throbber
Analysis of Latent Fingerprint Deposits by Infrared
`Microspectroscopy*
`
`DIANE K. WILLIAMS, REBECCA L. SCHWARTZ, and EDWARD G. BARTICK†
`Counterterrorism and Forensic Science Research Unit, FBI Academy, Quantico, Virginia 22135
`
`We report the use of infrared (IR) microspectroscopy for the anal-
`ysis of  ngerprint residues. The advantage of using an IR micro-
`scope lies in the ability to visualize and obtain spectra of individual
`particles and droplets that make up  ngerprint ridge deposits at a
`spatial resolution of approximately 10 mm. Our initial results sug-
`gest that infrared microspectroscopy in re ection–absorption mode
`provides reproducible spectral analysis of  ngerprint residue. Since
`infrared microspectroscopy is nondestructive to the sample, we will
`be able to study the changes in  ngerprint ridge deposits as a func-
`tion of time. The method holds promise for probing the difference
`between latent  ngerprints of adults and children.
`Index Headings: Infrared microspectroscopy; Latent  ngerprints;
`Forensic science.
`
`INTRODUCTION
`The examination of latent  ngerprints is an important
`aspect of crime scene investigations, but  ngerprints are
`not always recoverable or clear. In child abduction cases,
`children’s prints are often not obtained. Therefore, there
`is interest in the law enforcement community in  nding
`new methods of developing latent  ngerprints. To solve
`this problem, a better understanding of the chemical com-
`position of  ngerprint residue is crucial.
`The chemical composition and mechanisms of skin se-
`cretions from children and adults have been studied by
`diverse research groups using a variety of chromato-
`graphic methods.1–3 Early work on the differences in
`chemical composition of human skin surface lipids from
`birth to puberty was performed by Ramasastry and co-
`workers using thin-layer chromatography.1 Alexiou and
`co-workers measured the excretion of amino acids, am-
`monia, and proteins in the sweat of children using ion
`exchange chromatography.2 The study of skin surface lip-
`ids in children performed by Stewart and Downing in-
`volved the use of gas chromatography.3 For law enforce-
`ment purposes, research has been performed by Buch-
`anan, Asano, and Bohanon to study the chemical differ-
`ences in children’s and adults’  ngerprint secretions.4
`Their experiments were performed by analyzing the res-
`idue in  ngerprint ridges by gas chromatography–mass
`
`Received 26 August 2003; accepted 23 October 2003.
`* This is publication number 03-07 of the Laboratory Division of the
`Federal Bureau of Investigation. Names of commercial manufacturers
`are provided for identi cation only, and inclusion does not imply en-
`dorsement by the Federal Bureau of Investigation. Portions of this
`work were presented at the American Chemical Society-Congression-
`al Hearing, July 2000, in Washington, D.C., the 27th Annual Confer-
`ence of the Federation of Analytical Chemistry and Spectroscopy So-
`cieties, September 2000, in Nashville, Tennessee, and the 16th Meet-
`ing of the International Association of Forensic Sciences, September
`2002, in Montpellier, France.
`† Author to whom correspondence should be sent. E-mail: ebartick@
`fbiacademy.edu.
`
`spectrometry (GC/MS), and they concluded that the chain
`lengths are longer in the fatty acid esters in the  ngerprint
`residue of adults. Since the use of GC/MS involved sam-
`ple extraction, evaporation, and reconstitution, we have
`developed a method to analyze speci c chemical com-
`ponents in  ngerprint residue without any additional sam-
`ple preparation after collection.
`We report the use of infrared (IR) microspectroscopy,
`frequently referred to as microscopical infrared spectros-
`copy in the forensics community, for the analysis of  n-
`gerprint residue. The advantage of using an IR micro-
`scope lies in the ability to image individual particles and
`droplets that make up  ngerprint ridge deposits at a spa-
`tial resolution of approximately 10 mm. Infrared micro-
`spectroscopy is nondestructive to the sample, which al-
`lows for the study of variations in  ngerprint ridge de-
`posits over time.
`Research has been reported on the use of synchrotron-
`source infrared microspectroscopy for the study of latent
`human  ngerprints.5 However, we have found that con-
`ventional glowbar-source infrared microspectroscopy has
`demonstrated suf cient sensitivity and spatial resolution
`to obtain spectra with adequate signal-to-noise ratios. The
`bene t of the glowbar-source technique is the potential
`of using a portable Fourier transform infrared (FT-IR )
`spectrometer in the  eld, which is impossible with current
`synchrotron-based technology.
`
`EXPERIMENTAL
`
`Re ection mode was chosen for experimentation due
`to the ease of sample collection and sample storage. For
`re ection–absorption experiments, the samples were ob-
`tained by having research volunteers deposit  ngerprints
`on aluminum-coated slides. One  ngerprint was obtained
`prior to washing of hands, one print was obtained after
`hands were washed and rinsed for approximately  ve
`minutes with water, and a third print was obtained after
`washing, rinsing, and rubbing the fore nger across the
`forehead. Since the hands do not contain sebaceous
`glands, the skin surface residue on the hands comes from
`eccrine glands in the epidermis.6 Therefore, the print ob-
`tained from washed hands should be free of sebaceous
`material. The print obtained after touching the forehead
`would contain sebaceous material since there is a high
`density of sebaceous glands in the forehead region.6
`The  ngerprint deposits were observed using either a
`153 or 323 objective on the microscope. Under the mi-
`croscope, there were two distinct types of residue ob-
`served: droplets and solid particles. Typically, a single
`droplet or particle was selected and the aperture was set
`according to the size of the droplet or particle. Spectra
`were collected at 4 cm 21 resolution and averaged for 128
`Reactive Surfaces Ltd. LLP
`Ex. 1021
`313
`Reactive Surfaces Ltd. LLP v. Toyota Motor Corp.
`IPR2016-01914
`
`Applied Spectroscopy
`Volume 58, Number 3, 2004
`
`0003-7028 / 04 / 5803-0313$2.00 / 0
`2004 Society for Applied Spectroscop y
`
`q
`

`

`FIG. 1. Micrograph and corresponding spectra of an eccrine  ngerprint deposit obtained from an adult male.
`
`scans. A liquid-nitrogen-cooled MCT-High D* detector
`with a response range of 4000 –800 cm 21 was used.
`For attenuated total re ection (ATR) mode experi-
`ments, the sample collection was identical to that for re-
` ection–absorption mode, and analysis was performed
`using a Thermo Nicolet Corporation In nity Seriesy Di-
`amond ATR objective.
`
`RESULTS AND DISCUSSION
`Optimization of Instrument Parameters. To deter-
`mine the optimum conditions for obtaining spectra using
`microscopic FT-IR, experiments were performed in re-
` ection–absorption and ATR modes. The results indicate
`that re ection–absorption mode is the preferred method
`for obtaining spectra of  ngerprint residue because no
`appreciable signal was detected in ATR mode. The lack
`of results using the ATR mode probably results from the
`fact that  ngerprint ridges are not deposited as continuous
` lms but as individual droplets and particles.
`A visual comparison of skin surface residue deposits
`suggests that very little residue is deposited in eccrine
`prints when the hands are washed before collection.
`However, even with a small amount of material, we were
`able to limit the analysis to individual droplets within the
` ngerprint ridge and record spectra. To determine the op-
`timum conditions for obtaining these spectra, both the
`153 and 323 microscope objectives were used. The re-
`sults indicate that the use of the 323 microscope is pref-
`erable due to the ability to visualize the smaller particles
`without signi cant
`loss of signal. The typical aperture
`size used with the 323 objective was 20 3 20 mm, al-
`
`314
`
`Volume 58, Number 3, 2004
`
`though the aperture was changed to adapt to the size of
`the droplet/particles under study.
`Sebaceous prints contain greater amounts of material
`than eccrine prints, although the diameters of the solid
`particles do not vary signi cantly from those found in
`eccrine prints. Therefore, it was determined that for all
`of our experiments involving  ngerprints, the 323 ob-
`jective would be used.
`The data revealed that 128 scans were suf cient to
`produce spectra with peak-to-peak signal-to-noise ratios
`of more than 100 to 1 for most prints studied. For eccrine
`prints with very little material deposited, 1000 scans were
`sometimes required to enhance the signal-to-noise ratio.
`Eccrine Analysis. Figure 1 shows a representative pho-
`tomicrograph and corresponding spectra of  ngerprint res-
`
`TABLE I. Characteristic frequencies and vibrational modes ob-
`tained from a particle in the eccrine  ngerprint deposit of an adult
`male.
`
`Frequency
`(cm 21)
`
`3281
`1741
`1655
`1546
`
`1463
`
`1379
`1233
`1160
`1113
`
`Vibration
`
`N–H stretch (secondary amide)
`C5O stretch (saturated ester)
`C5O stretch (secondary amide)
`Major: N–H in-plane bend (secondary amide)
`Minor: C–N stretch
`CH 3 asymmetric bend
`CH 2 symmetric bend
`CH 3 symmetric bend
`C–N stretch (secondary amide)
`C–C–O stretch (saturated ester)
`O–C–C stretch (saturated ester)
`
`

`

`FIG. 2. Micrograph and corresponding spectra of a sebaceous  ngerprint deposit obtained from an adult male.
`
`idue that was obtained from an adult male after the hands
`were washed. The spectrum labeled A is characteristic of
`spectra that were obtained of eccrine secretions of adults.
`To determine the chemical composition of the droplet, the
`position and intensity of the peaks were compared to li-
`brary spectra of biological compounds. Since a match was
`not found, the peak positions and intensities were analyzed
`to determine the functional groups present in the droplet.
`The most notable feature in the spectrum is the C–H
`stretching vibration just below 3000 cm 21. At 1741 cm 21,
`a peak corresponding to a carbonyl stretching vibration is
`apparent and contains a shoulder at 1713 cm 21, which is
`likely due to the presence of a second carbonyl stretching
`mode. At 1463 cm 21, there is a peak corresponding to a
`methyl asymmetric bend. The peak assignments suggest
`that the chemical composition of the droplet represented
`in spectrum A is an ester of a dicarboxylic acid, and this
`result is consistent with results obtained by Buchanan, As-
`ano, and Bohanon, who detected the presence of acid es-
`ters in adult  ngerprint residue using GC/MS.4
`The spectrum labeled B is characteristic of the dark
`particles deposited in eccrine  ngerprints. To determine
`the chemical composition of the dark particle shown in
`Fig. 1, peak assignments were made and are shown in
`Table I. The peak assignments shown in Table I suggest
`the presence of a secondary amide, which would be char-
`acteristic of protein-containing skin cells. Eberhardt7 pre-
`sumed that solid particles visually observed in micro-
`scopic studies of skin surface residue were remainders of
`cell walls from oil-secreting glands and these spectral re-
`sults support the presumption. Additional peaks in the
`spectrum suggest the presence of saturated esters.
`
`Sebaceous Analysis. Figure 2 shows a representative
`photomicrograph and corresponding spectra of  ngerprint
`residue that was obtained from an adult male when the
`forehead was touched after the hands were washed. The
`droplet shown in Fig. 2A (point 4) is chemically similar
`to the droplet shown in Fig. 1A. The major difference in
`the two spectra labeled A is the intensity of the peaks,
`which is a function of the amount of material deposited.
`The composition of the solid particle (point 1) is chem-
`ically similar to the particle that was present in the ec-
`crine  ngerprint shown in Fig. 1B. The major difference
`between spectrum B of the eccrine material and spectrum
`B of the sebaceous material, shown in Fig. 2, is the pres-
`ence of a peak at 1713 cm 21. The presence of this peak
`is attributed to the carbonyl stretching vibration of an
`acid ester.
`It has been reported that squalene is the major com-
`ponent in skin surface residue in  ngerprints of adults,4
`but our results indicate that pure squalene is not the major
`component. Squalene is an acyclic triterpene and will un-
`dergo oxidation in the presence of bacteria to form a
`dicarboxylic acid.8 These preliminary spectral
`results
`suggest that squalene oxidation products are a likely com-
`ponent in adult  ngerprint residue since an acid ester can
`be produced from esteri cation of a dicarboxylic acid.9
`
`CONCLUSION AND FUTURE WORK
`
`The capability of using infrared microspectroscopy to
`study  ngerprint ridge deposits has been demonstrated.
`The reproducibility of the method has been tested and the
`random variation in the analytical signal was less than
`
`APPLIED SPECTROSCOPY
`
`315
`
`

`

`10%. Relative to GC/MS, there are several inherent ben-
`e ts of using infrared microspectroscopy to study the
`composition of residue in  ngerprints, but the major ben-
`e t is the ability to retain the  ngerprint for time studies.
`Now that the ability to analyze  ngerprint residue by
`microscopic FT-IR has been demonstrated, current work
`is focused on using the technique to study differences in
`children’s  ngerprint residue. It has been indicated that
`latent  ngerprints of children disappear more quickly
`than those of adults4 and as a result, there is signi cant
`interest in the forensic community to understand how the
`chemical composition of children’s
` ngerprints may
`change with time so that new methods of processing chil-
`dren’s  ngerprints may be developed.
`
`1. P. Ramasastry, D. T. Downing, P. E. Pochi, and J. S. Strauss, J. Invest.
`Dermatol. 54, 139 (1970).
`2. D. Alexiou, A. Anagnostopoulos, and C. Papadatos, Am. J. Clin.
`Nutr. 32, 750 (1979).
`3. M. E. Stewart and D. T. Downing, J. Invest. Dermatol. 95, 605
`(1990).
`4. M. V. Buchanan, K. Asano, and A. Bohanon, Proc. SPIE-Int. Soc.
`Opt. Eng. 2941, 89 (1997).
`5. T. J. Wilkinson, D. L. Perry, M. C. Martin, and W. R. McKinney,
`Abstract Paper, Am. Chem. Soc. 222 (2001).
`6. P. Clarys and A. Barel, Clin. Derm atol. 13, 307 (1995).
`7. H. Eberhardt, Arch. Dermatol. 251, 149 (1974).
`8. C. W. Seo, Y. Yasuhiro, N. Takada, and H. Okada, Appl. Environ.
`Microbiol. 45, 522 (1982).
`9. R. T. Morrison and R. N. Boyd, Organic Chemistry (Allyn and Ba-
`con, Inc., Boston, MA, 1973).
`
`316
`
`Volume 58, Number 3, 2004
`
`

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket