`IPR2017-00210
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`—————————————————
`APPLE INC.,
`Petitioner
`v.
`CALIFORNIA INSTITUTE OF TECHNOLOGY,
`Patent Owner.
`—————————————————
`Case IPR2017-00210
`U.S. Patent No. 7,116,710
`—————————————————
`PETITIONER’S UPDATED EXHIBIT LIST
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`Pursuant to the Board’s authorization in Paper 53, dated February 28, 2018,
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`IPR2017-00210
`U.S. Patent No. 7,116,710
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`Petitioners hereby submits the Declaration of James A. Davis, Ph.D. and this
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`updated Exhibit List. The Declaration of James A. Davis, Ph.D. is Exhibit 1073.
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`Date: March 1, 2018
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` Respectfully submitted,
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`/ Michael Smith/
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`Michael H. Smith
`Registration No. 71,190
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`IPR2017-00210
`U.S. Patent No. 7,116,710
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`Exhibit List
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`Description
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`U.S. Patent 7,116,710
`Frey, B. J. and MacKay, D. J. C., “Irregular Turbocodes,” Proc.
`37th Allerton Conf. on Comm., Control and Computing,
`Monticello, Illinois, published on or before March 20, 2000
`D. Divsalar, H. Jin, and R. J. McEliece, “Coding theorems for
`"turbo-like" codes,” Proc. 36th Allerton Conf. on Comm.,
`Control and Computing, Allerton, Illinois, pp. 201-10, March,
`1999
`Luby, M. et al., “Analysis of Low Density Codes and Improved
`Designs Using Irregular Graphs,” STOC ’98, pp. 249-59,
`published in 1998
`Pfister et al., “The Serial Concatenation of Rate-1 Codes
`Through Uniform Random Interleavers” (Exhibit 1 to the Siegel
`Declaration)
`Declaration of Professor James Davis, Ph.D. (“Davis
`Declaration”)
`Gallager, R., Low-Density Parity-Check Codes, Monograph,
`M.I.T. Press, 1963
`Berrou et al., “Near Shannon Limit Error-Correcting Coding and
`Decoding: Turbo Codes," ICC ’93, Technical Program,
`Conference Record 1064, Geneva 1993
`MacKay, D. J. C, and Neal, R. M. “Near Shannon Limit
`Performance of Low Density Parity Check Codes,” Electronics
`Letters, vol. 32, pp. 1645-46, 1996
`Benedetto, S. et al., Serial Concatenation of Block and
`Convolutional Codes, 32.10 Electronics Letters 887-8, 1996
`Luby, M. et al., “Practical Loss-Resilient Codes,” STOC ’97,
`1997
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`Exhibit
`1001
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`1002
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`1003
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`1004
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`1005
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`1006
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`1007
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`1008
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`1009
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`1010
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`1011
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`IPR2017-00210
`U.S. Patent No. 7,116,710
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`Declaration of Robin Fradenburgh Concerning the “Proceedings,
`36th Allerton Conference on Communications, Control, and
`Computing” Reference
`Frey, B. J. and MacKay, D. J. C., “Irregular Turbo-Like Codes”
`presented at the 1999 Allerton Conference on Communications,
`Control, and Computing.
`Prosecution History of the ’710 Patent, Response Dated May 5,
`2005
`Table of Contents of Proceedings of the 37th Allerton
`Conference on Communication, Control and Computing from
`September 22-24, 1999
`Joint Claim Construction Statement (Case No. 2:13-cv-07245,
`Dkt. No. 47)
`Expert Report of Dr. Brendan Frey (Case No. 2:13-cv-07245)
`Aamod Khandekar, “Graph-based Codes and Iterative
`Decoding,” Thesis submitted June 10, 2002
`Richardson, Shokrollahi, and Urbanke, “Design of Provably
`Good Low-Density Parity Check Codes”
`Declaration of Paul H. Siegel
`U.S. Provisional Application No. 60/205,095
`Mitzenmacher, M. “Studying balanced allocations with
`differential equations,” Combinatorics, Probability & Computing
`8.5, pp. 473-482, September 1999
`Barg et al., “Linear-time Binary Codes Correcting Localized
`Erasures,” IEEE Transactions on Information Theory 45.7, pp.
`2545-2550, November 1999
`Shokrollahi, “New Sequences of Linear Time Erasure Codes
`Approaching the Channel Capacity,” Applied Algebra, Algebraic
`Algorithms and Error-Correcting Codes, pp. 65-76, 1999
`Declaration Of Richard Goldenberg In Support Of Unopposed
`Motions To Submit Replacement Exhibits Pursuant To 37 C.F.R.
`§ 42.104(c)
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`1012
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`1013
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`1014
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`1015
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`1016
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`1017
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`1018
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`1019
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`1020
`1021
`1022
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`1023
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`1024
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`1025
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`Declaration Of Jonathan Barbee In Support Of Unopposed
`Motions To Submit Replacement Exhibits Pursuant To 37 C.F.R.
`§ 42.104(c)
`Declaration of James M. Dowd in Support of Motion for
`Admission Pro Hac Vice
`Declaration of Mark D. Selwyn in Support of Motion for
`Admission Pro Hac Vice
`OCLC Record of Proceedings of the 36th Allerton Conference on
`Communication, Control and Computing, indicating the 36th
`Allerton Conference Proceeding was published by June 3, 1999
`Declaration of Library Expert Theodore A. Fons
`Affidavit of Pamela Stansbury (an employee in the Original
`Cataloging Unit of the Cornell University Library)
`Affidavit from Dr. Bruce Hajek (a six-time co-chair of the
`Allerton Conference, including the 36th Allerton Conference and
`the 37th Allerton Conference)
`Affidavit from Dr. Tamer Başar (a six-time co-chair of the
`Allerton Conference, including the 36th Allerton Conference)
`Affidavit from Dr. Ramavarapu Sreenivas (a two-time co-chair of
`the Allerton Conference, including the 37th Allerton Conference)
`Declaration of Dr. Brendan Frey
`A Screen Capture of an Archived Version of the Website for the
`37th Annual Allerton Conference, dated September 9, 1999
`A Purchase Order for the 37th Allerton Conference Proceedings,
`dated December 8, 1999
`A Bill of Lading for the 37th Annual Allerton Conference
`Proceedings, with a ship date of February 21, 2000
`An Excerpt from the Deposition of Dr. Steven Wicker (Case No.
`2:13-cv-07245)
`An Excerpt from the Deposition of Dr. Rüdiger Urbanke (Case
`No. 2:13-cv-07245)
`Jafar A. Alzubi, Omar A. Alzubi, and Thomas M. Chen, Forward
`Error Correction Based on Algebraic-Geometric Theory (2014)
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`1026
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`1027
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`1028
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`1029
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`1030
`1031
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`1032
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`1033
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`1034
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`1035
`1036
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`1037
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`1038
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`1040
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`1041
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`1046
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`1048
`1049
`1050
`1051
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`1053
`1054
`1055
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`1056
`1057
`1058
`1059
`1060
`1061
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`1062
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`MARC Record of Proceedings of the 37th Allerton Conference
`on Communication, Control and Computing, indicating the 37th
`Allerton Conference Proceeding was published in 1999
`BEACON Record of Proceedings of the 37th Allerton
`Conference on Communication, Control and Computing,
`indicating the 37th Allerton Conference Proceeding was
`published in 1999
`Tanner Graph for Code Described by Fig. 2 of U.S. Patent No.
`7,116,710
`Block Diagram of Accumulator
`Tanner Graph for Code Described by Divsalar
`Tanner Graph for Code Described by Luby98 Code 14
`Tanner Graph for Code Described by Ping
`Tanner Graph for Code Described by MacKay Profile 93y
`Confidential IRA.cpp with metadata
`Confidential IRA.h with metadata
`Confidential IRAsimu.cpp with metadata
`Confidential IRAsimu.cpp with metadata
`Confidential GetInter.cpp with metadata
`Confidential Excerpts from the Deposition of Dr. Hui Jin (Case
`No. 16-cv-3714)
`Intentionally Left Blank
`Tanner Graph for Code Described by Divsalar (q=5)
`Tanner Graph for IRA Code
`Systematic Version of Divsalar Figure 3
`Divsalar Figure 3 and Frey Figure 1
`D. Divsalar, S. Dolinar, J. Thorpe, and C. Jones, “Constructing
`LDPC Codes from Simple Loop-Free Encoding Modules,” IEEE
`International Conference on Communications, Seoul, South
`Korea, pp. 658-662, August, 2005
`Transcript of the Deposition of Dr. Michael Mitzenmacher
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`1063
`1063
`1064
`1065
`1066
`1067
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`1068
`1069
`1070
`1071
`1072
`1073
`1074
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`Transcript of the Deposition of Dr. Hui Jin [unredacted]
`Transcript of the Deposition of Dr. Hui Jin [redacted]
`Transcript of the Deposition of Dr. Dariush Divsalar
`Declaration of Dr. Brendan Frey
`Curriculum Vitae of Dr. Brendan Frey
`California Institute of Technology v. Hughes Communications
`Inc., No. 2:13-cv-07245-MRP-JEM, 2015 WL 11089495 (C.D.
`Cal. May 5, 2015)
`Simulation of Regular and Irregular Divsalar Codes
`Protective Order
`Redline against Board’s Default Protective Order
`Intentionally Left Blank
`Intentionally Left Blank
`Declaration of James A. Davis, Ph.D.
`Relevance of Deposition Questions Summary
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`IPR2017-00210
`U.S. Patent No. 7,116,710
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`CERTIFICATE OF SERVICE
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`I hereby certify that on March 1, 2018, a true and correct copy of the
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`following:
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` Petitioner’s Updated Exhibit List
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` Exhibit 1073
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` List of Exhibits
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`was served via electronic mail upon the following attorneys of record:
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`Michael Rosato (mrosato@wsgr.com)
`Matthew Argenti (margenti@wsgr.com)
`Richard Torczon (rtorczon@wsgr.com)
`Kevin P.B. Johnson (kevinjohnson@quinnemanuel.com)
`Todd M. Briggs (toddbriggs@quinnemanuel.com)
`
`
`/Michael Smith /
`
`Michael H. Smith
`Registration No. 71,190
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