throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`
`————————————————
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`————————————————
`
`
`MYLAN PHARMACEUTICALS INC.,
`
`Petitioner
`v.
`
`
`GENENTECH, INC.,
`Patent Owner
`
`————————————————
`
`Case IPR2016-01694
`Patent 6,407,213
`————————————————
`
`
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`
`
`
`
`
`
`

`

`Exhibit No.
`
`1001
`
`Description
`
`U.S. Patent No. 6,407,213, Method for making humanized
`antibodies (filed Jul. 17, 1993) (issued June 18, 2002)
`
`1002 Part I
`
`File History for U.S. Patent No. 6,407,213 Part I
`
`1002 Part II
`
`File History for U.S. Patent No. 6,407,213 Part II
`
`1003
`
`1003A
`
`1003B
`
`1003C
`
`1004
`
`1004A
`
`1004B
`
`1005
`
`1006
`
`1007
`
`1008
`
`Declaration of Dr. Eduardo A. Padlan in Support of Petition for
`Inter Partes Review of Patent No. 6,407,213
`
`Curriculum Vitae of Dr. Eduardo A. Padlan
`
`Materials Reviewed by Dr. Eduardo A. Padlan
`
`Exhibits A-M of Dr. Eduardo A. Padlan
`
`Declaration of Professor Edward Ball, M.D. in Support of
`Petition for Inter Partes Review of Patent No. 6,407,213
`
`Curriculum Vitae of Professor Edward Ball, M.D.
`
`Materials Reviewed by Professor Edward Ball, M.D.
`
`Ball E.D., et al. Studies on the ability of monoclonal antibodies to
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`myelogenous leukemia blast cells. J. Immunol. 128(3):1476-81
`(March 1982)
`
`Ball, E.D., et al. Monoclonal antibodies reactive with small cell
`carcinoma of the lung. J. Nat’l Cancer Inst. 72(3):593-598
`(March 1984)
`
`Magnani, J.L., Ball, E.D., et al. Monoclonal antibodies PMN 6,
`PMN 29 and PM-81 bind differently to glycolipids containing a
`sugar sequence occurring in lacto-N-fucopentaose III, Arch.
`Biochem. Biophys. 233(2):501-506 (September 1984)
`
`Memoli, V.A., Jordan, A.G., and Ball, E.D. A novel monoclonal
`antibody, SCCL 175, with specificity for small cell
`neuroendocrine carcinoma of the lung. Cancer Res. 48:7319-
`
`- 2 -
`
`

`

`Exhibit No.
`
`Description
`7322 ( December 15, 1988)
`
`1009
`
`1010
`
`1011
`
`1012
`
`1013
`
`1014
`
`1015
`
`1016
`
`Ball E.D., et al. Monoclonal antibodies to myeloid differentiation
`antigens: in vivo studies of three patients with acute
`myelogenous leukemia. Blood 62(6):1203-1210 (December
`1983)
`
`Ball E.D., et al. Phase I clinical trial of serotherapy in patients
`with acute myeloid leukemia with an immunoglobulin M
`monoclonal antibody to CD15. Clin Cancer Res 1:965-972
`(September 1995)
`
`Bashey A., Ball E.D., et al. CTLA4 Blockade with Ipilimumab to
`Treat Relapse of Malignancy after Allogeneic Hematopoietic Cell
`Transplantation. Blood 113(7):1581-1588 (2009)
`
`Armand P., Ball E.D., et al. Disabling Immune Tolerance by
`Programmed Death-1 Blockade with Pidilizumab after
`Autologous Hematopoietic Stem-Cell Transplantation for Diffuse
`Large B-Cell Lymphoma: Results of an International Phase II
`Trial. J. Clin. Oncol. 31(33):4199-4206 (November 20, 2013)
`
`Ball E.D., et al. Initial trial of bispecific antibody-mediated
`immunotherapy of CD15-bearing tumors: cytotoxicity of human
`tumor cells using a bispecific antibody comprised of anti-CD15
`(MoAb PM81) and anti-CD64/Fc gamma RI (MoAb 32). J.
`Hematotherapy 1:85-94 (1992)
`
`Chen J, Zhou J.H., Ball E.D. Monocyte-mediated lysis of acute
`myeloid leukemia cells in the presence of the bispecific antibody
`251 x 22 (anti-CD33 x anti-CD64). Clin. Can. Res. 1:1319-
`1325(November 1995)
`
`Balaian, L. and Ball, E.D. Direct effect of bispecific anti-CD33 x
`anti-CD64 antibody on proliferation and signaling in myeloid
`cells. Leukemia Res. 25:1115-1125 (2001)
`
`Chen J., Ball, E.D., et al. An immunoconjugate of Lys3-bombesin
`and monoclonal antibody 22 can specifically induce FcgammaRI
`(CD64)-dependent monocyte- and neutrophil-mediated lysis of
`
`- 3 -
`
`

`

`Exhibit No.
`
`Description
`small cell carcinoma of the lung cells. Clin. Can. Res. 1:425-434
`(April 1995)
`
`1017
`
`1018
`
`1019
`
`1020
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`1021
`
`1022
`
`1023
`
`1024
`
`Chen J., Ball, E.D., et al. Monocyte- and neutrophil-mediated
`lysis of SCCL by a bispecific molecule comprised of Lys3-BN and
`mAb22. Peptides 1994. 819-820(1995)
`
`Zhou J.H., Ball E.D., et al. Immunotherapy of a human small cell
`lung carcinoma (SCLC) xenograft model by the bispecific
`molecule (BsMol) mAb22xLys3-Bombesin (M22xL-BN). Peptides
`1996, 935-936 (1998)
`
`Ball, E.D. and Balaian, L. Cytotoxic activity of gemtuzumab
`ozogamicin (Mylotarg) in acute myeloid leukemia correlates with
`the expression of protein kinase Syk. Leukemia, 20:2093-2101
`(2006)
`
`Ball E.D., et al. Update of a phase I/II trial of 5-azacytidine
`prior to gemtuzumab ozogamicin (GO) for patients with relapsed
`acute myeloid leukemia with correlative biomarker studies
`[abstract]. Blood (ASH Annual Meeting Abstracts) 116:
`Abstract 3286 (2010)
`
`Hudziak et al. p185HER2 Monoclonal Antibody Has
`Antiproliferative Effects In Vitro and Sensitizes Human Breast
`Tumor Cells to Tumor Necrosis Factor. Mol. Cell Biol.
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`
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`
`- 4 -
`
`

`

`Exhibit No.
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`Description
`
`1025
`
`1026
`
`1027
`
`1028
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`1029
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`1031
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`1032
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`1033
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`1034
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`1035
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`Cosimi et al., Treatment of Acute Renal Allograft Rejection with
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`
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`Liu et al., Chimeric Mouse-human IgG1 Antibody that can
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`Jones et al. Replacing the Complementarity-Determining Regions
`in a Human Antibody with those from a Mouse. Nature 321:522-
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`Queen et al. A Humanized Antibody that Binds to the Interleukin
`2 Receptor. Pro. Nat’l Acad. Sci. 86:10029-10033 (1989)
`
`Kirkman et al., Early Experience with anti-Tac in Clinical Renal
`
`- 5 -
`
`

`

`Exhibit No.
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`Description
`Transplantation. Transplant. Proc. 21:1766-1768 (1989)
`
`1036
`
`1037
`
`1038
`
`1039
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`1040
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`1041
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`1042
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`1043
`
`1044
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`1045
`
`Waldmann et al. The Interleukin-2 Receptor: A Target for
`Monoclonal Antibody Treatment of Human T-Cell
`Lymphotrophic Virus I-Induced Adult T-Cell Leukemias. Blood
`72:1705-1716 (1988)
`
`Hakimi et al. Reduced Immunogenicity and Improved
`Pharmacokinetics of Humanized anti-Tac in Cynomolgus
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`Vincenti et al., Interleukin 2-Receptor Blockade with Daclizumab
`to Prevent Acute Rejection in Renal Transplantation. N. Engl. J.
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`Med. 327(5):319-328 (1992)
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`King C.R., Kraus M.H., and Aaronson, S.A. Amplification of a
`Novel v- erbB-Related Gene in a Human Mammary Carcinoma.
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`
`Semba K., et al. A v-erbB-related protooncogene, c-erbB-2, is
`distinct from the c-erbB-1/epidermal growth factor-receptor gene
`and is amplified in a human salivary gland adenocarcinoma. Pro.
`Nat’l Acad. Sci. 82:6497-6501 (1985)
`
`Coussens L., et al. Tyrosine kinase receptor with extensive
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`c-erbB-2, on Human Chromosome 17 and its Amplification in a
`Gastric Cancer Cell Line. Mol. Cell. Biol. 6:955-958 (1986)
`
`Slamon, D.J. et al. Human Breast Cancer Correlation of Relapse
`
`- 6 -
`
`

`

`Exhibit No.
`
`Description
`and Survival with Amplification of the HER-2/neu Oncogene.
`Science 235:177-182 (1987)
`
`1046
`
`1047
`
`1048
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`1049
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`1050
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`1051
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`1052
`
`1053
`
`Kraus, M.H., et al. Overexpression of the EGF receptor-related
`proto-oncogene erbB-2 in human mammary tumor cell lines by
`different molecular mechanisms. The EMBO Journal 6(3):605-
`610 (1987)
`
`Hudziak, R. M., et al. Increased expression of the putative
`growth factor receptor p185HER2 causes transformation and
`tumorigenesis of NIH 3T3 cells. Pro. Nat’l Acad. Sci. 84:7159-
`7163 (1987)
`
`Shepard, H. M. et al. Monoclonal Antibody Therapy of Human
`Cancer: Taking the HER2 Protooncogene to the clinic. Journal
`of Clinical Immunology, 11(3):117-127 (1991).
`
`Chothia, C. et al. Conformations of immunoglobulin
`hypervariable regions. Nature 342(21):877-883 (December
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`Determinant of the Position and Conformation of the Second
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`Ed., Tabulation and Analysis of Amino Acid and Nucleic Acid
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`Institutes of Health, Bethesda, Md.) (1987)
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`regions of Bence Jones proteins and myeloma light chains and
`their implications for antibody complementarity. J. Exp. Med.
`132:211-250 (1970)
`
`- 7 -
`
`

`

`Exhibit No.
`
`Description
`
`1054
`
`1055
`
`1056
`
`1057
`
`1058
`
`1059
`
`1060
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`1061
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`1062
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`1063
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`1064
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`Kieber-Emmons et al. Perspectives on Antigenicity and Idiotypy.
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`186:651-63 (1985)
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`Van Kroonenburgh & Pauwels Human Immunological Response
`to Mouse Monoclonal Antibody Treatment or Diagnosis of
`
`- 8 -
`
`

`

`Exhibit No.
`
`Description
`Malignant Diseases. Nucl. Med. Commun. 9:919-30 (1988)
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`1065
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`1066
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`
`- 9 -
`
`

`

`Exhibit No.
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`Description
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`1075
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`1076
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`1077
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`1078
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`1079
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`1080
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`1081
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`
`- 10 -
`
`

`

`Exhibit No.
`
`Description
`
`1085
`
`1086
`
`1087
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`1088
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`1089
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`1091
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`
`- 11 -
`
`

`

`Exhibit No.
`
`Description
`
`1095
`
`1096
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`1097
`
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`
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`1101
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`
`- 12 -
`
`

`

`Exhibit No.
`
`Description
`
`1105
`
`1106
`
`1107
`
`1108
`
`1109
`
`1110
`
`1111
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`1112
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`1113
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`1114
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`1115
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`
`- 13 -
`
`

`

`Exhibit No.
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`Description
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`1116
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`Padlan et al. Model building studies of antigen binding sites: The
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`Quant. Biol. 41:627-37 (1977))
`
`Boulianne et al. Production of functional chimaeric
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`
`Padlan, E.A. A possible procedure for reducing the
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`
`U.S. Patent No. 6,797,492 Method for Reducing the
`Immunogenicity of Antibody Variable Domains (veneering of
`CD18 monoclonal antibodies) (Filed March 16, 2001)(Issued
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`
`Padlan, Eduardo A., Choosing The Best Framework To Use In
`The ‘Humanization’ Of An Antibody by CDR-Grafting:
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`International Conference on Antibody Engineering. Omni San
`Diego Hotel, San Diego, CA. (December 16-18, 1991)
`
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`
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`(humanization of monoclonal antibodies binding to human milk
`fat globule antigen) (Filed November 16, 1992) (Issued August
`11, 1998)
`
`U.S. Patent No. 5,889,157 Humanized B3 Antibody Fragments,
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`
`US Patent No. 5,795,965 Reshaped human antibody to human
`interleukin-6 receptor (claiming priority to April 25, 1991)
`
`- 14 -
`
`

`

`Exhibit No.
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`
`(Issued August 18, 1998)
`
`1125
`
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`Furey et al. Structure of a novel Bence-Jones protein (Rhe)
`fragment at 1.6 Å resolution, J. Mol. Biol. 167:661-92 (1983)
`
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`Phosphorylcholine-Binding Mouse Immunoglobulin Fab and the
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`71:4298 (1974)
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`
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`Mapping and Recognition of Spatial Patterns (Filed February 9,
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`
`Settlement Agreement between Petitioner Mylan
`Pharmaceuticals Inc. and Patent Owner Genentech, Inc.
`
`- 15 -
`
`

`

`
`
`
`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. § 42.6(e), I hereby certify that on March 7, 2017, the
`
`foregoing document is being served by E-mail by agreement of the parties to the
`
`following counsel of record for the Patent Owner:
`
`David L. Cavanaugh
`Reg. No. 36,476
`WILMER CUTLER PICKERING HALE
` AND DORR LLP
`1875 Pennsylvania Avenue NW
`Washington, DC 20006
`David.Cavanaugh@wilmerhale.com
`Telephone: 202-663-6025
`Facsimile: 202-663-6363
`
`
`
`
`
`Dated: March 7, 2017
`
`
`
`
`
`
`
`
`
`
`
`Robert J. Gunther, Jr.
`Pro hac vice
`robert.gunther@wilmerhale.com
`Adam R. Brausa
`Reg. No. 60,287
`abrausa@durietangri.com
`Owen K. Allen
`Reg. No. 71,118
`owen.allen@wilmerhale.com
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
` /Deanne M. Mazzochi/
`Deanne M. Mazzochi (Reg. No. 50,158)
`dmazzochi@rmmslegal.com
`RAKOCZY MOLINO MAZZOCHI SIWIK LLP
`6 West Hubbard Street, Suite 500
`Chicago, Illinois 60654
`Telephone: (312) 222-6305
`Facsimile: (312) 222-6325
`
`
`
`- 16 -
`
`

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