throbber
· · · · · · · · · · · · · · · · · · · · · ·IPR2016-01790
`
`· · · · · · · · · · · · · · ·U.S. Patent No. 9,043,093
`
`· · ·UNITED STATES PATENT AND TRADEMARK OFFICE
`
`· · · · · · · · · ·__________________
`
`· · · BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`· · · · · · · · · ·__________________
`
`·AUTOLIV ASP, INC., NIHON PLAST CO., LTD., NEATON
`
`AUTO PRODUCTS MANUFACTURING INC., TAKATA CORP., TK
`
`· HOLIDINGS, INC., TOYDA GOSEI CO., LTD., HYUNDAI
`
`· ·MOBIS CO., LTD, MOBIS ALABAMA, LLC, AND MOBIS
`
`· · · · · · · · · PARTS AMERICA, LLC.
`
`· · · · · · · · · · · ·Petitioners
`
`· · · · · · · · · · · · · ·vs.
`
`· · · · · · ·AMERICAN VEHICULAR SCIENCES,
`
`· · · · · · · · · · · Patent Owner
`· · · · · · · · · ___________________
`
`· · ·Inter Partes Review Case No. IPR2016-01790
`· · · · · · · · · ·Patent 9,043,093
`
`· · · · DEPOSITION OF DR. STEPHEN W. ROUHANA
`
`· · · · · Taken before Sabrina Boyd, Professional
`
`Reporter and Notary Public in and for the District
`
`of Columbia, on June 8, 2017 at 10:00 a.m., at
`
`Sughrue Mion, PLLC., 2100 Pennsylvania Avenue, NW,
`
`Washington, D.C., 20037-3213, pursuant to Notice
`
`of Taking Deposition filed by the Plaintiff in the
`
`above cause.
`
`

`

`APPEARANCES:
`
`ON BEHALF OF THE TOYODA GOSEI PETITIONERS:
`
`· · · By:· John Bird, Esq.
`
`· · · · · · Sughrue
`
`· · · · · · 2100 Pennsylvania Avenue NW
`
`· · · · · · Washington, DC· 20037
`
`· · · · · · 202-775-7584
`
`· · · · · ·jbird@sughrue.com
`
`ON BEHALF OF TAKATA PETITIONERS:
`
`· · ·By:· ·Brian C. Claassen, Esq.
`
`· · · · · · Shri Abhyankar, Esq.
`
`· · · · · · Knobbe Martens
`
`· · · · · · 2040 Main Street 14th Floor
`
`· · · · · · Irvine, CA· 92614
`
`· · · · · · 949-760-0404
`
`· · · · · · Brian.Classen@Knobbe.com
`
`ON BEHALF OF PETITIONER HYUNDAI MOBIS, MOBILS
`
`ALABAMA, AND MOBIS PARTS AMERICA:
`
`· · ·By:· ·Dae-Hee Cho (Dan), Esq.
`
`· · · · · · Sheppard Mullin Richter & Hampton
`
`· · · · · · LLP12275 El Camino Real, Suite 200
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`· · · · · · San Diego, CA· 02130-2006
`
`· · · · · · 858-720-8924
`
`· · · · · · dcho@sheppardmullin.com
`
`

`

`APPEARANCES CONTINUED:
`
`ON BEHALF OF NIHON PLAST and NEATON AUTO PRODUCTS:
`
`· · ·By:· William Oldach, Esq.
`
`· · · · · ·1909 K Street NW, 9th Floor
`
`· · · · · ·Washington, D.C.· 20006
`
`· · · · · ·202-467-8880
`
`· · · · · ·woldach@vorys.com
`
`ON BEHALF OF THE PATENT OWNER:
`
`· · ·By:· ·Gregory J. Gonsalves, Esq.
`
`· · · · · · Gonsalves Law Firm
`
`· · · · · · 2216 Beacon Lane
`
`· · · · · · Falls Church, VA· 22043
`
`· · · · · · 571-419-7252
`
`

`

`STEPHEN ROUHANA
`AUTOLIV ASP vs AMERICAN VEHICULAR SCIENCES
`
`06/08/2017
`4
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`· · · · · · · · · · · · · - - -
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`· · · · · · · · · · · · I N D E X
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`· · · · · · · · · · · · · - - -
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`Examination by· · · · · · · · · · · · · · · · ·Page
`
`Examination by°
`
`— 888.445.3376
`
`202.898.1108
`
`www.01enderreporting.com
`
`Worldwide Coverage
`
`

`

`·1
`·1· · · ·Thereupon,
`·2· · · · · · · · · ·DR. STEPHEN W. ROUHANA
`
`·3· being sworn by the undersigned Court Reporter
`
`·4· first duly sworn, was examined and testified as
`
`·5· follows:
`
`·6· · · · · · · · ·THE REPORTER:· All right.· Well, I'm
`
`·7· · · · · · going to start off by the witness and
`
`·8· · · · · · then go down, identify yourself.
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`·9· · · · · · · · ·DR. ROUHANA:· Dr. Stephen Rouhana.
`
`10· · · · · · · · ·MR. BIRD:· John Bird of Sughrue Mion,
`
`11· · · · · · on behalf of Toyoda Gosei.
`
`12· · · · · · · · ·MR. CLAASSEN:· Brian Claassen, Knobbe
`
`13· · · · · · Martens on behalf of the Takata
`
`14· · · · · · Petitioners.
`
`15· · · · · · · · ·MS. ABHYANKAR:· Shri Abhyankar and
`
`16· · · · · · Wes Achey, Alston and Bird, on behalf of
`
`17· · · · · · petitioners.
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`18· · · · · · · · ·MR. OLDACH:· Bill Oldach, Vorys,
`
`19· · · · · · Sater for petitioners Nihon Plast and
`
`20· · · · · · Neaton Auto Products.
`
`21· · · · · · · · ·MR. GONSALVES:· Dr. Gregory
`
`22· · · · · · Gonsalves, representing the patent owner
`
`23· · · · · · of American Vehicular Sciences.
`
`24· · · · · · · · ·MR. CHO:· And this is Dan Cho Anoy
`
`25· · · · · · (phonetic).· I'm representing petitioners
`
`

`

`·1· · · · · · Hyundai Mobis, Mobis Alabama, and Mobis
`
`·2· · · · · · Parts America.
`
`·3· · · · · · · · · · ·DIRECT EXAMINATION
`
`·4· BY MR. GONSALVES:
`
`·5· · · ·Q.· Dr. Rouhana, will you please state your
`
`·6· name and address for the record?
`
`·7· · · ·A.· My business address?· Or --
`
`·8· · · ·Q.· That would be fine.
`
`·9· · · ·A.· Okay.· It's Dr. Stephen Rouhana.· And my
`
`10· address is 47526 Cliffer Street, Number 701952,
`
`11· Plymouth, Michigan, 48170.
`
`12· · · ·Q.· And do you understand that you are under
`
`13· oath to testify truthfully?
`
`14· · · ·A.· I do.
`
`15· · · ·Q.· Today I'm going to ask you questions, and
`
`16· if you do not understand the question would you
`
`17· let me know?
`
`18· · · ·A.· I will.
`
`19· · · ·Q.· Is there anything that would prevent you
`
`20· from testifying accurately today?
`
`21· · · ·A.· No.
`
`22· · · ·Q.· Are you taking any medications for any
`
`23· illness that would interfere with your ability to
`
`24· testify accurately?
`
`25· · · ·A.· No.
`
`

`

`·1· · · ·Q.· What do you understand your role to be in
`
`·2· this matter?
`
`·3· · · ·A.· ·I am a witness.· I've -- I’m a witness
`
`·4· who's reviewed the patents in question and I'm
`
`·5· supposed to answer your questions.
`
`·6· · · ·Q.· Just a second.· I have to grab a block
`
`·7· here.
`
`·8· · · ·A.· Oh, I'm sorry.· Just to be clear, today
`
`·9· we're talking about the 790 IPR today.
`
`10· · · ·Q.· That's correct.
`
`11· · · ·A.· And then the 794 tomorrow.
`
`12· · · ·Q.· That's correct.
`
`13· · · ·A.· Okay.
`
`14· · · ·Q.· Dr. Rouhana, I'm going to hand you a
`
`15· document that's previously been marked as Exhibit
`
`16· 1003.· For most of these I have multiple copies,
`
`17· but for a couple of them, I don't.· But you have a
`
`18· copy of this.· And for ones where you need a copy
`
`19· I can e-mail a soft copy to you, and you can --
`
`20· well --
`
`21· · · · · · · · ·MR. BIRD:· If you have the exhibit
`
`22· · · · · · number from the IPR that's fine for us.
`
`23· BY MR. GONSALVES:
`
`24· · · ·Q.· And I'm handing you what's been marked as
`
`25· Exhibit 1003, which is your declaration.· Is that
`
`

`

`·1· correct?
`
`·2· · · ·A.· That is correct.
`
`·3· · · ·Q.· And I assume that you have reviewed your
`
`·4· declaration before coming to this deposition
`
`·5· today?
`
`·6· · · ·A.· That is correct.
`
`·7· · · ·Q.· As you sit here today, is there anything
`
`·8· that you would like to clarify or restate in your
`
`·9· declaration?
`
`10· · · ·A.· No.
`
`11· · · ·Q.· How were you retained in this matter?
`
`12· · · ·A.· I don't understand that question.
`
`13· · · ·Q.· Well, you were retained to serve as an
`
`14· expert in this inter partes review, correct?
`
`15· · · ·A.· Yes.
`
`16· · · ·Q.· And what were the circumstances on which
`
`17· you were retained?
`
`18· · · ·A.· I still don't understand.
`
`19· · · ·Q.· Well, at some point you got hired to work
`
`20· on this case.
`
`21· · · ·A.· That's correct.
`
`22· · · ·Q.· So, and at some point you weren't working
`
`23· on it.
`
`24· · · ·A.· Right.
`
`25· · · ·Q.· So, how did you get to the state where
`
`

`

`·1· you weren't working on it, and then all of a
`
`·2· sudden you were retained to work on it?
`
`·3· · · ·A.· It was a long time ago.· I believe I
`
`·4· received a call from Mr. Bird.
`
`·5· · · ·Q.· ·Have you worked on any other matters for
`
`·6· any of the petitioners in this IPR, and the
`
`·7· petitioners listed on the first page of your
`
`·8· declaration?
`
`·9· · · · · · Have you worked on any other matters for
`
`10· any of the petitioners in this IPR?
`
`11· · · ·A.· Are you talking about legal matters?
`
`12· · · ·Q.· Yes.
`
`13· · · ·A.· I don't believe so.
`
`14· · · ·Q.· This IPR is the only legal matter that
`
`15· you've worked on for any of the petitioners listed
`
`16· on the front page of your declaration?
`
`17· · · ·A.· I believe that's correct.
`
`18· · · ·Q.· What is your billing rate for this inter
`
`19· partes review?
`
`20· · · ·A.· It's $500 per hour.
`
`21· · · ·Q.· And roughly how much have you billed so
`
`22· far on this matter?
`
`23· · · ·A.· For this deposition or the whole matter?
`
`24· · · ·Q.· Since you started working, up until the
`
`25· present day.
`
`

`

`·1· · · ·A.· So far, I believe I've billed around 140
`
`·2· hours.
`
`·3· · · ·Q.· How many times have you been deposed
`
`·4· prior to today?
`
`·5· · · ·A.· In what context?
`
`·6· · · ·Q.· Well, just any context.· Let's start off
`
`·7· with that first.
`
`·8· · · ·A.· I don't know the exact number, but it's
`
`·9· close to 20.
`
`10· · · ·Q.· How many times have you testified at a
`
`11· trial?
`
`12· · · ·A.· Once.
`
`13· · · ·Q.· And of the one trial that you mentioned,
`
`14· did that involve a patent?
`
`15· · · ·A.· No.
`
`16· · · ·Q.· What type of trial was that?
`
`17· · · ·A.· It was a product liability trial.
`
`18· · · · · · · · ·THE REPORTER:· Can you repeat that?
`
`19· · · · · · · · ·THE WITNESS:· It was a product
`
`20· · · · · · liability trial.
`
`21· BY MR. GONSALVES:
`
`22· · · ·Q.· Have you ever worked as an expert in a
`
`23· patent litigation?
`
`24· · · ·A.· Yes.
`
`25· · · ·Q.· About how many times?
`
`

`

`·1· · · ·A.· Two other cases.
`
`·2· · · ·Q.· And for the two patent litigations that
`
`·3· you mentioned, approximate how many were on behalf
`
`·4· of a patent owner?
`
`·5· · · ·A.· Pardon?
`
`·6· · · ·Q.· For the two patent litigations that you
`
`·7· mentioned, were they both for a patent owner, or
`
`·8· were they both for a defendant in the patent
`
`·9· litigation?
`
`10· · · ·A.· I believe they were both for defendant.
`
`11· · · ·Q.· Have you worked on any other inter partes
`
`12· reviews other than this one?
`
`13· · · ·A.· Yes.
`
`14· · · ·Q.· And how many?
`
`15· · · ·A.· I believe two.
`
`16· · · ·Q.· Have you worked on any litigations -- you
`
`17· mentioned that you worked on two patent
`
`18· litigations.· Have you worked as an expert on
`
`19· litigations that were not patent related?
`
`20· · · ·A.· I mentioned previously, I did product
`
`21· liability work.
`
`22· · · ·Q.· How many product liability litigations
`
`23· did you work on, approximately?
`
`24· · · ·A.· I mentioned it was around 20.· I don't
`
`25· know the exact number.· Maybe less, but it was
`
`

`

`·1· close to that.
`
`·2· · · ·Q.· What percentage of your working time this
`
`·3· year in 2017 has been spent working as an expert
`
`·4· in patent cases?
`
`·5· · · ·A.· Most of it.
`
`·6· · · ·Q.· So, would most of it be a very high
`
`·7· percentage?
`
`·8· · · ·A.· Yes.
`
`·9· · · ·Q.· Okay.· Close to 100 percent?
`
`10· · · ·A.· Yes.
`
`11· · · ·Q.· And the same question for the year 2016,
`
`12· what percentage of your working time in 2016 has
`
`13· been spent working as an expert in patent cases?
`
`14· · · ·A.· The same.
`
`15· · · ·Q.· And one more, about 2015?· What
`
`16· percentage of your work and time in 2015 has been
`
`17· spent working as an expert in patent cases?
`
`18· · · ·A.· I started my company in 2015.· I don't
`
`19· think I had any cases.
`
`20· · · ·Q.· To your knowledge has anyone ever asked a
`
`21· court or the patent office to exclude your expert
`
`22· testimony in any of the patent cases that you have
`
`23· worked on?
`
`24· · · ·A.· Not to my knowledge.
`
`25· · · ·Q.· I'm going to hand you an exhibit that has
`
`

`

`·1· been previously marked as TG Exhibit 1001.· And do
`
`·2· you recognize this exhibit?
`
`·3· · · ·A.· I do.
`
`·4· · · ·Q.· What is it?
`
`·5· · · ·A.· It's U.S. Patent 9043093.
`
`·6· · · ·Q.· And during this deposition I will refer
`
`·7· to the patents at issue in this proceeding, Patent
`
`·8· No. 9043093, as the 093 Patent.· Is that okay?
`
`·9· · · ·A.· Yes.
`
`10· · · ·Q.· This way I won't have to recite seven
`
`11· numbers every time I have to ask you a question
`
`12· about the patent.
`
`13· · · · · · Do you know the inventor of the 093
`
`14· Patent, Dr. Breed?
`
`15· · · ·A.· I do.
`
`16· · · ·Q.· How do you know him?
`
`17· · · ·A.· We first met when I was at General
`
`18· Motors, at a conference, I believe.· Or it might
`
`19· have been at a visit to the place where I worked.
`
`20· · · ·Q.· What are the names of, you mentioned the
`
`21· conference, what are the names of some of the
`
`22· conferences that people like you and Dr. Breed
`
`23· attend for automobile safety?
`
`24· · · ·A.· I can answer the conferences that I've
`
`25· attended.· I can't answer for Dr. Breed.· I attend
`
`

`

`·1· the Stapp Car Crash conference, the --
`
`·2· · · · · · · · ·THE REPORTER:· Stapp?
`
`·3· · · · · · · · ·THE WITNESS:· Stapp, S-T-A-P-P.· It's
`
`·4· · · · · · somebody's name.
`
`·5· · · · · · · · ·The Society of Automotive Engineers
`
`·6· · · · · · International Congress.· The Association
`
`·7· · · · · · for the Advancement of Automotive
`
`·8· · · · · · Medicine annual conference.· The
`
`·9· · · · · · International Conference on Experimental
`
`10· · · · · · Safety Vehicles, which is run by the
`
`11· · · · · · government, and there may be others.
`
`12· · · · · · These are some of them.· I don't attend
`
`13· · · · · · every year, but I attend regularly.
`
`14· BY MR. GONSALVES:
`
`15· · · ·Q.· Have you ever heard of an award called
`
`16· the HH Bliss Award?
`
`17· · · ·A.· Not until I read some of the material in
`
`18· this case.
`
`19· · · ·Q.· Do you know what the two letters, HH,
`
`20· stand for?
`
`21· · · ·A.· I do not.
`
`22· · · ·Q.· What is the HH Bliss Award, according to
`
`23· your understanding?
`
`24· · · ·A.· From the material that I read in this
`
`25· case, it appears to have been an award given to
`
`

`

`·1· people who are involved in the early stages of
`
`·2· airbag development.
`
`·3· · · ·Q.· Were you aware that Dr. Breed had
`
`·4· received the HH Bliss Award of Appreciation
`
`·5· through the Inventors and Technical Pioneers of
`
`·6· the Airbag?
`
`·7· · · ·A· ·Only after I read it in the documents of
`
`·8· this case.
`
`·9· · · ·Q.· Did you know that Dr. Breed is the named
`
`10· inventor on over 300 United States Patents?
`
`11· · · ·A.· Not until I read it in the information
`
`12· for this case.
`
`13· · · ·Q.· How long have you been working in the
`
`14· field of vehicular airbag systems?
`
`15· · · ·A.· I started working in the automotive
`
`16· safety field in 1983, at General Motors, in the
`
`17· research laboratories.
`
`18· · · ·Q.· Did vehicular airbag systems have
`
`19· shortcomings in December of 1995, before the
`
`20· invention of the 093 patent?
`
`21· · · ·A.· Airbag systems have always had
`
`22· shortcomings, and they always will because they're
`
`23· made by people.
`
`24· · · ·Q.· And what were the shortcomings in
`
`25· December of 1995, before the invention of the 093
`
`

`

`·1· patent?
`
`·2· · · ·A· ·It depends on the airbag system.
`
`·3· · · ·Q.· Do you mean it depends on the type of
`
`·4· airbag system?
`
`·5· · · ·A.· No.· It depends on the exact design.
`
`·6· · · ·Q.· What were the problems associated with
`
`·7· front airbag systems in December of 1995, before
`
`·8· the invention of the 093 patent?
`
`·9· · · ·A.· Again, it depends on what specific airbag
`
`10· you're talking about.
`
`11· · · ·Q.· Can you think of reasons why vehicular
`
`12· airbag systems were sometimes not effective in
`
`13· December of 1995?
`
`14· · · ·A.· If you show me an airbag system and ask
`
`15· me about that particular and give me all the
`
`16· details, I might be able to elaborate on it.
`
`17· · · ·Q.· Are there some reasons why -- my question
`
`18· wasn't directed to a particular airbag system, but
`
`19· just generally, did airbag systems have instances
`
`20· where they were not effective in December of 1995?
`
`21· · · ·A.· Can you define effective for me?
`
`22· · · ·Q.· Well, I'm actually -- my question is
`
`23· directed to the state of the art of airbags in
`
`24· December of 1995.· And like any field of
`
`25· technology, as science develops, the technology
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`

`

`·1· improves in that area.· So, and the purpose of
`
`·2· airbags is to keep people safe.· Is that correct?
`
`·3· The overall purpose?
`
`·4· · · ·A.· Yeah, and the definition is quite
`
`·5· important here.· There is no safety system that
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`·6· I'm aware of that is 100 percent effective.· The
`
`·7· goal of safety systems is to reduce the risk or
`
`·8· the probability of serious injury or fatality.
`
`·9· · · ·Q.· And the risk of fatality in vehicles with
`
`10· airbag systems was greater in December of 1995
`
`11· than it is today, for example?
`
`12· · · ·A.· That's a general statement that I don't
`
`13· think is something I can answer.· I think very
`
`14· different engineers designing different systems,
`
`15· and some may do a better job than others.· That
`
`16· was true in '95, that's true today.
`
`17· · · ·Q.· What are some of the methods that were
`
`18· used to determine the effectiveness of airbag
`
`19· systems in December of 1995?
`
`20· · · ·A.· So, for a frontal airbag system, hybrid 3
`
`21· dummy of various sizes would be placed out of
`
`22· position, in various positions against the airbag
`
`23· to assess its potential for causing injury, and
`
`24· the same airbag systems would be assessed with
`
`25· dummies of various sizes in position to assess
`
`

`

`·1· their effectiveness when used as intended in a
`
`·2· crash.
`
`·3· · · ·Q.· Do you know what the Abbreviated Injury
`
`·4· Scale is?
`
`·5· · · ·A.· Yes, I do.
`
`·6· · · ·Q.· And what is it?
`
`·7· · · ·A.· It's a scale of threat to life based on
`
`·8· injuries that are specified, and it was developed
`
`·9· by the Association for the Advancement of
`
`10· Automotive Medicine, of which I am a member, and a
`
`11· group of engineers back in, I believe it was the
`
`12· mid '80s.
`
`13· · · ·Q.· Were airbag systems in December of 1995
`
`14· concerned only with front seat passengers in the
`
`15· vehicle?
`
`16· · · ·A.· I believe that's correct for most of
`
`17· them, yes.
`
`18· · · ·Q.· Were airbag systems in the December 1995
`
`19· time period focused on head-on collision?
`
`20· · · · · · · · ·MR. BIRD:· Objection.· Vague.
`
`21· · · · · · · · ·THE REPORTER:· Can you repeat that
`
`22· · · · · · for me?
`
`23· · · · · · · · ·MR. BIRD:· Vague.· Not sure I
`
`24· · · · · · understand the question.
`
`25· · · · · · · · ·MR. GONSALVES:· I think in IPRs
`
`

`

`·1· · · · · · there's only --
`
`·2· · · · · · · · ·MR. BIRD:· Objection to form.
`
`·3· · · · · · · · ·MR. GONSALVES:· -- one attorney
`
`·4· · · · · · that's supposed to make objections.
`
`·5· · · · · · · · ·MR. CLAASSEN:· Okay.· Objection,
`
`·6· · · · · · vague.
`
`·7· · · · · · · · ·MR. GONSALVES:· Okay.
`
`·8· · · · · · · · ·MR. BIRD:· But just to be clear, any
`
`·9· · · · · · of us can make an objection --
`
`10· · · · · · · · ·MR. CLAASSEN:· Yeah, we're all --
`
`11· · · · · · · · ·MR. BIRD:· -- throughout the day.· If
`
`12· · · · · · we need to, we will.
`
`13· BY MR. GONSALVES:
`
`14· · · ·Q.· Okay.· Do you remember the question?
`
`15· · · ·A.· If you could repeat it, that would be
`
`16· helpful.
`
`17· · · ·Q.· Okay.· Were airbag systems in December of
`
`18· 1995 time period, focused on head-on collisions?
`
`19· · · ·A.· I don't think that's an accurate
`
`20· characterization.
`
`21· · · ·Q.· What other type of collisions were airbag
`
`22· systems in December of 1995 focused on?
`
`23· · · ·A.· Airbags were mandated in vehicles, and
`
`24· according to FMVSS-208, that included everything
`
`25· from head-on collisions to plus or minus 30
`
`

`

`·1· degrees of longitudinal.
`
`·2· · · ·Q.· And this was in the December 1995 time
`
`·3· period?
`
`·4· · · ·A.· 208 was earlier than that.
`
`·5· · · ·Q.· Were any side airbag systems installed in
`
`·6· vehicles sold by December of 1995?
`
`·7· · · ·A.· In the late 90s was approximately the
`
`·8· time that side airbags began appearing in
`
`·9· vehicles.· There may have been some.· I don't
`
`10· remember exactly, in '95.
`
`11· · · ·Q.· Would you agree that there are two types
`
`12· of performance standards, one for frontal
`
`13· collisions and one for side collisions?
`
`14· · · ·A.· It's a difficult question to answer. I
`
`15· don't agree with that statement in general.· Yeah.
`
`16· · · ·Q.· Okay.· So, does the United States have
`
`17· performance standards for airbag systems?
`
`18· · · ·A.· Yes.
`
`19· · · ·Q.· Okay.· And there's one type of
`
`20· performance standard in the United States for
`
`21· frontal collision?
`
`22· · · ·A.· Yes.
`
`23· · · ·Q.· And there's one type of performance
`
`24· standard in the United States for side collision?
`
`25· · · ·A.· Are you talking about government
`
`

`

`·1· standards?
`
`·2· · · ·Q.· Right.· U.S. Government.
`
`·3· · · ·A.· To my knowledge there is not a
`
`·4· performance standard.· Well, it's a side impact
`
`·5· standard.· So, how you achieve the performance of
`
`·6· the dummy is immaterial, but the numbers are
`
`·7· important.
`
`·8· · · ·Q.· So, so far you've indicated that in the
`
`·9· United States there's a performance standard for
`
`10· frontal collision and there's a performance
`
`11· standard for side impact.· Is that correct?
`
`12· · · ·A.· Yes.
`
`13· · · ·Q.· Are there any other standards besides
`
`14· those two in the United States?
`
`15· · · ·A.· Yes.
`
`16· · · ·Q.· What are they?
`
`17· · · ·A.· They're rear impact performance
`
`18· standards, rollover performance standards, many
`
`19· others.
`
`20· · · ·Q.· So, so far you've mentioned front, side,
`
`21· rear, and rollover.· Any other performance
`
`22· standards in the United States besides the four
`
`23· that you mentioned?
`
`24· · · ·A.· The Federal Motor Vehicle Safety
`
`25· Standards are replete with standards.· I don't
`
`

`

`·1· know all of them.
`
`·2· · · ·Q.· Can you think of any others besides the
`
`·3· four that you mentioned?
`
`·4· · · ·A.· There are standards for the diameter of
`
`·5· knobs in a vehicle.· There are standards for
`
`·6· electric vehicles in terms of noise, so that they
`
`·7· don't -- so blind people can hear them as they're
`
`·8· coming down the street.· So, there are many
`
`·9· standards.
`
`10· · · ·Q.· I intended my question to be limited to
`
`11· airbag standards.
`
`12· · · ·A.· You didn't say that.
`
`13· · · ·Q.· So, the four that you've mentioned so far
`
`14· have been frontal impact standards, side impact
`
`15· standard, rear -- is rear impact standard a
`
`16· standard for airbag systems?
`
`17· · · ·A.· The government doesn't -- the government
`
`18· doesn't, except in the case of drive airbags in
`
`19· the initial FMVSS-208, the government typically
`
`20· issues a performance standard and they don't care
`
`21· what technology you use to get there, as long as
`
`22· you achieve the performance.
`
`23· · · ·Q.· But, I'm just trying to understand your
`
`24· testimony.· You had mentioned the rear impact
`
`25· standard.
`
`

`

`·1· · · ·A.· Yes.
`
`·2· · · ·Q.· The rear impact standard that you
`
`·3· mentioned, does that relate to airbag systems?
`
`·4· · · ·A.· It could, if you intend to meet -- the
`
`·5· performance standards are a crash test, and if you
`
`·6· intend to meet the regulated values with the crash
`
`·7· dummy, using an airbag, then the performance
`
`·8· standard would apply to that airbag.· But, it's
`
`·9· really a vehicle standard.
`
`10· · · ·Q.· And the rollover performance standards
`
`11· you mentioned also applies to airbags?
`
`12· · · ·A.· Again, if you intend to meet the standard
`
`13· using an airbag, then in that sense it would apply
`
`14· to the airbag.
`
`15· · · ·Q.· So, with respect to airbags, you had
`
`16· mentioned the frontal impact standard, the side
`
`17· impact standard, the rear impact standard, and the
`
`18· rollover standard.· Can you think of any other
`
`19· standards with respect to airbags?
`
`20· · · ·A.· And again, I have to ask what type of
`
`21· standard because there are many different
`
`22· standards organizations in the world.
`
`23· · · ·Q.· So, this, my question is on the United
`
`24· States right now.
`
`25· · · ·A.· Specific to the U.S. Government?
`
`

`

`·1· · · ·Q.· Correct.
`
`·2· · · ·A.· There is a new standard that's under
`
`·3· development, or was under development as I retired
`
`·4· and I haven't followed that, but it's oblique
`
`·5· impact.· Which again, it's not an airbag standard,
`
`·6· it's a crash standard.· But if you use an airbag
`
`·7· to address it then in that sense it would be an
`
`·8· airbag standard.
`
`·9· · · ·Q.· Any other U.S. standards relating to
`
`10· airbags, other than the five that you've
`
`11· mentioned, that you can think of?
`
`12· · · ·A.· Not that I can recall at this moment.
`
`13· · · ·Q.· So, the frontal impact performance
`
`14· standard that you mentioned, did that exist in
`
`15· December of 1995?
`
`16· · · ·A.· Yes.
`
`17· · · ·Q.· The side impact standard that you
`
`18· mentioned, did that exist in December of 1995?
`
`19· · · ·A.· I'm hesitating because the word existence
`
`20· is -- yeah, in early 1990, FMVSS-214, which is the
`
`21· site impact standard, was changed from a simple
`
`22· static test, to a dynamic test.· And for the first
`
`23· time, included rear seats, rear seat occupants, in
`
`24· the standard.
`
`25· · · · · · And the reason I was hesitating is
`
`

`

`·1· because it was phased in over the mid '90s.· And
`
`·2· so, in 1995, it wasn't applying to 100 percent of
`
`·3· the vehicles.· So, that's where I come with -- I'm
`
`·4· not sure whether you would say it existed but --
`
`·5· · · ·Q.· I understand.· So, you had also mentioned
`
`·6· the rear impact standard.
`
`·7· · · ·A.· Yes.
`
`·8· · · ·Q.· Did that exist in December of 1995?
`
`·9· · · ·A.· Not in the form it is today.
`
`10· · · ·Q.· Did it exist in any form?
`
`11· · · ·A.· Yes, there was a -- there was a test, I
`
`12· believe.
`
`13· · · ·Q.· And the rollover performance standard
`
`14· that you mentioned, did that exist in December of
`
`15· 1995?
`
`16· · · ·A.· Not in the same form as today.
`
`17· · · ·Q.· Did it exist in any form?
`
`18· · · ·A.· Yes, I believe so.
`
`19· · · ·Q.· And you also mention an oblique impact
`
`20· standard.· Did that standard exist in December of
`
`21· 1995?
`
`22· · · ·A.· No.
`
`23· · · ·Q.· In December of 1995, were frontal airbags
`
`24· required for cars sold in the United States?
`
`25· · · ·A.· They were required for 100 percent of the
`
`

`

`·1· drivers, and I believe it was still being phased
`
`·2· in for the passengers.
`
`·3· · · ·Q.· Were airbag systems in December of 1995
`
`·4· principally focused on how quickly the airbags
`
`·5· were deployed after sensing an impact?
`
`·6· · · ·A.· No.
`
`·7· · · ·Q.· What is the United States regulation for
`
`·8· frontal impacts?
`
`·9· · · ·A.· Can you be more specific?
`
`10· · · ·Q.· What is its title?
`
`11· · · ·A.· Well, FMVSS-208.· I don't remember the
`
`12· exact title.· Something like, Frontal Crash
`
`13· Performance.
`
`14· · · ·Q.· And what is the title of the performance
`
`15· regulation in the United States for side impacts?
`
`16· · · ·A.· The Federal Motor Vehicle Safety
`
`17· Standard, or FMVSS-214.
`
`18· · · ·Q.· What is the title for the regulation in
`
`19· the United States of the rear impact standard that
`
`20· you mentioned?
`
`21· · · ·A.· I don't recall.· It might be 201.
`
`22· · · ·Q.· And that's --
`
`23· · · ·A.· FMVSS.
`
`24· · · ·Q.· Did FMVSS-201 exist in December of 1995?
`
`25· · · ·A.· I'd have to look.· There was some form of
`
`

`

`·1· rear impact test, but not in the same form as
`
`·2· today.
`
`·3· · · ·Q.· What is the title of the United States
`
`·4· regulation for rollover performance standard?
`
`·5· · · ·A.· I don't recall off-hand.
`
`·6· · · ·Q.· You had mentioned FMVSS-208 and FMVSS-
`
`·7· 214.
`
`·8· · · ·A.· Uh-huh.
`
`·9· · · ·Q.· Did either of those standards have a
`
`10· requirement for preventing harm to passengers from
`
`11· deployment of an airbag?· In December of 1995.
`
`12· · · ·A.· You're talking about either 208 or 214?
`
`13· Is that what you said?
`
`14· · · ·Q.· Correct.
`
`15· · · ·A.· Yes, 208 did.· Oh, I remember the
`
`16· rollover is FMVSS-210.
`
`17· · · ·Q.· So, is it your testimony, I'm just trying
`
`18· to make sure I understood you correctly, is it
`
`19· your testimony that FMVSS-208 did have a
`
`20· requirement for preventing harm to passengers from
`
`21· deployment of the airbag?
`
`22· · · ·A.· It had a --
`
`23· · · ·Q.· In December of 1995.
`
`24· · · ·A.· It had a requirement for assessing the
`
`25· risk of injury to passengers from out of position
`
`

`

`·1· passengers with airbags.
`
`·2· · · ·Q.· And did FMVSS-214, in December of 1995,
`
`·3· have a requirement for preventing harm to
`
`·4· passengers from deployment of an airbag?
`
`·5· · · ·A.· Not to my knowledge, no.
`
`·6· · · ·Q.· What type of injuries could occur to
`
`·7· passengers in December of 1995 from deploying
`
`·8· airbags?
`
`·9· · · ·A.· If you'd show me an airbag I can tell
`
`10· you.
`
`11· · · ·Q.· Well, what type of injuries to passengers
`
`12· in December of 1995 were known to have occurred
`
`13· from any type of airbag deploying?
`
`14· · · ·A.· Abrasions to the skin, lacerations,
`
`15· burns, various skeletal and neurologic injuries.
`
`16· Those are examples.
`
`17· · · ·Q.· Could death also occur to passengers in
`
`18· December 1995 from deploying airbags?
`
`19· · · ·A.· Yes.· I would note that death could also
`
`20· occur when there are no airbag present, and was
`
`21· more likely.
`
`22· · · ·Q.· And I see you have the 093 patent right
`
`23· in front of you.
`
`24· · · ·A.· Yes, sir.
`
`25· · · ·Q.· So, that's convenient.· Could you direct
`
`

`

`·1· your attention to figure 85 at that tab?
`
`·2· · · ·A.· I see it.
`
`·3· · · ·Q.· According to your understanding of the
`
`·4· 093 patent, does it disclose an airbag that spans
`
`·5· the side of the vehicle and is deployed downward
`
`·6· so that it fits between the front seat and the
`
`·7· vehicle's side upon inflation?
`
`·8· · · ·A.· Yes.
`
`·9· · · ·Q.· Can you please take a look at column 93,
`
`10· around line 50?
`
`11· · · ·A.· Pardon?· What line?
`
`12· · · ·Q.· Fifty.
`
`13· · · ·A.· Yes.
`
`14· · · ·Q.· Okay.· Do you see the sentence that says
`
`15· as follows, "This provides substantial support for
`
`16· the airbag and helps prevent the occupant from
`
`17· being ejected from the vehicle, even when the side
`
`18· window glass has broken?
`
`19· · · ·A.· I see that sentence.
`
`20· · · ·Q.· And do you have any reason to believe
`
`21· that the statement that I just read to you from
`
`22· the 093 patent is not accurate?
`
`23· · · ·A.· I'd like to read the rest of the
`
`24· paragraph.
`
`25· · · ·Q.· Sure, go ahead.
`
`

`

`·1· · · ·[Pause.]
`
`·2· · · ·A.· Can you repeat your question?
`
`·3· · · ·Q.· Well, my question was with respect to the
`
`·4· statement that we read at column 93, around line
`
`·5· 50, which reads as follows, "This provides
`
`·6· substantial support for the airbag and helps
`
`·7· prevent the occupant from being ejected from the
`
`·8· vehicle, even when the side window glass has
`
`·9· broken."
`
`10· · · · · · So, do you have any reason to believe
`
`11· that this statement from the 093 patent, is not
`
`12· accurate?
`
`13· · · ·A.· No.
`
`14· · · ·Q.· Do you have an understanding of the term,
`
`15· "ejection mitigation?"
`
`16· · · ·A.· I do.
`
`17· · · ·Q.· What is it?
`
`18· · · ·A.· Ejection mitigation refers to reducing
`
`19· the likelihood of an occupant leaving the vehicle,
`
`20· or part of an occupant, such as an arm, being
`
`21· projected outside the window plane.
`
`22· · · ·Q.· Does the United States Government have a
`
`23· standard that governs ejection mitigation?
`
`24· · · ·A.· We do at the moment.
`
`25· · · ·Q.· And what is it called?
`
`

`

`·1· · · ·A.· I don't recall the number.
`
`·2· · · ·Q.· And this ejection standard wasn't in
`
`·3· place in December of 1995 or before.· Is that
`
`·4· correct?
`
`·5· · · ·A.· That's correct.
`
`·6· · · ·Q.· Is it in place today?
`
`·7· · · ·A.· I know that it was being worked on when I
`
`·8· left Ford.· I'm not sure.· I believe it is, but
`
`·9· I'm not sure.
`
`10· · · ·Q.· Do you remember when the ejection
`
`11· standards was first included in the law?
`
`12· · · ·A.· I don't.
`
`13· · · ·Q.· Can you please turn your attention to
`
`14· Figure 85 of the 093 patent?
`
`15· · · ·A.· Yes.· I'm there.
`
`16· · · ·Q.· Do you see on Item 722 on Figure 85?
`
`17· · · ·A.· I do.
`
`18· · · ·Q.· According to your understanding, is 722
`
`19· the housing that holds the airbag before it's
`
`20· deployed?
`
`21· · · ·A.· I'd like to look in the patent and see
`
`22· what it specifically says.
`
`23· · · ·Q.· Okay.
`
`24· · · ·A.· Yes, that's what it says.
`
`25· · · ·Q.· Is the housing identified by Reference
`
`

`

`·1· No. 722 on the airbag system of the 093 patent,
`
`·2· positioned entirely above the window of the side
`
`·3· doors?
`
`·4· · · ·A.· That's what the patent says.
`
`·5· · · ·Q.· Are you familiar with the term, A-Pillar?
`
`·6· · · ·A.· I am.
`
`·7· · · ·Q.· And what is an A-Pillar?
`
`·8· · · ·A.· An A-Pillar is a structural support for
`
`·9· the roof that is found in the front of the vehicle
`
`10· on either side of the windshield.
`
`11· · · ·Q.· And is it called an A-Pillar because in
`
`12· the older cars it would often be shaped like a
`
`13· letter A?
`
`14· · · ·A.· I don't know.
`
`15· · · ·Q.· Okay.· That's what I seem to remember
`
`16· from when my dad was driving around in the '60s.
`
`17· · · · · · What is the B-Pillar ribbon in an
`
`18· automobile?
`
`19· · · ·A.· The B-Pillar is a multifunctional support
`
`20· structure, which serves as a mounting point for
`
`21· doors in a sedan, as well as a roof support.
`
`22· · · ·Q.· And what is a seat pillar?
`
`23· · · ·A.· A seat pillar is basically another roof
`
`24· support found in the rear of the vehicle, on
`
`25· either side of the back light.
`
`

`

`·1· · · ·Q.· Can you turn your attention to column 94
`
`

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