`IPR2017-00219
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`—————————————————
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`—————————————————
`APPLE INC.,
`Petitioner
`v.
`CALIFORNIA INSTITUTE OF TECHNOLOGY,
`Patent Owner.
`—————————————————
`Case IPR2017-00219
`U.S. Patent No. 7,116,710
`—————————————————
`PETITIONER’S UPDATED EXHIBIT LIST
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`Pursuant to the Board’s authorization in Paper 52, dated February 28, 2018,
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`U.S. Patent No. 7,116,710
`IPR2017-00219
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`Petitioners hereby submits the Declaration of James A. Davis, Ph.D. and this
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`updated Exhibit List. The Declaration of James A. Davis, Ph.D. is Exhibit 1273.
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`Date: March 1, 2018
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` Respectfully submitted,
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`/Michael Smith /
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`Michael H. Smith
`Registration No. 71,190
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`U.S. Patent No. 7,116,710
`IPR2017-00219
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`LIST OF EXHIBITS
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`Description
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`U.S. Patent 7,116,710
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`Frey, B. J. and MacKay, D. J. C., “Irregular Turbocodes,” Proc. 37th
`Allerton Conf. on Comm., Control and Computing, Monticello,
`Illinois, published on or before March 20, 2000
`
`D. Divsalar, H. Jin, and R. J. McEliece, “Coding theorems for
`"turbo-like" codes,” Proc. 36th Allerton Conf. on Comm., Control
`and Computing, Allerton, Illinois, pp. 201-10, March, 1999
`
`Luby, M. et al., “Analysis of Low Density Codes and Improved
`Designs Using Irregular Graphs,” STOC ’98, pp. 249-59, published
`in 1998
`
`Pfister et al., “The Serial Concatenation of Rate-1 Codes Through
`Uniform Random Interleavers” (Exhibit 1 to the Siegel Declaration)
`
`Declaration of Professor James Davis, Ph.D. (“Davis Declaration”)
`
`Gallager, R., Low-Density Parity-Check Codes, Monograph, M.I.T.
`Press, 1963
`
`Berrou et al., “Near Shannon Limit Error-Correcting Coding and
`Decoding: Turbo Codes," ICC ’93, Technical Program, Conference
`Record 1064, Geneva 1993
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`Exhibit
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`1201
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`1202
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`1203
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`1204
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`1205
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`1206
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`1207
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`1208
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`1209 MacKay, D. J. C, and Neal, R. M. “Near Shannon Limit
`Performance of Low Density Parity Check Codes,” Electronics
`Letters, vol. 32, pp. 1645-46, 1996
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`1210
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`Benedetto, S. et al., Serial Concatenation of Block and
`Convolutional Codes, 32.10 Electronics Letters 887-8, 1996
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`1211
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`Luby, M. et al., “Practical Loss-Resilient Codes,” STOC ’97, 1997
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`2
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`U.S. Patent No. 7,116,710
`IPR2017-00219
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`f1212 Declaration of Robin Fradenburgh Concerning the “Proceedings,
`36th Allerton Conference on Communications, Control, and
`Computing” Reference
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`1213
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`1214
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`1215
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`Frey, B. J. and MacKay, D. J. C., “Irregular Turbo-Like Codes”
`presented at the 1999 Allerton Conference on Communications,
`Control, and Computing
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`Prosecution History of the ’710 Patent, Response Dated May 5, 2005
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`Table of Contents of Proceedings of the 37th Allerton Conference on
`Communication, Control and Computing from September 22-24,
`1999
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`1216
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`Joint Claim Construction Statement (Case No. 2:13-cv-07245, Dkt.
`No. 47)
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`1217
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`Expert Report of Dr. Brendan Frey (Case No. 2:13-cv-07245)
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`1218
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`1219
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`1220
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`1221
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`Aamod Khandekar, “Graph-based Codes and Iterative Decoding,”
`Thesis submitted June 10, 2002
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`Richardson, Shokrollahi, and Urbanke, “Design of Provably Good
`Low-Density Parity Check Codes”
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`Declaration of Paul H. Siegel
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`U.S. Provisional Application No. 60/205,095
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`1222 Mitzenmacher, M. “Studying balanced allocations with differential
`equations,” Combinatorics, Probability & Computing 8.5, pp. 473-
`482, September 1999
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`1223
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`Barg et al., “Linear-time Binary Codes Correcting Localized
`Structures,” IEEE Transactions on Information Theory 45.7, pp.
`2545-2550, November 1999
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`3
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`U.S. Patent No. 7,116,710
`IPR2017-00219
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`1224
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`1225
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`1226
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`1227
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`1228
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`1229
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`1230
`1231
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`1232
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`1233
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`1234
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`1235
`1236
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`1237
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`1238
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`Shokrollahi, “New Sequences of Linear Time Erasure Codes
`Approaching the Channel Capacity,” Applied Algebra, Algebraic
`Algorithms and Error-Correcting Codes, pp. 65-76, 1999
`Declaration Of Richard Goldenberg In Support Of Unopposed
`Motions To Submit Replacement Exhibits Pursuant To 37 C.F.R. §
`42.104(c)
`Declaration Of Jonathan Barbee In Support Of Unopposed Motions
`To Submit Replacement Exhibits Pursuant To 37 C.F.R. § 42.104(c)
`Declaration of James M. Dowd in Support of Motion for Admission
`Pro Hac Vice
`Declaration of Mark D. Selwyn in Support of Motion for Admission
`Pro Hac Vice
`OCLC Record of Proceedings of the 36th Allerton Conference on
`Communication, Control and Computing, indicating the 36th
`Allerton Conference Proceeding was published by June 3, 1999
`Declaration of Library Expert Theodore A. Fons
`Affidavit of Pamela Stansbury (an employee in the Original
`Cataloging Unit of the Cornell University Library)
`Affidavit from Dr. Bruce Hajek (a six-time co-chair of the Allerton
`Conference, including the 36th Allerton Conference and the 37th
`Allerton Conference)
`Affidavit from Dr. Tamer Basar (a six-time co-chair of the Allerton
`Conference, including the 36th Allerton Conference)
`Affidavit from Dr. Ramavarapu Sreenivas (a two-time co-chair of
`the Allerton Conference, including the 37th Allerton Conference)
`Declaration of Dr. Brendan Frey
`A Screen Capture of an Archived Version of the Website for the 37th
`Annual Allerton Conference, dated September 9, 1999
`A Purchase Order for the 37th Allerton Conference Proceedings,
`dated December 8, 1999
`A Bill of Lading for the 37th Annual Allerton Conference
`Proceedings, with a ship date of February 21, 2000
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`U.S. Patent No. 7,116,710
`IPR2017-00219
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`1239
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`1240
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`1241
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`1243
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`An Excerpt from the Deposition of Dr. Steven Wicker (Case No.
`2:13-cv-07245)
`An Excerpt from the Deposition of Dr. Rüdiger Urbanke (Case No.
`2:13-cv-07245)
`Jafar A. Alzubi, Omar A. Alzubi, and Thomas M. Chen, Forward
`Error Correction Based on Algebraic-Geometric Theory (2014)
`1242 MARC Record of Proceedings of the 37th Allerton Conference on
`Communication, Control and Computing, indicating the 37th
`Allerton Conference Proceeding was published in 1999
`BEACON Record of Proceedings of the 37th Allerton Conference on
`Communication, Control and Computing, indicating the 37th
`Allerton Conference Proceeding was published in 1999
`Tanner Graph for Code Described by Fig. 2 of U.S. Patent No.
`7,116,710
`Block Diagram of Accumulator
`Tanner Graph for Code Described by Divsalar
`Tanner Graph for Code Described by Luby98 Code 14
`Tanner Graph for Code Described by Ping
`Tanner Graph for Code Described by MacKay Profile 93y
`Confidential IRA.cpp with metadata
`Confidential IRA.h with metadata
`Confidential IRAsimu.cpp with metadata
`Confidential IRAsimu.cpp with metadata
`Confidential GetInter.cpp with metadata
`Confidential Excerpts from the Deposition of Dr. Hui Jin (Case No.
`16-cv-3714)
`Intentionally Left Blank
`Tanner Graph for Code Described by Divsalar (q=5)
`Tanner Graph for IRA Code
`Systematic Version of Divsalar Figure 3
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`1244
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`1245
`1246
`1247
`1248
`1249
`1250
`1251
`1252
`1253
`1254
`1255
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`1256
`1257
`1258
`1259
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`U.S. Patent No. 7,116,710
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`1260
`1261
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`1262
`1263
`1263
`1264
`1265
`1266
`1267
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`1268
`1269
`1270
`1271
`1272
`1273
`1274
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`Divsalar Figure 3 and Frey Figure 1
`D. Divsalar, S. Dolinar, J. Thorpe, and C. Jones, “Constructing
`LDPC Codes from Simple Loop-Free Encoding Modules,” IEEE
`International Conference on Communications, Seoul, South Korea,
`pp. 658-662, August, 2005
`Transcript of the Deposition of Dr. Michael Mitzenmacher
`Transcript of the Deposition of Dr. Hui Jin [unredacted]
`Transcript of the Deposition of Dr. Hui Jin [redacted]
`Transcript of the Deposition of Dr. Dariush Divsalar
`Declaration of Dr. Brendan Frey
`Curriculum Vitae of Dr. Brendan Frey
`California Institute of Technology v. Hughes Communications Inc.,
`No. 2:13-cv-07245-MRP-JEM, 2015 WL 11089495 (C.D. Cal. May
`5, 2015)
`Simulation of Regular and Irregular Divsalar Codes
`Protective Order
`Redline against Board’s Default Protective Order
`Intentionally Left Blank
`Intentionally Left Blank
`Declaration of James A. Davis, Ph.D.
`Relevance of Deposition Questions Summary
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`U.S. Patent No. 7,116,710
`IPR2017-00219
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`CERTIFICATE OF SERVICE
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`I hereby certify that on March 1, 2018, a true and correct copy of the
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`following:
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` Petitioner’s Updated Exhibit List
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` Exhibit 1273
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` List of Exhibits
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`was served via electronic mail upon the following attorneys of record:
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`Michael Rosato (mrosato@wsgr.com)
`Matthew Argenti (margenti@wsgr.com)
`Richard Torczon (rtorczon@wsgr.com)
`Kevin P.B. Johnson (kevinjohnson@quinnemanuel.com)
`Todd M. Briggs (toddbriggs@quinnemanuel.com)
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`/ Michael Smith/
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`Michael H. Smith
`Registration No. 71,190
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