dr. Stephen Wicker (Case
`No. 2:13-cv-07245)
`An Excerpt from the Deposition of Dr. Rüdiger Urbanke (Case No.
`2:13-cv-07245)
`Jafar A. Alzubi, Omar A. Alzubi, and Thomas M. Chen, Forward
`Error Correction Based on Algebraic-Geometric Theory (2014)
`MARC Record of Proceedings of the 37th Allerton Conference on
`Communication, Control and Computing, indicating the 37th
`Allerton Conference Proceeding was published in 1999
`
`
`
`IPR2017-00219
`U.S. Patent No. 7,116,710
`BEACON Record of Proceedings of the 37th Allerton Conference
`on Communication, Control and Computing, indicating the 37th
`Allerton Conference Proceeding was published in 1999
`
`1243
`
`
`
`
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