IPR2016-01739, No. 1045-73 Exhibit - Petitioners Demonstratives (P.T.A.B. Jan. 3, 2018)

Apple Inc., (Petitioner)
`v.
`Realtime Data LLC (Patent Owner)
`
`Demonstratives
`Trial Nos. IPR2016-01737, -01738, and -01739
`U.S. Patent No. 8,880,862
`
`Before Hon. G. W. Braden, Jason J. Chung, and Debra Stephens,
`Administrative Patent Judges
`
`1
`
`APPLE 1045
`Apple v. Realtime Data
`IPR2016-01739
`
`

`Table of Contents
`
`2
`
`
`
`
`
`
`
`
`
`
`
`
`
`4
`5
`6
`
`The ‘862 Patent and the Instituted Challenges
`Overview
`
`
`
`
`
`
`
`Grounds Instituted in Inter Partes Review
`
`
`IPR2016-01737, -01738, & -01739: Issues Relating to Challenges 8
`1.0: The Applied Prior Art is Properly Combined
`
`
`9
`1.1: “Boot Data List” Construction
`
`
`13
`1.2: The Art Discloses Boot Data Lists
`
`
`
`17
`1.3: The Art Discloses Updating Boot Data Lists
`
`
`
`26
`1.4: The Art Renders Obvious Updating in Response to Utilizing
`30
`1.5: “Non-Accessed Boot Data” Construction
`
`31
`1.6: The Art Discloses Disassociating Non-Accessed Boot Data 34
`1.7: The Art Renders Obvious Further Partial Booting 39
`
`

`Table of Contents
`
`3
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`41
`42
`43
`
`IPR2016-01737 & -01738: Amendments
`Amendment Overview
`
`
`
`Prior Art Applied in Oppositions
`
`
`
`44
`IPR2016-01737 & -01738: Issues Relating to Amendments
`45
`2.0: “Preloading” Construction
`
`
`
`
`
`
`50
`2.1: Settsu Performs the Claimed Preloading
`
`
`54
`2.2: Zwiegincew’s Preloading Techniques are Applicable in Settsu
`2.3: The Sukegawa-Dye-Esfahani Combination Performs Preloading 60
`2.4: The Sukegawa-Dye-Kroeker Combination Performs Preloading 62
`2.5: Cost Would have Motivated the Sukegawa Combinations
`65
`2.6: Speed Would have Motivated the Sukegawa Combinations
`72
`
`

`The ’862 Patent and the Instituted Challenges
`
`4
`
`

`Overview
`
`These three related proceedings involve a single
`patent with 117 original claims.
`
`IPR2016-01737 challenges claims 1-4, 6-7, 13,
`23-34, 47-58, 83-96, 99-100, 105-111, 113, and
`116 as obvious over combinations featuring
`Sukegawa as the primary reference.
`
`IPR2016-01738 challenges claims 8-12, 14-22,
`59-82, 101-104, 114-115, and 117 116 as
`obvious over combinations featuring
`Sukegawa as the primary reference.
`
`IPR2016-01739 challenges claims 5, 35-46, 97,
`98, and 112 as obvious over combinations
`featuring Settsu as the primary reference.
`
`US 8,880,862 (“the ’862 Patent”)
`
`See, e.g., IPR2016-01737, Ex. 1001; IPR2016-01737
`Petition; IPR2016-01738 Petition, IPR2016-01739 Petition.
`
`5
`
`

`Grounds Instituted: IPR2016-01737, -01738
`
`Grounds Instituted in Inter Partes Review of the ‘862 Patent – 35 U.S.C. § 103(a)
`
`Prior Art
`
`IPR2016-01737
`
`IPR2016-01738
`
`US Patent No. 5,860,083
`(“Sukegawa”) & US Patent
`No. 6,145,069 (“Dye”)
`
`1–4, 6–7, 13, 23–34, 47–58, 83–96,
`99–100, 105–111, 113, & 116
`
`8–12, 14–22, 59–82, 101–104, 114–115,
`& 117
`
`Sukegawa, Dye, & US
`Patent No. 6,374,353
`(“Settsu”)
`
`1–4, 6–7, 13, 23–34, 47–58, 83–96,
`99–100, 105–111, 113, & 116
`
`8–12, 14–22, 59–82, 101–104, 114–115,
`& 117
`
`Sukegawa, Dye, &
`NPL (“Burrows”)
`
`1–4, 6–7, 13, 23–34, 47–58, 83–96,
`99–100, 105–111, 113, & 116
`
`8–12, 14–22, 59–82, 101–104, 114–115,
`& 117
`
`Sukegawa, Dye, Settsu, &
`Burrows
`
`1–4, 6–7, 13, 23–34, 47–58, 83–96,
`99–100, 105–111, 113, & 116
`
`8–12, 14–22, 59–82, 101–104, 114–115,
`& 117
`
`Sukegawa, Dye, & US
`Patent No. 6,317,818
`(“Zwiegincew”)
`
`1–4, 6–7, 13, 23–34, 47–58, 83–96,
`99–100, 105–111, 113, & 116
`
`8–12, 14–22, 59–82, 101–104, 114–115,
`& 117
`
`6
`
`

`Grounds Instituted: IPR2016-01739
`
`Grounds Instituted in Inter Partes Review of the ‘862 Patent – 35 U.S.C. § 103(a)
`
`Prior Art
`
`IPR2016-01739
`
`Settsu
`
`5, 35–46, & 97
`
`Settsu & Zwiegincew
`
`5, 35–46, 97, 98, & 112
`
`Settsu & Dye
`
`5, 35–46, & 97
`
`Settsu, Zwiegincew, & Dye
`
`5, 35–46, 97, 98, & 112
`
`7
`
`

`IPR2016-01737, -01738, & -01739:
`Issues Relating to Instituted Challenges
`
`8
`
`

`1.0: The Applied Prior Art is Properly Combined
`
`Rebuttal to:
`
`“Each Ground is Defective Because Petitioner’s Combinations Rest on Impermissible Hindsight”
`IPR2016-01737 Pap. 20, 53; IPR2016-01738 Pap. 21, 56.
`
`Petition
`
`IPR2016-01737 Pap. 2, 8
`(reproducing Sukegawa, Fig. 1 (excerpt, annotated)).
`
`IPR2016-01737 Pap. 2, 14
`Dye, Fig. 3 (excerpt, annotated).
`
`9
`
`

`1.0: The Applied Prior Art is Properly Combined
`
`Rebuttal to:
`
`“Each Ground is Defective Because Petitioner’s Combinations Rest on Impermissible Hindsight”
`IPR2016-01737 Pap. 20, 53; IPR2016-01738 Pap. 21, 56.
`
`Petition
`
`Dr. Neuhauser’s Declaration of Sep. 9, 2016
`
`IPR2016-01737 Pap. 2, 16. (reproducing
`Sukegawa, Fig.1 & Dye, Fig. 3 (combined excerpts, annotated).
`
`IPR2016-01737 Ex. 1003, ¶80.
`
`IPR2016-01737 Ex. 1003, ¶81.
`
`IPR2016-01737 Ex. 1003, ¶87.
`
`10
`
`

`1.0: The Applied Prior Art is Properly Combined
`
`Rebuttal to:
`
`“Each Ground is Defective Because Petitioner’s Combinations Rest on Impermissible Hindsight”
`IPR2016-01737 Pap. 20, 53; IPR2016-01738 Pap. 21, 56.
`
`Petitioner’s Reply (Addressing -01737 & -01738 Grounds 2-5)
`
`IPR2016-01737 Pap. 23, 20-21.
`
`IPR2016-01737 Pap. 23, 20.
`
`IPR2016-01737 Pap. 23, 21.
`
`11
`
`

`1.0: The Applied Prior Art is Properly Combined
`
`Settsu
`
`Petition
`
`Settsu, FIG. 12.
`
`IPR2016-01739 Pap. 2, 6.
`
`IPR2016-01739 Pap. 2, 10-11.
`
`12
`
`

`1.1: “Boot Data List” Construction
`
`Rebuttal to:
`
`“The term ‘boot data list’ … should mean ‘record used to identify and load boot data into memory.”
`IPR2016-01737 Pap. 20, 19; -01738 Pap. 21, 18; -01739 Pap. 15, 15.
`
`Petition
`
`’862 Claim 1
`
`IPR2016-01737 Pap. 2, 5;
`-01738 Pap. 5; -01739 Pap. 2, 15.
`
`’862 Patent, 26:38-51 (claim 1).
`
`13
`
`

`1.1: “Boot Data List” Construction
`
`Rebuttal to:
`
`“The term ‘boot data list’ … should mean ‘record used to identify and load boot data into memory.”
`IPR2016-01737 Pap. 20, 19; -01738 Pap. 21, 18; -01739 Pap. 15, 15.
`
`Dr. Neuhauser’s Declaration of Sep. 9, 2016
`
`’862 Patent
`
`IPR2016-01737 Ex. 1003, ¶122.
`
`’862 Patent, Abs.
`
`14
`
`

`1.1: “Boot Data List” Construction
`
`Rebuttal to:
`
`“The term ‘boot data list’ … should mean ‘record used to identify and load boot data into memory.”
`IPR2016-01737 Pap. 20, 19; -01738 Pap. 21, 18; -01739 Pap. 15, 15.
`
`’862 FIG. 7B
`
`’862 Claim 6
`
`’862 Patent, 27:9-25 (claim 6).
`
`’862 Patent, FIG. 7B.
`
`15
`
`

`1.1: “Boot Data List” Construction
`
`Rebuttal to:
`
`“The term ‘boot data list’ … should mean ‘record used to identify and load boot data into memory.”
`IPR2016-01737 Pap. 20, 19; -01738 Pap. 21, 18; -01739 Pap. 15, 15.
`
`Petitioner’s Reply
`
`Ex. 2012
`
`IPR2016-01737 Pap. 23, 4;
`-01738 Pap. 24, 3; -01739 Pap. 17, 4.
`
`IPR2016-01737 Ex. 2012, 2-3 (combined excerpts).
`
`16
`
`

`1.2: The Art Discloses Boot Data Lists
`
`Rebuttal to:
`
`“Petitioner’s Combinations Do Not Disclose or Render Obvious the ‘Boot Data List’ Limitations.’”
`IPR2016-01737 Pap. 20, 25; IPR2016-01738 Pap. 21, 27.
`
`Petitioner’s Reply
`
`Dr. Neuhauser’s Declaration of Sep. 9, 2016
`
`IPR2016-01737 Pap. 23, 7-8.
`
`IPR2016-01737 Ex. 1003, ¶122.
`
`18
`
`

`1.2: The Art Discloses Boot Data Lists
`
`Rebuttal to:
`
`“Petitioner’s Combinations Do Not Disclose or Render Obvious the ‘Boot Data List’ Limitations.’”
`IPR2016-01737 Pap. 20, 25; IPR2016-01738 Pap. 21, 27.
`
`Petitioner’s Reply
`
`’862 Patent
`
`’862 Patent, 3:42-59.
`
`IPR2016-01737 Pap. 23, 8-9.
`
`19
`
`

`1.2: The Art Discloses Boot Data Lists
`
`Rebuttal to:
`
`“Petitioner’s Combinations Do Not Disclose or Render Obvious the ‘Boot Data List’ Limitations.’”
`IPR2016-01737 Pap. 20, 25; IPR2016-01738 Pap. 21, 27.
`
`Petitioner’s Reply
`
`PO’s Response
`
`IPR2016-01737 Pap. 20, 34.
`
`IPR2016-01737 Pap. 23, 9-10.
`
`21
`
`

`1.2: The Art Discloses Boot Data Lists
`
`Rebuttal to:
`
`“Petitioner’s Combinations Do Not Disclose or Render Obvious the ‘Boot Data List’ Limitations.’”
`IPR2016-01737 Pap. 20, 25; IPR2016-01738 Pap. 21, 27.
`
`Petitioner’s Reply
`
`Sukegawa
`
`IPR2016-01737 Pap. 23, 11.
`
`PO’s Response
`
`IPR2016-01737 Pap. 20, 19.
`
`Sukegawa, FIG. 1.
`
`23
`
`

`1.2: The Art Discloses Boot Data Lists
`
`Rebuttal to:
`
`“Petitioner’s Combinations Do Not Disclose or Render Obvious the ‘Boot Data List’ Limitations.’”
`IPR2016-01737 Pap. 20, 25; IPR2016-01738 Pap. 21, 27.
`
`Petitioner’s Reply (Addressing -01737 & -01738 Ground 5)
`
`Dr. Neuhauser’s Declaration of Sep. 9, 2016
`
`IPR2016-01737 Pap. 23, 12.
`
`IPR2016-01737 Ex. 1003, ¶149.
`
`24
`
`

`1.2: The Art Discloses Boot Data Lists
`
`Rebuttal to:
`
`“Petitioner’s Combinations Do Not Disclose or Render Obvious the ‘Boot Data List’ Limitations.’”
`IPR2016-01737 Pap. 20, 25; IPR2016-01738 Pap. 21, 27.
`
`Petitioner’s Reply
`(Addressing -01737 & -01738 Grounds 2 & 4)
`
`Settsu
`
`IPR2016-01737 Pap. 23, 12; -01738 Pap. 24, 10.
`
`Dr. Neuhauser’s Declaration of Sep. 9, 2016
`
`IPR2016-01737 Ex. 1003, ¶146.
`
`Settsu, FIG. 20.
`
`25
`
`

`1.3: The Art Discloses Updating Boot Data Lists
`
`Rebuttal to:
`
`“Each Ground is Defective Because Petitioner’s Combinations Fail to Disclose Claim 5’s ‘Updating the Boot Data List.’”
`IPR2016-01739 Pap. 15, 24.
`
`Petitioner’s Reply
`
`’862 Claim 5
`
`’862 Patent, 26:60-27:8 (claim 5).
`
`IPR2016-01739 Pap. 17, 7-8.
`
`26
`
`

`1.3: The Art Discloses Updating Boot Data Lists
`
`Rebuttal to:
`
`“Each Ground is Defective Because Petitioner’s Combinations Fail to Disclose Claim 5’s ‘Updating the Boot Data List.’”
`IPR2016-01739 Pap. 15, 24.
`
`Petitioner’s Reply
`
`IPR2016-01739 Pap. 17, 10.
`
`IPR2016-01739 Pap. 17, 10-11.
`
`27
`
`

`1.3: The Art Discloses Updating Boot Data Lists
`
`Rebuttal to:
`
`“Each Ground is Defective Because Petitioner’s Combinations Fail to Disclose Claim 5’s ‘Updating the Boot Data List.’”
`IPR2016-01739 Pap. 15, 24.
`
`Petitioner’s Reply
`
`Dr. Neuhauser’s Declaration of Sep. 9, 2016
`
`IPR2016-01739 Pap. 17, 11-12.
`
`IPR2016-01739 Ex. 1003, ¶117.
`
`28
`
`

`1.3: The Art Discloses Updating Boot Data Lists
`
`Rebuttal to:
`
`“Each Ground is Defective Because Petitioner’s Combinations Fail to Disclose Claim 5’s ‘Updating the Boot Data List.’”
`IPR2016-01739 Pap. 15, 24.
`
`Petitioner’s Reply (Addressing -01739 Grounds 2 & 4)
`
`IPR2016-01739 Pap. 17, 13.
`
`IPR2016-01739 Pap. 17, 20-21.
`
`29
`
`

`1.4: The Art Renders Obvious Updating in Response to Utilizing
`
`Rebuttal to:
`
`“Petitioner’s Combinations Do Not Render Obvious Claim 112’s
`“Updating the Boot Data List” in Response to the “Utilizing” Step.’” IPR2016-01739 Pap. 15, 41.
`
`Petitioner’s Reply
`
`Dr. Neuhauser’s Declaration of Sep. 9, 2016
`
`IPR2016-01739 Ex. 1003, ¶¶207-208.
`
`IPR2016-01739 Pap. 17, 20-21.
`
`30
`
`

`1.5: “Non-Accessed Boot Data” Construction
`
`Rebuttal to:
`
`“The term ‘non-accessed boot data’ … should mean[ ] ‘boot data identified in the boot data list that was not
`requested during system boot-up.’” IPR2016-01737 Pap. 20, 25; -01738 Pap. 21, 23; -01739 Pap. 15, 20.
`
`’862 Claims
`
`Petitioner’s Reply
`
`’862 Patent, 31:39-42 (claim 96).
`
`’862 Patent, 32:58-61 (claim 100).
`
`’862 Patent, 33:1-4 (claim 102).
`
`IPR2016-01737 Pap. 23, 5;
`-01738 Pap. 24 4-5; -01739 Pap. 17, 5.
`
`’862 Patent, 33:9-13 (claim 104).
`
`31
`
`

`1.5: “Non-Accessed Boot Data” Construction
`
`Rebuttal to:
`
`“The term ‘non-accessed boot data’ … should mean[ ] ‘boot data identified in the boot data list that was not
`requested during system boot-up.’” IPR2016-01737 Pap. 20, 25; -01738 Pap. 21, 23; -01739 Pap. 15, 20.
`
`Petitioner’s Reply
`
`’862 Prosecution History
`
`IPR2016-01737 Pap. 23, 5-6;
`-01738 Pap. 24, 5; -01739 Pap. 17, 5-6.
`
`IPR2016-01737 Ex. 1002 (Part 1), 156.
`
`“As a non-limiting example, Applicant respectfully
`directs the Examiner to … removing from the list any
`boot data previously stored in the list and not request
`by the computer system.” IPR2016-01737 Ex. 1014, 3
`(emphasis removed).
`
`32
`
`

`1.6: The Art Discloses Disassociating Non-Accessed Boot Data
`
`Rebuttal to:
`
`“Petitioner’s Combinations Do Not Disclose or Render Obvious the ‘Boot Data List’ Limitations.’”
`IPR2016-01737 Pap. 20, 25; IPR2016-01738 Pap. 21, 27.
`
`’862 Claims
`
`Petitioner’s Reply
`
`’862 Patent, 31:39-42 (claim 96).
`
`’862 Patent, 32:58-61 (claim 100).
`
`’862 Patent, 33:1-4 (claim 102).
`
`’862 Patent, 33:9-13 (claim 104).
`
`IPR2016-01737 Pap. 23, 13.
`
`34
`
`

`1.6: The Art Discloses Disassociating Non-Accessed Boot Data
`
`Rebuttal to:
`
`“Petitioner’s Combinations Do Not Disclose or Render Obvious the ‘Boot Data List’ Limitations.’”
`IPR2016-01737 Pap. 20, 25; IPR2016-01738 Pap. 21, 27.
`
`Petitioner’s Reply
`
`Dr. Neuhauser’s Declaration of Sep. 9, 2016
`
`IPR2016-01737 Pap. 23, 13-14.
`
`IPR2016-01737 Ex. 1003, ¶658.
`
`IPR2016-01737 Pap. 23, 14.
`
`35
`
`

`1.6: The Art Discloses Disassociating Non-Accessed Boot Data
`
`Rebuttal to:
`
`“Petitioner’s Combinations Do Not Disclose or Render Obvious the ‘Boot Data List’ Limitations.’”
`IPR2016-01737 Pap. 20, 25; IPR2016-01738 Pap. 21, 27.
`
`Petition
`
`Dr. Neuhauser’s Declaration of Sep. 9, 2016
`
`IPR2016-01737 Pap. 2, 5.
`
`IPR2016-01737 Ex. 1003, ¶660.
`
`36
`
`

`1.6: The Art Discloses Disassociating Non-Accessed Boot Data
`
`Rebuttal to:
`
`“Petitioner’s Combinations Do Not Disclose or Render Obvious the ‘Boot Data List’ Limitations.’”
`IPR2016-01737 Pap. 20, 25; IPR2016-01738 Pap. 21, 27.
`
`Petitioner’s Reply (Addressing -01737 & -01738 Ground 5) Dr. Neuhauser’s Declaration of Sep. 9, 2016
`
`IPR2016-01737 Pap. 23, 15-16.
`
`IPR2016-01737 Ex. 1003, ¶214.
`Petition
`
`IPR2016-01737 Pap. 2, 71.
`37
`
`

`1.6: The Art Discloses Disassociating Non-Accessed Boot Data
`
`Rebuttal to:
`
`“Each Ground is Defective Because Petitioner’s Combinations Do Not Render Obvious Claim 98’s
`‘Disassociating Non-Accessed Boot Data from the Boot Data List.’” IPR2016-01739 Pap. 15, 37.
`
`Petitioner’s Reply
`
`IPR2016-01739 Pap. 17, 17.
`
`IPR2016-01739 Pap. 17, 19.
`
`38
`
`

`1.7: The Art Renders Obvious Further Partial Booting
`
`Rebuttal to:
`
`“Sukegawa Does Not Teach … Utilizing the Stored Additional Portion of the Operating System
`to at Least Further Partially Boot the Computer System.’” IPR2016-01738 Pap. 21, 78.
`
`’862 Claim 9
`
`Petition
`
`’862 Patent, 27:55-63 (claim 9).
`
`IPR2016-01738 Pap. 2, 24.
`Sukegawa
`
`Sukegawa, 6:32-44.
`39
`
`

`1.7: The Art Renders Obvious Further Partial Booting
`
`Rebuttal to:
`
`“Sukegawa Does Not Teach … Utilizing the Stored Additional Portion of the Operating System
`to at Least Further Partially Boot the Computer System.’” IPR2016-01738 Pap. 21, 78.
`
`Petition
`
`Sukegawa
`
`IPR2016-01738 Pap. 2, 24.
`
`Sukegawa, 8:30-36.
`
`IPR2016-01738 Pap. 2, 25.
`
`Sukegawa, FIG. 1.
`
`40
`
`

`Amendments
`
`IPR2016-01737 & -01738:
`IPR2016-01737 & -01738:
`Amendments
`
`41
`41
`
`

`Amendment Overview
`
`IPR2017-01737: Patent Owner requested that,
`“[i]n the event the Board finds independent claims
`8, 11, and 14 unpatentable,” the Board grant its
`motion to amend and issue corresponding
`substitute claims 118, 122, and 124.
`
`Substitute dependent claims 119-121, 123, and
`125-173 were said to have been “amended only
`to reflect their new dependency from the
`amended substitute independent claims.”
`
`IPR2017-01738: Patent Owner requested that,
`“[i]n the event the Board finds independent claims
`8, 11, and 14 unpatentable,” the Board grant its
`motion to amend and issue corresponding
`substitute claims 174, 177, and 179.
`
`Substitute dependent claims 175-176, 178, and
`179-218 were said to have been “amended only
`to reflect their new dependency from the
`amended substitute independent claims.”
`
`IPR2016-01737 Pap. 19, 1.
`
`IPR2016-01737 Pap. 19, 2-3.
`
`IPR2016-01737 Pap. 19, 3.
`
`See, e.g., IPR2017-01737, Pap. 19, 1-4; IPR2017-01738,
`Pap. 20, 1-4.
`
`42
`
`

`Prior Art Applied in Oppositions
`
`Prior Art Applied to Patent Owner’s Proposed Substitute Claims
`
`Prior Art
`
`IPR2016-01737
`
`IPR2016-01738
`
`US Patent No. 6,374,353
`(“Settsu”).
`
`Claims 118-173. See Pap. 24, 9-25;
`Pap. 37, 8-10; Pap. 43, 2-3.
`
`Claims 174-218. See Pap. 25, 9-25;
`Pap. 39, 8-11; Pap. 45, 2-3.
`
`Settsu & US Patent No.
`6,317,818 (“Zwiegincew”).
`
`Claims 118-173. See Pap. 24, 9-25;
`Pap. 37, 8-12; Pap. 43, 2-3.
`
`Claims 174-218. See Pap. 25, 9-25; Pap.
`39, 8-12; Pap. 45, 2-3.
`
`US Patent No. 5,860,083
`(“Sukegawa”) & US Patent
`No. 6,145,069 (“Dye”).
`
`Sukegawa, Dye, & US
`Patent No. 6,073,232
`(“Kroeker”).
`
`Sukegawa, Dye, & US
`Patent No. 6,434,695
`(“Esfahani”).
`
`Claims 118-173. See Pap. 24, 6-8.
`
`Claims 174-218. See Pap. 25, 6-8.
`
`Claims 118-173. See Pap. 37, 1-2, 5-
`8; Pap. 43, 3-5.
`
`Claims 174-218. See Pap. 39, 1-2, 5-8;
`Pap. 45, 3-5.
`
`Claims 118-173. See Pap. 37, 1-5;
`Pap. 43, 3-5.
`
`Claims 174-218. See Pap. 39, 1-5; Pap.
`45, 3-5.
`
`43
`
`

`IPR2017-01737 & -01738:
`Issues Relating to Amendments
`
`44
`
`

`2.0: “Preloading” Construction
`
`Rebuttal to:
`
`“the [BRI] of ‘preloading’ cannot include beginning to load operating system boot
`data only after receiving a request for that data over [the] computer bus.” Pap. 31, 5.
`
`Petitioner’s Supplemental Reply
`
`Exemplary Amended Claim 118
`
`IPR2016-01737 Pap. 43, 1
`
`“Notably absent … is language requiring that
`preloading ‘must begin before a request for the
`boot data has been received over the [the]
`computer bus’” IPR2016-01737 Pap. 43, 1.
`
`IPR2016-01737 Pap. 19, iii (Claim 118)
`
`45
`
`

`2.0: “Preloading” Construction
`
`Rebuttal to:
`
`“the [BRI] of ‘preloading’ cannot include beginning to load operating system boot
`data only after receiving a request for that data over [the] computer bus.” Pap. 31, 5.
`
`Petitioner’s Supplemental Reply
`
`’862 Patent
`
`IPR2016-01365 Patent Owner’s Response
`
`IPR2016-01737 Pap. 43, 1
`
`’862 Patent, 1:5-15
`
`IPR2016-01365 (’608) Patent Owner’s Response, 12
`
`46
`
`

`2.0: “Preloading” Construction
`
`Rebuttal to:
`
`“the [BRI] of ‘preloading’ cannot include beginning to load operating system boot
`data only after receiving a request for that data over [the] computer bus.” Pap. 31, 5.
`
`Transcript of November 2, 2017
`Deposition of Dr. Back
`
`“So you’re asking if a person of skill would
`have the same understanding of the term
`‘preloading’ when reading the claims of the
`‘608 patent and the amended claims of the
`‘862 patent?”
`
`“I would say they would have the same
`understanding.” (emphasis added)
`
`IPR2016-01737 Ex. A-1046, 82:18-83:8.
`
`47
`
`

`2.0: “Preloading” Construction
`
`Rebuttal to:
`
`“the [BRI] of ‘preloading’ cannot include beginning to load operating system boot
`data only after receiving a request for that data over [the] computer bus.” Pap. 31, 5.
`
`Petitioner’s Supplemental Reply
`
`’862 Patent
`
`IPR2016-01737 Pap. 43, 1
`
`’862 Patent, 21:3-12
`
`’862 Patent, 21:43-59
`
`48
`
`

`2.0: “Preloading” Construction
`
`Rebuttal to:
`
`“the [BRI] of ‘preloading’ cannot include beginning to load operating system boot
`data only after receiving a request for that data over [the] computer bus.” Pap. 31, 5.
`
`Transcript of November 2, 2017
`Deposition of Dr. Back
`
`Q: “…in your opinion, would a [POSITA]
`have understood that the data storage
`controller may receive requests for preloaded
`boot data while it is preloading other boot
`data?”
`
`A: “Yes that is correct … it is possible for
`the data storage controller to – to engage
`in the preloading process while already
`servicing requests for preloaded data
`during that second phase where booting and
`preloading may be performed
`simultaneously….” (emphases added).
`
`IPR2016-01737 Ex. A-1046, 120:13-121:11.
`
`49
`
`

`2.1: Settsu Performs the Claimed Preloading
`
`Rebuttal to:
`
`“Settsu … does not teach ‘preloading’ within the
`broadest reasonable Interpretation of that term.” Pap. 31, 5.
`
`Petitioner's Supplemental Opposition
`
`Settsu
`
`Settsu FIG. 12 (as reproduced in -01737 Pap. 24, 11).
`
`IPR2016-01737 Pap. 37, 10
`(citing Settsu, Abs. 8:21-35, FIG. 12).
`
`50
`
`

`2.1: Settsu Performs the Claimed Preloading
`
`Rebuttal to:
`
`“Settsu … does not teach ‘preloading’ within the
`broadest reasonable Interpretation of that term.” Pap. 31, 5.
`
`Petitioner's Supplemental Opposition
`
`Settsu
`
`IPR2016-01737 Pap. 37, 10
`(citing Settsu, Abs. 8:21-35, FIG. 12).
`
`Settsu, Abs.
`
`Settsu, 8:28-35.
`
`51
`
`

`2.1: Settsu Performs the Claimed Preloading
`
`Rebuttal to:
`
`“Settsu … does not teach ‘preloading’ within the
`broadest reasonable Interpretation of that term.” Pap. 31, 5.
`
`Petitioner's Supplemental Opposition
`
`Settsu
`
`IPR2016-01737 Pap. 37, 10
`(citing Settsu,12:6-16, 15:62-16:4).
`
`’862 Patent
`
`Settsu, 12:6-16.
`
`’862 Patent, 21:43-59
`
`52
`
`

`2.1: Settsu Performs the Claimed Preloading
`
`Rebuttal to:
`
`“Settsu … does not teach ‘preloading’ within the
`broadest reasonable Interpretation of that term.” Pap. 31, 5.
`
`Petitioner's Supplemental Reply
`
`Settsu
`
`IPR2016-01737 Pap. 43, 2
`(citing Settsu,3:6-25, 13:49-15:5).
`
`Settsu, 3:6-25.
`
`53
`
`

`2.2: Zwiegincew’s Preloading Techniques are Applicable in Settsu
`
`Rebuttal to:
`
`“Zwiegincew cannot be combined with Settsu.” Pap. 31, 8
`
`Petitioner's Supplemental Opposition
`
`Settsu
`
`IPR2016-01737 Pap. 37, 11.
`
`Settsu, 11:31-33.
`
`Settsu, 14:26-28.
`
`Zwiegincew
`
`Zwiegincew, 2:12-14.
`
`54
`
`

`2.2: Zwiegincew’s Preloading Techniques are Applicable in Settsu
`
`Rebuttal to:
`
`“Zwiegincew cannot be combined with Settsu.” Pap. 31, 8
`
`Petitioner's Supplemental Opposition
`
`Settsu
`
`Settsu, FIG. 17
`(excerpt).
`
`IPR2016-01737 Pap. 37, 11-12
`(citing Settsu, 16:7-17:62, FIGS. 17-20).
`
`Settsu, FIG. 20.
`
`55
`
`

`2.2: Zwiegincew’s Preloading Techniques are Applicable in Settsu
`
`Rebuttal to:
`
`“Zwiegincew cannot be combined with Settsu.” Pap. 31, 8
`
`Petitioner's Supplemental Opposition
`
`Settsu
`
`IPR2016-01737 Pap. 37, 12.
`
`Zwiegincew
`
`Settsu, 17:48-62.
`
`Zwiegincew, 2:12-14.
`
`56
`
`

`2.2: Zwiegincew’s Preloading Techniques are Applicable in Settsu
`
`Rebuttal to:
`
`“Zwiegincew cannot be combined with Settsu.” Pap. 31, 8
`
`Petitioner's Supplemental Reply
`
`Transcript of November 2, 2017
`Deposition of Dr. Back
`
`IPR2016-01737 Ex. A-1046, 146:3-12.
`
`IPR2016-01737 Pap. 37, 2-3.
`
`IPR2016-01737 Ex. A-1046, 148:2-8.
`
`57
`
`

`2.2: Zwiegincew’s Preloading Techniques are Applicable in Settsu
`
`Rebuttal to:
`
`“Zwiegincew cannot be combined with Settsu.” Pap. 31, 8
`
`Petitioner's Supplemental Reply
`
`Petitioner’s Opposition
`
`Opposition, 13 (citing Settsu, 16:7-17:62, FIG. 20).
`
`IPR2016-01737 Pap. 37, 2-3.
`
`Opposition, 14-15 (citing Settsu, 16:7-17:62, FIG. 20).
`
`58
`
`

`2.2: Zwiegincew’s Preloading Techniques are Applicable in Settsu
`
`Rebuttal to:
`
`“Zwiegincew cannot be combined with Settsu.” Pap. 31, 8
`
`Petitioner's Supplemental Reply
`
`Settsu
`
`IPR2016-01737 Pap. 37, 3.
`
`Settsu, 16:15-30.
`
`Settsu, 17:48-62.
`
`59
`
`

`2.3: The Sukegawa-Dye-Esfahani Combination Preloads
`
`Rebuttal to:
`
`“Esfahani does not teach ‘preloading,’ either alone or in combination.” Pap. 39, 10
`
`Petitioner’s Supplemental Opposition Brief
`
`IPR2016-01737 Pap. 37, 2.
`
`IPR2016-01737 Pap. 37, 3.
`
`60
`
`

`2.3: The Sukegawa-Dye-Esfahani Combination Preloads
`
`Rebuttal to:
`
`“Esfahani does not teach ‘preloading,’ either alone or in combination.” Pap. 39, 10
`
`Petitioner’s Supplemental Reply
`
`’862 Patent
`
`IPR2016-01737 Pap. 43, 3.
`
`IPR2016-01737 Pap. 43, 1
`
`’862 Patent, 21:43-59
`
`61
`
`

`2.4: The Sukegawa-Dye-Kroeker Combination Preloads
`
`Kroeker
`
`Transcript of December 7, 2017
`Deposition of Dr. Back
`
`Kroeker, Abs.
`
`IPR2016-01737 Ex. A-1047,
`112:19-113:4.
`
`62
`
`

`2.4: The Sukegawa-Dye-Kroeker Combination Preloads
`
`Petitioner’s Supplemental Reply
`
`Petitioner’s Supplemental Reply
`
`PO’s Supplemental Response ISO Motion to Amend
`
`IPR2016-01737 Pap. 43, 1
`
`IPR2016-01737 Pap. 43, 3-4.
`
`IPR2016-01737 Pap. 39, 10
`
`63
`
`

`2.4: The Sukegawa-Dye-Kroeker Combination Preloads
`
`Petitioner’s Supplemental Opposition Brief
`
`IPR2016-01737 Pap. 37, 5.
`
`IPR2016-01737 Pap. 37, 6-7.
`
`64
`
`

`2.5: Cost Would have Motivated the Sukegawa Combinations
`
`Rebuttal to:
`
`“The evidence refutes the alleged ‘cost’ motivation.” Pap. 39, 3
`
`Petitioner’s Supplemental Reply
`
`Patent Owner’s Evidence
`
`PC Magazine, 12/1/99, 4
`(Ex. 2029)
`
`PC Magazine, 3/7/00, 5
`(Ex. 2029)
`
`PC Magazine, 3/21/00, 5
`(Ex. 2029)
`
`IPR2016-01737 Pap. 43, 4-5.
`
`PC Magazine, 12/1/99, 3
`(Ex. 2029)
`
`PC Magazine, 3/7/00, 4
`(Ex. 2029)
`
`PC Magazine, 3/21/00, 4
`(Ex. 2029)
`
`65
`
`

`2.5: Cost Would have Motivated the Sukegawa Combinations
`
`Rebuttal to:
`
`“The evidence refutes the alleged ‘cost’ motivation.” Pap. 39, 3
`
`Petitioner’s Supplemental Reply
`
`Patent Owner’s Evidence
`
`“Fits most desktops”
`Ex. 2029, 4.
`
`PC Magazine, 12/1/99, 4 (Ex. 2029)
`
`IPR2016-01737 Pap. 43, 4-5.
`
`PC Magazine, 12/1/99, 3 (Ex. 2029)
`
`“These are the
`squarish, nonvolatile
`memory card
`formats used in
`digital cameras …
`and the like.”
`Ex. 2029, 3.
`
`66
`
`

`2.5: Cost Would have Motivated the Sukegawa Combinations
`
`Rebuttal to:
`
`“The evidence refutes the alleged ‘cost’ motivation.” Pap. 39, 3
`
`Petitioner’s Supplemental Reply
`
`Patent Owner’s Evidence
`
`IPR2016-01737 Pap. 43, 5.
`
`PC Magazine, 12/1/99, 4
`(Ex. 2029)
`
`PC Magazine, 3/7/00, 5
`(Ex. 2029)
`
`PC Magazine, 3/21/00, 5
`(Ex. 2029)
`
`PC Magazine, 12/1/99, 3
`(Ex. 2029)
`
`PC Magazine, 3/7/00, 4
`(Ex. 2029)
`
`PC Magazine, 3/21/00, 4
`(Ex. 2029)
`
`67
`
`

`2.5: Cost Would have Motivated the Sukegawa Combinations
`
`Rebuttal to:
`
`“The evidence refutes the alleged ‘cost’ motivation.” Pap. 39, 3
`
`Petitioner’s Supplemental Reply
`
`Transcript of Nov. 2, 2017 Deposition of Dr. Back
`
`IPR2016-01737 Pap. 43, 5.
`
`“a [POSITA] would probably be
`discouraged from the use of non-
`volatile memory for a number of
`reasons, one which is the higher
`price of the memory.”
`
`IPR2016-01737 Ex. A-1046, 58:9-59:1.
`
`69
`
`

`2.5: Cost Would have Motivated the Sukegawa Combinations
`
`Rebuttal to:
`
`“The evidence refutes the alleged ‘cost’ motivation.” Pap. 39, 3
`
`Petitioner’s Supplemental Reply
`
`Transcript of Nov. 2, 2017 Deposition of Dr. Back
`
`IPR2016-01737 Pap. 43, 5.
`
`“[T]he use of non-volatile memory
`is not necessary or beneficial for
`the envisioned preloading …. I can
`think of additional reasons,
`including the slower speed and
`likely the high expense associated
`with non-volatile memory.”
`
`IPR2016-01737 Ex. A-1046, 66:8-66:19.
`
`70
`
`

`2.5: Cost Would have Motivated the Sukegawa Combinations
`
`Rebuttal to:
`
`“The evidence refutes the alleged ‘cost’ motivation.” Pap. 39, 3
`
`Petitioner’s Supplemental Reply
`
`Transcript of Nov. 2, 2017 Deposition of Dr. Back
`
`IPR2016-01737 Pap. 43, 5.
`
`“I would not have cited to this
`statement if I had disagreed with
`it.”
`
`“Volatile memory is faster, is
`cheaper, and … the use of non-
`volatile memory is neither
`necessary, nor beneficial.”
`
`IPR2016-01737 Ex. A-1046, 60:12-21.
`
`IPR2016-01737 Ex. A-1046, 50:10-51:1.
`
`71
`
`

`2.6: Speed Would have Motivated the Sukegawa Combinations
`
`Rebuttal to:
`
`“The evidence refutes the alleged ‘speed’ motivation.” Pap. 39, 5
`
`Nov. 10 Declaration of Dr. Neuhauser
`
`IPR2016-01737 Ex. A-1043, ¶22.
`
`IPR2016-01737 Ex. A-1043, ¶23.
`
`IPR2016-01737 Ex. A-1043, ¶47.
`
`IPR2016-01737 Ex. A-1043, ¶48.
`
`72
`
`

`2.6: Speed Would have Motivated the Sukegawa Combinations
`
`Rebuttal to:
`
`“The evidence refutes the alleged ‘speed’ motivation.” Pap. 39, 5
`
`Petitioner’s Supplemental Reply
`
`Kroeker
`
`IPR2016-01737 Pap. 43, 4.
`
`Kroeker, Abs.
`
`Kroeker, 1:55-67.
`
`73
`
`

`2.6: Speed Would have Motivated the Sukegawa Combinations
`
`Rebuttal to:
`
`“The evidence refutes the alleged ‘speed’ motivation.” Pap. 39, 5
`
`Transcript of Dec. 7, 2017 Deposition of Dr. Back
`
`“I’m not providing a critique or
`evaluation of Kroeker’s method.”
`
`“The speed … may be slower.”
`
`“I did not evaluate the speed of
`either system separately because
`that is not what I was asked to do.”
`
`-01737 Ex. A-1047, 117:9-118:15.
`
`IPR2016-01737 Ex. A-1047, 117:9-118:15.
`
`74
`
`

`2.6: Speed Would have Motivated the Sukegawa Combinations
`
`Rebuttal to:
`
`“The evidence refutes the alleged ‘speed’ motivation.” Pap. 39, 5
`
`Transcript of Dec. 7, 2017 Deposition of Dr. Back
`
`“Q: So it may slow down the boot
`speed … or it may speed up the
`boot speed?”
`
`“A: … I think either outcome is
`possible.”
`
`IPR2016-01737 Ex. A-1047, 91:11-20.
`
`75
`
`

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