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`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________
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`APPLE INC.,
`Petitioner,
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`v.
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`CALIFORNIA INSTITUTE OF TECHNOLOGY,
`Patent Owner.
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`___________________________
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`Case IPR2017-00210
`Patent 7,116,710
`___________________________
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`____________________________________________________________
`CALIFORNIA INSTITUTE OF TECHNOLOGY’S MANDATORY
`NOTICES PURSUANT TO 37 C.F.R. § 42.8
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`Case IPR2017-00210
`Patent No. 7,116,710
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`Pursuant to 37 C.F.R. § 42.8, California Institute of Technology (“Caltech”)
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`timely files these mandatory notices with the Patent Trial and Appeal Board.
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`I.
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`REAL PARTY IN INTEREST (37 C.F.R. § 42.8(b)(1))
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`The real party in interest is California Institute of Technology. Caltech is
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`the owner of all right to U.S. Patent No. 7,116,710 (“the ’710 patent”). Evidence
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`supporting Caltech’s status as the owner of the ’710 patent is found at reel/frame
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`012225/0885 showing assignment of the ’710 patent to Caltech.
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`II. RELATED MATTERS (37 C.F.R. § 42.8(b)(2))
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`Caltech identifies the following district court and PTAB proceedings
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`involving the ’710 patent:
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`• The California Institute of Technology v. Broadcom Limited et al., Case
`No. 2:16-cv-03714 (C.D. Cal.), filed on May 26, 2016;
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`• Petition for Inter Partes Review No. IPR2016-00211, filed by Apple
`Inc. on November 15, 2016; and
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`• Petition for Inter Partes Review No. IPR2016-00219, filed by Apple
`Inc. on November 15, 2016.
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`Caltech further identifies the following concluded district court and PTAB
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`proceedings involving the ’710 patent:
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`• The California Institute of Technology v. Hughes Communications, Inc.
`et al, Case No. 2:15-cv-01108 (C.D. Cal.), filed on February 17, 2015;
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`• The California Institute of Technology v. Hughes Communications, Inc.
`et al, Case No. 2:13-cv-07245 (C.D. Cal.), filed on October 1, 2013;
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`Case IPR2017-00210
`Patent No. 7,116,710
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`• Petition for Inter Partes Review No. IPR2015-00067, filed by Hughes
`Communications Inc. on October 14, 2014; and
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`• Petition for Inter Partes Review No. IPR2015-00068, filed by Hughes
`Communications Inc. on October 14, 2014.
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`III. LEAD AND BACKUP COUNSEL (37 C.F.R. § 42.8(b)(3))
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`Caltech provides the following designation of counsel:
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`Lead Counsel:
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`Kevin P.B. Johnson
`Registration No. 38,927
`QUINN EMANUEL URQUHART & SULLIVAN LLP
`555 Twin Dolphin Dr., 5th Floor
`Redwood Shores, CA 94065
`Telephone: (650) 801-5000
`Email: kevinjohnson@quinnemanuel.com
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`Back-up Counsel: Todd M. Briggs
`Registration No. 44,040
`QUINN EMANUEL URQUHART & SULLIVAN LLP
`555 Twin Dolphin Dr., 5th Floor
`Redwood Shores, CA 94065
`Telephone: (650) 801-5000
`Email: toddbriggs@quinnemanuel.com
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`IV. SERVICE INFORMATION
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`Caltech consents to service by electronic mail at
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`kevinjohnson@quinnemanuel.com and toddbriggs@quinnemanuel.com.
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`Signed: /Todd M. Briggs/
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`Todd M. Briggs
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`Registration No. 44,040
`Quinn Emanuel Urquhart &
`Sullivan LLP
`555 Twin Dolphin Dr., 5th Floor
`Redwood Shores, CA 94065
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`Counsel for Patent Owner California
`Institute of Technology
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`Case IPR2017-00210
`Patent No. 7,116,710
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`Date: December 6, 2016
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`Case IPR2017-00210
`Patent No. 7,116,710
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`CERTIFICATE OF SERVICE
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`The undersigned hereby certifies that the foregoing Mandatory Notices of
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`The California Institute of Technology were served on counsel of record for the
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`Petitioner, Richard Goldberg and Brian M. Seeve, on December 6, 2016, at the
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`following email address:
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`richard.goldenberg@wilmerhale.com
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`Date: December 6, 2016
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`Signed: /Todd M. Briggs/
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` Todd M. Briggs
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` Registration No. 44,040
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`Counsel for Patent Owner
`California Institute of Technology