UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`
`2 8,880,862 B2
`: 13/118122
`
`DATED
`INVENTOR(S)
`
`: November 4, 2014
`: Fallon et a1.
`
`Page 1 Qfl
`
`It is certified that error appears in the above—identified patent and that said Letters Patent is hereby corrected as shown below:
`
`In the Claims
`
`At column 27, line 11, please replace “a memory” with ——a first memory——.
`
`At column 30, line 67, please replace “accessed first portion comprise” with --accessed portion
`comprises--.
`
`At column 31, line 1. please replace “accessed first portion” with --accessed portion--.
`
`Signed and Sealed this
`
`Seventh Day of April, 2015
`
`Ifiuzaoéa//..<*3.e.
`
`Michelle K. Lee
`Direclur ufllle Um'le'z/ States‘ Patent and Trademark 017121’
`
`1
`
`APPLE 1002
`
`

`
`SPE RESPONSE FOR CERTIFICATE OF CORRECTI
`
`DATE
`
`: 3/6/15
`
`TO SPE OF
`SUBJECT
`
`Examiner: _ SURYAWANSHI, SURESH
`: ART UNIT: _2118
`: Request for Certificate of Correction for Appl, No.: 131 18122 Patent No.: 8880862
`\.
`
`CofC mailroom date:
`
`12/16/14
`
`Please respond to this request for a certificate of correction within 7 days.
`
`FOR IFW FILES:
`
`Please review the requested changes/corrections as shown in the COCIN document(s) in the
`IFW application image. No new matter should be introduced, nor should the scope or
`meaning of the claims be changed.
`
`Please complete the response (see below) and fon/vard the completed response to scanning
`using document code COCX.
`
`FOR PAPER FILES:
`
`Please review the requested changes/corrections as shown in the attached certificate of
`corlrection. Please complete this form (see below) and fon/vard it with the file to:
`
`Certificates of Correction Branch (CofC)
`Randolph Square — 9D10-A
`Palm Location 7580
`,
`..
`-
`1
`-A "
`.»L
`.-.v
`u,.
`.,
`u ..-.
`l
`
`*
`
`Note: Should the changes in the claims be approved?
`
`
`
`Certificates of Correction Branch
`
`571 -2Z2-3421
`
`Thank You For Your Assistance
`
`The request for issuing the above-identified correction(s) is hereby:
`Note your decision on the appropriate box.
`
`PTOL-306 (REV. 7/03)
`
`2
`
`

`
`S E RESPONSE FOR CER IFICATE OF C0 ' ECTION
`
`Cl Approved
`
`‘
`
`All changes apply.
`
`Cl Approved in Part
`
`_ Specify below which changes do not apply.
`
`State the reaspns for deniaj below.
`
`PTOL-306 (REV. 7/03)
`
`.
`
`.
`
`Art Unit
`a en an raemar Ice
`
`3
`
`

`
`DATE
`
`; 3/6/15
`
`TO SPE OF
`SUBJECT
`
`Examiner: _ SURYA\VANSH|, SURESH
`Z ART UNlT: _2118
`: Rcqucst for Certificate ol'Corrcclion for Appl. No.: __l_3_l_l_8l_:Q.__ Palcnl No.;__§§§Q_§Q;______
`
`Col'C mnilroom date:
`
`12/16/14
`
`Please respond to this request for a certificate of correction within 7 days.
`FOR IFW FILES:
`
`Please review the requested changes/corrections as shown in the COCIN document(s) in the
`IFW application image. No new matter should be introduced. nor should the scope or
`meaning of the claims be changed.
`
`Please complete the response (see below) and forward the completed response to scanning
`using document code COCX.
`
`FOR PAPER FILES:
`
`Please review the requested changes/corrections as shown in the attached certificate of
`correction. Please complete this form (see below) and forward it with the file to:
`
`Certificates of Correction Branch (CofC)
`Randolph Square — 9D10-A
`Palm Location 7580
`You can fax tAhegDr'rectors/SPE response to,5Z_1-273-A3421,
`
`Note: Should the changes in the claims be aggroved?
`
`.%»z:wnza9%aomw
`
`Certificates of Correction Branch
`
`-2
`
`-
`
`l__T1'9nkY._<_>_l.i_E9tY°ur Assistance
`The request for issuing the above-identified correction(s) is here by:
`Note your decision on the appropriate box.
`
`PTOL-306 (REV. 7/03)
`
`4
`
`

`
`E! Approved
`
`‘,1 '.k
`
`93,,
`
`‘
`'
`‘ii,
`All hnges apply.
`
`9n
`
`D Approved in Part
`
`Specify below which changes do not apply.
`
`Cl Denied
`
`State the reasons for denial below.
`
`Comments:
`
`PTOL-3o6(REV.7/03)
`
`.
`
`.
`
`Art Unit
`atentan raemar
`
`0
`
`ace
`
`5
`
`

`
`Case 4:14-cv-00827 Document 2 Filed 12/19/14 Page 1 of 1 Page|D #: 161
`A0 120 Rev. 08/10
`
`T0:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`for the Eastern District of Texas
`on the following
`[I Trademarks or
`IE Patents.
`|:] the patent action involves 35 U.S.C. § 292.):
`
`(
`
`DOCKET NO.
`4:14-cv-00827
`PLAINTIFF
`
`DATE FILED
`12/19/2014
`
`U.S. DISTRICT COURT
`for the Eastern District of Texas
`DEFENDANT
`
`Realtime Data, LLC d/b/a [X0
`
`Microsott Corporation, Dell Incorporated, Hewlett-Packard Company
`
`2/20/2007
`1/3/2012
`11/4/2014
`
`——
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`T1J3£EMI:TR?(}:IO
`
`I:] Amendment
`%’;‘{TTERgFD:’:4TfEg
`
`[I Answer
`[I Cross Bill
`[I Other Pleading
`HOLDER OF PATENT on TRADEMARK
`
`———— I
`
`n the ab0ve—entitled case, the following decision has been rendered orjudgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`6
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re patent of:
`FALLON et al.
`Patent No.: 8,880,862 B2
`
`I Confirmation No.: 8978
`‘ Art Unit: 2118
`i Examiner: SURYAWANSHI, Suresh
`
`Issued: November 4, 2014
`
`Atty. Docket: 2855.004000B
`
`1EIII
`
`For: Systems and Methods for Accelerated
`Loading of Operating Systems and
`Application Programs
`
`Request for Certificate of Correction
`Under 37 GER. § 1.322 and 37 C.F.R. § 1.323
`
`Attn: Certificate of Correction Branch
`
`Commissioner for Patents
`PO Box 1450
`
`Alexandria, VA 22313-1450
`
`Sir:
`
`It is hereby requested that a Certificate of Correction under 37 CFR. § 1.322 and
`
`37 C.F.R. § 1.323 be issued for the above—captioned United States Patent. This
`
`Certificate of Correction is being requested due to mistakes which appear in the printed
`
`patent. These mistakes were made by the US. Patent and Trademark Office and the
`
`Patentees. The mistakes made by Patentees are of a clerical or typographical nature, or of
`
`a minor character. Patentees submit that correction of these errors does not introduce
`
`new matter.
`
`Specifically,
`
`the printed patent contains the following errors for which a
`
`Certificate of Correction is respectfully requested:
`
`At column 27, line 11, please replace “a memory” with --a first memory—-. This is
`
`a typographical error made by the USPTO. The USPTO did not include the word “first”
`
`in the phrase --a first memory—- as recited by issued claim 6 which was renumbered from
`
`prosecution claim 7. Prosecution claim 7 was amended to recite “a first memory” in the
`
`7
`
`

`
`— 2 ~
`
`FALLON et al.
`
`Patent No.: 8,880,862 B2
`
`Amendment Under 37 C.F.R. § 1.116 that was filed on August 20, 2014. Therefore, the
`
`patent should have issued with --a first memory—— at column 27, line 11.
`
`At column 30,
`
`line 67, please replace “accessed first portion comprise” with
`
`--accessed portion comprises——. This is a typographical error made by Patentees in
`
`prosecution claim 84 as amended in the Amendment Under 37 C.F.R. § 1.111 that was
`
`filed on May 6, 2014. Prosecution claim 84, now issued claim 62, should have been
`
`amended to recite “wherein the decompressing the accessed portion comprises”.
`
`Therefore, the patent should have issued with -—accessed portion comprises» at column
`
`30, line 67.
`
`At column 31,
`
`line 1, please replace “accessed first portion” with --accessed
`
`portion--. This is a typographical error made by the USPTO. The USPTO did not delete
`
`the word “first" in the phrase ——accessed portion-- as recited by issued claim 62 which
`
`was renumbered from prosecution claim 84. Prosecution claim 84 was amended to recite
`
`——accessed portion—— in the Amendment Under 37 C.F.R.
`
`§ 1.312 that was filed on
`
`September 26, 2014. This Amendment was
`
`subsequently entered by Examiner
`
`Suryanwanshi on October 6, 2014. Therefore,
`
`the patent should have issued with
`
`—-accessed portion-- at column 31, line 1.
`
`Atty. Dkt. No. 2855.004000B
`
`8
`
`

`
`FALLON et al.
`
`Patent No; 8,880,862 B2
`
`Remarks
`
`The above-noted corrections do not involve such changes in the patent as would
`
`constitute new matter or would require reexamination.
`
`A completed Form PTO/SB/44 accompanies this request, with the above—noted
`
`corrections printed thereon. Accordingly, a Certificate of Correction is believed proper
`
`and issuance thereof is respectfully requested.
`
`The Commissioner is hereby authorized to charge any fee deficiency, or credit
`
`any overpayment, to our Deposit Account No. 19-0036.
`
`Respectfully submitted,
`
`S’Fl;_RN}3l,‘«‘KE$lS1,ER,
`
`& Fox P.L.L.C.
`
`Mguehael Messinger
`Attorney for Patentees
`Registration No. 37,575
`
`Date: _
`
`1100 New York Avenue, N.W.
`
`Washington, D.C. 20005-3934
`(202) 371-2600
`
`1939242_1
`
`Atty. Dkt. N0. 28550040003
`
`9
`
`

`
`PTO/SB/44 (09-O7)
`Approved for use through 08/31/2010‘ OMB 0651-0033
`U.S Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number
`(Also Form Proioig
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTEFICATE OF CORRECTION
`
`Page 1 of1
`
`PATENT NO:
`
`8,880,862 B2
`
`DATED:
`
`November 4, 2014
`
`|NVENTOR(S): FALLON et al.
`
`It is certified that error appears or errors appear in the above—identified patent and that said
`Letters Patent is hereby corrected as shown below.
`
`At column 27, line 11, please replace “a memory" with ——a first memory--.
`
`At column 30, line 67, please replace “accessed first portion comprise” with «accessed
`portion comprises——.
`
`At column 31, line 1, please replace “accessed first portion” with ——accessed portion-—.
`
`1939274_1
`MAlLlNG ADDRESS OF SENDER (Please do not use customer number below):
`Sterne, Kessler, Goldstein & Fox P.L,L.C.
`1100 New York Avenue, NW
`Atty. Dkt. No. 2855.004000B
`Washington DC 20005-3934
`This collection of information is required by 37 CFR 1322, 1.323 and 1.324. The lnfonnation is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 USC. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will vary depending upon the indfiiidual case. Any comments on the amount of time you are required to complete this form
`and/or suggestions for reducing this burden, should be sent to the Chief lnforrnation Officer, U.S. Patent and Tmdemark Office, U.S. Department of Commerce, P.O. Box 1450,
`Alexandria, VA 223134450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Attention Certificate of Corrections Branch, Commissioner for
`Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`if you need assistance in completing the lomi, call 1~8lJ0—PTO49‘l99 (1300-786-9199) and select option 2.
`
`10
`
`

`
`Electronic Patent Application Fee Transmittal
`
`Filing Date:
`
`27-May-2011
`
`ml‘ °f l""°"l'°"‘
`
`SYSTEMS AND METHODS FOR ACCELERATED LOADING OF OPERATING
`SYSTEMS AND APPLICATION PROGRAMS
`
`First Named Inventor/Applicant Name:
`
`James J. Fallon
`
`Filer:
`
`Michael V. Messinger
`
`Attorney Docket Number:
`
`28550040008
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC111(a)
`
`Description
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-AlIowance-and-Post-Issuance:
`
`Certificate of Correction
`
`Sub-Total in
`USD($)
`
`11
`
`

`
`Description
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Sub-Total in
`USD($)
`
`Total in USD ($)
`
`12
`
`

`
`Electronic Acknowledgement Receipt
`
`20978591
`
`Confirmation Number:
`
`1-"le °f l'“'°""°"‘
`
`SYSTEMS AND METHODS FOR ACCELERATED LOADING OF OPERATING
`SYSTEMS AND APPLICATION PROGRAMS
`
`First Named Inventor/Applicant Name:
`
`James J. Fallon
`
`Customer Number:
`
`26111
`
`I F
`
`iler Authorized By:
`
`Attorney Docket Number:
`
`2855.004000B
`
`Time Stamp:
`
`15:59:48
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`PaymentType
`
`Credit Card
`
`Payment was successfully received in RAM
`
`$100
`
`— T
`
`he Director ofthe USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`13
`
`

`
`Document
`Number
`
`Document Description
`
`File Size(Bytes)/
`Message Digest
`1992597
`2855004000BReq uestCOC.pdf 4dle88'| '| 2/Bid /803d //b8U(4'|d495C2/U
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Miscellaneous Incoming Letter
`
`Request for Certificate of Correction
`
`Fee Worksheet (SBO6)
`
`fee—info.pdf
`
`(Nfhfll aadrlaRh§7rl7ahl 3hhRa§7l #35487
`33993
`
`Information:
`
`Total Files Size (in bytes)l
`
`2022791
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date ofthe application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`14
`
`

`
`MICHAEL V. MESSENGER
`DIRECTOR
`
`(202) 772-8667
`MlKEM@SKGF.COM
`
`December 16, 2014
`
`Commissioner for Patents
`PO Box 1450
`Alexandria, VA 22313-1450
`
`Confirmatirm N0. 89 78
`Art Unit 2118
`Attn: Mail Stop Certificate of Correction
`
`Re:
`
`US. Patent No. 8,880,862; Issue Date: November 4, 2014
`(from U.S.App1. No. 13/118,122; Filing Date: May 27,2011)
`For:
`Systems and Methods for Accelerated Loading of Operating Systems
`and Application Programs
`Inventors: FAl,,L()N er (11.
`Our Ref: 285500400013
`
`Commissioner:
`
`Transmitted herewith for appropriate action are the following documents:
`
`1. Online Credit Card Payment Authorization in the amount of $100.00 to cover:
`
`$100.00 — Request for Certificate of Correction fee;
`
`2. Request for Certificate of Correction Under 37 C.F.R. § 1.322 and 1.323; and
`
`3. Certificate of Correction Form (PTO/SB/44).
`
`The above—listed documents are filed electronically through E1’ S-Web.
`
`is provided through online credit card payment. The 11.8. Patent and
`Fee payment
`Trademark Oflicc is hereby authorized to charge any fee deficiency, or credit any overpayment,
`to our Deposit Account No. 19-0036.
`
`Respectfully submitted,
`
`STERNE,-;KE§SI..ER, (}()LDS"_F12IN_8<£ Fox P.L.i..(:.
`
`Michael V. Messinger
`Attorney for Patentees
`Registration No. 37,575
`
`1943315,:
`
`1V1VM/aft‘
`Enclosures
`
`15
`
`

`
`UNITED STATES PATENT AND TRADEMARK OEEICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O Box 1450
`Alexandria. Virginia 22313-1450
`www.uspto gov
`
`APPLICATION NO.
`
`13/118.122
`
`ISSUE DATE
`
`11/04/2014
`
`PATENT NO.
`
`8880862
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`2855,004000B
`
`897 8
`
`26111
`
`7590
`
`10/15/2014
`
`STERNE, KESSLER, GOLDSTEIN & FOX 1-’.L.L.C.
`1100 NEVV YORK AVENUE, N.VV.
`VVASHINGTON, DC 20005
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day( s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.11spto.gov for additional applicants):
`
`James J. Fallon, Ar111onk, NY;
`John Buck, Oceanside, NY;
`Paul F. Pickel, Bethpage, NY;
`Stephen J. McErlain, New York, NY;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IRIO3 (Rev. 10/09)
`
`16
`
`

`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.0 Box 1450
`Alexandna, Virgmia Z2313-I450
`wwwxuspto gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAM < ) INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/118,122
`
`05/27/20] I
`
`James]. Fallon
`
`28550040000
`
`8978
`
`26111
`
`7590
`
`10/06/2014
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`I100 NEVV YORK AVENUE, N.VV.
`WASHINGTON, DC 20005
`
`EXAMINER
`
`SURYAWANSHL SURESH
`ART UNIT
`PAPER NUMBER
`
`2118
`
`MAIL DATE
`
`10/06/2014
`
`DELIVERY MODE
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOL—90A (Rev. 04/07)
`
`17
`
`

`
`Response to Rule 312 Communication
`
`Application No.
`
`13/118,122
`Examiner
`
`App|icant(s)
`
`FALLON ET AL.
`Art Unit
`
`SURESH SURYAWANSHI
`
`2118
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address —
`
`1. IX The amendment filed on 26 SeQtember2014 under 37 CFR 1.312 has been considered, and has been:
`
`a) X entered.
`
`entered as directed to matters of form not affecting the scope of the invention.
`
`disapproved because the amendment was filed after the payment of the issue fee.
`
`Any amendment filed after the date the issue fee is paid must be accompanied by a petition under 37 CFR 1.313(c)(1)
`
`and the required fee to withdraw the application from issue.
`
`disapproved. See explanation below.
`
`entered in part. See explanation below.
`
`Claims amendments and IDS submitted by applicants has been considered and entered.
`
`U.S. Patent and Trademark Office
`PTOL-271 (Rev. 04-01)
`
`Fteponse to Rule 312 Communication
`
`Part of Paper No. 20141001
`
`/SURESH SURYAWANSHV
`
`Primary Examiner, Art Unit 21 1 8
`
`18
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of:
`
`FALLON et al.
`
`Appl. No.: 13/118,122
`
`Filed: May 27, 2011
`
`For: Systems and Methods for Accelerated
`Loading of Operating Systems and
`Application Programs
`
`Confirmation No.: 8978
`
`Art Unit: 21 15
`
`Examiner: SURYAWANSHI, Suresh
`
`Atty. Docket: 285500400013
`
`Amendment Under 37 C.F.R.. § 1.312
`
`Mail Stop Issue Fee
`
`Commissioner for Patents
`PO Box 1450
`
`Alexandria, VA 22313-1450
`
`Sir:
`
`OKLoenLer
`
`10/1/14
`
`Submitted herein is an Amendment Under 37 C.F.R. § 1.312. As payment of the
`
`issue fee has not yet been made or is filed herewith, Applicants respectfully submit that
`
`filing under 37 C.F.R. § 1.312 is proper. (M.P.E.P. § 714.16.)
`
`lt is believed that extensions of time are not required beyond those that may
`
`otherwise be provided for in documents accompanying this Amendment. However, if
`
`additional extensions of time are necessary to prevent abandonment of this application,
`
`then such extensions of time are hereby petitioned under 37 C.F.R. § l.136(a), and any
`
`fees required therefor are hereby authorized to be charged to our Deposit Account No.
`
`19-0036.
`
`19
`
`

`
`EAST Search History
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`EAST Search History
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`EAST Search History (Prior Art)
`
`§Ref§ Hits §Search Query
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`10/ 1/ 2014 1:30:57 PM
`C:\Users\ssuryawanshi\Documents\EAST\Workspaces\13118122Acce|eratedLoadingOfOSPart8.wsp
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`file:///CI/Users/ssuryawanshi/Documents/e—Red%20F01der/13118122/EASTSearchHist0ry.13118122_Accessib1eVersi0n.htm[10/1/2014 1:31:01 PM]
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`20
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`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of:
`I*'A1_.LON er al.
`
`Appl. No.: 13/1 18,122
`
`Filed: May 27, 2011
`
`I Confirmation No,: 8978
`Art Unit: 21 18
`
`Examiner: SURYAWANSHI, Suresh
`
`Atty. Docket: 28550040008
`
`For: Systems and Methods for
`Aceeierated Loading of Operating
`Systems and Application Programs
`
`Eleventh Supplemental Information Disclosure Statement
`
`Commissioner for Patents
`PO Box 1450
`
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`_1_\J_ot;i_ce of Prior an_tj__Cg_11_e_11_r_r_e11t Proceedings
`
`[Mail Stop Issue Fee
`
`Applicants hereby call to the attention of the Patent and Trademark Office the
`
`following reexamination proceedings involving patents that are commonly-assigned with
`
`the patent in the above—identi lied patent application:
`
`Proceeding
`__ _
`Inler I’arles Reexamination of US. Patent No.
`
`Status
`Inter Partes Reexamination
`
`_
`
`_
`6,604,158 _(_C_3_1_1t1_‘_o1_N_<_>_; 95/0001486)“
`Inter Parley Reexamination of US. Patent
`
`_
`
`‘
`
`_
`
`Cc_rtificatc_iss_1_1_c—_d 10/10/2012
`Inter Partes Reexamination
`
`No. 7,321,937 (Control No. 95/000,466)
`Inter I’a/‘res Reexamination ofU.S. Patent
`
`Certificate issued 05/15/2012
`Terminated
`
`No. 6,604,158 (Control No. 95/000,453)
`bx Parle Reexamination of US. Patent No. 6,601,104
`(Control No. 90/009,428)
`Inter Partes Reexamination of US. Patent
`
`No. 7,378,992 (Control No. 95/000,478)
`Inter‘ Parles Reexamination 01711.8. Patent
`
`No. 6,624,761 (Control No. 95/000,464)
`In/‘er Partes Reexamination of US. Patent No.
`
`Ex Parte Reexamination
`Certificate issued 02/28/2012
`Inter Partes Reexamination
`
`‘ Certificate issued 10/04/2012
`Inter Partes Reexamination
`
`Certificate issued 06/12/2012
`Inter Partes Reexamination
`
`1 61 ,506 (Control No_._w9_5/000,_f_i«_:I2)“__‘___
`
`Certificate issued
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH
`
`21
`
`

`
`K“.
`.
`_
`
`7
`Proceeding
`____~_
`Inter Panes Reexamination of U .S. Patent No.
`5 7,714,747 (Control No. 95/001,517)
`
`: Inter Paries Reexamination of U.53. Patent No.
`7,417,568 (Control No. 95/001,533)
`
`________u
`_
`H A_7_
`I
`; Inter ParIe.s' Reexamination ofU.S. Patent No.
`' 7,777,651 (Control No. 95/001,581)
`1
`
`: Inter Parles Reexamination ofU.S. Patent No.
`7.400.274 (Control No. 95/001,544)
`
`FALLON er al.
`
`App1.No.13/118,122
`
`Status
`Patent Owner's Request for
`Rehearing Under 37
`41.79 mailed 02/14/2014
`
`§
`
`Order Remanding Inter Partes I
`Reexamination Under 37
`I
`~ C.F.Ri 41.77(d) to the
`
`l Examiner mailed 05/29/2014
`Order Remanding Inter Partes
`3 Reexamination Under 37
`C.F.R. 41.77(d) to the
`Examiner mailed 05_/.~2_9/2_Ol4
`Order Remanding Inter Partes
`Reexamination Under 37
`1 C.F.R. 4l.77(d) to the
`Examiner mailed__05/_29/2014
`
`Applicants hereby call to the attention of the Patent and Tradernar1< Office the
`
`following reexamination proceedings filed by Celleo Partnership d/b/a Verizon W'ireless,
`
`involving patents that are eomrnon1y—assigned with the patent in the above—identified
`
`patent application:
`
`__
`(__Pro_g._eedingmi:___
`In/er Parlev Reexamination o1'L.S. Patent No.
`
`A
`
`1
`
`Status
`Inter Partes Reexamination
`
`:/£321,937 (Cont_ro_l%1§1_o_._95/001.922)
`A Imer Parles Reexamination ol‘L .S. Patent
`___1_§lo.
`((_2\gI1,1f()l N_o‘.__95/001,923)
`Intel: Partes‘ Reexamination of L .8. Patent
`No.__'/_,”3_75__2,300 (Control No. \9§/001,924)“
`Inter Parles Reexamination ofl'.S. Patent
`
`_
`
`__
`
`_
`
`No. 7,395,345 (Control No. 95/001,925)
`__
`_
`Inter 1’c1rIeA' Reexamination of 1- .S. Patent
`
`No. 7,161,506 (Control No. 95/001,926)
`Inter I’arles Reexamination of L .S. Patent
`
`Certificate issued 12/05/2013
`Patent Owner's Appeal Brief
`i filed 09/22/2014
`Partes Reexamination
`Cefiitifieatewissued 08/O4/2014
`Notice ofIntent to Issue
`
`Reexamination Certificate
`mailed 09/24/2014
`Inter Partcs Reexamination
`
`Certificate issued 01/08/2014
`Inter Partes Reexamination
`
`No. 7,415,530 (Control _No. 95/001,_9_2_7_)_ _________
`Inter l’ar1‘es Reexamination ofb .S. Patent No.
`
`______________
`
`issued 08/16/2013
`Inter Partes Reexamination
`
`_v.'_/$378,992 (Control No.
`
`Certificate issued 01/08/2014
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/SKS./’
`
`Atty. Dkt. No. 285500400013
`
`22
`
`

`
`— 3 —
`
`I-‘ALLON er al.
`
`Appl.No. 13/118,122
`
`Applicants invite the Examiner to review the Requests for Reexamination, issued
`
`Office Actions, replies, and any other papers in the above-identified reexamination
`
`proceedings.
`
`If the Examiner is unable to obtain copies ofpapcrs in any reexamination
`
`proceeding, copies can be provided to the Examiner upon request.
`
`Noticc ot’__Related Liti cation
`
`Applicants notify the Patent and Trademark Office of the following litigation
`
`involving US. Patents comm0nly~owncd with the current patent application, the subject
`
`matter of which may be related to the present patent application:
`
`No.
`1
`
`__
`
`Status
`__ _
`Casper
`A Rcciliiine Data LLC //I37/—dVi.i?ii’i()ii\>i,i7’i(zckeleer, Inc. ei aZ., 7 Dismissed
`N,Q;c§_308“CV*0_0 144‘LEQ__(E:_D-
`
`Applicants also notify the Patent and Trademark Olilice of the following
`
`additional
`
`litigation involving US. Patents commonly—owned with the current patent
`
`application, the subject matter of which may be related to the present patent application:
`
`Realtime Data LLC d/b/a [X0 v. Jviargi-rm Stanley 6! (11,,
`No. l:1 1—cv—06696—'RJH (SD. New York) (transferred
`fTOlTl
`TCXHSL 6i09'CV*00326*IaED?!
`
`"
`Ciaeca...
`‘ Opinion Ofthe
`R r
`77
`[X0
`D NC 15/
`'
`R 1
`!
`f
`M .
`cu ers
`0 wnvson
`am .
`.
`, z/
`C!
`ea 112718
`v.
`Corporation er al. No. 1:1 1-cv-06698—RJI~l (S.D. New 1E:L:;teO}7e‘::§;d1b
`York) (transferred from ED. Texas; 6:09—cv-003 33-
`Ch uh lush Cd
`LED
`‘C
`i
`i
`'
`>
`01/27/2014
`Opinion ofthe
`C0111‘? Of Appeals
`for the Federal
`Circuit rgceived
`01/27/2014
`Qpinlon Of the
`i Court of Appeals
`for the Federal
`Circuit received
`
`Realtime Data LLC cl/"Z9/a 1X() av.
`a/., No. 1: l l—cv—O6697—RJl~l (SI). New York)
`(transferred from ED. Texas; No. 6:09—cv—O0327—
`LED’)
`V
`
`Inc. at
`
`ALL REFERENCES CONSlDEREl3 EXCEPT WHERE LlE\lED THROUGH.
`
`/SKS./’
`
`Atty. Dkt. No. 285500400013
`
`23
`
`

`
`FALLON el al.
`
`Appl.No.13/118,122
`
`__ W»
`_
`Chicago Board Options Exchange, Inc, v. Rea/time
`Data LLC d/b/a [X0__,__No, 09-cv_-_f}_vi8_6 §l_\l.D. 111,)
`7710m.s0n Reuters Corporarion v. Rea/lime Data, LL(,‘
`ci/b/a /X0, No. 1:09-cv-07868—Rl\/IB (S.D.N.Y)
`Rea/time r3z;z;; 1;i.C d/b/a 1X0‘v. CME Group Inc., el
`az. (H), No. 6:1()—cv-246 (E.D. Texas)
`Re_c_zZtime Dcztci~I.LC al/I)/a IXO V. Thomson Reuters
`Corporal/ion el al. (11), N0. 6: 10-cv~247 (E.D. Texas)
`Realti/ne~Dz:zla,
`I,[,C7—c.2’«/I7,/21 [X0 v. M'()rgcm Stanley, el
`al. (/1), No. 6:l0—cv—248 (13.1). Texas)
`LEE d//3/a [X0 v. 11/Ietr(2}_’C':$‘ Te)Ea.si,'
`LLC el 51]., No. 6:l0—cv—00493 (l_3_._l_)._Texas)
`
`01/27/2014
`DiSmiSS€Cl
`
`Consolidated with
`Case No- 2
`Cohso1idated.with
`Case No 4
`Consolidated with
`9350 N0- 2
`COT1SOliCl&t6d With
`Case No» 3
`_ Appeal T€1‘IT1iI1aI€d
`
`lrifgrinatioii Disclosure Statement
`
`Listed on accompanying IDS Forms PTO/SB/08a equivalent are documents that
`
`may be considered material to the patentability of this application as defined in 37 CPR.
`
`§l.S6, and in compliance with the duty of disclosure requirements of 37 CFR. §§ 1.97
`
`and 1.98.
`
`Applicant has listed publication dates on the attached IDS Form based on
`
`information presently available to the unclersigned. However, the listed publication dates
`
`should not be construed as an admission that the information was actually published on
`
`the date indicated.
`
`Applicant reserves the right to establish the patentability of the clai med invention
`
`over any of’ the information provided herewith, and/or to prove that this information may
`
`not be prior art. and/or to prove that this information may not be enabling for the
`
`teachings purportedly offered.
`
`ALL REFERENCES CONSlDERED EXCEPT WHERE LlE\iED THROUGH.
`
`/SKS./’
`
`Atty. Dkt. N0. 28S5.004000B
`
`24
`
`

`
`- 5 —
`
`FALLON er al.
`
`Appl. No. 13/118,122
`
`This statement should not be construed as a representation that a search has been
`
`made, or that
`
`information more material
`
`to the examination of the present patent
`
`application does not exist. The Examiner is specifically requested not to rely solely on
`
`the material submitted herewith.
`
`Filing under 37 C.F.R. § 1.97(d) This Information Disclosure Statement is being
`
`filed more than three months after the U.S. filing date and after the mailing date 01‘ a
`
`Final Rejection or Notice ol"Allowanee. but on or before payment of the Issue Fee. The
`
`required fee is provided through online credit card payment authorization in the amount
`
`of$180.00 in payment of the fee under 37 C.IV‘.R.
`
`1.17(p).
`
`Statement under 37 C.F.R. § 1.97(e)(2). I hereby state that no item ofinformation
`
`in this Information Disclosure Statement was cited in a communication from a foreign
`
`patent office in a counterpart foreign application and,
`
`to my knowledge after making
`
`reasonable inquiry, was known to any individual designated in 37 CPR. § 1.56(c) more
`
`than three months prior to the filing of this Information Disclosure Statement. 37 C.F.R.
`
`§ l.97(e.)(2).
`
`In accordance with 37 C.l7.R. § 1.98(a)(2), no copies of U.S. patents and patent
`
`application publications cited as documents USLUSS on the attached IDS Form are
`
`submitted.
`
`it is expected that the examiner will review the prosecution and cited art in the
`
`parent application nos.
`
`ll./551.211,
`
`liled October 19, 2006 (now US. Patent No.
`
`8.1 12.619); and 09/776,267. filed February 2, 2001 (now US. Patent No. 7,181,608), in
`
`accordance with MPEP 2001.06(b), and indicate in the next communication from the
`
`Atty. Dkt. No. 228550040008
`
`ALL REFERENCES COl\lSlDERElZ‘é EXCEPT WHERE LlE\iED THROUGH.
`
`/SKS./’
`
`25
`
`

`
`— 6 —
`
`FALLON el al.
`
`Appl. No. 13/118,122
`
`office that the art cited in the earlier prosecution history has been reviewed in connection
`
`with the present application.
`
`lt is respectfully requested that the Examiner initial and return a copy of the
`
`enclosed IDS Form, and indicate in the official file wrapper ofthis patent application that
`
`the documents have been considered.
`
`The US. Patent and Trademark Office is hereby authorized to charge any fee
`
`deficiency, or credit any overpayment, to our Deposit Account No, l9—003 6.
`
`R6Sp€CTfL1l"iy subrnitted,
`
`__,i
`
`STEgt<fi;5"'1{EsstER, GOLDSTEIN & Fox P.L.L.C.
`ya.
`5’
`.
`l_.'
`_‘
`/_.
`
`M:;.v._--\:
`
`hliclfaeil V .‘/J dessinger
`Attorney for Applicant
`Registration No. 37,575
`
`"
`
`1100 New York Avenue, NW.
`Washington, D.C. 20005-3934
`(202) 371-2600
`
`1907522___t .Do<:x
`
`ALL REFERENCES CONSlDERED EXCEPT WHERE LlE\3ED THROUGH.
`
`/SKS./’
`
`Atty. Dkt. No. 285500400013
`
`26
`
`

`
`Equivalent of Form PTO/SB/08a (07409)
`
`i Suhstitutc1‘ori‘orm 1449/PTO
`
`Complete r'fKm)wn
`
`STATENEENT BY APPLICANT
`1'10? as many slicers as necessary)
`
`it
`
`‘ Application NulTlbCl'
`Itt'v_'cnt0r
`
`1 Examiner Nam_c
`"
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`
`N T73/‘l 18,102
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`E3\1LiI.iON_
`
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`Dncnincnt Numbcr
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`Nuinbist’-Kind Code ‘ ('1
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`
`Ptzblicntien Date
`IVIM-DD-YYYY
`
`Name ofPnt<:ntcc o