throbber
ENZYME IMMOBILIZATION INTO POLYMERS AND COATINGS
`
`
`by
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`Géraldine F. Drevon
`
`BS, Chimie Physique Electronique Lyon, 1997
`
`
`
`Submitted to the Graduate Faculty of
`
`School of Engineering in partial fulfillment
`
`of the requirements for the degree of
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`Doctor of Philosophy
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`
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`University of Pittsburgh
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`2002
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`UNIVERSITY OF PITTSBURGH
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`School of Engineering
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`
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`This dissertation was presented
`
`by
`
`
`
`Géraldine Drevon
`
`
`
`It was defended on
`
`
`
`November, 2002
`
`and approved by
`
`Eric J. Beckman, Professor, Chemical and Petroleum Engineering Department
`
`Toby M. Chapman, Associate Professor, Department of Chemistry
`
`William Federspiel, Professor, Chemical and Petroleum Engineering Department
`
`Krzysztof Matyjaszewski, Professor, Department of Chemistry, Carnegie Mellon
`University
`
`Douglas A. Wicks, Professor, Department of Polymer Science, University of Southern
`Mississippi
`
`Dissertation Advisor: Alan J. Russell, Professor, Chemical and Petroleum Engineering
`Department
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`ABSTRACT
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`
` ENZYME IMMOBILIZATION INTO POLYMERS AND COATINGS
`
`
`
`Géraldine F. Drevon, PhD
`
`University of Pittsburgh, 2002
`
`
`
`In this study, we have developed strategies to immobilize enzymes into various
`
`polymer and coatings. Three categories of bioplastic matrices were investigated. The
`
`first
`
`type of bioplastics was prepared by
`
`irreversibly
`
`incorporating di-
`
`isopropylfluorophosphatase (DFPase) into polyurethane (PU) foams. The resulting
`
`bioplastic retained up to 67 % of the activity for native enzyme. The thermostability of
`
`DFPase was highly affected by the immobilization process. Unlike native enzyme,
`
`immobilized DFPase had biphasic deactivation kinetics. Our data demonstrated that the
`
`initial rapid deactivation of immobilized DFPase lead to the formation of a hyper-stable
`
`and still active form of enzyme. Spectroscopic studies enabled a structural analysis of
`
`the hyper-stable intermediate.
`
`Biopolymers were also prepared via atom transfer radical polymerization
`
`(ATRP) using acrylic and sulfonate-derived monomers. ATRP ensured the covalent and
`
`multi-point immobilization of enzyme within polymer matrices. However, this approach
`
`was only partially successful, as no activity retention was obtained after polymerization
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`Enzyme-containing PU- and Michael adduct (MA)-based coatings correspond to
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`the last category of bioplastics that was investigated. DFPase was irreversibly
`
`incorporated into PU coatings. The distribution of immobilized DFPase as well as
`
`activity retention were homogeneous within the coating. The resulting enzyme-
`
`containing coating (ECC) film hydrolyzed DFP in buffered media at high rates retaining
`
`approximately 39% intrinsic activity. DFPase-ECC had a biphasic deactivation profile
`
`similar to that of bioplastic foams. The synthesis of enzyme-containing MA coatings
`
`was performed in a two-step process using carbonic anhydrase (CA, E.C. 4.2.1.1). CA
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`was first covalently immobilized into NVF-based water-soluble polymer (EP). The
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`resulting EP was further entrapped into the matrix of MA coating. The so-formed
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`ECC’s exhibited approximately 7% apparent activity. CA-ECC showed good stability
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`under ambient conditions and retained 55% activity after 90 days of storage.
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`TABLE OF CONTENTS
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`Page
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`1.0
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`2.0
`
`INTRODUCTION ................................................................................................ 1
`
`BACKGROUND AND LITERATURE REVIEW .............................................. 5
`
`2.1
`
`Biocatalyst Deactivation and Regeneration ...................................... 5
`
`2.1.1 Reversible Denaturation.................................................................... 6
`
`2.1.2 Modes of Inactivation........................................................................ 7
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`2.1.2.1 Thermoinactivation. ................................................................... 7
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`2.1.2.2 Oxidation ................................................................................. 19
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`2.1.2.3
`
`Inactivation by pH ................................................................... 21
`
`2.1.2.4
`
`Inactivation by Organic Solvents............................................. 22
`
`2.1.2.5 Metal Chelators........................................................................ 26
`
`2.1.2.6 “Salting-in” Effect ................................................................... 26
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`2.1.2.7 Sulfhydryl-Reducing Agents. .................................................. 27
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`2.1.2.8 Mechanical Modes of Inactivation .......................................... 28
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`2.1.2.9 Radiation.................................................................................. 29
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`2.1.2.10 Cold, Freezing and Lyophilization.......................................... 29
`
`2.1.3 Strategies to Minimize Inactivation ................................................ 31
`
`2.1.3.1 Soluble Stabilizers ................................................................... 31
`
`2.1.3.2 Chemical Modification............................................................ 35
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`2.1.3.3
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`Immobilization......................................................................... 39
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`2.1.3.4 Protein Engineering ................................................................. 44
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`2.1.3.5 Directed Evolution. .................................................................. 46
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`2.2
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`Immobilization of Agentases .......................................................... 47
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`2.2.1 Agentases ........................................................................................ 47
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`2.2.2 Nerve-Agent Degrading Biomaterials............................................. 49
`
`2.3
`
`2.4
`
`2.5
`
`Incorporation of Enzyme into Polyurethane Foams........................ 54
`
`Polymers Prepared Using ATRP..................................................... 57
`
`Enzyme Immobilization into Coatings............................................ 58
`
`2.5.1 Waterborne Two-Component (2K) Polyurethane (PU) Coatings as
`Support ............................................................................................ 85
`
`2.5.2 Michael Adduct-Based Coating as Support .................................... 86
`
`3.0
`
`4.0
`
`SPECIFIC AIMS ................................................................................................ 88
`
`IRREVERSIBLE IMMOBILIZATION OF DFPASE IN PU POLYMERS ..... 92
`
`4.1
`
`4.2
`
`Introduction..................................................................................... 92
`
`Materials and Methods.................................................................... 96
`
`4.2.1 Materials .......................................................................................... 96
`
`4.2.2 Methods........................................................................................... 97
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`4.2.2.1 Protein-Containing Polymer Synthesis .................................... 97
`
`4.2.2.2 Activity of DFPase Polyurethanes. .......................................... 98
`
`4.2.2.3 Product and Substrate Partitioning .......................................... 99
`
`4.2.2.4 Determination of Kinetic Constants ...................................... 100
`
`4.2.2.5 Protein Concentration Determination.................................... 101
`
`4.2.2.6 PEGylation of DFPase........................................................... 101
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`4.2.2.7 Characterization of DFPase Modification ............................. 101
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`4.2.2.8 Preparation of apo-DFPase .................................................... 102
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`4.2.2.9 Thermostability of Native DFPase ........................................ 102
`
`4.2.2.10 Thermostability of Native DFPase in Presence of PEG-
`Amine. ................................................................................... 102
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`4.2.2.11 Thermostability of PEG-Modified DFPase ........................... 103
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`4.2.2.12 Thermostability of Immobilized DFPase............................... 103
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`4.2.2.13 CD Spectroscopy. .................................................................. 103
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`4.3
`
`Results and Discussion.................................................................. 104
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`4.3.1 Reversibility of DFPase Attachment............................................. 104
`
`4.3.2 Substrate and Product Partitioning................................................ 104
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`4.3.3 Activity in Absence of Surfactant ................................................. 105
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`4.3.4 Activity with Surfactants............................................................... 106
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`4.3.5 Effect of Surfactant on Polymer Morphology............................... 111
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`4.3.6 Effect of Salt removal on Enzyme Activity.................................. 111
`
`4.3.7 Thermoinactivation of Native DFPase.......................................... 114
`
`4.3.8 Thermostability of DFPase-Containing Polyurethane .................. 116
`
`the Thermostability of Native and
`4.3.9 Effect of Calcium on
`Immobilized DFPase ..................................................................... 120
`
`4.3.10 Thermostability of PEG-Modified DFPase................................... 128
`
`4.3.11 Structural Basis for Deactivation.................................................. 133
`
`4.4
`
`Conclusion..................................................................................... 134
`
`5.0
`
`IMMOBILIZATION OF CA INTO POLYMERS USING ATRP .................. 136
`
`Introduction................................................................................... 136
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`Materials and Methods.................................................................. 137
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`5.1
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`5.2
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`5.2.1 Materials ........................................................................................ 137
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`5.2.2 Activity Assay............................................................................... 138
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`5.2.3 CA Stability in the Presence of Reagents for ATRP..................... 138
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`5.2.4 Chemical Modification with 2-Bromo-Propionyl Chloride .......... 139
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`5.2.5 Chemical Modification with Bromoisobutyric Acid..................... 140
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`5.2.6 Characterization of Bio-Macroinitiator ......................................... 140
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`5.2.7 ATRP Polymerization................................................................... 141
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`5.2.8 Biopolymer Characterization ........................................................ 143
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`5.3
`
`Results and Discussion.................................................................. 144
`
`5.3.1 Synthesis of Bio-Macroinitiator.................................................... 144
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`5.3.2 CA Stability in the Presence of Reagents for ATRP..................... 145
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`5.3.3 Enzyme Immobilization................................................................ 149
`
`5.4
`
`Conclusion..................................................................................... 150
`
`6.0
`
`2K-PU
`INTO WATERBORNE
`IMMOBILIZATION OF DFPASE
`COATING ........................................................................................................ 153
`
`6.1
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`6.2
`
`Introduction................................................................................... 153
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`Material and Methods.................................................................... 154
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`6.2.1 Material ......................................................................................... 154
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`6.2.2 ECC Synthesis............................................................................... 154
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`6.2.3 Protein Concentration Determination............................................ 156
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`6.2.4 Synthesis of Enzyme/Gold Conjugates......................................... 156
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`6.2.5 Localization of Gold-DFPase Conjugate in Coating..................... 157
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`6.2.6 Activity of ECC’s.......................................................................... 157
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`6.2.7 Determination of Kinetic Constants .............................................. 158
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`6.2.8 Diffusion Cell Experiments........................................................... 158
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`6.2.8.1 Determination of Susbtrate Effective Diffusion Coefficient,
`Deff.......................................................................................... 158
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`6.2.8.2 Activity Measurements.......................................................... 159
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`6.2.9 Enzyme Modification with Desmodur N3400. ............................. 162
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`6.2.10 ECC Thermostability..................................................................... 163
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`6.3
`
`Results and Discussion.................................................................. 165
`
`6.3.1 Reversibility of DFPase Attachment to ECC’s ............................. 165
`
`6.3.2 Enzyme Distribution in ECC’s...................................................... 165
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`6.3.3 Activity of ECC’s.......................................................................... 166
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`6.3.4 Effective Diffusivity of DFP in ECC, Deff .................................... 167
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`6.3.5 Desmodur N3400-Modified ECC’s .............................................. 171
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`6.3.6 Thermostability of ECC’s ............................................................. 175
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`6.4
`
`Conclusion..................................................................................... 178
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`7.0
`
`IMMOBILIZATION OF CA INTO MICHAEL-BASED COATING ............ 181
`
`7.1
`
`7.2
`
`Introduction................................................................................... 181
`
`Material and Methods.................................................................... 182
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`7.2.1 Material ......................................................................................... 182
`
`7.2.2 Michael Adduct Synthesis............................................................. 182
`
`3-(N-vinylformamido)
`N—hydroxyethyl
`of
`7.2.3 Synthesis
`propionamide................................................................................. 183
`
`7.2.4 Polymerization of CA with Michael Adducts............................... 183
`
`3-(N-
`N—hydroxyethyl
`of
`7.2.4.1 Activation
`vinylformamido)propionamide .............................................. 183
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`7.2.4.2 CA- and Neurotensin-MANVF ............................................. 183
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`7.2.4.3 EP Synthesis .......................................................................... 183
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`7.2.4.4 ECC’s Synthesis .................................................................... 184
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`7.2.5 Immobilization of CA onto Coating Surface. ............................... 187
`
`7.2.5.1 Direct coupling Between CA and Coating Surface ............... 187
`
`7.2.5.2
`
`Immobilization onto Coatings by Glow-Discharge and
`Treatment with Glutaraldehyde ............................................. 187
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`7.2.5.3
`
`Immobilization onto Partially Hydrolyzed Coating .............. 188
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`7.2.6 Activity Assays ............................................................................. 188
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`7.2.6.1 Native CA and EP’s............................................................... 188
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`7.2.6.2 ECC Activity ......................................................................... 188
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`7.2.6.3 ECC Stability......................................................................... 189
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`7.2.6.4 Enzyme Kinetics.................................................................... 189
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`7.2.6.5 Thermostability. ..................................................................... 190
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`7.2.7 Characterization of Neurotensin- and CA-MANVF. .................... 190
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`7.2.8 EP Characterization. ...................................................................... 190
`
`7.2.8.1 Aqueous GPC ........................................................................ 190
`
`7.2.8.2 Analytic Ultracentrifugation.................................................. 191
`
`7.3
`
`Results and Discussion.................................................................. 191
`
`7.3.1 CA and Neurotensin Modified with Activated MANVF .............. 191
`
`7.3.2 Activity and Stability of EP .......................................................... 191
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`7.3.3 Activity of ECC’s.......................................................................... 197
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`7.3.4 Immobilization of CA onto Pre-Formed Coatings ........................ 198
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`7.3.5 Thermostability of ECC’s ............................................................. 202
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`7.4
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`Conclusion..................................................................................... 202
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`BIBLIOGRAPHY ......................................................................................................... 204
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`LIST OF TABLES
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`Table No.
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`KINETIC PROPERTIES OF ENZYME-CONTAINING COATINGS ...........................64
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`THERMOSTABILITY OF ENZYME-CONTAINING COATING...............................77
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`DFP PARTITIONING INTO BIOPLASTICS.......................................................107
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`KINETIC PARAMETERS FOR DFPASE-CONTAINING POLYMERS AND SOLUBLE
`DFPASE.....................................................................................................109
`
`KINETIC PARAMETERS FOR THERMOINACTIVATION OF NATIVE DFPASE....117
`
`KINETIC PARAMETERS FOR THERMOINACTIVATION OF PEG-MODIFIED AND
`IMMOBILIZED DFPASE...............................................................................121
`
`SECONDARY STRUCTURE OF NATIVE AND MODIFIED DFPASE IN THE PRESENCE
`OF EGTA AND DIFFERENT FREE CALCIUM CONCENTRATIONS....................125
`
`SECONDARY STRUCTURE OF NATIVE AND MODIFIED DFPASE DURING
`DENATURATION AT 65 OC...........................................................................132
`
`STABILITY OF CA IN THE PRESENCE OF REAGENTS FOR ATRP ..................152
`
`KINETIC PARAMETERS FOR DFPASE-CONTAINING COATINGS AND SOLUBLE
`DFPASE.....................................................................................................172
`
`KINETIC PARAMETERS FOR CA IMMOBILIZED INTO NVF- AND MANVF-
`DERIVED POLYMER, ECC’S, AND NATIVE CA ............................................196
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`LIST OF FIGURES
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`Figure No.
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`DECOMPOSITION OF DISULFIDE BRIDGE .......................................................13
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`DEAMIDATION OF ASPARAGINES RESIDUES ..................................................15
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`LYSINE RESIDUES CROSS-LINKING ...............................................................16
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`RACEMIZATION OF AMINO ACIDS.................................................................18
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`MAILLARD REACTION ..................................................................................18
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`OXIDATION OF METHIONINE ........................................................................20
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`OXIDATION OF CYSTEINE.............................................................................21
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`REACTION SCHEMATIC OF BIOPOLYMER SYNTHESIS.....................................56
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`PRINCIPLES FOR ATRP. ...............................................................................59
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`10
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`IRREVERSIBLE IMMOBILIZATION OF ENZYME INTO WATERBORNE 2K-PU
`COATINGS ....................................................................................................87
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`11 MODEL MECHANISM FOR THE DFPASE-CATALYZED HYDROLYSIS OF DFP..94
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`EFFECT OF DFPASE CONCENTRATION ON DFPASE-CONTAINING POLYMER
`EFFICIENCY. ...............................................................................................108
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`EFFECT OF SURFACTANT ON DFPASE-POLYMER EFFICIENCY. ....................112
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`SCANNING ELECTRON MICROGRAPHS OF POLYMERS PREPAred without
`surfactant and with L62. ...........................................................................113
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`EFFECT OF DFPASE LOADING ON DFPASE-CONTAINING POLYURETHANE
`EFFICIENCY IN THE ABSENCE OF SALT. .......................................................115
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`CONFORMATION OF NATIVE DFPASE AT VARIOUS REMAINING ENZYMATIC
`ACTIVITIES DURING THERMOINACTIVATION...............................................118
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`17
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` EFFECT OF CALCIUM ON DFPASE SECONDARY STRUCTURE. .....................127
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`18 MALDI SPECTRA OF PEG-DFPASE PREPARED WITH A 1/100 PROTEIN TO PEG-
`NCO MOLAR RATIO. ..................................................................................130
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`PEGYLATION OF DFPASE..........................................................................131
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`ENZYME COUPLING TO 2-BROMO-PROPIONIC CHLORIDE............................139
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`COUPLING OF CA TO BROMOISOBUTYRIC ACID..........................................141
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`COUPLING OF NEUROTENSIN WITH 2-BROMO PROPIONYL CHLORIDE..........146
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`COUPLING OF NEUROTENSIN WITH 2-BROMO ISOBUTYRIC ACID.................147
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`COUPLING OF CA WITH BROMO-INITIATORS..............................................148
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`SCHEMATIC OF THE DFP CONCENTRATION PROFILE IN THE CASE OF
`SIMULTANEOUS DIFFUSION AND ENZYMATIC REA CTION IN THE DFPASE-
`CONTAINING POLYURETHANE COATING. ....................................................164
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`ENZYME DISTRIBUTION IN POLYURETHANE COATING ................................168
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`EFFECT OF DFPASE CONCENTRATION ON DFPASE-CONTAINING COATING
`EFFICIENCY. ...............................................................................................169
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`EFFECTIVE DIFFUSION OF DFP THROUGH COATINGS..................................173
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`PROFILES FOR DFP CONSUMPTION IN DIFFUSION CELLS.............................174
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`PROFILES FOR DFP CONSUMPTION IN DIFFUSION CELLS.............................176
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`THERMOINACTIVATION OF DFPASE-CONTAINING COATING. .....................179
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`THERMOINACTIVATION OF DFPASE-CONTAINING COATING AT ROOM
`TEMPERATURE ...........................................................................................180
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`DIAGRAM OF ENZYME MODIFICATION WITH MANVF ...............................185
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`STEPS LEADING TO THE PR EPARATION OF ECC’S . ..................................... 186
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`COVALENT COUPLING OF ENZYME TO THE COATING SURFACE VIA SCHIFF’S
`BASES .........................................................................................................188
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`EFFECT OF UV IRRADIATION TIME ON THE ACTIVITY OF NATIVE CA AND ON
`THE APPARENT ACTIVITY RETENTION OF EP’S ...........................................194
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`THERMOINACTIVATION OF NATIVE CA AND EP AT 65 OC..........................195
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`EFFECT OF CA CONCENTRATION ON CA-CONTAINING COATING APPARENT
`EFFICIENCY. ...............................................................................................199
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`ELECTRON MICROGRAPHS OF MICHAEL ADDUCT DERIVED-COATINGS. ......200
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`ECC’S REUSABILITY FOR ACTIVITY ASSAYS ..............................................201
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`THERMOINACTIVATION OF DRY CA-CONTAINING COATING UNDER AMBIENT
`CONDITIONS ...............................................................................................203
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`ATRP
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`bpy
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`BTP
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`CA
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`DFP
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`DFPase
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`ECC
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`EP
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`MANVF
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`MA
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`NHS
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`NVF
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`NaSS
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`PEG
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`PEG-NCO
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`PEG-(NCO)2
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`PU
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`TMATf
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`Tris-HCl
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`NOMENCLATURE
`
`Atom transfer radical polymerization
`
`Bipyridine
`
`Bis-tris propane
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`Carbonic anhydrase
`
`Diisopropylfluorophosphate
`
`Diisopropylfluorophosphatase
`
`Enzyme-containing coating
`
`Enzyme-polymer
`
`Michael adduct from N-vinylformamide and methyl
`acrylate
`
`Michael adduct
`
`N-Hydroxysuccinimide
`
`N-Vinylformamide
`
`Sodium styrene sulfonate
`
`Poly(ethylene glycol)
`
`Poly(ethylene glycol)-monoisocyanate
`
`Poly(ethylene glycol)-diisocyanate
`
`Polyurethane
`
`2-(N,N,N-trimethylammonio)ethyl
`trifluoromethanesulfonate
`
`
`methacrylate
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`Tris(hydroxymethyl)aminomethane-HCl
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`1.0 INTRODUCTION
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`Enzymes are attractive catalysts as they are highly effective and specific under
`
`ambient conditions. A major drawback is their short lifetimes. Research over the last
`
`four decades has focused on understanding the modes of enzymatic deactivation, as
`
`well as developing methods to overcome this shortcoming of the biocatalytic approach.
`
`Most enzymes are stable when stored at low temperatures and neutral pH’s in aqueous
`
`media. This state is fragile and can be easily disturbed by means of external stresses
`
`such as high pressures and temperatures, extreme pH’s, organic solvents, freezing,
`
`drying, and by oxidative, chelating, or denaturing agents. Conformational changes as
`
`well as chemical processes at the level of the polypeptide chains may be induced,
`
`leading to the enzyme inactivation. The resulting activity loss may be reversible or
`
`irreversible. The severity of these effects varies with the type of enzyme and the nature
`
`and the intensity of the stress. The main structural and covalent mechanisms in
`
`biocatalyst inactivation include the disulfide intra- and inter-exchanges, the deamidation
`
`of asparagine residues, the decomposition of disulfide bridges by b-elimination, the
`
`hydrolysis of peptide chains, the b-isomerization of asparagine and aspartic acid
`
`residues, and amino acid racemization.
`
`A first approach to prevent deactivation consists of changing the enzyme
`
`environment, for example, by means of soluble additives such as metals, surfactants,
`
`
`
`1
`
`Reactive Surfaces Ltd., LLP Ex. 1003 - Page 17
`
`

`
`
`
`polyols, PEGs and sugars. Stabilization results from the non-covalent interactions
`
`between the additive, the biocatalyst and the solvent. Stabilizing effects of similar origin
`
`have often been observed for enzymes that are entrapped within a solid matrix or
`
`physically adsorbed onto a support. Other strategies rely on the alteration of the enzyme
`
`primary structure using one of the following methods: chemical modification; covalent
`
`immobilization; protein engineering; or directed evolution.
`
`Immobilization refers to the preparation of insoluble biocatalytic derivatives and
`
`involves the coupling of enzymes to solid supports that are either organic or inorganic.
`
`It has been increasingly used in industrial applications as it facilitates the separation of
`
`biocatalysts from the effluents and, hence, the recovery and purification of the products.
`
`Moreover, solid biocatalysts offer the major advantage of being reusable. The large
`
`variety of matrices that can be used ranges from natural and synthetic polymers to silica
`
`beads. Covalent
`
`immobilization often proceeds by
`
`the
`
`reaction of specific
`
`functionalities at the support surface with amino acid side chains that are readily
`
`available on the enzyme surface. The covalent coupling may induce drastic changes in
`
`the enzymatic kinetics especially when it occurs near the active site. Another important
`
`effect is to reduce the enzyme flexibility. As the number of linkages between the
`
`enzyme and the support increases, so does the enzyme rigidity. By providing a
`
`maximum rigidity, multi-point covalent immobilization is likely to prevent enzyme
`
`unfolding upon heating or in the presence of a denaturant. A non-conventional strategy
`
`to achieve multi-point covalent immobilization within a polymer network is by
`
`
`
`2
`
`Reactive Surfaces Ltd., LLP Ex. 1003 - Page 18
`
`

`
`
`
`copolymerizing the enzyme with monomers capable of a chemical reaction with
`
`specific functionalities on its surface. During polymerization, the enzyme acts as a
`
`monomer and is, thus, expected to be uniformly distributed within the resulting
`
`biopolymer.
`
`A
`
`large range of polymer matrices have been employed for enzyme
`
`immobilization. In this study, enzymes were inserted into various polymer networks. To
`
`optimize the catalytic efficiency and stability of the resulting biopolymers, the attempt
`
`was made
`
`to understand
`
`the
`
`immobilization effects on enzymatic properties.
`
`Polyurethane foams are attractive supports, and can be used to prepare highly active and
`
`stable bioplastics via multi-point and covalent immobilization. Therefore, their potential
`
`as matrices for the immobilization of the agentase diisopropylfluorophosphatase
`
`(DFPase) was investigated. Atom transfer radical polymerization (ATRP) is another
`
`potential method for the mutli-point and covalent immobilization of enzymes, as it is
`
`compatible with a large variety of functionalized monomers and can be performed
`
`under mild conditions. It was determined whether ATRP could be used for the
`
`incorporation of biocatalysts into polymer matrices. The third category of polymers that
`
`were tested includes polyurethane- and Michael adduct-based coatings. One important
`
`challenge in preparing enzyme-containing coatings (ECC’s) was to reduce the internal
`
`diffusional limitations and, hence, assure good apparent activity retentions. A method to
`
`facilitate the access of immobilized enzyme to substrate for bio-PU coatings was
`
`developed. When working with Michael adduct-based coatings, the main aim was to
`
`
`
`3
`
`Reactive Surfaces Ltd., LLP Ex. 1003 - Page 19
`
`

`
`
`
`incorporate homogeneously the enzyme within the hydrophobic blend used for the
`
`casting of films. Given the enzyme hydrophilicity, the enzyme properties had to be
`
`altered to enable its dispersion in the coating bulk.
`
`
`
`4
`
`Reactive Surfaces Ltd., LLP Ex. 1003 - Page 20
`
`

`
`
`
`2.0 BACKGROUND AND LITERATURE REVIEW
`
`2.1 Biocatalyst Deactivation and Regeneration
`
`Biocatalysts offer major advantages over traditional metallic and organometallic
`
`catalysts such as high specificity and high efficiency under mild conditions of
`
`temperature, pressure and pH. However, their storage and operational instability limit
`
`considerably their use for industrial applications. Therefore, important efforts have been
`
`made to develop stabilization strategies, which rely on the rational understanding of the
`
`causes and pathways involved in their deactivation.
`
`In this chapter, we will consider the reversible and irreversible deactivation of
`
`biocatalysts. At this point, it is necessary to specify that we will preferably use terms
`
`such as enzyme, protein, proteinase and protease instead of the more general term
`
`biocatalyst. We will describe the various modes of irreversible inactivation, and more
`
`especially, the deactivation induced by heat, extreme pH, organic solvents, freezing,
`
`antagonist additives such as detergents, salts, specific chemicals and metal ions. We
`
`will further examine the techniques that have been developed to prevent or minimize
`
`biocatalyst deactivation. Stabilization in aqueous media can be achieved by altering the
`
`water–protein interactions by means of external excipients, and by chemically or
`
`genetically modifying specific amino acids. Protein immobilization is another major
`
`strategy.
`
`
`
`5
`
`Reactive Surfaces Ltd., LLP Ex. 1003 - Page 21
`
`

`
`
`
`2.1.1 Reversible Denaturation
`
`The denaturation of an enzyme corresponds to the unfolding of the enzyme by
`
`disruption of noncovalent intramolecular interactions. This can be induced by any
`
`change in the enzyme environment such as an increase in temperature or the addition of
`
`a denaturing agent. The process is reversible when the native conformation of enzyme
`
`(E) and, hence, the original biological activity are spontaneously recovered by simply
`
`returning to the initial external conditions. After extensive unfolding, an enzyme is
`
`predominantly randomly coiled, and hence inactive. The highest extent of protein
`
`reversible unfolding has been obtained at room temperature in the presence of
`
`denaturant chemicals such as urea, guanidine hydrochloride (GdnH+, GdnHCl) and
`
`guanidine thiocyanate. Heat results also in extensive loss of ordered secondary and
`
`tertiar

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