`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the u.s. District Court
`EASTERN DISTRICT OF TEXAS
`on the following
`0 Trademarks or
`( 0 the patent action involves 35 U.S.C. § 292.):
`[if Patents.
`
`DOCKET NO.
`2: 15-cv-0 1883
`PLAINTIFF
`
`DATE FILED
`11/25/2015
`
`U.S. DISTRICT COURT
`EASTERN DISTRICT OF TEXAS
`DEFENDANT
`
`lXI Mobile (R&D) Ltd. and
`IXIIP, LLC
`
`BlackBerry Limited and
`BlackBerry Corporation
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`I 7,552,124
`
`6/23/2009
`
`lXI Mobile (R&D), Ltd.
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENT OR
`TRADEMARK NO.
`
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`0 Cross Bill
`
`0 Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`I
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`l(nY) DEPUTY CLERK
`
`Copy 1-l!pon initiation of action, mail this copy to Director Copy 3-l!pon termination of action, mail this copy to Director
`Copy 2-llpon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`GOOGLE EXHIBIT 1003
`
`Page 1 of 129
`
`
`
`AO 120 (Rev. 08/IOl
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or I5 U.S.C. § III6 you are hereby advised that a court action has been
`EASTERN DISTRICT OF TEXAS
`filed in the U.S. District Court
`on the following
`0 Trademarks or
`~Patents. ( 0 the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2: 15-cv-0 1884
`PLAINTIFF
`
`DATE FILED
`11/25/2015
`
`U.S. DISTRICT COURT
`EASTERN DISTRICT OF TEXAS
`DEFENDANT
`
`lXI Mobile (R&D) Ltd. and
`IXIIP, LLC
`
`HTC Corporation and
`HTC America, Inc.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`I 7,552,124
`
`6/23/2009
`
`lXI Mobile (R&D), Ltd.
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENTOR
`TRADEMARK NO.
`
`0 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`0 Answer
`
`0 Cross Bill
`
`0 Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`I
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`I (RY) DEPUTY CLERK
`
`Copy 1-llpon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Page 2 of 129
`
`
`
`i\0 120 (Rev 08/1 0)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the u.s. District Court
`EASTERN DISTRICT OF TEXAS
`on the following
`0 Trademarks or
`( 0 the patent action involves 35 U.S.C. § 292.):
`[if Patents.
`
`DOCKET NO.
`2:15-cv-01885
`PLAINTIFF
`
`DATE FILED
`11/25/2015
`
`U.S. DISTRICT COURT
`EASTERN DISTRICT OF TEXAS
`DEFENDANT
`
`lXI Mobile (R&D) Ltd. and
`IXIIP, LLC
`
`Samsung Electronics Co., Ltd. and
`Samsung Electronics America, Inc.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 7,552,124
`
`6/23/2009
`
`lXI Mobile (R&D), Ltd.
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`0 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`0 Answer
`
`0 Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`I
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`rBY) DEPUTY CLERK
`
`Copy 1-lipon initiation of action, mail this copy to Director Copy 3-lipon termination of action, mail this copy to Director
`Copy 2-llpon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Page 3 of 129
`
`
`
`AO 120 (Rev 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or I5 U.S.C. § Ill6 you are hereby advised that a court action has been
`filed in the u.s. District Court
`EASTERN DISTRICT OF TEXAS
`on the following
`D Trademarks or
`( D the patent action involves 35 U.S.C. § 292.):
`[]if Patents.
`
`DOCKET NO.
`2: 15-cv-0 1886
`PLAINTIFF
`
`DATE FILED
`11/25/2015
`
`U.S. DISTRICT COURT
`EASTERN DISTRICT OF TEXAS
`DEFENDANT
`
`lXI Mobile (R&D) Ltd. and
`IXIIP, LLC
`
`ZTE Corporation;
`ZTE (USA) Inc.; and
`ZTE (TX) Inc.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`I 7,552,124
`
`6/23/2009
`
`lXI Mobile (R&D), Ltd.
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`I
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`rBY) DEPUTY CLCRK
`
`Copy 1-Upon initiation of action, mail this copy to Directo•· Copy 3-lJpon termination of action, mail this copy to Director
`Copy 2-lJpon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Page 4 of 129
`
`
`
`Case 2:15-cv-01883-JRG-RSP Document 7 Filed 02/25/16 Page 1 of 1 PageiD #: 28
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the u.s. District Court
`EASTERN DISTRICT OF TEXAS
`on the following
`D Trademarks or
`~Patents. ( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:15-cv-01883
`PLAINTIFF
`
`DATE FILED
`11/25/2015
`
`U.S. DISTRICT COURT
`EASTERN DISTRICT OF TEXAS
`DEFENDANT
`
`lXI Mobile (R&D) Ltd. and
`IXIIP, LLC
`
`BlackBerry Limited and
`BlackBerry Corporation
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 7,552,124
`
`6/23/2009
`
`lXI Mobile (R&D), Ltd.
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`I (BY) DEPUTY CLERK
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Page 5 of 129
`
`
`
`Case 2:15-cv-01884-JRG-RSP Document 6 Filed 02/25/16 Page 1 of 1 PageiD #: 27
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the u.s. District Court
`EASTERN DISTRICT OF TEXAS
`on the following
`D Trademarks or
`~Patents. ( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:15-cv-01884
`PLAINTIFF
`
`DATE FILED
`11/25/2015
`
`U.S. DISTRICT COURT
`EASTERN DISTRICT OF TEXAS
`DEFENDANT
`
`lXI Mobile (R&D) Ltd. and
`IXIIP, LLC
`
`HTC Corporation and
`HTC America, Inc.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 7,552,124
`
`6/23/2009
`
`lXI Mobile (R&D), Ltd.
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`I (BY) DEPUTY CLERK
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Page 6 of 129
`
`
`
`Case 2:15-cv-01885-JRG-RSP Document 6 Filed 02/25/16 Page 1 of 1 PageiD #: 27
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the u.s. District Court
`EASTERN DISTRICT OF TEXAS
`on the following
`D Trademarks or
`~Patents. ( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:15-cv-01885
`PLAINTIFF
`
`DATE FILED
`11/25/2015
`
`U.S. DISTRICT COURT
`EASTERN DISTRICT OF TEXAS
`DEFENDANT
`
`lXI Mobile (R&D) Ltd. and
`IXIIP, LLC
`
`Samsung Electronics Co., Ltd. and
`Samsung Electronics America, Inc.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 7,552,124
`
`6/23/2009
`
`lXI Mobile (R&D), Ltd.
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`I (BY) DEPUTY CLERK
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Page 7 of 129
`
`
`
`Case 2:15-cv-01886-JRG-RSP Document 6 Filed 02/25/16 Page 1 of 1 PageiD #: 30
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the u.s. District Court
`EASTERN DISTRICT OF TEXAS
`on the following
`D Trademarks or
`~Patents. ( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:15-cv-01886
`PLAINTIFF
`
`DATE FILED
`11/25/2015
`
`U.S. DISTRICT COURT
`EASTERN DISTRICT OF TEXAS
`DEFENDANT
`
`lXI Mobile (R&D) Ltd. and
`IXIIP, LLC
`
`ZTE Corporation;
`ZTE (USA) Inc.; and
`ZTE (TX) Inc.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 7,552,124
`
`6/23/2009
`
`lXI Mobile (R&D), Ltd.
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`I (BY) DEPUTY CLERK
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Page 8 of 129
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NUMBER
`10/872,289
`
`FILING OR 3 71 (C) DATE
`06/17/2004
`
`42698
`Ronald Ugolick
`c/o CIP
`P.O. Box 6454
`Laguna Niguel, CA 92677
`
`Ul\TfED STI\TES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adill"'· COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`FIRST NAMED APPLICANT
`Vladimir Drukin
`
`ATTY. DOCKET NO./TITLE
`1005-16-01 USP
`CONFIRMATION N0.1890
`POWER OF ATTORNEY NOTICE
`
`IIIIIIIIIIIIIIIIIIIIIIII]~!I]~~~~~~~~~~~~UUI~~Illlllllllllllllllllllllll
`
`Date Mailed: 06/03/2015
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 05/29/2015.
`
`• The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/agizaw/
`
`page 1 of 1
`
`Page 9 of 129
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NUMBER
`10/872,289
`
`FILING OR 3 71 (C) DATE
`06/17/2004
`
`27730
`DILWORTH PAXSON LLP
`1500 Market Street
`Suite 3500 E
`PHILADELPHIA, PA 19102
`
`Ul\TfED STI\TES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adill"'· COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`FIRST NAMED APPLICANT
`Vladimir Drukin
`
`ATTY. DOCKET NO./TITLE
`1005-16-01 USP
`CONFIRMATION N0.1890
`POA ACCEPTANCE LETTER
`
`IIIIIIIIIIIIIIIIIIIIIIII]~!I]~~~~~~~~~~~~UU1Ul111111111111111111111111
`
`Date Mailed: 06/03/2015
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 05/29/2015.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/agizaw/
`
`page 1 of 1
`
`Page 10 of 129
`
`
`
`PATENT- POWER OF ATTORNEY
`OR
`REVOCATION OF POWER OF ATTORNEY
`WITH A NEW POWER OF ATTORNEY
`AND
`~HANGEOFCORRESPONDENCEADDRESS Attorney Docket Number 1 005-16-01-USP
`
`Patent Number
`
`Issue Date
`
`First Named Inventor
`
`7,552,124
`
`06-23-2009
`Vladimir Drukin
`
`Title
`
`Natural Language for Programming a
`Specialized Computer System
`
`'"""
`
`./
`
`I
`
`PTO/SB/81A (12-08)
`Approved for use through 11/30/2011. OMB 0651-0035
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`r
`
`I hereby revoke all previous powers of attorney given in the above-identified patent.
`D A Power of Attorney is submitted herewith.
`OR
`I hereby appoint Practitioner(s) associated with the following Customer Number as my/our
`~
`attorney(s) or agent(s) with respect to the patent identified above, and to transact all business in
`the United States Patent and Trademark Office connected therewith:
`OR
`D I hereby appoint Practitioner(s) named below as my/our attorney(s) or agent(s) with respect to the patent identified
`
`above, and to transact all business in the United States Patent and Trademark Office connected therewith:
`
`127730
`
`Practitioner( s) Name
`
`Registration Number
`
`Please recognize or change the correspondence address for the above-identified patent to:
`~ The address associated with the above-mentioned Customer Number.
`OR
`D The address associated with Customer Number:
`OR
`D Firm or
`
`I
`
`I
`
`Individual Name
`Address
`
`City
`
`Country
`
`Telephone
`
`1 State
`
`I Email
`
`I
`I
`
`I Zip I
`
`I am the:
`
`D Inventor, having ownership of the patent.
`OR
`~ Patent owner.
`
`Statement under 37 CFR 3. 73(b) (Form PTO/SB/96) submitted herewith or filed on
`
`Signature
`
`/Steven Robert Pedersen/
`
`Name
`Steven Robert Pedersen
`Title and Company Manaqer, lXI IP, LLC
`
`SIGNATURE of Inventor or Patent Owner
`
`I Date
`I Telephone 1212-634-7150
`
`1 o5/13/2015
`
`NOTE: Signatures of all the inventors or patent owners of the entire interest or their representative(s) are required. Submit multiple forms if more than one
`signature is required, see below*.
`~ *Total of 1
`This collection of information is required by 37 CFR 1.31, 1.32 and 1.33. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`forms are submitted.
`
`If you need assistance in completing the form, ca/11-800-PT0-9199 and select option 2.
`
`Page 11 of 129
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Page 12 of 129
`
`
`
`PTO/SB/47 (03-09)
`Approved for use through 03/31/2012. OMB 0651-0016
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`(
`
`"FEE ADDRESS" INDICATION FORM
`
`)
`
`Address to:
`Mail Stop M Correspondence
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Fax to:
`571-273-6500
`
`-OR-
`
`INSTRUCTIONS: The issue fee must have been paid for application(s) listed on this form. In addition,
`only an address represented by a Customer Number can be established as the fee address for maintenance
`fee purposes (hereafter, fee address). A fee address should be established when correspondence related to
`maintenance fees should be mailed to a different address than the correspondence address for the application.
`When to check the first box below: If you have a Customer Number to represent the fee address. When
`to check the second box below: If you have no Customer Number representing the desired fee address,
`in which case a completed Request for Customer Number (PTO/SB/125) must be attached to this form. For
`more information on Customer Numbers, see the Manual of Patent Examining Procedure (MPEP) § 403.
`
`For the following listed application(s), please recognize as the "Fee Address" under the provisions of 37 CFR
`1.363 the address associated with:
`
`0 Customer Number: 127730
`
`I
`
`OR
`D The attached Request for Customer Number (PTO/SB/125) form.
`
`PATENT NUMBER
`(if known)
`
`APPLICATION NUMBER
`
`7,552,124
`
`10/872,289
`
`Completed by (check one):
`
`D Applicant/Inventor
`
`0 Attorney or Agent of record 40,961
`(Reg. No.)
`0 Assignee of record of the entire interest. See 37 CFR 3.71.
`Statement under 37 CFR 3.73(b) is enclosed.
`(Form PTO/SB/96)
`D Assignee recorded at Reel
`
`Frame
`
`/Gary D. Colby/
`
`Signature
`
`Gary D. Colby
`Typed or printed name
`
`215-575-7075
`Requester's telephone number
`
`05/14/2015
`
`Date
`
`NOTE: Signatures of all the inventors or assignees of record of the entire interest or their representative(s) are required. Submit multiple forms if more that one
`signature is required, see below*.
`0
`*Total o f - ' - - - - - - - - - - - -forms are submitted.
`Th1s collect1on of 1nformat1on IS requ1red by 37 CFR 1.363. The 1nformat1on IS requ1red to obtain or retain a benefit by the public wh1ch IS to f1le (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1. 11 and 1.14. This collection is estimated to take 5 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313- 1450. DO NOT SEND COMPLETED FORMS TO THIS A DDRESS.
`SEND TO: Mail Stop M Correspondence, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, ca/11-800-PT0-9199 and select option 2.
`
`Page 13 of 129
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U .S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Page 14 of 129
`
`
`
`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`22442384
`
`10872289
`
`International Application Number:
`
`Confirmation Number:
`
`1890
`
`Title of Invention:
`
`NATURAL LANGUAGE FOR PROGRAMMING A SPECIALIZED COMPUTING
`SYSTEM
`
`First Named Inventor/Applicant Name:
`
`Vladimir Drukin
`
`Customer Number:
`
`42698
`
`Filer:
`
`Gary David Colby
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`1005-16-01 USP
`
`Receipt Date:
`
`Filing Date:
`
`TimeStamp:
`
`29-MAY-2015
`
`17-JUN-2004
`
`09:25:57
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`1
`
`Assignee showing of ownership per 37
`CFR 3.73
`
`Warnings:
`
`Information:
`
`File Size( Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`458094
`
`sb0096_7552124.pdf
`
`no
`
`2
`
`ef8120997 ee49c5c0c7a3764c79936ef722b
`4531
`
`Page 15 of 129
`
`
`
`2
`
`Power of Attorney
`
`sb0081a_7552124.pdf
`
`no
`
`2
`
`816646
`
`Warnings:
`
`Information:
`
`ee35538fede9628a82c32a5952e5b94e7b3
`6c8e6
`
`318975
`
`3
`
`Maintenance Fee Address Change
`
`sb0047_7552124.pdf
`
`no
`
`2
`
`Oa361 07839aba35f1 aba79f5277dca25293
`04fc
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`1593715
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Page 16 of 129
`
`
`
`PTO/SB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act o