throbber
Doc Code: TR.PROV
`
`Document Description: Provisional Cover Sheet (SB16)
`
`PTOfSBl16 (11-08)
`Approved for use through 05I31i2015. OMB 0551 -0032
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`Provisional Application for Patent Cover Sheet
`This is a request for filing a PROVISIONAL APPLICATION FOR PATENT under 37 CFR 1.53(c)
`
`lnventor(s)
`
`Inventor 1
`
`Given Name
`
`Middle Name
`
`Family Name
`
`City
`
`MEIER
`
`San Diego
`
`Philip
`
`Inventor 2
`
`Inventor 3
`
`Given Name
`
`Middle Name
`
`Family Name
`
`City
`
`Marius
`
`BUIBAS
`
`San Diego
`
`All Inventors Must Be Listed — Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`Add
`
`Title Of |nVenti0n
`
`APPARATUS AND METHODS FOR TRACKING USING AERIAL VIDEO
`
`Attorney Docket Number (if applicable)
`
`02167243432221
`
`Correspondence Address
`
`Direct all correspondence to (select one):
`
`(Q The address corresponding to Customer Number O Firm or Individual Name
`
`Customer Number
`
`27500
`
`The invention was made by an agency of the United States Government or under a contract with an agency of the United
`States Government.
`
`(9 No.
`
`O Yes, the invention was made by an agency of the United States Government. The U.S. Government agency name is:
`
`0 Yes, the invention was under a contract with an agency of the United States Government. The name of the U.S.
`Government agency and Government contract number are:
`
`EFS - Web 1.0.1
`
`Yuneec
`
`Exhibit1013
`
`Pagel
`
`Yuneec Exhibit 1013 Page 1
`
`

`
`Doc Code: TR.PROV
`
`Document Description: Provisional Cover Sheet (SB16)
`
`PTOfSBl16 (11-08)
`Approved for use through 05i'31i2015. OMB 0551 -0032
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`Entity Status
`Applicant asserts small entity status under 37 CFR 1.27 or applicant certifies micro entity status under 37 CFR 1.29
`
`(9 Applicant asserts small entity status under 37 CFR 1.27
`
`O Applicant certifies micro entity status under 37 CFR 1.29. Applicant must attach form PTOISB/15A or B or equivalent.
`
`O No
`
`Warning
`
`Petitioner/applicant is cautioned to avoid submitting personal information in documents filed in a patent application that may
`contribute to identity theft. Personal information such as social security numbers, bank account numbers, or credit card
`numbers (other than a check or credit card authorization form PTO-2038 submitted for payment purposes) is never required
`by the USPTO to support a petition or an application.
`If this type of personal information is included in documents submitted
`to the USPTO, petitioners/applicants should consider redacting such personal information from the documents before
`submitting them to USPTO. Petitioner/applicant is advised that the record of a patent application is available to the public
`after publication of the application (unless a non-publication request in compliance with 37 CFR 1.213(a) is made in the
`application) or issuance of a patent. Furthermore, the record from an abandoned application may also be available to the
`public if the application is referenced in a published application or an issued patent (see 37 CFR1.14). Checks and credit
`card authorization forms PTO-2038 submitted for payment purposes are not retained in the application file and therefore are
`not publicly available.
`
`Signature
`
`Please see 37 CFR 1.4(d) for the form of the signature.
`
`Signature
`
`/Ian c. Schick, Ph.D./
`
`Date (YYYY—MM-DD)
`
`2014-06-03
`
`First Name
`
`Ian C_
`
`Last Name
`
`Schick’ PhD.
`
`Registration Number
`(If appropriate)
`
`63293
`
`This collection of information is required by 37 CFR 1.51. The information is required to obtain or retain a benefit by the public which is to
`file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection
`is estimated to take 8 hours to complete, including gathering, preparing, and submitting the completed application form to the USPTO.
`Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form andlor
`suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department
`of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. This
`form can only be used when in conjunction with EFS-Web. If this form is mailed to the USPTO, it may cause delays in handling
`the provisional application.
`
`EFS - Web 1.0.1
`
`Yuneec
`
`Exhibit1013
`
`Page2
`
`Yuneec Exhibit 1013 Page 2
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of
`the attached form related to a patent application or paten. Accordingly, pursuant to the requirements of the Act, please be
`advised that :
`(1) the general authority for the collection of this information is 35 U.S_C_ 2(b)(2); (2) furnishing of the
`information solicited is voluntary; and (3) the principal purpose for which the information is used by the U_S. Patent and
`Trademark Office is to process and/or examine your submission related to a patent application or patent.
`If you do not
`furnish the requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine your
`submission, which may result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1 .
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information
`Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether disclosure of these records is required by the Freedom of Information
`Act.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to
`a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from the
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`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need
`for the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to a n other federal agency for purposes
`of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services,
`or his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility to
`recommend improvements in records management practices and programs, under authority of 44 U.S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make
`determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record was filed in an
`application which became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`Yuneec
`
`Exhibit1013
`
`Page3
`
`Yuneec Exhibit 1013 Page 3
`
`

`
`PTOIAIAI14 (‘l2-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`_
`_
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`O21672—0432221
`
`Application Number
`
`Title of Invention
`
`APPARATUS AND METHODS FOR TRACKING USING AERIAL VIDEO
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2
`
`D Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`Inventor
`Legal Name
`
`1
`
`Prefix Given Name
`Middle Name
`Family Name
`
`Residence Information (Select One)
`(9 US Residency 0 Non US Residency 0 Active US Military Service
`
`Suffix
`
`Mailing Address of Inventor:
`
`Address 1
`
`Address 2
`
`Postal Code
`Inventor
`2
`Legal Name
`
`4222 Georgia Street
`
`92103
`
`US
`
` Prefix Given Name
`Middle Name
`Heathcliff
`HATCHER
`
`Suffix
`
`Residence Information (Select One) @ US Residency 0 Non US Residency 0 Active US Military Service
`
`City
`
`San Diego
`
`StateIProvince
`
`CA
`
`country gf Residence i
`
`US
`
`Mailing Address of Inventor:
`
`Address 1
`
`
`Address 2
`
`StatelPr°vin<=e
`
` 18738 Caminito Pasadero
`
`
`Postal Code
`Inventor
`3
`Legal Name
`
`92128
`
`Prefix Given Name
`Marius
`
`Middle Name
`
`Family Name
`Buibas
`
`Suffix
`
`Residence Information (Select One) @ US Residency Q Non US Residency Q Active US Military Service
`
`EFS Web 22“
`
`Yuneec
`
`Exhibit 1013
`
`Page 4
`
`Yuneec Exhibit 1013 Page 4
`
`

`
`PTOIAIAI14 (‘l2-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
` Attorney Docket Number
`021672-0432221
`
`Application Number
`APPARATUS AND METHODS FOR TRACKING USING AERIAL VIDEO
` Title of Invention
`
`City
`San Diego
`IStateIProvince I CA
`Icountry ofRe5idencei
`US
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`Mailing Address of Inventor:
`
`Address ‘I
`
`4586 Pauling Avenue
`
`Address 2
`
`
`
`92122
`Postal Code
`Inventor Information blocks may be
`All
`Inventors Must Be Listed - Additional
`generated within this form by selecting the Add button.
`
`Add
`
`Stmrrovince
`
`Correspondence Information:
`
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`|:| An Address is being provided for the correspondence Information of this application.
`
`Customer Number
`
`27500
`
`Email Address
`
`docket_ip@pillsburylaw.com
`
`|
`
`Application Information:
`
`Title of the Invention
`
`APPARATUS AND METHODS FOR TRACKING USING AERIAL VIDEO
`
`021672-0432221
`Provisional
`
`Small Entity Status Claimed
`
`
`
`
`
`Attorney Docket Number
`
`Application Type
`
`
`
`Subject Matter
`Utility
`Total Number of Drawing Sheets (if any)
`
`19
`
`Suggested Figure for Publication (if any) I
`
`Filing By Reference:
`
`Only complete this section when filing an application by reference under 35 U.S.C. 1 11(c) and 37 CFR 1.57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate sectionts) below (i.e., "Domestic Benefit/National Stage |nformation" and "Foreign Priority |nformation").
`
`For the purposes of a filing date under 37 CFR1.53(b), the description and any drawings of the present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
`
`Application number of the previously
`filed application
`
`Filing date (YYYY-MM-DD)
`
`
`
`Intellectual Property Authority or Country I
`
`Publication Information:
`
`|:| Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`E)
`
`Request N012 to Publish. I hereby request that the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`EF5 Web 2111
`
`Yuneec
`
`Exhibit 1013
`
`Page 5
`
`
`
`Yuneec Exhibit 1013 Page 5
`
`

`
`PTOIAIAI14 (‘l2-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`.
`.
`Application Data Sheet 37 CFR 1.76
`
`Atemev eeeket Number
`_
`_
`Aeeteeeee Nemeer D
`
`APPARATUS AND METHODS FOR TRACKING USING AERIAL VIDEO
`
`Title of Invention
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below.
`If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`27500
`
`Please Select One:
`
`@ Customer Number
`
`0 us Patent Practitioner 0 Limited Recognition (37 CFR 11.9)
`
`Customer Number
`
`Domestic BenefitINationa| Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate National Stage
`entry from a PCT application. Providing this information in the application data sheet constitutes the specific reference required
`by 35 U.S.C. 1 19(e) or 120, and 37 CFR 1.78.
`When referring to the current application, please leave the application number blank.
`
`Prior Application Status
`
`
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Filing Date (YYYY-MM-DD)
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`
`Add
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55(d). When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDX) ‘the information will be used by the Office to
`
`automatically attempt retrieval pursuant to 37 CFR 1.55(h)(1) and (2). Under the PDX program, applicant bears the ultimate
`
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g)(1).
`
`Application Number
`
`Filing Date (YYYY-MM-DD)
`Country I
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`
`-
`Access Codei (if applicable)
`
`Add
`
`EF5 Web 2111
`
`Yuneec
`
`Exhibit 1013
`
`Page 6
`
`Yuneec Exhibit 1013 Page 6
`
`

`
`PTOIAIAI14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`.
`.
`Application Data Sheet 37 CFR 1.76
`
`Aeemev eeeke Number
`_
`_
`
`Aeeieeeee Nemeer T Title of Invention
`
`APPARATUS AND METHODS FOR TRACKING USING AERIAL VIDEO
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`|:| 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
`
`Authorization to Permit Access:
`
`Authorization to Permit Access to the Instant Application by the Participating Offices
`
`If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO),
`the Japan Patent Office (JPO), the Korean Intellectual Property Office (KIPO), the World Intellectual Property Office (WIPO),
`and any other intellectual property offices in which a foreign application claiming priority to the instant patent application
`is filed access to the instant patent application. See 37 CFR 1.14(c) and (h). This box should not be checked if the applicant
`does not wish the EPO, JPO, KIPO, WIPO, or other intellectual property office in which a foreign application claiming priority
`to the instant patent application is filed to have access to the instant patent application.
`
`In accordance with 37 CFR 1.14(h)(3), access will be provided to a copy of the instant patent application with respect
`to: 1) the instant patent application—as—filed; 2) any foreign application to which the instant patent application
`claims priority under 35 U.S.C. 119(a)-(d) if a copy of the foreign application that satisfies the certified copy requirement of
`37 CFR 1.55 has been filed in the instant patent application; and 3) any U.S. application—as—filed from which benefit is
`sought in the instant patent application.
`
`In accordance with 37 CFR 1.14(c), access may be provided to information concerning the date of filing this Authorization.
`
`Applicant Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`
`to have an assignment recorded by the Office.
`
`EF5 Web 2111
`
`Yuneec
`
`Exhibit 1013
`
`Page 7
`
`Yuneec Exhibit 1013 Page 7
`
`

`
`PTOIAIAI14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
` Attorney Docket Number
`021672-0432221
`
`Application Number
`APPARATUS AND METHODS FOR TRACKING USING AERIAL VIDEO
` Title of Invention
`
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`1
`Applicant
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`Clear
`
`Q Legal Representative under 35 U.S.C. 117
`
`0 Joint Inventor
`
`
`0 Person to whom the inventor is obligated to assign.
`
`O Person who shows sufficient proprietary interest
`
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`Name of the Deceased or Legally incapacitated Inventor:
`If the Applicant is an Organization check here.
`
`O’9a”izafi°” Name
`
`BRAIN CORPORATION
`
`Mailing Address Information:
`
`Address 1
`
`Address 2
`
`5665 Morehouse Drive
`
`P“°"eN“mbe' —
`Email Address
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`Add
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignment information in this section does not subsitute for compliance with any requirement of part 3 of Title 37 of CFR to
`have an assignment recorded by the Office.
`
`Assignee
`
`1
`
`Complete this section if assignee information, including non—applicant assignee information, is desired to be included on the patent
`application publication . An assignee—applicant identified in the "Applicant Information'' section will appear on the patent application
`publication as an applicant. For an assignee—applicant, complete this section only if identification as an assignee is also desired on the
`patent application publication.
`
`If the Assignee or Non-Applicant Assignee is an Organization check here.
`
`Remove
`
`|:|
`
`EF5 Web 2111
`
`Yuneec
`
`Exhibit 1013
`
`Page 8
`
`Yuneec Exhibit 1013 Page 8
`
`

`
`PTOIAIAI14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
`
`
`Title of Invention
`
`
`
` Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`021672-0432221
`
`Application Number
`
`APPARATUS AND METHODS FOR TRACKING USING AERIAL VIDEO
`
`Prefix
`
`
`
`
`
`— S*at°""°vi"°e —
`— P°~=»ta'C°de —
`
`F’“°"e“"mbe' —:
`Email Address
`
`
`
`
`
`
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`selecting the Add button.
`
`Signature:
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and
`certifications
`
`Signature First Name
`
`Date (YYYY-MM-DD)
`
`Registration Number
`
`2014-06-03
`
`63293
`
`/Ian c. Schick, Ph.D.l
`
`Schick, Ph.D.
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`Add
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to
`complete this form andlor suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EF5 Web 2111
`
`Yuneec
`
`Exhibit 1013
`
`Page 9
`
`Yuneec Exhibit 1013 Page 9
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to
`a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that:
`(1) the general authority for the collection
`of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is
`used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or patent.
`If you do not
`furnish the requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552)
`and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department of Justice to determine
`whether the Freedom of Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or
`administrative tribunal, including disclosures to opposing counsel in the course of settlement negotiations.
`
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`individual, to whom the record pertains, when the individual has requested assistance from the Member with respect to the subject matter of
`the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in
`order to perform a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed,
`as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security
`review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or his/her designee,
`during an inspection of records conducted by GSA as part of that agency's responsibility to recommend improvements in records
`management practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the
`GSA regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Such
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`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuant
`to 35 U.S.C. 122(b) or issuance ofa patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to public inspections or an issued
`patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforcement agency, if the
`USPTO becomes aware of a violation or potential violation of law or regulation.
`
`EFS Web 2.2.11
`
`Yumeec
`
`Exl‘ri'b1't‘r61-3
`
`Pageffi
`
`Yuneec Exhibit 1013 Page 10
`
`

`
`108
`
`
`
`FIG. 1
`
`
`
`212
`
`FIG. 2
`
`Yuneec
`
`Exhibit1013
`
`Page11
`
`Yuneec Exhibit 1013 Page 11
`
`

`
`300
`
`FIG. 3A
`
`Yuneec
`
`Exhibit1013
`
`Page12
`
`Yuneec Exhibit 1013 Page 12
`
`

`
`330
`
`FIG. 3B
`
`Yuneec
`
`Exhibit1013
`
`Page13
`
`Yuneec Exhibit 1013 Page 13
`
`

`
`468
`
`
`
`.1....\~.§xxxxx«\:u\i!x..\!l......\\x..4.>~\\\v~\x\.
`
`M.
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`4
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`M%
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`FIG. 4D
`
`Yuneec
`
`Exhibit1013
`
`Page14
`
`»“MMWWNW,
`.N_W
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`.N
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`FIG. 4A
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`424
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`W.§.....S........1.......1....NM”;Lfifl
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`.(\\\\\¢...§\\x\§E\-~\\\\.
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`Yuneec Exhibit 1013 Page 14
`
`
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`500
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`\/3‘
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`508
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`FIG. 5A
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`512
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`514
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`518
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`516]
`
`FIG. 5B
`
`FIG. 5D
`
`Yuneec
`
`Exhibit1013
`
`Page15
`
`Yuneec Exhibit 1013 Page 15
`
`

`
`564
`
`568
`
`FIG. SE
`
`600
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`614
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`616
`
`620
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`626
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`IiiiiiiiiIIiiI|
`Iiiiiiiiillliill
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`612
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`61
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`8
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`Iiiiiiiiiillll
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`622
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`624
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`FIG. 6
`
`Yuneec
`
`Exhibit1013
`
`Page16
`
`Yuneec Exhibit 1013 Page 16
`
`

`
`“xxx-.....-..<.:~:.
`
`FIG. 7B
`
`FIG. 7A
`
`Yuneec
`
`Exhibit1013
`
`Page17
`
`Yuneec Exhibit 1013 Page 17
`
`
`

`
`FIG. 8A
`
`Yuneec
`
`Exhibit1013
`
`Page18
`
`Yuneec Exhibit 1013 Page 18
`
`

`
`944
`
`34
`
`946
`
`
`
`
`
`FIG. 9A
`
`Yuneec
`
`Exhibit1013
`
`Page19
`
`Yuneec Exhibit 1013 Page 19
`
`

`
`FIG. 9B
`
`Yuneec
`
`Exhibit1013
`
`Page 20
`
`Yuneec Exhibit 1013 Page 20
`
`

`
`FIG. 10A
`
`1/It!/rtrtxzzaxi/4zzr4.rrr.‘.‘-rr
`,1/‘~‘::::$f,~'_"-
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`.,,.,—.4..........,.,,,,,..
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`1026
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`FIG. 10B
`
`FIG. 10C
`
`Yuneec
`
`Exhibit1013
`
`Page21
`
`Yuneec Exhibit 1013 Page 21
`
`

`
`1100
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`1106
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`1102
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`w\x.§.«{\§s€\\\\.€¢.
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`1108
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`v.\\K\.\\\\v\.‘§\\‘u.‘
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`FIG. 11A
`
`Yuneec
`
`Exhibit1013
`
`Page 22
`
`Yuneec Exhibit 1013 Page 22
`
`
`
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`

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`M.
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`.i\n.-».\y.,«-“
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`.o\\\.\\)l\|\\\\\\\$|\\\R\-H{xxx
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`FIG. 11B
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`.Wv§F«x\2E§\...x..ci§§>§\lA¢\..\\§:i<..&
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`FIG. 12
`
`Yuneec
`
`Exhibit1013
`
`Page 23
`
`Yuneec Exhibit 1013 Page 23
`
`
`
`

`
`
`
`:-:,{\\x ..
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`1304
`
`FIG. 13A
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`'\§‘.\’.\\\\\\\§‘-\'&:~‘S'~:\%¢q.:'-
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`1302
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`FIG. 13B
`
`Yuneec
`
`Exhibit1013
`
`Page 24
`
`
`
`,,,,,,,,,,,,4«W,.,,,,,,,/4/7”///ztaflflfl’-7-
`‘ ~\\\\>;&\Q- -.;._\\\\,~_<<\\\\\>$‘~\\‘- '
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`‘ "\\\x<\w.-.\\\\\\“\\\"\“~“°‘
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`Yuneec Exhibit 1013 Page 24
`
`

`
`1340 "“-\V
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`\— .
`~.-.\-..“.........w"a2:.n,..,_.,_ A
`t
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`FIG. 13C
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`\\ ,
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`{
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`FIG. 13D
`
`Yuneec
`
`Exhibit1013
`
`Page 25
`
`Yuneec Exhibit 1013 Page 25
`
`

`
`Determine a state parameter while navigating a
`traj ectory
`
`1404
`
`
`Is state parameter
`within target state area?
`
`Populate the state area with the trajectory
`
`
`
`Continue
`
`FIG. 14A
`
`Yuneec
`
`Exhibit 1013
`
`Page 26
`
`Yuneec Exhibit 1013 Page 26
`
`

`
`1410
`
`\I\ 1412
`Navigate a target trajectory
`1414 _\
`
`Receive an indication of interest
`
`1416 _\
`
`Produce a time stamp associated with the
`indication
`
`
`
`
`
`
`
`
`
`FIG. 14B
`
`Yuneec
`
`Exhibit1013
`
`Page 27
`
`Yuneec Exhibit 1013 Page 27
`
`

`
`1440
`
`\l\‘
`
`Track a target while navigating a target
`
`1442
`trajectory
`1444 _\
`
`
`Record Video of the target in a buffer
`
`1446
`
`NO
`
`
`
`
`1448 _\
`
`
`
`YES
`
`Generate time stamp
`
`
`
`1450 _\
`Store buffered history p

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