throbber
Page 1
`
` UNITED STATES PATENT AND TRADEMARK OFFICE
` BEFORE THE PATENT TRIAL AND APPEAL BOARD
` ----------------------------------X
` AMERIGEN PHARMACEUTICALS LIMITED
` AND ARGENTUM PHARMACEUTICALS, LLC,
`
` Petitioners,
`
` vs.
`
` JANSSEN ONCOLOGY, INC.,
`
` Patent Owner.
`
` Case IPR2016-00286
` Patent No. 8,822,438 B2
` ----------------------------------X
`
` DEPOSITION OF RICHARD AUCHUS, M.D., Ph.D.
`
` New York, New York
`
` Thursday, December 15, 2016
`
` 9:15 a.m.
`
` Reported by:
`
` Jennifer Ocampo-Guzman, CRR, CLR
`
` JOB NO. 17732
`
`Amerigen Exhibit 1188
`Amerigen v. Janssen IPR2016-00286
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`1
`
`

`

`Page 2
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
` December 15, 2016
`
` 9:15 a.m.
`
`
`
` Deposition of RICHARD AUCHUS,
`
` M.D., Ph.D., held at the offices of
`
` Sidley Austin, LLP, 787 Seventh Avenue,
`
` New York, New York, pursuant to notice,
`
` before Jennifer Ocampo-Guzman, a
`
` Certified Real-Time Shorthand Reporter
`
` and Notary Public of the State of New
`
` York.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`2
`
`

`

`Page 3
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` A P P E A R A N C E S:
`
`
`
` MCNEELY, HARE, WAR LLP
`
` Attorneys for Petitioner
`
` 12 Roszel Road, Suite C104
`
` Princeton, New Jersey 08540
`
` (347) 400-1154
`
` BY: GABRIELA MATERASSI, ESQ.
`
` materassi@miplaw.com
`
` WILLIAM D. HARE, ESQ.
`
` bill@miplaw.com
`
`
`
` SIDLEY AUSTIN LLP
`
` Attorneys for Patent Owner
`
` 787 Seventh Avenue
`
` New York, New York 10019
`
` (212) 839-5300
`
` BY: BINDU DONOVAN, ESQ.
`
` bdonovan@sidley.com
`
` ALYSSA B. MONSEN, ESQ.
`
` amonsen@sidley.com
`
`
`
`
`
`
`
`
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`3
`
`

`

`Page 4
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` APPEARANCES (Continued):
`
`
`
` FINNEGAN HENDERSON FARABOW
`
` GARRETT & DUNNER LLP
`
` Attorneys for BTG
`
` 16 Old Bailey
`
` London EC4M 7EG
`
` United Kingdom
`
` +44 (0)20 7864 2800
`
` BY: ANTHONY C. TRIDICO, Ph.D.
`
` anthony.tridico@finnegan.com
`
`
`
` ALSO PRESENT:
`
`
`
` TIM TRACY (Johnson & Johnson)
`
` TONY DOLAN (BTG)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`4
`
`

`

`Page 5
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` R I C H A R D J. A U C H U S, called as
`
` a witness, having been duly sworn, was
`
` examined and testified as follows:
`
` EXAMINATION BY
`
` MS. MATERASSI:
`
` Q. Good morning, doctor. My name is
`
` Gabriela Materassi and I represent petitioner
`
` Amerigen Pharmaceuticals Ltd. in this
`
` proceeding.
`
` My first question for you is, do
`
` you understand why you're here today?
`
` A. Yes, I do.
`
` Q. And what is your understanding of
`
` why you're here today?
`
` MS. DONOVAN: And I will just
`
` caution the witness not to disclose any
`
` attorney/client privileged
`
` communications. You may answer the
`
` question generally.
`
` A. To discuss my declaration.
`
` Q. Very good. So first exhibit that I
`
` am going to hand has been, will be marked AMG
`
` 1082?
`
` (AMG Exhibit 1082, Petitioners'
`
` Notice of Deposition of Richard Auchus,
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`5
`
`

`

`Page 6
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` M.D., Ph.D., marked for identification,
`
` this date.)
`
` Q. Just handing that to you, sir.
`
` MS. MATERASSI: Sorry.
`
` Q. You can take a look at AMG-1082 and
`
` confirm for me whether or not this is your
`
` deposition notice for this deposition today.
`
` A. Yes.
`
` Q. Now, you've already alluded to your
`
` declaration, so in connection with this
`
` proceeding before the Patent Board of Trials
`
` and Appeals, you submitted a declaration
`
` regarding the validity of U.S. Patent number
`
` 8,822,438; is that correct?
`
` A. Yes.
`
` Q. And so we're going to hand you AMG
`
` 1001, previously marked AMG 1001, and I'm
`
` going to ask you to confirm whether or not
`
` this is the patent that you were asked to
`
` submit a declaration with respect to.
`
` A. Sorry, you said that you are
`
` handing me AMG, so you are marking this --
`
` Q. Okay. So here is what we are going
`
` to be doing. AMG 1001 that number is down
`
` here.
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`6
`
`

`

`Page 7
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` A. Irrespective of what is up here.
`
` Q. Here is the number of the patent.
`
` A. Correct.
`
` Q. So what I asked, I hope, was to
`
` confirm whether or not this document, which
`
` has been labeled previously Amerigen 1001, is
`
` the patent that you submitted a declaration
`
` in connection with.
`
` A. So it appears to be a copy of the
`
` patent, yes.
`
` Q. Okay. Very good.
`
` MS. DONOVAN: If I may just
`
` interject, the witness has been provided
`
` with Janssen Exhibit 2040 which is a
`
` copy of his declaration. And you're
`
` welcome to look at it, if you wish to,
`
` to confirm it's the same as what has
`
` been submitted, but I can represent to
`
` you that it is.
`
` MS. MATERASSI: But you can
`
` represent to us that that is a copy of
`
` the declaration, so we can proceed on
`
` the basis of your representation.
`
` Q. So for purposes of this proceeding
`
` today, is it okay with you and will you
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`7
`
`

`

`Page 8
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` understand what I'm referencing to, if I use
`
` the abbreviation "the '438 patent" when I
`
` refer to the patent at issue in this
`
` proceeding?
`
` A. Yes, that's fine.
`
` Q. Okay. Very good.
`
` So for today, I'm going to ask you
`
` some questions today in connection with your
`
` written testimony on behalf of the patent
`
` owner in this proceeding, and what I'm going
`
` to be doing in particular is I'm going to be
`
` cross-examining you regarding your written
`
` testimony in this case.
`
` So first let me go over briefly the
`
` ground rules for the deposition. Maybe my
`
` first question before I do that is to ask you
`
` whether you've ever been deposed before in
`
` any proceeding.
`
` A. No, I have not.
`
` Q. Okay, so I will go slowly.
`
` Do you understand, sir, doctor,
`
` that when you answer my questions, your
`
` answer must be full, complete and truthful,
`
` because you are under oath?
`
` A. Yes, I do.
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`8
`
`

`

`Page 9
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` Q. Do you understand that you are to
`
` respond to my questions, regardless of your
`
` counsel's stated objection, unless your
`
` counsel expressly instructs you not to
`
` respond?
`
` A. Yes, I do.
`
` Q. Okay. Now if for any reason you do
`
` not understand a question, and that may
`
` happen more than once, do you understand that
`
` you should raise the issue of your lack of
`
` understanding before answering that question?
`
` A. Yes, I do.
`
` Q. Okay. Please let me know whether
`
` you need to take a break, and we will try to
`
` accommodate you as soon as possible. The
`
` only request that petitioner makes from our
`
` end is, if we are in the middle of a question
`
` and you have not responded to that question,
`
` if you can respond to the question before we
`
` go on to the break.
`
` Is that all right with you?
`
` A. I understand that, yes.
`
` Q. Okay. Doctor, can you state your
`
` full name for the record, please?
`
` A. Richard Joseph Auchus.
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`9
`
`

`

`Page 10
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` Q. Can you state for the record your
`
` residential address?
`
` A. I life at 525 Green Road in Ann
`
` Arbor, Michigan.
`
` Q. Very nice place.
`
` Dr. Auchus, can you tell me if you
`
` are on any medication today that might affect
`
` your testimony?
`
` A. No.
`
` Q. Are you suffering from any malady
`
` that might affect your testimony today?
`
` A. No.
`
` Q. Do you understand that you are not
`
` to confer or consult with your counsel
`
` regarding any questions that I will ask you
`
` or any of your responses to any questions
`
` that I will ask you today, during any time in
`
` which you have a break from the deposition?
`
` A. Yes, I do.
`
` Q. Okay. Am I correct that you are
`
` here on behalf of Janssen?
`
` A. Yes, I am.
`
` Q. Can we agree to use the shorthand
`
` Janssen, when referring to the patent owner
`
` in this proceeding?
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`10
`
`

`

`Page 11
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` A. Yes.
`
` Q. Can you identify your counsel for
`
` me?
`
` A. My counsel is sitting to my left.
`
` Q. Okay. And that's --
`
` A. Bindu Donovan.
`
` MS. DONOVAN: I will state for the
`
` record my name is Bindu Donovan. I'm
`
` with Sidley Austin. Also with me today
`
` is Ms. Monsen, who is also with Sidley
`
` Austin, Alyssa Monsen, and we're here on
`
` behalf of Janssen in this proceeding.
`
` MS. MATERASSI: Okay.
`
` Q. How long after you were first
`
` approached, doctor, by Janssen did you agree
`
` to testify on behalf of Janssen in this
`
` proceeding?
`
` MS. DONOVAN: Object to the form of
`
` the question.
`
` A. I do not recall.
`
` Q. Okay. Do you recall when you were
`
` first approached by Janssen about anything in
`
` connection with this proceeding?
`
` A. Not exactly.
`
` Q. Okay.
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`11
`
`

`

`Page 12
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` A. Yeah, it was at least a year ago, I
`
` can tell you that much.
`
` Q. Okay. Doctor, are you being
`
` compensated for your testimony in this
`
` proceeding?
`
` A. Yes, I am.
`
` Q. Can you describe the terms of your
`
` compensation?
`
` A. So paragraph 2, my declaration,
`
` says I'm being compensated at a customary
`
` rate of $350 per hour.
`
` Q. And is that the rate that you are
`
` being compensated at?
`
` A. Yes.
`
` Q. Have you ever served as an expert
`
` witness in any other proceeding?
`
` A. Yes, yes.
`
` Q. Okay. Can you describe briefly the
`
` nature of those proceedings in which you
`
` served as an expert testimony -- an expert
`
` witness?
`
` A. So one of these was a court martial
`
` when I was in the military, regarding a
`
` doping case; and the other was a binding
`
` arbitration, also about a doping case.
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`12
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` Q. How long were you in the military,
`
`Page 13
`
` doctor?
`
` A. Four years.
`
` Q. Which branch?
`
` A. Air force.
`
` Q. So was my father-in-law, similar
`
` track.
`
` With respect to your deposition
`
` here today, how much time did you spend
`
` preparing for today's deposition?
`
` MS. DONOVAN: And I'll caution the
`
` witness not to disclose any specific
`
` attorney/client privileged
`
` communications. You may answer the
`
` question very generally.
`
` A. I would have to add up. I can't
`
` really give you an exact answer without
`
` taking some time to make an estimate.
`
` Q. So let me ask you, was it more than
`
` 10 hours?
`
` A. Yes.
`
` Q. Was it more than 20?
`
` A. Probably, yes, but -- yes, close to
`
` --
`
` Q. More than 30?
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`13
`
`

`

`Page 14
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` A. Probably not.
`
` Q. So is it fair to say between 20 and
`
` 30 hours?
`
` A. I think that's a good
`
` approximation.
`
` Q. Okay. How much of that between 20
`
` and 30 hours approximately of time that you,
`
` that you spent preparing for today's
`
` deposition did you spend preparing on your
`
` own?
`
` A. Maybe a quarter of that time.
`
` Q. Okay. So the remaining
`
` three-quarters of the time, roughly, was with
`
` counsel?
`
` MS. DONOVAN: Object to form.
`
` A. Most, so some of that time was with
`
` counsel, yes.
`
` Q. So if we can go back, and if I can
`
` ask you again, just to clarify for the
`
` record, from that between 20 and 30 hours
`
` that you testified earlier, approximately,
`
` you spent preparing for today's deposition,
`
` approximately how many hours, I guess, did
`
` you spend preparing for today's deposition on
`
` your own?
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`14
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` A. So I will make an estimate of about
`
`Page 15
`
` eight hours.
`
` Q. Okay.
`
` Did you speak with or consult with
`
` anyone at Janssen, in the course of preparing
`
` for your deposition today?
`
` MS. DONOVAN: I object to the form
`
` of the question, and I also caution the
`
` witness not to disclose any
`
` attorney/client privileged
`
` communications.
`
` You may answer the question
`
` generally.
`
` A. Can you restate that, please?
`
` Q. Yes. Did you speak with or consult
`
` with anyone at Janssen, in the course of
`
` preparing for your deposition today?
`
` MS. DONOVAN: I object to the form
`
` of the question.
`
` A. I don't recall. I honestly am not
`
` sure the, connection to some of the other
`
` parties. I did not seek out any people from
`
` Janssen, let's put it that way.
`
` Q. Okay. That's a slightly different
`
` answer to my question.
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`15
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` Did anyone from Janssen seek you
`
`Page 16
`
` out?
`
` A. No.
`
` Q. Did you and someone or anyone at
`
` Janssen communicate regarding your deposition
`
` today, before your deposition today?
`
` MS. DONOVAN: I object to the form
`
` of the question.
`
` A. So, okay, if they did, I didn't
`
` know that they were associated with Janssen.
`
` So I'm not aware of somebody from Janssen
`
` seeking me out.
`
` Q. What about someone from BTG, are
`
` you aware or did you speak with or consult
`
` with anyone from BTG?
`
` A. So what is BTG?
`
` Q. So BTG is one of the real parties,
`
` one of the real parties in terms of the
`
` patent owner. And I guess from your response
`
` you don't know who BTG is --
`
` A. No, no.
`
` Q. -- so it's unlikely that you
`
` knowingly consulted or spoke with anyone from
`
` the BTG.
`
` What about Cougar, did you speak
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`16
`
`

`

`Page 17
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` with anyone from Cougar?
`
` MS. DONOVAN: I object to the form
`
` of the question. And just, Gabriela,
`
` for the record, are you asking in the
`
` context of preparation for his
`
` deposition?
`
` Q. So this is all in the context of
`
` the preparation for today's deposition.
`
` MS. DONOVAN: So again I caution
`
` the witness to not disclose any
`
` attorney/client privileged
`
` communications you may answer the
`
` question generally, if you understand
`
` it.
`
` And maybe, Gabriela, if you could
`
` just repeat the question.
`
` MS. MATERASSI: Here's the thing,
`
` counselor. If Dr. Auchus does not
`
` understand the question, I would prefer,
`
` strongly prefer that Dr. Auchus himself
`
` let me know that he does not understand
`
` the question.
`
` A. So it is my understanding that
`
` Cougar doesn't exist anymore. And I may be
`
` incorrect about that, and I don't understand
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`17
`
`

`

`Page 18
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` how I could consult with someone from a
`
` company that no longer exists.
`
` Q. What became of Cougar, if you snow?
`
` MS. DONOVAN: Object to the form of
`
` the question.
`
` A. My understanding it was acquired.
`
` Q. So by Johnson & Johnson, correct?
`
` A. Correct.
`
` Q. Did you speak with or consult with
`
` anyone at Johnson & Johnson --
`
` A. No.
`
` Q. -- in the course of preparing for
`
` your deposition today?
`
` A. No.
`
` Q. Can you generally describe what, if
`
` any, documents you reviewed before coming to
`
` this deposition?
`
` MS. DONOVAN: I object to the form
`
` of the question, and I also object on
`
` the grounds of the attorney/client
`
` privilege.
`
` MS. MATERASSI: So here is an
`
` issue, Ms. Donovan. There is a
`
` veritable mountain of case law that
`
` supports the position that we
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`18
`
`

`

`Page 19
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` petitioners are taking in this
`
` deposition, and all the preceding
`
` depositions, that questions with respect
`
` to what categories of documents the
`
` witness consulted and even in particular
`
` which documents the witness consulted
`
` are not attorney work product. And so
`
` we can cite several cases and we can
`
` take this up separately with the board.
`
` For today, we very, very strongly
`
` feel the case law is unequivocal as to
`
` whether or not Dr. Auchus can respond to
`
` what categories of documents he
`
` reviewed. If you feel differently, we
`
` can certainly approach the board about
`
` that right now.
`
` MS. DONOVAN: Ms. Materassi, I'm
`
` going to preserve and maintain my
`
` objection.
`
` Let me explain to you what we are
`
` willing to do here, and I actually
`
` disagree with you. His preparation for
`
` this deposition is subject to the
`
` attorney/client privilege, the documents
`
` --
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`19
`
`

`

`Page 20
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` MS. MATERASSI: Here is the
`
` problem --
`
` MS. DONOVAN: I don't want to argue
`
` with you. Let me finish my objection.
`
` Let me finish my objection.
`
` MS. MATERASSI: We will take this
`
` up before the board.
`
` MS. DONOVAN: I told you we are
`
` going to figure out a procedure, okay?
`
` Now let me finish my objection. Let me
`
` make my objection.
`
` MS. MATERASSI: How long is your
`
` objection going to be, counselor?
`
` MS. DONOVAN: It's going to be as
`
` long as yours, so let me finish my
`
` objection. Okay.
`
` Now we believe that his preparation
`
` is subject to the attorney/client
`
` privilege. You may put a document in
`
` front of him and ask him if he had seen
`
` it before, and he will answer yes or no.
`
` But other than that, I am not going to
`
` let you ask any questions about what
`
` happened and what documents he was shown
`
` during the course of his preparation,
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`20
`
`

`

`Page 21
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` okay.
`
` Q. Well, here is the question that I
`
` can ask you -- and we are going to see if
`
` counselor has an unusual and perhaps unique
`
` interpretation of attorney work product.
`
` Did you independently review any
`
` documents, including any literature, in the
`
` course of preparing for your deposition?
`
` MS. DONOVAN: You may answer that
`
` yes or no.
`
` Q. Independently of counsel.
`
` A. No.
`
` Q. So all of the documents that you
`
` reviewed in preparation for your deposition
`
` today were documents that you reviewed
`
` because counsel selected them and showed them
`
` to you for your review; is that correct?
`
` MS. DONOVAN: Object to the form of
`
` the question. I caution the witness not
`
` to disclose privileged communications.
`
` Q. You can answer the question,
`
` doctor.
`
` MS. DONOVAN: You can answer
`
` generally, doctor.
`
` A. Some of those documents I had known
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`21
`
`

`

`Page 22
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` about previously and --
`
` Q. So my question wasn't that. My
`
` question was, in the course of preparing for
`
` your deposition today, did -- were all of the
`
` documents that you reviewed documents that
`
` were selected and provided to you for your
`
` review by counsel?
`
` A. I would say yes.
`
` Q. Did you review testimony from any
`
` of the other witnesses for Janssen in this
`
` proceeding?
`
` A. No.
`
` Q. Did you review the testimony of Dr.
`
` Scott Serels?
`
` A. Yes.
`
` Q. Did you review any of the
`
` references cited by Dr. Serels in his
`
` deposition -- in his declaration, rather?
`
` A. Yes.
`
` Q. So separate question is, did you
`
` review Dr. McDuff's declaration?
`
` A. No.
`
` Q. Do you know who Dr. McDuff is?
`
` A. No.
`
` Q. Do you have any notes with you here
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`22
`
`

`

`Page 23
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` today?
`
` A. No.
`
` Q. And I think you said before you had
`
` never been deposed before, correct?
`
` A. Correct.
`
` Q. Have you ever testified at trial?
`
` A. Minor trials, traffic violations.
`
` Q. But not in your capacity as an
`
` expert?
`
` A. No.
`
` Q. Have you ever been involved in a
`
` case outside of this that involved an opinion
`
` pertaining to the validity of a patent claim?
`
` A. No.
`
` Q. Can you go over briefly your
`
` educational background, doctor?
`
` A. So undergraduate in chemistry at
`
` MIT; MD and Ph.D. in pharmacology at
`
` Washington University; internal medicine
`
` residency training at the University of Iowa;
`
` and then fellowship training at Wilford Hall
`
` U.S.A.F. Medical Center in the University of
`
` Texas, San Antonio. And then I did
`
` postdoctoral work at the University of
`
` California, San Francisco.
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`23
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` Q. What did you receive your Ph.D. in?
`
`Page 24
`
` A. Pharmacology.
`
` Q. What was your thesis or
`
` dissertation topic for your Ph.D.?
`
` A. It was making and studying
`
` inhibitors of estrogen biosynthesis.
`
` Q. Dr. Auchus, have you participated
`
` any phase I clinical trials?
`
` MS. DONOVAN: I object to the form
`
` of the question.
`
` A. How -- I would ask you to explain
`
` what "participation" means.
`
` Q. Have you participated as a clinical
`
` investigator --
`
` A. Yes.
`
` MS. DONOVAN: Just allow me to
`
` object.
`
` THE WITNESS: Sorry.
`
` Q. -- in phase I trials?
`
` MS. DONOVAN: I object to the form
`
` of the question.
`
` You may answer.
`
` A. Yes, I have.
`
` Q. Do you understand what the term
`
` "clinical investigator" means, in the context
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`24
`
`

`

`Page 25
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` of phase I clinical trials?
`
` A. I interpret that as enrolling
`
` patients and being responsible for the
`
` conduct of the trial.
`
` Q. So that's very good. That was the
`
` meaning I had in mind as well.
`
` So if I can ask you, have you ever
`
` participated as a clinical investigator in
`
` any phase I trials of abiraterone?
`
` A. Yes, I have.
`
` Q. Can you describe briefly which
`
` trials you participated as a clinical
`
` investigate for abiraterone?
`
` A. So it was a study of patients with
`
` 21-hydroxylase deficiency, and it was a
`
` six-dose dose escalation phase I trial.
`
` Q. And we will get into this in a
`
` little more detail, I promise you, in a
`
` little bit. But 21-hydroxylase deficiency,
`
` is that a form of what is generally referred
`
` as congenital adrenal hyperplasia?
`
` A. Yes, it is.
`
` Q. Had you ever participated in any
`
` phase II clinical trials, as a clinical
`
` investigator?
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`25
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` MS. DONOVAN: I object to the form
`
`Page 26
`
` of the question.
`
` You may answer.
`
` A. Yes, I have.
`
` Q. Okay. Can you describe which drugs
`
` you have participated as a clinical -- excuse
`
` me, as a clinical investigator in a phase II
`
` trial?
`
` A. So that would be a drug called
`
` ATR-101, which is also for 21-hydroxylase
`
` deficiency.
`
` Q. Any others?
`
` A. I think that's the only one that's
`
` phase II.
`
` Q. And what about with respect to
`
` phase III, have you ever participated as a
`
` clinical investigator in any phase III
`
` trials?
`
` MS. DONOVAN: Object to the form of
`
` the question.
`
` A. Yes, I have.
`
` Q. Can you describe which drugs were
`
` involved in those phase III trials that you
`
` participated in as a clinical investigator?
`
` MS. DONOVAN: Object to form.
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`26
`
`

`

`Page 27
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` A. So one was mifepristone for
`
` Cushing's disease. Then there was a
`
` pasireotide, P-A-S-I-R-O -- sorry, excuse me.
`
` P-A-S-I-R-E-O-T-I-D-E, for both Cushing's
`
` disease and acromegaly.
`
` There is osilodrostat, O-S-O -- no,
`
` sorry. O-S-I-L-O-D-R-O-S-T-A-T, for
`
` Cushing's Disease. Levoketoconazole for
`
` Cushing's Disease, and that's it.
`
` Q. Is Cushing's Disease, what is
`
` Cushing's Disease? I'm sorry, I'll ask you
`
` that.
`
` A. It is a condition where a patient
`
` makes too much cortisol.
`
` Q. Doctor, do you have an
`
` understanding of what the objectives
`
` generally of a phase I clinical trial are?
`
` MS. DONOVAN: I object to the form
`
` of the question. And outside the scope
`
` of the direct testimony and declaration.
`
` A. I have a general understanding.
`
` Q. And what is your general
`
` understanding of what those objectives of a
`
` phase I clinical trial are?
`
` A. To determine dose-limiting
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`27
`
`

`

`Page 28
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` toxicity.
`
` Q. Anything else?
`
` A. That's the major objective that I'm
`
` aware of. People do try to add other things,
`
` but that's the major, by definition, the
`
` major objective.
`
` Q. Now, with respect to phase II
`
` trials, do you have an understanding of what
`
` the objectives generally of a phase II
`
` clinical trial are?
`
` MS. DONOVAN: Object to the form of
`
` the question.
`
` A. I'm -- I do have a general
`
` understanding, yes.
`
` Q. Okay. What is that general
`
` understanding of what the objective of a
`
` phase II clinical trial is?
`
` A. To demonstrate efficacy.
`
` Q. Now, with respect to phase III
`
` clinical trials, do you have an understanding
`
` of the objectives generally of a phase III
`
` clinical trial?
`
` MS. DONOVAN: Objection to form.
`
` A. Yes, I do.
`
` Q. Okay. Can you explain what your
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`28
`
`

`

`Page 29
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` understanding is of the objectives generally
`
` of a phase III clinical trial?
`
` MS. DONOVAN: Same objection.
`
` A. So I would say in three words,
`
` safety, efficacy and registration.
`
` Q. And so can you explain what you
`
` mean by "registration"?
`
` A. To obtain FDA approval.
`
` Q. And I think you testified earlier
`
` that you have worked as a clinical
`
` investigator in phase III clinical trials,
`
` correct?
`
` A. Correct.
`
` Q. So for the drugs that were involved
`
` in those phase III clinical trials where you
`
` participated as a clinical investigator, do
`
` you know whether or not those drugs
`
` ultimately received approval from FDA for any
`
` indication?
`
` A. Yes, they did.
`
` Q. Which drugs received approval from
`
` the FDA?
`
` A. Mifepristone and pasireotide.
`
` Q. What was the approved indication
`
` for mif --
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`29
`
`

`

`Page 30
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` A. Mifepristone.
`
` Q. Yes.
`
` A. For treatment of Cushing's Disease
`
` with glucose intolerance or diabetes.
`
` Q. Was that drug approved alone or in
`
` combination with another drug agent?
`
` A. It was approved alone.
`
` Q. And with respect to the second
`
` drug --
`
` A. Pasireotide?
`
` Q. Yes.
`
` -- what was the approved
`
` indication?
`
` A. There's two indications. One is
`
` for Cushing's disease, and the other is for
`
` acromegaly.
`
` Q. And again, was that drug approved
`
` alone or in combination with another drug
`
` agent for these indications?
`
` A. These were approved alone.
`
` Q. And you testified earlier that the,
`
` that you did participate as a clinical
`
` investigator in at least one clinical trial
`
` for abiraterone, correct?
`
` MS. DONOVAN: Object to the form of
`
`TransPerfect Legal Solutions
`212-400-8845 - Depo@TransPerfect.com
`
`30
`
`

`

`Page 31
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` the question.
`
` Q. So the patients in that clinical
`
` trial that you participated in for
`
` abiraterone were not patients with prostate
`
` cancer, correct?
`
` A. That's correct.
`
` Q. Were they male?
`
` A. No, they were not.
`
` Q. They were female by default, I
`
` guess.
`
` A. Depends if you're asking sex or
`
` gender.
`
` Q. Exactly. I knew you were going to
`
` say that, speaking to a specialist.
`
` So you have your own copy, counsel
`
` has represented you have your own copy of the
`
` declaration that you had s

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket