`_______________________
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________________
`
`
`
`JOHN CRANE, INC., JOHN CRANE
`PRODUCTION SOLUTIONS, INC. &
`JOHN CRANE GROUP CORP.,
`Petitioners,
`
`v.
`
`
`
`FINALROD IP, LLC,
`Patent Owner.
`
`
`
`________________________
`
`Case IPR2016-01827
`TITLE: SUCKER ROD APPARATUS AND METHOD
`Patent 9,045,951
`________________________
`
`
`
`PATENT OWNER’S PRELIMINARY RESPONSE
`
`UNDER 37 C.F.R. § 42.107
`
`
`
`
`
`
`
`
`
`
`
`IPR2016-01827
`U.S. Patent No. 9,045,951
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`
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`TABLE OF CONTENTS
`
`
`I.
`
`INTRODUCTION ........................................................................................... 1
`
`II.
`
`OVERVIEW OF U.S. PATENT NO. 9,045,951 .............................................. 2
`
`III.
`
`THE ASSERTED GROUNDS .......................................................................... 8
`
`IV.
`
`OVERVIEW OF THE ASSERTED PRIOR ART ............................................... 8
`
`A.
`
`Rutledge ’431............................................................................................. 9
`
`B.
`
`Iwasaki .....................................................................................................13
`
`C. McKay ......................................................................................................14
`
`V.
`
`CLAIM CONSTRUCTION ............................................................................14
`
`A.
`
`Definition of A Person Having Ordinary Skill In the Art ..................16
`
`B.
`
`Disputed Claim Terms ...........................................................................17
`
`1. “determining distribution… of compressive force” ..................................17
`
`2. “to bias distribution of compressive force” .............................................19
`
`3. “confining…to distribute” .......................................................................21
`
`VI.
`
`PETITIONER FAILED TO SHOW A REASONABLE LIKELIHOOD THE
`
`PETITIONER WOULD PREVAIL ................................................................23
`
`A.
`
`Petitioner is Attempting to Shift the Burden to Patent Owner to
`
`Prove Patentability .................................................................................23
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`PATENT OWNER’S PRELIMINARY RESPONSE
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`U.S. Patent No. 9,045,951
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`B.
`
`Petitioner Fails to Provide a Rationale to Combine the Asserted
`
`References ................................................................................................25
`
`1. Petitioner Fails to Identify the Differences Between the Asserted Prior
`
`Art and the Claimed Invention of the ’951 Patent ...................................28
`
`2. Petitioner Has Not Provided Motivation to Modify Rutledge ’431 .........29
`
`3. The Problem Petitioner Relies on as Motivation to Look to Iwasaki and
`
`McKay is Addressed by Rutledge ’431 ....................................................33
`
`C.
`
`Rutledge ’431 Teaches Away From the Claimed Invention of the ’951
`
`Patent .......................................................................................................36
`
`D.
`
`The Petition Should Be Denied Because the Same Prior Art Asserted
`
`in the Petition Was Previously Presented to the USPTO ...................37
`
`E.
`
`Claims 60-63 and 69 are not Unpatentable as obvious over Rutledge
`
`’431 in view of Iwasaki and McKay ......................................................40
`
`1. All Claim Limitations Should Be Given Full Weight ..............................40
`
`2. The Combination of Rutledge ’431, Iwasaki, and McKay Fails to
`
`Disclose, Suggest, or Teach At Least the Following Claim Limitations: 44
`
`VII.
`
`CONCLUSION AND RELIEF REQUESTED...................................................54
`
`
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`PATENT OWNER’S PRELIMINARY RESPONSE
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`ii
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`TABLE OF AUTHORITIES
`
`IPR2016-01827
`U.S. Patent No. 9,045,951
`
`
`
`Cases
`
`Agilent Tech., Inc v. Affymetrix, Inc.,
`
`567 F.3d 1366 (Fed. Cir. 2009) .....................................................................46
`
`Becton, Dickinson, and Co. v. One StockDuq Holdings, LLC,
`
`IPR2013-00235, Paper No. 10 .......................................................................46
`
`Belden Inc. v. Berk-Tek LLC,
`
`610 Fed.Appx. 997 (Fed. Cir. 2015) .............................................................18
`
`Bettcher Indus., Inc. v. Bunzl USA, Inc.,
`
`661 F.3d 629 (Fed. Cir. 2011) .......................................................................46
`
`Boehringer Ingelheim Vetmedica, Inc. v. Schering-Plough Corp.,
`
`320 F.3d 1339 (Fed. Cir. 2003) .....................................................................40
`
`Cisco Systems, Inc. v. C-Cation Technologies, LLC,
`
`IPR2014-00454, Paper No. 12 .......................................................................34
`
`Compressor Products Intern. LLC v. Graco, Inc.,
`
`2013 WL 6865541 (S.D. Tex. November 19, 2013) .....................................43
`
`Depuy Spine, Inc. v. Medtronic Sofamor Danel, Inc.,
`
`567 F.3d 1314 (Fed. Cir. 2009) .....................................................................36
`
`Front Row Technologies, LLC v. MLB Advanced Media, L.P.,
`
`IPR2015-01932, Paper No. 7 .........................................................................37
`
`Graham v. John Deere Co.,
`
`383 U.S. 1 (1966) ...........................................................................................26
`
`Hitzeman v. Rutter,
`
`243 F.3d 1345 (Fed. Cir. 2001) .....................................................................46
`
`In re Cuozzo Speed Techs.,
`
`793 F.3d 1268 (Fed. Cir. 2015) .....................................................................15
`
`PATENT OWNER’S PRELIMINARY RESPONSE
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`IPR2016-01827
`U.S. Patent No. 9,045,951
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`
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`In re Fulton,
`
`391 F.3d 1195 (Fed. Cir. 2004) .....................................................................36
`
`In re Gordon,
`
`733 F.2d 900 (Fed. Cir. 1984) .......................................................................31
`
`In re Hiok Nam Tay,
`
`579 Fed.Appx. 999 (Fed. Cir. 2014) .............................................................19
`
`In re Janski,
`
`508 Fed.Appx. 950 (Fed. Cir. 2013) .............................................................41
`
`In Re Kahn,
`
`441 F.3d 977 (Fed. Cir. 2006) .......................................................................25
`
`In re Magnum Oil Tools Int’l, Ltd.,
`
`829 F.3d 1364 (Fed. Cir. 2016) .....................................................................24
`
`In re Nuvasive, Inc.
`
`– F.3d – (Fed. Cir. December 7, 2016), 2016 WL 7118526 .........................29
`
`In re Ratti,
`
`270 F.2d 810, 123 USPQ 349 (CCPA 1959).................................................32
`
`In re Robertson,
`
`169 F.3d 743 (Fed. Cir. 1999) .......................................................................45
`
`In re Schreiber,
`
`128 F.3d 1473 (Fed. Cir. 1997) .....................................................................42
`
`In re Swinehart,
`
`439 F.2d 210 (CCPA 1971) ...........................................................................42
`
`Intelligent Bio-Sys., Inc. v. Illumina Cambridge, Ltd.,
`
`821 F.3d 1359 (Fed. Cir. 2016) .....................................................................26
`
`KSR Int’l Co. v. Teleflex Inc.,
`
`550 U.S. 398 (2007).......................................................................................27
`
`
`PATENT OWNER’S PRELIMINARY RESPONSE
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`U.S. Patent No. 9,045,951
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`Microsoft Corp. v. Proxyconn, Inc.,
`
`789 F.3d 1292 (Fed. Cir. 2015) .....................................................................15
`
`Paragon Solutions, LLC v. Timex Corp.,
`
`566 F.3d 1075 (Fed. Cir. 2009) .....................................................................43
`
`Phillips v. AWH Corp.,
`
`415 F.3d 1303 (Fed. Cir. 2005) .....................................................................18
`
`Runway Safe LLC v. Engineered Arresting Systems,
`
`IPR2015-01921, Paper No. 9 (February 29, 2016) .......................................35
`
`Secor View Tech. LLC v. Nissan North America, Inc.,
`
`2013 WL 6147788 (D.N.J. November 21, 2013) ..........................................40
`
`Tec Air, Inc. v. Denso Mfg. Mich. Inc.,
`
`192 F.3d 1353 (Fed. Cir. 1999) .....................................................................31
`
`Unigene Labs., Inc. v. Apotex, Inc.,
`
`655 F.3d 1352 (Fed. Cir. 2011) .....................................................................27
`
`Virnetx Inc. v. Apple Inc.,
`
`2016 WL 7174130 (Fed. Cir. December 9, 2016) .........................................30
`
`Vizio, Inc. v. Int’l Trade Commission,
`
`605 F.3d 1330 (Fed. Cir. 2010) .....................................................................41
`
`Statutes
`
`35 U.S.C § 103 .........................................................................................................28
`
`35 U.S.C. § 314 ....................................................................................................1, 23
`
`35 U.S.C. § 316(e) ...................................................................................................25
`
`
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`PATENT OWNER’S PRELIMINARY RESPONSE
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`U.S. Patent No. 9,045,951
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`Other Authorities
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`77 Fed. Reg. 48756, 48763-64 (Aug. 14, 2012) ......................................................15
`
`MPEP § 2112 ...........................................................................................................45
`
`MPEP § 2143.01 ......................................................................................................31
`
`Rules
`
`37 C.F.R. § 42.100(b) ..............................................................................................15
`
`37 C.F.R. § 42.104(b)(3) ..........................................................................................15
`
`37 C.F.R. § 42.104(b)(4) ............................................................................................ 1
`
`37 C.F.R. § 42.24(d) ................................................................................................54
`
`37 C.F.R. § 42.4(a) ..................................................................................................... 1
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`
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`PATENT OWNER’S PRELIMINARY RESPONSE
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`vi
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`I.
`
`INTRODUCTION
`
`An inter partes review may not be instituted unless the information
`
`presented in the Petition “shows that there is a reasonable likelihood that the
`
`petitioner would prevail with respect to at least 1 of the claims challenged in the
`
`petition.” 35 U.S.C. § 314; 37 C.F.R. § 42.4(a). The Board should not institute
`
`inter partes review of U.S. Patent No. 9,045,951 (“the ’951 Patent”) because the
`
`Petition is based on improper claim interpretations, ignores readily apparent
`
`structural and functional distinctions between the claimed invention of the ’951
`
`Patent and the asserted prior art, and fails to meet Petitioner’s burden of showing
`
`obviousness. Thus, there is no reasonable likelihood that the Petitioner would
`
`prevail with respect to any of the challenged claims.
`
`Specifically, the entire Petition and supporting evidence, including the
`
`Declaration of Petitioner’s Expert, Dr. Wooley, fails to provide any analysis of the
`
`claims of the ’951 Patent as properly construed, and fails to identify in the prior art
`
`one of the material elements that exists in every claim of the ’951 Patent.
`
`Therefore, the Petition fails to “specify where each element of the [claimed
`
`invention] is found in the prior art.” 37 C.F.R. § 42.104(b)(4).
`
`Consequently, Petitioner has not met the threshold statutory requirement of
`
`showing that there is a reasonable likelihood that it would prevail with respect to at
`
`least one of the claims challenged in the Petition. See 35 U.S.C. § 314(a).
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`II. OVERVIEW OF U.S. PATENT NO. 9,045,951
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`The ’951 Patent relates, generally, to secondary recovery systems and
`
`methods for use with hydrocarbon and other types of wells, and more specifically,
`
`to improved connectors (e.g., end fittings) and methods usable with strings of
`
`sucker rods made from fiberglass. See Exhibit [1001] at Col. 1, ll. 15-20.
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`In many oil wells, the pressure in the oil reservoir is not sufficient to lift the
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`oil to the surface. In such cases, it is conventional to use a sub-surface pump to
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`force the oil from the well. A pumping unit located at the surface drives the sub-
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`surface pump. The pumping unit is connected to the sub-surface pump by a string
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`of sucker rods. The pumping unit moves the sucker rod string up and down to drive
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`the sub-surface pump. Id. at Col. 1, ll. 63-65 – Col. 2, ll. 1-3.
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`FIG. 12 of the ’951 Patent illustrates a generic pumping system (600). The
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`pumping system (600) includes a pump drive (622), which is a conventional beam
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`pump, or pump jack and is connected to a downhole pump (626) through a sucker
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`rod string (624) inserted into wellbore (628). A sucker rod string (624), comprised
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`of a series of connected sucker rods (610), a series of conventional length rods
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`connected together, or any combination thereof, extends from the downhole pump
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`(626) to the pumping system (600). The pump drive (622) includes a horsehead
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`(622A), a beam (622B), a gearbox (622C) and a motor (622D). Preferably, the
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`sucker rod (610) is a fiberglass or composite rod. Id. at Col. 25, ll. 7-35.
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`The ’951 Patent, Figure 12
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`
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`Conventional sucker rod strings were formed from lengths of steel rod,
`
`having threaded connectors at each end for engaging adjacent segments of rod, to
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`form a string of sufficient length to connect a pump jack to a downhole pump.
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`Because steel is heavy, expensive, and suffers from other inherent difficulties,
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`alternative types of sucker rod materials have been explored, such as fiberglass.
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`Fiberglass offers an equivalent or greater tensile strength than steel, while being
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`both lighter and less costly, enabling a string of fiberglass sucker rods to be
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`reciprocated using less energy and smaller equipment. Fiberglass rods also possess
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`the ability to stretch in an axial direction, such that each stroke of a pump jack can
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`be assisted by the natural expansion and contraction of the sucker rod string,
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`allowing for shorter and more energy efficient strokes. Exhibit [1001] at Col. 1, ll.
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`37-47.
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`For the purpose of illustration, Figure 1 of the ’951 Patent depicts an end
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`fitting (10) that “has a body (12) (e.g., a generally tubular, cylindrical body), with
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`threads (14) at one end thereof for engaging an adjacent object (e.g., a connector
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`engaged with a subsequent section of a sucker rod string).” Id. at Col. 6, ll. 63-66.
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`The end fitting (10) includes an open end (16), to engage the sucker rod segment
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`(32), and a closed end (18) opposite the open end (16). The body (12) of the end
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`fitting is generally hollow, having an interior surface defining a cavity for
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`receiving the sucker rod segment (32) and including a wedge system (13). The
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`wedge system (13) illustrated in FIG. 1 includes an outer wedge (20), an
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`intermediate wedge (22), and an inner wedge (24). A suitable securing material
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`(“resin material”), such as a cured epoxy or other resin, is present in the cavity
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`between the sucker rod segment (32) and the interior surface of the end fitting (10)
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`and fixedly secures the sucker rod segment (32) in the end fitting (10). Id. at Col.
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`6, ll. 63 – Col. 7, ll.12; see also Figure 1.
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`The ’951 Patent, Figure 1
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`Each wedge when viewed in cross-section has a relatively triangular
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`configuration and includes, generally, a leading edge positioned closer to the open
`
`end (16), a trailing edge positioned closer to the closed end (18), and an angle
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`between the leading and trailing edges. Specifically, in FIG. 1, reproduced above,
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`the outer wedge (20) is shown having a first leading edge (26A), a first trailing
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`edge (28A), and a first angle (30A); the intermediate wedge (22) is shown having a
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`second leading edge (26B), a second trailing edge (28B), and a second angle
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`(30B); and the inner wedge (24) is shown having a third leading edge (26C), a
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`third trailing edge (28C), and a third angle (30C). Id. at Col. 7, ll. 13-24.
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` When subjected to a force in the direction of the open end (16), contact
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`between the protruding wedges (29A, 29B, 29C) of resin material extending from
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`the sucker rod segment (32) and the leading edges (26C, 26B, 26A) will distribute
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`compressive force to the sucker rod segment (32) at each of the respective wedge
`
`portions (24, 22, 20). Id. at Col. 7, ll. 43-48.
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`The distribution of force in each wedge portion varies, such that the
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`compressive load applied to the inner wedge portion is greater than the
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`compressive load applied to the intermediate wedge portion, and the compressive
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`load applied to the intermediate wedge portion is greater than the compressive load
`
`applied to the outer wedge portion, enabling compressive forces at the closed end
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`of the body to exceed compressive forces at the open end of the body. Id. at Col. 5,
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`ll. 28-35.
`
`The following Claim 60 is an illustrative claim of the ’951 Patent:
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`60. An end fitting for a fiber composite sucker rod, the end fitting comprising:
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`a body having an interior, a closed end, an open end, and a wedge system
`
`formed in the interior;
`
`the wedge system comprising an outer wedge portion formed in the interior
`
`proximate the open end, the outer wedge portion configured to distribute
`
`compressive force in the sucker rod proximate the open end, the outer wedge
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`portion
`
`in cross-section having a
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`respective outer wedge
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`triangular
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`configuration, the outer wedge triangular configuration comprising an outer
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`leading edge extending between the open end and an outer trailing edge, the
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`outer leading edge intersecting the outer trailing edge at a respective outer
`
`vertex characterized by a respective outer vertex angle, the outer wedge
`
`triangular configuration comprising an imaginary outer triangle base opposite
`
`the outer vertex, the outer wedge triangular configuration determining
`
`distribution by the outer wedge portion of compressive force in the sucker rod
`
`proximate the open end;
`
`the wedge system comprising an inner wedge portion formed in the interior
`
`proximate the closed end, the inner wedge portion configured to distribute
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`compressive force in the sucker rod proximate the closed end, the inner wedge
`
`portion
`
`in cross-section having a
`
`respective
`
`inner wedge
`
`triangular
`
`configuration, the inner wedge triangular configuration comprising an inner
`
`leading edge extending between the closed end and an inner trailing edge, the
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`inner leading edge intersecting the inner trailing edge at a respective inner
`
`vertex characterized by a respective inner vertex angle, the inner wedge
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`triangular configuration comprising an imaginary inner triangle base opposite
`
`the inner vertex, the inner wedge triangular configuration determining
`
`distribution by the inner wedge portion of compressive force in the sucker rod
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`proximate the closed end; and
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`the inner wedge triangular configuration differing from the outer wedge
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`triangular configuration to bias distribution of compressive force in the sucker
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`rod at the end fitting during use, the outer wedge triangular configuration
`
`confining the outer wedge portion to distribute relatively less compressive force
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`in the sucker rod proximate the open end than distributed by the inner wedge
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`portion in the sucker rod proximate the closed end, the inner wedge geometric
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`configuration confining the inner wedge portion to distribute relatively more
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`compressive force in the sucker rod proximate the closed end than distributed
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`by the outer wedge portion in the sucker rod proximate the open end.
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`Id. at Col. 32, ll. 22 – Col. 33, ll. 3.
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`III. THE ASSERTED GROUNDS
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`Petitioner challenges Claims 60-63 and 69 on the following grounds:
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`Claim Challenged
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`Basis
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`60-63, 69
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`§ 103(a)
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`References
`U.S. Patent No. 6,193,431
`(“Rutledge ’431”);
`U.S. Patent No. 4,822,201
`(“Iwasaki”);
`U.S. Patent No. 4,401,396
`(“McKay”)
`
`
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`IV. OVERVIEW OF THE ASSERTED PRIOR ART
`
`Petitioner asserts three references to challenge Claims 60-63 and 69 of the
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`’951 Patent. Despite not providing any rationale as to why or how one of ordinary
`
`skill in the art would have been motivated to combine the asserted references,
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`Petitioner challenges the claims of the ’951 Patent by asserting the references as a
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`group – only generally identifying alleged similarities of the references and not
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`addressing the distinct differences in the disclosure of each reference preventing
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`the references from being combined in an obviousness challenge. The following
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`references are asserted by Petitioner.
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`U.S. Patent No. 9,045,951
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`A. Rutledge ’431
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`Rutledge ’431 discloses an end fitting for a sucker rod comprising a two
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`wedge system defined by a specific structure that creates an even distribution of
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`compressive forces along the end fitting. The Rutledge ’431 structure is a single
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`continuous curved surface that has no distinct edges wherein the curvature
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`approaches the rod asymptotically. Rutledge ’431 does not disclose any specific
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`ratio of lengths of wedge portions, or any distinction in different angles. The only
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`novelty described in the only embodiment disclosed in Rutledge ’431 is the
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`existence of a single asymptotic curve that creates the even distribution of stresses
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`along the end fitting. Rutledge ’431’s only disclosed embodiment is depicted in
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`Figure 25 below.
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`Rutledge ’431, Figure 25
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`The purpose, or intended use, of Rutledge ’431 is to create an even and
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`smooth distribution of forces along the wedge system – the opposite of the claimed
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`invention of the ’951 Patent. Specifically, the goal of Rutledge ’431 is to design
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`sucker rod connectors that “achieve a smooth and continuous dispersal of forces
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`along the rod-connector interface to avoid the concentration of forces thereon in
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`excess of the rod strength.” See Exhibit [1003] at Col. 3, ll. 27-30 (emphasis
`
`added). The wedge acts “to disperse the destructive forces evenly throughout the
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`rod/adhesive/metal interface.” Id. at Col. 3, ll. 50-52. Rutledge ’431 further states:
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`“The desired effect of the wedges on the stress forces acting on them is to disperse
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`the forces, not to concentrate them. The cross-sectional area of the sleeve must
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`change as smoothly as possible so that compressive forces are dispersed equally
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`along the end of the rod, and not concentrated excessively at any portion of the
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`rod.” Id. at Col. 8, ll. 47-52 (emphasis added).
`
`In addition to teaching the desirability of an even distribution of forces,
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`Rutledge ’431 also provides data showing that its claimed wedge system is capable
`
`of equal distribution of stress but may also cause “a higher level of rod based stress
`
`toward the open end of the end fitting.” Ex. [1003] at Col 13, ll. 37-45 (emphasis
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`added); see also FIGS. 8-10.
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`Accordingly, the subject matter described and depicted in Rutledge ’431
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`functions in an opposite manner than the subject matter described and claimed in
`
`the ’951 Patent.
`
`The Test Results of Rutledge ’431’s end fitting show compressive forces
`
`greater at the open end of the end fitting. Rutledge ’431 discloses test results of its
`
`invention as compared
`
`to other configurations of end fitting designs.
`
`Rutledge ’431’s graphical analysis of stress distribution tests on its end fitting
`
`shows that the force is greater at the open end of the end fitting – the direct
`
`opposite of the claimed invention of the ’951 Patent. Rutledge ’431 identified its
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`end fitting as Alpha in the tests. See Exhibit [1003] at Col. 12, ll. 24-42.
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`Rutledge ’431 further defines the z-axis as the axial centerline of the end fitting.
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`See annotated Fig. 7 below.
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`IPR2016-01827
`U.S. Patent No. 9,045,951
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`In graphing
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`the stress distribution across
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`the
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`rod/adhesive area,
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`Rutledge ’431 depicts a generally uniform stress applied across the end fitting with
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`a stress spike at the open end. See annotated Fig. 14 below of the Alpha design.
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`“To confirm that the stress distribution profile is accurate in each model, a
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`comparison of observed stresses are detailed is [sic] ‘INTERNAL CENTERLINE
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`AND EXTERIOR SURFACE,’ as illustrated in ilus. 20-22 (FIGS. 20-22,
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`respectively).” See Exhibit [1003] at Col. 14, ll. 11-15. Rutledge further confirms
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`that the force is greater at the open end of the end fitting: “The Alpha design, illus.
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`20, allows for stress in the rod component to remain equal until very nearly the
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`open end of the end fitting, the last value being that of what the fiberglass rod
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`distal to the end fitting would experience.” Id. at Col. 14, ll. 15-18. Rutledge ’431
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`U.S. Patent No. 9,045,951
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`FIG. 20 is reproduced below with annotations showing a greater force/stress
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`occurring at the open end of the end fitting.
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`Rutledge ’431 discloses two possible results of force application to the
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`described end fitting: 1) equal stress along the entire end fitting, or 2) a greater
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`force at the open end of the end fitting than the closed end. Rutledge does not
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`disclose a force distribution where the force/stress applied at the closed end is
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`greater than the force/stress applied at the open end.
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`B.
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`Iwasaki
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`Iwasaki discloses an end fitting design intended to create an even and
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`uniform stress along the end fitting. Specifically, Iwasaki discloses an end fitting
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`having “uniform frictional pressure,” “uniform axially directed stress,” and
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`U.S. Patent No. 9,045,951
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`creating a design where “the axial stress is more uniform in magnitude.” See
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`Exhibit [1007] at Col. 2, ll. 22-27; Col. 4, ll. 1-2. Similar to Rutledge ’431, Iwasaki
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`teaches only a uniform distribution of stress along the entire end fitting.
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`In addition, Iwasaki makes no mention of varying the angle between a
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`leading edge and trailing edge. Iwasaki only contemplates modifying the angle of
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`inclination, which does not necessarily affect the angle between a leading and
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`trailing edge.
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`C. McKay
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`Similar to Rutledge ’431 and Iwasaki, McKay discloses an end fitting design
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`intended to create an even stress load along the length of the end fitting.
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`Specifically, McKay teaches to “minimize, if not eliminate, any likelihood of stress
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`risers occurring because of uneven loading,” “minimize stress concentration
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`problems,” and to “reduc[e] the possibility of uneven loading.” See Exhibit [1012]
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`at Col. 3, ll. 35-40, 66-68; Col. 4, ll. 1. And similar to Iwasaki, McKay discloses a
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`design in which the angles of inclination differ, but does not disclose, teach, or
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`suggest modifying the angle between a leading edge and a trailing edge of a wedge
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`portion.
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`V. CLAIM CONSTRUCTION
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`Patent claims in an inter partes review of an unexpired patent must be given
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`their broadest reasonable construction to one having ordinary skill in the art. 37
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`U.S. Patent No. 9,045,951
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`C.F.R. § 42.100(b); In re Cuozzo Speed Techs., 793 F.3d 1268, 1278 (Fed. Cir.
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`2015) (“We conclude that Congress implicitly approved the broadest reasonable
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`interpretation standard in enacting the AIA”). However, constructions under the
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`broadest reasonable interpretation standard “cannot be divorced from the
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`specification” and prosecution history and “must be consistent with the one that
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`those skilled in the art would reach.” Microsoft Corp. v. Proxyconn, Inc., 789 F.3d
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`1292, 1298 (Fed. Cir. 2015) (internal quotation marks and citations omitted). “A
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`construction that is unreasonably broad and which does not reasonably reflect the
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`plain language and disclosure will not pass muster” under the broadest reasonable
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`interpretation standard. Id. (internal quotation marks and citation omitted).1
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`The Petitioner is required to identify “[h]ow the challenged claim is to be
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`construed.” 37 C.F.R. § 42.104(b)(3); see Trial Practice Guide, 77 Fed. Reg.
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`48756, 48763-64 (Aug. 14, 2012). Patent Owner disagrees with Petitioner’s
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`1 The broadest reasonable interpretation standard applicable in an IPR is different
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`from
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`the claim construction standards applicable
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`in other proceedings.
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`Accordingly, Patent Owner expressly reserves the right to advocate different
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`claim constructions under the applicable standards in other proceedings involving
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`the ’951 Patent, including district court proceedings currently pending between
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`the parties.
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`IPR2016-01827
`U.S. Patent No. 9,045,951
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`proposed constructions of “determining distribution…of compressive force,” “to
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`bias distribution of compressive force,” and “confining…to distribute.”
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`A. Definition of A Person Having Ordinary Skill In the Art
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`The art of the ’951 Patent is limited to the field of fiberglass sucker rods. See
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`e.g., Exhibit [1001] at Col. 1, ll. 15-20. A person having ordinary skill in the art
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`(“PHOSITA”) for the subject matter of the ’951 Patent at the time of the invention
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`would have had a Bachelor’s degree in an engineering discipline, such as
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`mechanical or petroleum engineering, and at least four years’ experience in the
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`design, development, testing, and use of fiberglass sucker rods and end fittings.
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`Alternatively to formal education, a person of ordinary skill in the art for the ’951
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`Patent would have had at least 10 years of experience in the design, development,
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`testing, and use of fiberglass sucker rods and end fittings. Accordingly, this
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`definition of the level of skill in the art should be adopted in this proceeding.
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`The Petition’s proffered definition of a skilled artisan improperly includes
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`individuals with no experience in designing, developing, and using fiberglass
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`sucker rods. See e.g., Petition at p. 7; Exhibit [1010] at 40. Petitioner’s definition
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`fails to account for the significant distinctions between fiberglass sucker rods, and
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`sucker rods in general, such as steel sucker rods. Design considerations and
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`constraints of end fittings for fiberglass sucker rods are significantly different in
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`that steel sucker rods do not suffer the same problems as fiberglass sucker rods,
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`IPR2016-01827
`U.S. Patent No. 9,045,951
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`such as the concern of distributing forces to prevent a build-up of compressive
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`force that pinch the rod off the end fitting.
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`B. Disputed Claim Terms
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`1. “determining distribution… of compressive force”
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`Petitioner argues that the term “determining distribution…of compressive
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`force,” as found in claims 60 and 63, should be construed to mean “impact the
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`distribution of forces.” Petition at 14. Patent Owner disagrees. Petitioner’s
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`proposed construction is improper because it ignores the claim language itself,
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`which clearly states that the compressive force applied to the sucker rod is
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`determined by – rather than merely impacted or influenced by – the wedges’
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`triangular configuration. See Exhibit [1001] at Col. 32, ll. 38-41 and 54-57 (in
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`independent claim 60, the “triangular configuration