`
`
`
`Trials@uspto.gov
`Tel: 571-272-7822
`
`Paper 11
`Entered: April 17, 2017
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`APPLE INC.,
`Petitioner,
`v.
`PAPST LICENSING GMBH & CO., KG,
`Patent Owner.
`_______________
`
`Case IPR2016-01860 (Patent 8,966,144 B2)
`Case IPR2016-01863 (Patent 8,504,746 B2)
`Case IPR2016-01864 (Patent 6,470,399 B1)1
`_______________
`
`
`
`Before JONI Y. CHANG, JAMES B. ARPIN, and MIRIAM L. QUINN,
`Administrative Patent Judges.
`
`QUINN, Administrative Patent Judge.
`
`SCHEDULING ORDER
`
`
`1 This Order addresses the schedule applicable to the captioned cases. The
`parties may not use this caption without Board authorization.
`
`
`
`Case IPR2016-01860 (Patent 8,966,144 B2)
`Case IPR2016-01863 (Patent 8,504,746 B2)
`Case IPR2016-01864 (Patent 6,470,399 B1)
`
`A. DUE DATES
`This order sets due dates for the parties to take action after institution
`of the proceeding. The parties may stipulate to different dates for DUE
`DATES 1 through 5 (earlier or later, but no later than DUE DATE 6). A
`notice of the stipulation, specifically identifying the changed due dates, must
`be promptly filed. The parties may not stipulate to an extension of DUE
`DATES 6 and 7. Nor does stipulating to a different DUE DATE 4 modify
`the deadline, set in this Order, for requesting an oral argument.
`In stipulating to different times, the parties should consider the effect
`of the stipulation on times to object to evidence (37 C.F.R. § 42.64(b)(1)), to
`supplement evidence (37 C.F.R. § 42.64(b)(2)), to conduct cross-
`examination (37 C.F.R. § 42.53(d)(2)), and to draft papers depending on the
`evidence and cross-examination testimony (see section B, below).
`The parties are reminded that the Testimony Guidelines appended to
`the Office Patent Trial Practice Guide, 77 Fed. Reg. 48,756, 48,772
`(Aug. 14, 2012) (Appendix D), apply to this proceeding. The Board may
`impose an appropriate sanction for failure to adhere to the Testimony
`Guidelines. 37 C.F.R. § 42.12. For example, reasonable expenses and
`attorneys’ fees incurred by any party may be levied on a person who
`impedes, delays, or frustrates the fair examination of a witness.
`
`1. INITIAL CONFERENCE CALL
`
`The parties are directed to contact the Board within a month of this
`
`decision if there is a need to discuss proposed changes to this Scheduling
`Order or proposed motions. See Office Patent Trial Practice Guide, 77 Fed.
`
`2
`
`
`
`Case IPR2016-01860 (Patent 8,966,144 B2)
`Case IPR2016-01863 (Patent 8,504,746 B2)
`Case IPR2016-01864 (Patent 6,470,399 B1)
`
`Reg. 48,756, 48,765–66 (Aug. 14, 2012) (guidance in preparing for the
`initial conference call).
`
`2. DUE DATE 1
`The patent owner may file—
`a.
`A response to the petition (37 C.F.R. § 42.120), and
`b.
`A motion to amend the patent (37 C.F.R. § 42.121).
`The patent owner must file any such response or motion to amend by DUE
`DATE 1. If the patent owner elects not to file anything, the patent owner
`must arrange a conference call with the parties and the Board. The patent
`owner is cautioned that any arguments for patentability not raised in the
`response will be deemed waived.
`
`3. DUE DATE 2
`The petitioner must file any reply to the patent owner’s response and
`opposition to the motion to amend by DUE DATE 2.
`
`4. DUE DATE 32
`The patent owner must file any reply to the petitioner’s opposition to
`patent owner’s motion to amend by DUE DATE 3.
`
`5. DUE DATE 4
`a.
`Each party must file any motion for an observation on the
`cross-examination testimony of a reply witness (see section C, below) by
`DUE DATE 4.
`
`
`2 Please be advised that, if no Motion or Motions to Amend is or are filed in
`these proceedings, Due Date 3 is moot, and the panel may advance Due
`Dates 4–7 sua sponte.
`
`3
`
`
`
`Case IPR2016-01860 (Patent 8,966,144 B2)
`Case IPR2016-01863 (Patent 8,504,746 B2)
`Case IPR2016-01864 (Patent 6,470,399 B1)
`
`
`Each party must file any motion to exclude evidence (37 C.F.R
`b.
`§ 42.64(c)) and any request for oral argument (37 C.F.R. § 42.70(a)) by
`DUE DATE 4. Parties are advised that the Panel will not authorize motions
`to exclude replies (or portions thereof) alleged to contain arguments that are
`outside the scope of a proper reply under 37 C.F.R. § 42.23(b). The Panel
`will determine whether a party’s reply is outside the scope of a proper reply
`when the Panel reviews all of the parties’ briefs and prepares a final written
`decision.
`6. DUE DATE 5
`a.
`Each party must file any response to an observation on cross-
`examination testimony by DUE DATE 5.
`b.
`Each party must file any opposition to a motion to exclude
`evidence by DUE DATE 5.
`
`7. DUE DATE 6
`Each party must file any reply for a motion to exclude evidence by
`DUE DATE 6.
`
`8. DUE DATE 7
`The oral argument (if requested by either party) is set for DUE
`DATE 7.
`The panel is available to hear oral argument, if requested, at the
`USPTO Headquarters Office in Alexandria, Virginia, the Texas Regional
`Office, in Dallas, Texas, or the Rocky Mountain Regional Office, in Denver,
`Colorado. If the parties have a preference with regard to the above-
`identified locations, the parties are directed each to state the preference in
`
`4
`
`
`
`Case IPR2016-01860 (Patent 8,966,144 B2)
`Case IPR2016-01863 (Patent 8,504,746 B2)
`Case IPR2016-01864 (Patent 6,470,399 B1)
`
`the party’s request for oral argument, including whether the parties agree to
`a stated preference. The Board will set and identify the location in the order
`setting oral argument. Note that the Board may not always be able to honor
`the parties’ preference of hearing location due to the availability of hearing
`room resources and the panel’s needs.
`
`B. CROSS-EXAMINATION
`Except as the parties might otherwise agree, for each due date—
`1.
`Cross-examination begins after any supplemental evidence is
`due. 37 C.F.R. § 42.53(d)(2).
`2.
`Cross-examination ends no later than a week before the filing
`date for any paper in which the cross-examination testimony is expected to
`be used. Id.
`
`C. MOTION FOR OBSERVATION ON CROSS-EXAMINATION
`A motion for observation on cross-examination provides the parties
`with a mechanism to draw the Board’s attention to relevant cross-
`examination testimony of a reply witness because no further substantive
`paper is permitted after the reply. See Office Patent Trial Practice Guide,
`77 Fed. Reg. at 48,768. The observation must be a concise statement of the
`relevance of precisely identified testimony to a precisely identified argument
`or portion of an exhibit. Each observation should not exceed a single, short
`paragraph. The opposing party may respond to the observation. Any
`response must be equally concise and specific.
`
`5
`
`
`
`Case IPR2016-01860 (Patent 8,966,144 B2)
`Case IPR2016-01863 (Patent 8,504,746 B2)
`Case IPR2016-01864 (Patent 6,470,399 B1)
`
`D. MOTION TO AMEND
`
`The parties are reminded that 37 C.F.R. § 42.24 was amended
`effective May 19, 2015, and that the page limits that pertain to motions to
`amend are as follows: any motion to amend is limited to 25 pages;
`Petitioner’s opposition to any motion to amend is limited to 25 pages; and
`Patent Owner’s reply to the opposition to any motion to amend is limited to
`12 pages. 37 C.F.R. §§ 42.24(a)–(c). The claim listing does not count
`towards the page limit for a motion to amend. 37 C.F.R. § 42.24(a)(1).
`
`E. PATENT OWNER RESPONSE AND PETITIONER’S REPLY
`
`Effective May 2, 2016, 37 C.F.R. § 42.24 was amended to provide
`that the patent owner response for an inter partes review is limited to 14,000
`words, and that Petitioner’s reply to the patent owner response is limited to
`5,600 words. See 37 C.F.R. §§ 42.24(b)(2), 42.24(c)(1); Amendments to the
`Rules of Practice for Trials Before the Patent and Trial Appeal Board, Final
`Rule, 81 Fed. Reg. 18,750, 18,765 (April 1, 2016).
`
`F. FORMAT AND FILING OF DOCUMENTS
`
`The parties are reminded that 37 C.F.R. § 42.6 was amended effective
`May 19, 2015, and now requires the use of 14-point, Times New Roman
`proportional font, with normal spacing. The parties should familiarize
`themselves with the requirements of 37 C.F.R. § 42.6. Any filing that does
`not comply with 37 C.F.R. § 42.6 may be expunged.
`
`
`
`
`6
`
`
`
`Case IPR2016-01860 (Patent 8,966,144 B2)
`Case IPR2016-01863 (Patent 8,504,746 B2)
`Case IPR2016-01864 (Patent 6,470,399 B1)
`
`DUE DATE APPENDIX
`
`INITIAL CONFERENCE CALL .............................................. Upon Request
`
`DUE DATE 1 ................................................................................... 7/14/2017
`Patent owner’s response to the petition
`Patent owner’s motion to amend the patent
`
`DUE DATE 2 .................................................................................. 10/16/2017
`Petitioner’s reply to patent owner’s response to petition
`Petitioner’s opposition to motion to amend
`
`DUE DATE 3 ................................................................................. 11/14/2017
`Patent owner’s reply to petitioner’s opposition to motion to amend
`
`DUE DATE 4 ................................................................................... 12/5/2017
`Motion for observation regarding cross-examination of reply witness
`Motion to exclude evidence
`Request for oral argument (see Section A above)
`
`DUE DATE 5 ................................................................................. 12/19/2017
`Response to observation
`Opposition to motion to exclude
`
`DUE DATE 6 ................................................................................. 12/27/2017
`Reply to opposition to motion to exclude
`
`DUE DATE 7 ................................................................................... 1/16/2018
`Oral argument (if requested)
`
`
`7
`
`
`
`Case IPR2016-01860 (Patent 8,966,144 B2)
`Case IPR2016-01863 (Patent 8,504,746 B2)
`Case IPR2016-01864 (Patent 6,470,399 B1)
`
`
`
`
`For PETITIONER:
`
`Lori A. Gordon
`Steven W. Peters
`Yasser Mourtada
`STERNE, KESSLER, GOLDSTEIN & FOX
`lgordon-ptab@skgf.com
`speters-ptab@skgf.com
`ymourtad-ptab@skgf.com
`
`
`
`For PATENT OWNER:
`
`Gregory s. Donahue
`Minghui Yang
`DiNOVO PRICE ELLWANGER & HARDY LLP
`gdonahue@dpelaw.com
`myang@dpelaw.com
`docketing@dpelaw.com
`
`Michael R. Fleming
`IRELL & MANELLA LLP
`mfleming@irell.com
`
`Anthony Meola
`Jason. A. Murphy
`Victor J. Baranowshi
`Arlen L. Olsen
`SCHMEISER, OLSEN & WATTS, LLP
`info@themeolafirm.com
`jmurphy@iplawsa.com
`vbaranowski@iplawusa.com
`aolsen@iplawusa.com
`
`
`8
`
`