Case 2:14-cv-04531-ES-JAD Document 3 Filed 07/17/14 Page 1 of 1 PagelD: 37
`
`AO 120 (Rev. 08/10
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`District of New Jersey (Newark, New Jersey) (cid:9)
`on the following
`filed in the U.S. District Court (cid:9)
`[if Patents. ( q the patent action involves 35 U.S.C. § 292.):
`['Trademarks or (cid:9)
`
`DOCKET NO.
`14-4531 (ES)
`PLAINTIFF
`
`DATE FILED
`7/17/2014
`
`U.S. DISTRICT COURT
`District of New Jersey (Newark, New Jersey)
`DEFENDANT
`
`WAG ACQUISITION, L.L.C.
`
`VUBEOLOGY, INC. et al.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`I (cid:9) 8,122,141 B2
`
`2 8,327,011 B2
`
`2/21/2012
`
`12/4/2012
`
`WAG Acquisition, L.L.C.
`
`WAG Acquisition, L.L.C.
`
`3
`
`4
`
`5
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`n Amendment (cid:9)
`DATE OF PATENT
`OR TRADEMARK
`
`n Answer (cid:9)
`
`n Cross Bill (cid:9)
`
`n Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`CLERK
`WILLIAM T. WALSH
`
`(BY) DEPUTY CLERK
`Leroy Dunbar
`
`DATE
`
`7/17/2014
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`PAGE 1 OF 175
`
`I.M.L. SLU'S EXHIBIT 1011
`
`

`
`Case 2:14-cv-03456-ES-JAD Document 3 Filed 05/30/14 Page 1 of 1 PagelD: 26
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark
`Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C.
`§ 1116 you are hereby advised that a court action has been
`District of New Jersey on the following:
`filed in the U.S. District Court for the
`patent action involves 35 U.S.C. § 292.)
`Trademarks or X Patents. ( (cid:9)
`the
`
`DOCKET NO.
`2:14—cv-03456—ES—JAD
`PLAINTIFF
`WAG ACQUISTION, L.L.C.
`
`DATE FILED
`5/30/2014
`
`U.S. DISTRICT COURT
`NEWARK, NJ
`DEFENDANT
`FRIENDFINDER NETWORKS INC.
`
`PATENT OR
`TRADEMARK NO.
`1 8,122,141 B2
`
`DATE OF PATENT
`OR TRADEMARK
`2/21/2012
`
`2 8,327,011 B2
`
`3 8,185,611 B2
`
`4 8,364,839 B2
`
`5
`
`12/4/2012
`
`5/22/2012
`
`1/29/2013
`
`HOLDER OF PATENT OR TRADEMARK
`
`WAG Acquisition, L.L.C.
`
`WAG Acquisition, 1.1.c.
`
`WAG Acquistition, L.L.C.
`
`WAG Acquisition, L.L.C.
`
`In the above--entitled case, the following patent(s)/ trademark(s) have been included:
`DATE INCLUDED
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`Amendment (cid:9)
`
`Answer (cid:9)
`
`Cross Bill (cid:9)
`
`Other Pleading
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above--entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`William T. Walsh
`
`(BY) DEPUTY CLERK
`s/ Dianne C. Richards
`
`DATE
`5/30/2014
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`PAGE 2 OF 175
`
`I.M.L. SLU'S EXHIBIT 1011
`
`

`
`Case 2:14-cv-02674-ES-MAH Document 2 Filed 04/25/14 Page 1 of 1 PagelD: 25
`
`AO 120 (Rev. 08/10
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`District of New Jersey (Newark, New Jersey) (cid:9)
`on the following
`filed in the U.S. District Court (cid:9)
`12( Patents. ( 11 the patent action involves 35 U.S.C. § 292.):
`q Trademarks or (cid:9)
`
`DOCKET NO.
`
`PLAINTIFF
`
`DATE FILED
`4/11/2014
`
`WAG ACQUISITION, L.L.C.
`
`U.S. DISTRICT COURT
`District of New Jersey (Newark, New Jersey)
`DEFENDANT
`FLYING CROCODILE, INC. et al.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 (cid:9) 8,122,141 B2
`
`2 (cid:9) 8,327,011 B2
`
`3 (cid:9) 8,185,611 B2
`
`4 8,364,839 B2
`
`5
`
`2/21/2012
`
`12/4/2012
`
`5/22/2012
`
`1/29/2013
`
`WAG Acquisition, L.L.C.
`
`WAG Acquisition, L.L.C.
`
`WAG Acquisition, L.L.C.
`
`WAG Acquisition, L.L.C.
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`n Amendment (cid:9)
`DATE OF PATENT
`OR TRADEMARK
`
`n Answer (cid:9)
`
`n Cross Bill (cid:9)
`
`n Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`CLERK
`WILLIAM T. WALSH
`
`(BY) DEPUTY CLERK
`Dianne C. Richards
`
`DATE
`
`4/25/2014
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`PAGE 3 OF 175
`
`I.M.L. SLU'S EXHIBIT 1011
`
`

`
`COEes(2:2a4ke04103110-11315b-004DritC/06641€41 Biled1041/11g/14/1RaqtateA1oPatipligelP11221-6
`
`AO 120 (Rev. 08/10
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`District of New Jersey (Newark, New Jersey) (cid:9)
`on the following
`filed in the U.S. District Court (cid:9)
`Patents. ( 0 the patent action involves 35 U.S.C. § 292.):
`
`0 Trademarks or (cid:9)
`
`DOCKET NO.
`14-2340((ES)
`PLAINTIFF
`
`DATE FILED
`4/11/2014
`
`U.S. DISTRICT COURT
`District of New Jersey (Newark, New Jersey)
`DEFENDANT
`
`WAG ACQUISITION, L.L.C.
`
`MULTI MEDIA, L.L.C. f/k/a Zmedianow LLC, d/b/a
`chaturbate.com, et al.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 (cid:9) 8,122,141 B2
`
`2 8,327,011 B2
`
`2/21/2012
`
`12/4/2012
`
`WAG Acquisition, L.L.C.
`
`WAG Acquisition, L.L.C.
`
`3
`
`4
`
`5
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`• Amendment (cid:9)
`DATE OF PATENT
`OR TRADEMARK
`
`• Answer (cid:9)
`
`• Cross Bill (cid:9)
`
`• Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`I
`
`2
`
`3
`
`4
`
`5
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`CLERK
`WILLIAM T. WALSH
`
`(BY) DEPUTY CLERK
`Dianne C. Richards (cid:9)
`
`DATE
`
`4/11/14
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`PAGE 4 OF 175
`
`I.M.L. SLU'S EXHIBIT 1011
`
`

`
`Case 2:14-cv-02345-ES-JAD Document 3 Filed 04/11/14 Page 1 of 1 PagelD: 20
`
`AO 120 (Rev. 08/10
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`District of New Jersey (Newark, New Jersey) (cid:9)
`on the following
`filed in the U.S. District Court (cid:9)
`RI Patents. ( q the patent action involves 35 U.S.C. § 292.):
`q Trademarks or (cid:9)
`
`DOCKET NO.
`14-2345 (ES)
`PLAINTIFF
`WAG ACQUISITION, L.L.C.
`
`DATE FILED
`4/11/2014
`
`U.S. DISTRICT COURT
`District of New Jersey (Newark, New Jersey)
`DEFENDANT
`DATA CONVERSIONS, INC., f/k/a A.E.B.N., Inc., d/b/a
`Adult Entertainment Broadcast Network, AEBN, and
`pornotube.com
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 (cid:9) 8,122,141 B2
`
`2 8,327,011 B2
`
`2/21/2012
`
`12/4/2012
`
`WAG Acquisition, L.L.C.
`
`WAG Acquisition, L.L.C.
`
`3
`
`4
`
`5
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`n Amendment (cid:9)
`DATE OF PATENT
`OR TRADEMARK
`
`n Answer (cid:9)
`
`n Cross Bill (cid:9)
`
`n Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`CLERK
`WILLIAM T. WALSH
`
`(BY) DEPUTY CLERK
`LEROY DUNBAR
`
`DATE
`
`4/11/2014
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`PAGE 5 OF 175
`
`I.M.L. SLU'S EXHIBIT 1011
`
`

`
`Case 2:14-cv-01661-ES-JAD Document 2 Filed 03/14/14 Page 1 of 1 PagelD: 43
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark
`Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`§ 1116 you are hereby advised that a court action has been
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C.
`District of New Jersey on the following:
`filed in the U.S. District Court for the
`patent action involves 35 U.S.C. § 292.)
`Trademarks or X Patents. ( (cid:9)
`the
`
`DOCKET NO.
`2: 14—cv-01661—ES—JAD
`PLAINTIFF
`L.L.C. WAG ACQUISITION,
`
`
`
`DATE FILED
`3/14/2014
`
`U.S. DISTRICT COURT
`NEWARK, NJ
`DEFENDANT
`SOBONITO INVESTMENTS, LTD.
`
`PATENT OR
`TRADEMARK NO.
`1 US 8,122,141 B2
`
`DATE OF PATENT
`OR TRADEMARK
`*Feb. 21, 2012
`
`2 US 8,327,011 B2
`
`Dec. 4, 2012
`
`HOLDER OF PATENT OR TRADEMARK
`
`WAG Acquisition, LLC
`
`WAG Acquistion, LLC
`
`3
`
`4
`
`5
`
`In the above--entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`DATE INCLUDED
`
`PATENT OR
`TRADEMARK NO.
`1
`
`DATE OF PATENT
`OR TRADEMARK
`
`Amendment (cid:9)
`
`Answer (cid:9)
`
`Cross Bill (cid:9)
`
`Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`2
`
`3
`
`4
`
`5
`
`In the above--entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`William T. Walsh
`
`(BY) DEPUTY CLERK
`s/ LEROY DUNBAR
`
`DATE
`3/14/2014
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`PAGE 6 OF 175
`
`I.M.L. SLU'S EXHIBIT 1011
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Applicant: (cid:9)
`Title: (cid:9)
`
`Serial No.: (cid:9)
`Filed: (cid:9)
`Docket No. (cid:9)
`
`Harold Edward Price (cid:9)
`STREAMING MEDIA (cid:9)
`BUFFERING SYSTEM
`12/800,152
`October 5, 2010
`0021-49 CON2B
`
`2454
`Group Art Unit (cid:9)
`Examiner: Marshall M. Mcleod
`
`Ernest D. Buff & Associates, LLC
`231 Somerville Road
`Bedminster, New Jersey 07921
`(908) 901-0220
`February 2, 2012
`
`Commissioner For Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`Certificate of Mailing by First Class Mail
`I hereby certify that this correspondence is being deposited with the United States Postal Service as First Class
`Mail in an envelope addressed to the Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450 on
`February 2, 2012 .
`
`Signature
`
`D
`
`Ernest D. Buff
`Attorney of Record
`
`February 2, 2012
`(Date)
`
`02/06/2012 CCHAUI 00000062 12800152
`
`01 FC:1806 (cid:9)
`
`180.00 OP
`
`0021-49 CON2A- CertFC
`
`PAGE 7 OF 175
`
`I.M.L. SLU'S EXHIBIT 1011
`
`

`
`PTO/SB/08a (01-10)
`Approved for use through 07/31/2012. OMB 0651-0031
`Information Disclosure Statement (IDS) Filed (cid:9)
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`AS U u "" -
`
`ATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`12800152
`
`2010-05-10
`
`First Named Inventor Harold Edward Price
`
`Art Unit
`
`2454
`
`Examiner Name
`
`MCLEOD, MARSHALL M
`
`Attorney Docket Number
`
`0021-49 CON2B
`
`Examiner
`Initial *
`
`Cite
`No
`
`Patent Number
`
`Kind
`Codel
`
`Issue Date
`
`Name of Patentee or Applicant
`
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`1
`
`4963995
`
`1990-10-16
`
`Lang, Richard A.
`
`2
`
`5057932
`
`1991-10-15
`
`Lang, Richard A.
`
`3
`
`5164839
`
`1992-11-17
`
`Lang, Richard A.
`
`4
`
`5262875
`
`1993-11-16
`
`Mincer, Earl I.
`
`5
`
`5440334
`
`1995-08-08
`
`Walters, Eric H.
`
`6
`
`5481543
`
`1996-01-02
`
`Veltman, Markus H.
`
`7
`
`5710970
`
`1998-01-20
`
`Walters, Eric Hall
`
`8
`
`5719786
`
`1998-02-17
`
`Nelson, David L.
`
`EFS Web 2.1.17
`
`PAGE 8 OF 175
`
`I.M.L. SLU'S EXHIBIT 1011
`
`

`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`12800152
`
`2010-05-10
`
`First Named Inventor Harold Edward Price
`
`Art Unit
`
`2454
`
`Examiner Name
`
`MCLEOD, MARSHALL M
`
`Attorney Docket Number
`
`0021-49 CON2B
`
`9
`
`5734119
`
`1998-03-31
`
`France, Gordon Scott
`
`10
`
`5737536
`
`1998-04-07
`
`Herrmann, Conrad
`
`11
`
`5809239
`
`1998-09-15
`
`Dan, Asit
`
`12
`
`5815662
`
`1998-09-29
`
`Ong, Lance
`
`13
`
`5910876
`
`1999-06-08
`
`Sharma, Dinesh
`
`14
`
`5963202
`
`1999-10-05
`
`Polish, Nathaniel
`
`15
`
`5978567
`
`1999-11-02
`
`Rebane, George J.
`
`16
`
`5995705
`
`1999-11-30
`
`Lang, Richard A.
`
`17
`
`6047356
`
`2000-04-04
`
`Anderson, David P.
`
`18
`
`6173340
`
`2001-01-09
`
`Gready, R. Scott
`
`19
`
`6233226
`
`2001-05-15
`
`Gringeri, Steven
`
`EFS Web 2.1.17
`
`PAGE 9 OF 175
`
`I.M.L. SLU'S EXHIBIT 1011
`
`

`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`12800152
`
`2010-05-10
`
`First Named Inventor Harold Edward Price
`
`Art Unit
`
`2454
`
`Examiner Name
`
`MCLEOD, MARSHALL M
`
`Attorney Docket Number
`
`0021-49 CON2B
`
`20
`
`6279040
`
`2001-08-21
`
`Ma, Gin Kou
`
`21
`
`6321269
`
`2001-11-20
`
`Walker, Ted W.
`
`22
`
`6405256
`
`2002-06-11
`
`Lin, Chueng Hsien
`
`23
`
`6449719
`
`2002-09-10
`
`Baker, Brian
`
`24
`
`6831892
`
`2004-12-14
`
`Robinett, Robert
`
`25
`
`6850965
`
`2005-02-01
`
`Allen, Arthur Douglas
`
`26
`
`7272298
`
`2007-09-18
`
`Lang; Richard A.
`
`27
`
`7334044
`
`2008-02-19
`
`Allen, Arthur
`
`28
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind
`Codel
`
`Publication
`Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`EFS Web 2.1.17
`
`PAGE 10 OF 175
`
`I.M.L. SLU'S EXHIBIT 1011
`
`

`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`12800152
`
`2010-05-10
`
`First Named Inventor Harold Edward Price
`
`Art Unit
`
`2454
`
`Examiner Name
`
`MCLEOD, MARSHALL M
`
`Attorney Docket Number
`
`0021-49 CON2B
`
`1
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner
`Initial'
`
`Cite
`No
`
`Foreign Document
`Number3
`
`Country
`Code21
`
`Kind
`Code4
`
`Publication
`Date
`
`Name of Patentee or
`
`
`Applicant of cited
`Document
`
`P ages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`T5
`
`1
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`T5
`
`1
`
`BING ZHENG and MOHAMMED ATIQUZZAMAN, Multimedia Over High Speed Networks: Reducing Network
`Requirements With Fast Buffer Fillup
`
`If you wish to add additional non-patent literature document citation information please click the Add button
`
`Examiner Signature
`
`Date Considered
`
`EXAMINER SIGNATURE
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`' See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (VVIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here if
`English language translation is attached.
`
`EFS Web 2.1.17
`
`PAGE 11 OF 175
`
`I.M.L. SLU'S EXHIBIT 1011
`
`

`
`INFORMATION DISCLOSURE
`STATEMENT BY .i • PLICANT
`( Not for submissi..vtildtr/t7 • (cid:9) R
`1.99)
`44
`-- A c 711i1 (cid:9)
`...
`
`Application Number
`
`Filing Date
`
`12800152
`
`2010-05-10
`
`First Named Inventor Harold Edward Price
`
`Art Unit
`
`2454
`
`Examiner Name
`
`MCLEOD, MARSHALL M
`
`Attorney Docket Number
`
`0021-49 CON2B
`
`tRADe__% (cid:9)
`
`CERTIFICATION STATEMENT
`
`Please see 37 CFR 1.97
`
`and 1.98 to make the appropriate selection(s):
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`q from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`1 (cid:9)
`
`q See attached certification statement.
`I (cid:9) The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`A certification statement
`is not submitted herewith.
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`Signature
`
`Name/Print
`
`..--IC::-)
`Ernest D. Buff
`
`Date (YYYY-MM-DD)
`
`2012-02-02
`
`Registration Number
`
`25,833
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`EFS Web 2.1.17
`
`PAGE 12 OF 175
`
`I.M.L. SLU'S EXHIBIT 1011
`
`(cid:9)
`(cid:9)
`

`
`UNITED STA (cid:9)1ES PA1ENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO. (cid:9)
`
`12/800,152
`
`ISSUE DATE
`
`02/21/2012
`
`PATENT NO. (cid:9)
`
`8122141
`
`ATTORNEY DOCKET NO. (cid:9)
`
`CONFIRMATION NO.
`
`0021-49 CON2B
`
`9880
`
`7590
`
`02/01/2012
`
`Ernest D. Buff
`Ernest D. Buff & Associates, LLC
`231 Somerville Road
`Bedminster, NJ 07921
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Harold Edward Price, Bethel Park, PA;
`
`IR103 (Rev. 10/09)
`
`PAGE 13 OF 175
`
`I.M.L. SLU'S EXHIBIT 1011
`
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`

`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /UM./
`
`' Sheet 1 of 2
`
`FORM PTO-1449 U.S. DEPARTMENT OF COMMERCE
`(Rey. 2-32)
`PATENT AND TRADEMARK OFFICE
`
`
`----, (cid:9)p A p
`INFORMATION DISCLOSURE
`lo (cid:9)
`STATEMENT BY APPLICANT
`2 3 2010 0 (Use several sheets if necessary)
`
`ATTY. DOCKET NO:
`0021-49 CON2B
`
`SERIAL NO •
`12/800,152
`
`APPLICANT:
`Harold E. Price
`
`FILING DATE:
`05/10/2010
`
`GROUP:
`2457
`
`EXAMINER
`INITIAL
`
`DOCUMENT NUMBER
`
`DATE
`
`NAM E
`
`CLASS
`
`SUBCLA
`SS
`
`FILING DATE IF
`APPROPRIATE
`
`U.S. PATENT DOCUMENTS
`
`5,526,353
`
`5,793,980
`
`5,822,537
`
`5,922,048
`
`5,923,655
`
`5,999,525
`
`6,002,720
`
`6,014,693
`
`6,014,694
`
`6,014,706
`
`6,029,194
`
`6/11/96
`
`8/11/98
`
`10/13/98
`
`7/13/99
`
`7/13/99
`
`12/7/99
`
`12/14/99
`
`1/11/00
`
`Henley, et al.
`
`Glaser, et al.
`
`Katseff, et al.
`
`Emura
`
`Veschi, et al.
`
`Krishnaswamy, et al.
`
`Yurt, et al.
`
`Ito, et al.
`
`1/11/00
`1/11 — ; 00 (cid:9)
`
`Aharoni, et al.
`
`Cannon, et al.
`
`2/22/00
`
`Tilt
`
`FOREIGN PATENT DOCUMENTS
`
`370
`
`395
`
`395
`
`709
`
`370
`
`370
`
`375
`
`709
`
`709
`
`709
`
`709
`
`60.1
`
`12/20/94
`
`200.61
`
`11/30/94
`
`200.61
`
`4/5/96
`
`219
`
`394
`
`352
`
`240
`
`219
`
`219
`
`231
`
`219
`
`12/11/98
`
`6/10/97
`
`11/13/96
`
`4/10/96
`
`9/12/96
`
`6/26/97
`
`3/14/97
`
`6/10/97
`
`DOCUMENT NUMBER
`
`DATE
`
`PATENTEE OR APPLICANT
`
`CLASS
`
`TRANSLATION
`
`YES
`
`NO
`
`SUBCLA
`SS
`
`C6ang
`to cloc L
`/5.1K
`9/1 / 2
`
`OTHER DOCUMENTS(Including Author, Title, Date, Pertinent Pages, etc.)
`
`/Marshall Mcleod/ (cid:9)
`Examiner: Initial if citation considered, whether or not citation is in conformance with MPEP 609; Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`
`DATE CONSIDERED (cid:9)
`
`11 17/2010
`
`EXAMINER (cid:9)
`
`(Form PTO 144916-41)
`
`PAGE 14 OF 175
`
`I.M.L. SLU'S EXHIBIT 1011
`
`

`
`PART B - FEE(S) TRANSMITTAL
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop. ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block I for any change of address)
`
`7590
`
`08/01/2011
`
`Ernest D. Buff
`Ernest D. Buff & Associates, LLC
`231 Somerville Road
`Bedminster, NJ 07921
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`krittesf a. 8.44,p-r
`ua ry 6 (11 0 /
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`12/800,152 (cid:9)
`
`05/10/2010
`
`Harold Edward Price
`
`0021-49 CON2B
`
`9880
`
`TITLE OF INVENTION: STREAMING MEDIA BUFFERING SYSTEM
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE 1
`
`nonprovisional
`
`YES
`
`$755
`
`$300
`
`$0
`
`$1055
`
`DATE DUE
`
`11/01/2011
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`MCLEOD, MARSHALL M
`
`2454
`
`I. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`q Change of correspondence address (or Change of Correspondence
`Address form PTO/S13/122) attached.
`q "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`709-231000
`
`FC,!?501
`2. For printing on the patent fronpfgkim
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`01/10/2012 MBLANC01 00000122 12800152
`870.08 OP
`11
`I biieS f 4 1 . 11W
`2erwes" 8ar-rtk x.14-
`3Gaece,re. gsL
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`(A) NAME OF ASSIGNEE (cid:9)
`,3/446A, 5044pe N6-774>ork.
`&Mar AC do. / S 04,XLC
`741.-,..“
`3 60/ (cid:9)
`/at's:Ars, iYJ
`'we. iftoe.of (cid:9)
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`q Individual idCorporation or other private group entity q Government
`
`4a. The following fce(s) arc submitted:
`lilol(sue Fee
`lication Fee (No small entity discount permitted)
`Advance Order - # of Copies (cid:9)
`
`
`Fce(s): (Please first reapply any previously paid issue fee shown above)
`4b. Paymen (cid:9)
`check is enclosed.
`q Payment by credit card. Form PTO-2038 is attached.
`q The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`(enclose an extra copy of this form).
`overpayment, to Deposit Account Number (cid:9)
`
`5. Chan in Entity Status (from status indicated above)
`Applicant claims SMALL ENTITY status. Sec 37 CFR 1.27. (cid:9) q b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR 1.27(g)(2).
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`Typed or printed name 1:::E/VeS (cid:9)
`
`• 8a.c. (cid:9)
`
`Date
`Registration No. (cid:9)
`This collection of information is required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete
`this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`Box 1450, Alexandra, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`/ - 6
`c.75-; ra-3
`
`PTOL-85 (Rev. 02/1 1 ) Approved for use through 08/31/2013. (cid:9)
`
`OMB 0651-0033 (cid:9)
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`PAGE 15 OF 175
`
`I.M.L. SLU'S EXHIBIT 1011
`
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`

`
`UNITED STA (cid:9)I ES PA (cid:9)PENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`7590
`
`10/11/2011
`
`Ernest D. Buff
`Ernest D. Buff & Associates, LLC
`231 Somerville Road
`Bedminster, NJ 07921
`
`EXAMINER
`
`MCLEOD, MARSHALL M
`
`ART UNIT
`
`PAPER NUMBER
`
`2454
`
`DATE MAILED: 10/11/2011
`
`APPLICATION NO. (cid:9)
`
`12/800,152 (cid:9)
`
`FILING DATE
`
`05/10/2010 (cid:9)
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO. (cid:9)
`
`CONFIRMATION NO.
`
`Harold Edward Price
`
`0021-49 CON2B
`
`9880
`
`TITLE OF INVENTION: STREAMING MEDIA BUFFERING SYSTEM
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`YES
`
`$870 (cid:9)
`
`$300 (cid:9)
`
`$0 (cid:9)
`
`$1170
`
`01/11/2012
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION. IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the SMALL ENTITY status shown above.
`
`If the SMALL ENTITY is shown as YES, verify your current
`SMALL ENTITY status:
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`B. If the status above is to be removed, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and twice the amount of the ISSUE FEE shown above, or
`
`If the SMALL ENTITY is shown as NO:
`
`A. Pay TOTAL FEE(S) DUE shown above, or
`
`B. If applicant claimed SMALL ENTITY status before, or is now
`claiming SMALL ENTITY status, check box 5a on Part B - Fee(s)
`Transmittal and pay the PUBLICATION FEE (if required) and 1/2
`the ISSUE FEE shown above.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of t