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CONFIDENTIAL
`
`,u»
`We“
`
`:_
`
`CHECKLIST FOR ELECTRONIC FILING OF A U.S. NON-PROVISIONAL PATENT
`APPLICATION
`
`FILE NUMBER:
`DATE:
`
`LEGIBLE (Not a Logo) signature of
`E-FILING PATENT ATTORNEY
`I‘
`or PATENT AGENT:
`I
`U“ ‘5
`REVIEWING PATENT ATTORNEY:
`
`LEGIBLE (Not a Logo) signature of
`
`y
`
`'
`
`This checklist should be the LAST act before the patent application is uploaded
`to the USPTO website. (This means AFTER creating your PDFs to be uploaded.)
`
`
`
`MANDATORY ITEMS
`
`This document should be placed in the file once it has been completed.
`
`
`Reviewing
`E-Filing
`PATENT
`PATENT
`
`ATTORNEY ATTORNEY
`or PATENT
`
`
`
`A!
`
`
`
`1. PTO FORmsees(or patent application
`
`transmittal letter) listing the name of AT LEAST one
`
`inventor, and having a lsignaturel of the patent
`
`
`attorney/agent.
`
`
`
`A. Claim to Priority of Another Application?
`
`
`
`
`continuation, con Inua Ion-in-pa , or IVISIona
`
`
`
`is claimed to a rovisional
`Note: Not where riorit
`
`
`
`
`
`11. Application Data Sheet (37 CFR 1.76)
`
`
`
`design, plant)
`B. Correct Subject Matter?
`
`
`
`C. Small Entity Appropriate and Indicated?
`Liv-1 \O
`
`
`D. Correct Customer Number? g3g\$
`
`
`A. Correct Application Type? i provisional)
`
`fAnotherApplication?
`'
`E.Claim to Pri
`(provisional,
`ntinuatio
`continuation-in-part, or
`divisional) 4“ A05
`
`2402635v1
`
`Page 1 of 5
`
`Revised: July 2012
`
`TS_OOOO’I583
`Petitioner Emerson Electric Co.
`Exhibit 1045
`Page 1 of 5
`
`Petitioner Emerson's Exhibit 1034
`
`Page 1 of 5
`
`Petitioner Emerson Electric Co.
`Exhibit 1045
`Page 1 of 5
`
`Petitioner Emerson's Exhibit 1034
`Page 1 of 5
`
`

`

`CONFIDENTIAL
`
`rm..
`\wea‘"
`
`CHECKLIST FOR ELECTRONIC FILING OF A U.S. NON-PROVISIONAL PATENT
`APPLICATION
`
`
`
`E-Filing
`PATENT
`
`Reviewing
`PATENT
`
`ATTORNEY A1TORNEY
`
`or PATENT
`
`
`
`MANDATORY ITEMS
`
`111. The "PATENT APPLICATION"
`
`
`
`
`
`h A.CheckEACHpagetomakesurethatitisthere.
`
`Do NOT simply count pages. PDF creation may
`change paginations, in which case the patent
`application will have the correct number of pages
`but may be defective. maybe fatally so.
`
`B. Title - Make sure that the PTO Form SBO5 and
`
`Application Data Sheet use THE EXACT SAME
`TITLE
`
`
`
`
`
`
`
`
`
`
`
`
`C. Cross Reference to Related Application(s)_
`
`D. Background
`
`E. Summary
`
`
`F. Brief Description of The Drawing(s)
`
`If the Figures are labeled as Fig. 2A, 28,
`NOTE:
`etc., then the Brief Description MUST refer to them
`as such.
`It is a MAJOR ERROR to refer to them
`
`
`K. Specification Page Range
`
`
`
`
`
`
`WA:
`
`5
`
`simply as “Fig. 2."
`G. Detailed Description
`
`
`
`H. At Least One Claim
`
`
`
`1. Total Number of Claims
`
`Total
`_l_’1_~__ Total
`
`2. Number of Independent Claims
`‘1
`lnd.
`Ind.
`TDep.
`Dep.
`3. Number of Dependent Claims
`
`
`
`I. Abstract‘(150 words or less‘)——_—,
`
`%— :7
`
`
`J. Total Number of Pages
`
`
`pages
`
`L. Claims Page Range
`M. Abstract Page Range
`
`
`
`2402635vl
`
`Page 2 of 5
`
`Revised: July 2012
`
`l
`
`TS_OOOO’I584
`Petitioner Emerson Electric Co.
`Exhibit 1045
`Page 2 of 5
`
`Petitioner Emerson's Exhibit 1034
`
`Page 2 of 5
`
`Petitioner Emerson Electric Co.
`Exhibit 1045
`Page 2 of 5
`
`Petitioner Emerson's Exhibit 1034
`Page 2 of 5
`
`

`

`CONFIDENTIAL
`
`
`
`“3“‘21.
`“152V
`
`CHECKLIST FOR ELECTRONIC FILING OF A U.S. NON-PROVISIONAL PATENT
`APPLICATION
`
`ATTORNEY ATTORNEY
`
`
`
`
`
`E-Filing
`Reviewing
`MANDATORY ITEMS
`
`PATENT
`PATENT
`
`or PATENT
`
`
`
`IV. FIGURES
`
`
`
`A. Check EACH page to make sure that it is there.
`
`Do NOT simply count pages. PDF creation may
`
`change paginations, in which case the patent
`application will have the correct number of pages
`but may be defective, maybe fatally so.
`
`
`
`I
`
`L
`
`l‘
`
`'p pages
`of Drawin s
`
`D. Total Number of Pages of Drawings
`
`
`
` B. Check to make sure pages are numbered
`
`
`sequentially (example: 1/5, 2/5, 3/5, etc.)
`C. Double check the Figures against the Brief
`
`Description
`
`L’é pages of
`Drawin - s
`
`
`i
`
`
`
`a
`
`
`
`
`
`V. Sequence Listing (if appropriate)
`VI. REQUEST NOT TO PUBLISH (if appropriate)
`NOTE: This request must be made AT THE TIME
`OF FILING. It cannot be made later. (37 CFR 1.211
`
`and 1.213) (this can be included in the Application
`
`
`Data Sheet)
`
`VII. FlLE NUMBER (The T8 docket reference
`A J. 0‘"
`should be the same on all documents.) “T6924 ‘
`
`
`II
`
`
`
`E
`
`
`
`
`
`2402635v1
`
`Page 3 of 5
`
`Revised: July 2012
`
`TS_00001 585
`Petitioner Emerson Electric Co.
`Exhibit 1045
`Page 3 of 5
`
`Petitioner Emerson's Exhibit 1034
`
`Page 3 of 5
`
`Petitioner Emerson Electric Co.
`Exhibit 1045
`Page 3 of 5
`
`Petitioner Emerson's Exhibit 1034
`Page 3 of 5
`
`

`

`CONFIDENTIAL
`
`r
`.
`{amt
`
`CHECKLIST FOR ELECTRONIC FILING OF A U.S. NON-PROVISIONAL PATENT
`APPLICATION
`
`E-Filing
`. PATENT
`
`Reviewing OTHER ITEMS WHICH MAY BE PRESENT
`PATENT
`
`ATTORNEY ATTORNEY
`or PATENT
`
`AGENT
`
`
`
`VIII. Paying filing fees via Deposit Account?
`(see Fee Transmittal Generation below)
`Note: If not filing a Dec., we usually do not pay
`filing fees at the time of filing.
`
`
`A. Small Entity Fees Appropriate?
`
`
`El
`
`El
`.
`El
`I]
`
`IX. Declaration(s) (PTO/SB/01, 01a, 03, 033, 04)
`I A. Compare Inventors w/ those listed on ADS
`X. Power of Attorney (PTO/SB/81) if not included
`in Declaration(s) above
`
`A. Compare Inventors w/ those listed on ADS
`
`
`
`—I
`
`El . x1.Statement Under37 CFR_3.73(b)
`
`Note: Must be executed by company executive and
`usually requires a recorded assignment
`
`El
`
`El
`
`XII. Request for Early Publication
`(If appropriate, and NOT appropriate if a Request
`Not To Publish is being filed.) (37 CFR 1.219)
`A. Fee Request for Early Publication (if
`appropriate) (37 CFR 1.18(d))
`
`I
`
`2" L30
`
`
`
`
`XIII. Preliminary Amendment
`
`
`XIV. Assignment(s) Note: May file via EPAS
`XV. IDS & PTO-1449 listing art in IDS
`Note: Send list of all material art to docketing for
`
`inclusion in an IDS
`
`A. Copy of Art for IDS —- When citing NPL
`referenCe
`
`El
`
`XVI. Petition To Make Special (Advance
`Prosecution) Note: This is NOT the same as
`Track | Prioritized Examination
`
`2402635vl
`
`Page 4 of5
`
`Revised: July 2012
`
`TS_OOOO’I586
`Petitioner Emerson Electric Co.
`Exhibit 1045
`Page 4 of 5
`
`Petitioner Emerson's Exhibit 1034
`
`Page 4 of 5
`
`Petitioner Emerson Electric Co.
`Exhibit 1045
`Page 4 of 5
`
`Petitioner Emerson's Exhibit 1034
`Page 4 of 5
`
`

`

`CONFIDENTIAL
`
`gnaw}
`
`_ _
`
`CHECKLIST FOR ELECTRONIC FILING OF A U.S. NON-PROVISIONAL PATENT
`APPLICATION
`
`
`D Na
`
`a l
`
`I’Ij NO
`
`_
`
`I]
`
`L
`
`
`
`‘ A. Affidavit In Support Of Petition
`XVII. E-Filing Certificate 1.8 Statement (with
`
`listed documents thereon - like postcard)
`NOTE: This is not required, but helpful
`
`
`
`
`
`
`—— Number of Files Uploaded in PDF Form
`
`E—E_ when
`
`
`li—E— when
`
`
`
`
`
`E-Filing
`PATENT
`ATTORNEY
`
`or PATENT
`
`AGENT
`
`El
`
`‘
`
`‘1
`
`AFTER FILING
`
`Checked the uploaded documents for accuracy
`and for embedded fonts?
`
`Electronically Filed Serial No.
`
`
`
`Review E-Filed/Acknowledgement Receipt for
`Accuracy
`
`Check Private PAIR confirming documents
`uploaded
`
`Generated Fee Transmittal Sheet
`
`Send Docketing an email with (1) file number, (2)
`matter number, and (3) date
`
`NOTE: If deposit account charged, include Jane on
`email andiprovide the amount charged
`
`(other)
`
`(other)
`
`(other)
`
`(other)
`
`2402635v1
`
`Page 5 of5
`
`Revised: July 2012
`
`TS_00001 587
`Petitioner Emerson Electric Co.
`Exhibit 1045
`Page 5 of 5
`
`Petitioner Emerson's Exhibit 1034
`
`Page 5 of 5
`
`Petitioner Emerson Electric Co.
`Exhibit 1045
`Page 5 of 5
`
`Petitioner Emerson's Exhibit 1034
`Page 5 of 5
`
`

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