throbber
Page 1
`
` UNITED STATES PATENT AND TRADEMARK OFFICE
` BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
` HTC CORPORATION AND )
` HTC AMERICA, INC., )
` )
` Petitioners, )
` )
` VS. ) CASE IPR2016-01501
` ) Patent 8,457,676
` CELLULAR COMMUNICATIONS )
` EQUIPMENT LLC, )
` )
` Patent Owner. )
`
`ORAL AND VIDEOTAPED DEPOSITION OF JAY P. KESAN, Ph.D.
` JULY 26, 2017
` JOB NO: 127475
` ORAL AND VIDEOTAPED DEPOSITION of
` JAY P. KESAN, Ph.D., produced as a witness at the
` instance of the Petitioners, and duly sworn, was taken
` in the above-styled and -numbered cause on the 26th of
` July, 2017, from 10:06 a.m. to 1:32 p.m., before
` Therese J. Casterline, CSR in and for the State of
` Texas, reported by machine shorthand, at the offices
` of Bragalone Conroy, PC, 2200 Ross Avenue, Suite
` 4500-W, in the City of Dallas, County of Dallas, State
` of Texas, pursuant to the Federal Rules of Civil
` Procedure and the provisions stated on the record.
`
`TSG Reporting - Worldwide - 877-702-9580
`
`1 2
`
`3
`
`4 5
`
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`IPR2016-01501
`(HTC v. CCE)
`
`Page 1
`
`Exhibit 1009
`
`

`

`Page 2
`
`Page 3
`
` I N D E X
` PAGE
`Appearances 2
`
`WITNESS: JAY P. KESAN, Ph.D.
`EXAMINATION BY MR. NASH 4
`EXAMINATION BY MR. SAAD 131
`
`Changes and Signature 136
`Reporter's Certificate 138
`
` EXHIBITS
`NUMBER DESCRIPTION PAGE
`(Previously marked)
`Petitioner's United States Patent 30
`Exhibit 1001 8,457,676
`
`Petitioner's United States Patent 75
`Exhibit 1005 Application Publication
` 2006/0140154
`
`CCE Declaration of Dr. Jay P. 9
`Exhibit 2005 Kesan
`
`12
`
`3
`4
`
`56
`
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A P P E A R A N C E S
`
`FOR THE PETITIONERS:
` Mr. Brian Nash, Esq.
` PILLSBURY WINTHROP SHAW PITTMAN
` 401 Congress Avenue
` Austin, TX 78701
`
`FOR THE PATENT OWNER:
` Mr. Terry Saad, Esq.
` BRAGALONE CONROY
` 2200 Ross Avenue
` Dallas, TX 75201
`
`ALSO PRESENT:
` Mr. Joseph McDermott, Videographer
`
`Page 4
`
` P R O C E E D I N G S
` THE VIDEOGRAPHER: Now on record at
` 10:06 a.m. on July 26th, 2017 for the
` videotaped deposition of Dr. Jay Kesan in
` Dallas, Texas, in the action entitled HTC
` Corporation and HTC America versus Cellular
` Communications Equipment LLC, Case Number
` IPR2016-01501. This is media number 1.
` Counsel may identify themselves;
` afterwards, the court reporter will swear in
` the witness.
` MR. SAAD: Terry Saad from Bragalone
` Conroy on behalf of the Patent Owner,
` Cellular Communications Equipment LLC.
` MR. NASH: Brian Nash of Pillsbury
` Winthrop Shaw Pittman here on behalf of the
` Petitioners HTC Corporation and HTC America.
` JAY P. KESAN, Ph.D.,
`having been first duly sworn, testified as follows:
` EXAMINATION
`BY MR. NASH:
` Q. Good morning, Dr. Kesan. How are
` you?
` A. I'm good, thank you.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Page 5
`
` KESAN
` Q. Now, you understand why you're here
`today?
` A. Yes.
` Q. And I think this isn't your first
`deposition, correct?
` A. No, it's not.
` Q. Okay. So you know the general rules
`on a deposition, right?
` A. (Nods head.)
` Q. You're under oath?
` A. Yes.
` Q. Okay. That's the same as if you were
`at trial in a courthouse or at the PTAB, you're
`giving sworn testimony?
` A. Yes.
` Q. I'll assume you understand the
`questions. If you don't, feel free to ask me for
`a clarification.
` A. Yes.
` Q. You're going to have to answer
`audibly, which you're already doing. It's great.
` A. Thank you.
` Q. You can't shake your head because it
`won't be picked up by our court reporter.
`
`2 (Pages 2 to 5)
`TSG Reporting - Worldwide - 877-702-9580
`
`12
`
`34
`
`5
`6
`
`789
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`12
`
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`IPR2016-01501
`(HTC v. CCE)
`
`Page 2
`
`Exhibit 1009
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Page 6
`
` KESAN
` You can take a break at any time, just
`that if there's a question pending, I'd ask that
`you answer the question, and then we'll take a
`break. Does that sound okay?
` A. Thank you. That's fine.
` Q. Your attorney may object. Unless he
`instructs you not to answer, I'm going to want
`you to answer, okay?
` A. Yes.
` Q. And then if there's any reason that
`you can't give accurate or complete testimony
`today, would you let me know?
` A. Sure.
` Q. Okay. So you've been engaged as an
`expert in IPR Case Number 2016-1501 on behalf of
`Cellular Communications Equipment, correct?
` A. Yeah, I assume that's the number for
`this IPR.
` Q. Right. Yes.
` A. Yes.
` Q. Okay. So the one that we read onto
`the record this morning?
` A. Yes. Yes.
` Q. Yes.
`
`Page 8
`
` KESAN
`declaration, the Kwak reference and so on, other
`things that are listed in my declaration.
` Q. Okay. So most -- mostly the items
`listed in your declaration, or were there any
`other items that you reviewed?
` A. I think there were items in my
`declaration.
` Q. Okay.
` A. And then I am not exactly sure if I
`reviewed all of them, but probably a subset of
`them to prepare.
` Q. Sure. Okay.
` Did you meet with anybody to prepare
`for today?
` A. Yes, I met with counsel.
` Q. Terry?
` A. Yes.
` Q. Okay. And when did you meet?
` A. Yesterday.
` Q. Yesterday? And how long?
` A. A few hours.
` Q. Did you speak with anyone else in
`preparing for today's deposition?
` A. No.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Page 7
`
` KESAN
` And that one relates to US Patent
`8,457,676; does that sound right?
` A. Yes.
` Q. Okay. And it's okay if I call that
`the '676 patent?
` A. Yes.
` Q. We would all know what that is?
` A. (Nods head.)
` Q. Are you being compensated by -- so I'm
`going to call them CEC; is that okay?
` A. That's fine.
` Q. Are you being compensated by CEC?
` A. Yeah. I'm being compensated for my
`time, yes.
` Q. How much are you being compensated?
` A. My rate of compensation for my time is
`550 per hour.
` Q. Okay. And did you do anything to
`prepare for today's deposition?
` A. I reviewed the materials that I've
`listed in the materials considered in my
`declaration --
` Q. Okay.
` A. -- including the patent, my
`
`Page 9
`
` KESAN
` Q. And besides yesterday and reviewing
`documents that you mentioned, did you do anything
`else to prepare for today's deposition?
` A. No, just reviewing the documents and
`reviewing the materials I mentioned and
`discussing with counsel.
` Q. Okay. Thank you.
` I -- I believe you've rendered an
`opinion in this case, correct?
` A. Yeah, the declaration.
` Q. And that's the declaration you were
`discussing?
` A. Yes.
` Q. And I'm going to hand it to you now,
`and it's been marked as CEC Exhibit 2005.
` Do you recognize that document?
` A. Yes, I do.
` Q. And that's the declaration we were
`talking about earlier; is that correct?
` A. Yes.
` Q. Did you prepare it?
` A. Yes.
` Q. And did you write the entire document
`yourself?
`
`3 (Pages 6 to 9)
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2016-01501
`(HTC v. CCE)
`
`Page 3
`
`Exhibit 1009
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Page 10
`
` KESAN
` A. No. We sort of engaged in a process
`with counsel where we discussed the references
`and discussed the claims and talked about what we
`thought were the key points we wanted to make,
`went back and forth.
` Q. And so did you do the actual drafting
`or did counsel do the drafting?
` A. I did some of the drafting, counsel
`made some suggestions, and I would review them,
`and the end result is the declaration, I guess.
` Q. Do you recall whether there were
`specific portions that you drafted?
` A. I think it was basically going back
`and forth on the document until we were happy.
` Q. Is there any portions that you recall
`that you did the first draft of?
` A. Oh, there were several things that,
`you know, were necessarily things that I would
`put in without discussion, such as, you know, my
`background and so on, so -- so the other things
`we discussed, the substantive issues.
` Q. So for the other things you discussed,
`and then counsel took the first cut at it; would
`that be fair?
`
`Page 12
`
` KESAN
` A. I want to say I've encountered about,
`you know -- I want to say four or five, something
`around that number.
` Q. Okay.
` A. They're all in various stages, so I
`may be off in my number by one or two.
` Q. Right. I don't need an exact number.
`I was just curious.
` So as that background relates, that
`may be similar or even identical to some
`technical backgrounds that you've had in other
`patents related to power control; is that
`correct?
` A. Yeah. It's -- it's -- I don't think
`it's identical, because I remember that I
`tailored it to some of the specifics of this
`particular IPR.
` Q. I see.
` A. But -- but the -- sort of the gist of
`the material is perhaps similar.
` Q. Like the genesis of where it started
`from came from somewhere else; is that right?
` A. From one of these power -- control
`power headroom reporting patents.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Page 11
`
` KESAN
` A. In some -- some situations, yes. Some
`situations I did, depending on the points we had
`to make, but I was comfortable with the end
`result.
` Q. Do you recall if you took the lead on
`drafting any of the portions about the background
`of the technology?
` A. So the background was something that
`we have developed, you know, because there were
`so many patents involved, so we had gone back and
`forth on -- on that.
` Q. And so that background is something
`you've seen and used in other cases related to
`this technology?
` A. That we developed in other cases --
` Q. Right.
` A. -- counsel and I worked on from other
`power -- control power headroom patents.
` Q. Okay. And those are other patents in
`the CEC portfolio?
` A. Correct.
` Q. How many of those cases or patents
`have you been engaged as an expert to opine on;
`do you recall?
`
`Page 13
`
` KESAN
` Q. Okay. What about the section in your
`declaration that's focused on analyzing the Kwak
`reference?
` MR. NASH: That's K-W-A-K.
` A. Yeah.
` Q. Is that something that you would have
`taken the first cut at drafting; do you recall?
` A. I don't recall it specifically, but
`obviously that's what, you know, I spent most of
`my time doing was -- was focusing on the -- the
`specifics of the Kwak reference.
` Q. And what about the writing of that
`section? Is that something that you recall
`drafting first or drafting later, or just
`providing your input for others to draft?
` A. Basically, we discussed all the points
`that we wanted to make, and -- and I -- I could
`be wrong, but I recall that some of the issues
`were similar to the issues that we had dealt with
`elsewhere in the same case involving similar
`patents.
` So we -- you know, we had some
`materials from before so we sort of put it
`together.
`
`4 (Pages 10 to 13)
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2016-01501
`(HTC v. CCE)
`
`Page 4
`
`Exhibit 1009
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Page 14
`
` KESAN
` Q. Can you explain what you mean by that,
`some similar issues to other cases?
` A. So I -- I don't recall very
`specifically, but I -- and I could be mistaken
`about this, but -- but I thought that we had
`dealt with the '676 patent in the district court
`matter or, you know -- and I think we had some
`other materials related to validity of the
`patent --
` Q. I see.
` A. -- so --
` Q. And you were able to leverage some of
`those previous resources?
` A. Right, right, right. And I believe it
`included -- may have even included the Kwak
`reference.
` Q. All right. Do you recall what that
`case might have been?
` A. Not off the top of my head, because
`there were so many of them, but it involved, you
`know, one of the district court matters, I
`think.
` Q. Okay.
` A. Again, I'm going from the top of my
`
`Page 16
`
` KESAN
` Q. And a lot of your discussion in Kwak
`is responding to Dr. Williams' opinions; is that
`correct?
` A. Correct.
` Just to clarify, I thought you were
`asking me about the prior involvement of
`Dr. Williams.
` Q. Right, and I am.
` A. Okay.
` Q. I am asking that.
` A. That's what I don't remember.
` Q. Okay.
` A. Obviously, I know that Dr. Williams --
` Q. Sure. No, no.
` A. -- is HTC's expert.
` Q. I certainly wasn't trying to imply
`that you'd forgotten it. I was more just trying
`to set the stage for, in your section discussing
`Kwak, there's a lot of discussion about
`Dr. Williams and his opinions, correct?
` A. Yes, yes.
` Q. And so I was wondering if, when we
`were talking about being able to leverage work
`from other cases, is that work that you're
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Page 15
`
` KESAN
`head, but I -- I could be mistaken.
` Q. Do you recall who the plaintiff -- or,
`sorry, the defendant would have been in that
`district court matter that you're thinking of?
` A. There were so many of them that --
`and -- but I want to say one of them, you know,
`may have been Apple, but there were so many
`defendants, and some of them are not in the case
`anymore, et cetera, so I'm not -- not sure the
`exact caption of the case.
` Q. Are the materials that you're thinking
`of from that district court case an expert report
`that you may have written?
` A. Right. I think so. Again, I'm going
`from memory, but -- and I'm not even sure if it
`was this patent, or it was just a reference or --
`you know, there was some commonalities.
` Q. Okay. Was there any commonality as it
`related to Dr. Williams?
` A. I don't recall.
` Q. You recall that Dr. Williams was the
`expert that provided a declaration on behalf of
`the Petitioner in this case, correct?
` A. Yes.
`
`Page 17
`
` KESAN
`referring to also responding to a report or
`testimony by Dr. Williams, or do you recall?
` A. Yeah, I -- I'm not sure, but I did
`focus on Dr. Williams' declaration in this
`matter, sort of as a starting point, because I
`thought I was responding to Dr. Williams'
`declaration in this matter.
` Q. Okay. Great.
` Do you recall how much time you spent
`on this declaration, preparing it?
` A. Again, it's a little hard to tell,
`because this was not the first time I was looking
`at the patent and this was not the first time I
`was -- so there was some prior knowledge.
` Q. Yeah.
` A. So it's -- it's sort of unfair, you
`know, in the sense that there was -- you know,
`this has been going on now for about, I guess, a
`year or more, so --
` Q. There's certainly some efficiencies if
`you've already looked at this patent and this
`reference before --
` A. Right.
` Q. -- is that what you're saying?
`
`5 (Pages 14 to 17)
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2016-01501
`(HTC v. CCE)
`
`Page 5
`
`Exhibit 1009
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Page 18
`
` KESAN
` A. Right. Right.
` Q. Do you have any recollection of how
`much time?
` A. Yeah, I probably spent -- I'm
`guessing, you know, a sum total of about, you
`know, four or five days, you know, off and on,
`not necessarily all days, but -- but I just
`worked on it until I was happy, and I thought I
`made all the points that needed to be made.
` Q. Okay. Do you have a rough estimate on
`how many hours per day?
` A. You know, I -- it could be more days,
`but I'm guessing that I probably spent, you know,
`25, 30 hours. You know, I'm just guessing. But,
`again, some of it was easier because I was
`familiar with some of these things.
` Q. Well, that makes sense. I wouldn't
`expect you to just bill for the sake of billing.
` So if you wouldn't mind, let's take a
`look at your statement about the level of
`ordinary skill in the art. I think that starts
`on page 23.
` And there's a -- looks like three
`paragraphs that kind of -- three to four that
`
`Page 20
`
` KESAN
`ordinary skill for this technology or this
`patent?
` A. Well, I mean, it's my understanding
`that I'm supposed to look at several factors that
`go into defining the level of ordinary skill in
`the art, and I looked at those factors, and --
`and then I thought that, you know, based on those
`factors, for an invention like this one, I would
`think that a person with an electrical
`engineering degree and with, you know, a
`reasonable amount of familiarity with wireless
`communication would be a sort of typical person
`of ordinary skill in the art in the -- given the
`subject matter of this technology.
` Q. Okay. Is there anything special about
`five years? Is -- do you have a basis for why
`you feel like it's five?
` A. Well, I think it would be -- that
`would be a sufficient amount of time for someone
`to -- to have a sense of how the electrical
`engineering education they had, how that is
`applied, you know, in this field.
` Q. Does your person of ordinary skill in
`the art differ from Dr. Williams' statement about
`
`Page 19
`
` KESAN
`kind of deal with this issue --
` A. Right.
` Q. -- paragraphs 42 to 45; is that
`correct?
` A. Right.
` Q. So -- and you state that -- and I'm
`reading from paragraph 44 -- a person of ordinary
`skill in the art as relevant to the '676 patent
`would have completed an undergraduate program --
` A. Right.
` Q. -- in electrical engineering or comp
`sci and would have at least five years of
`professional experience in the field of wireless
`communications.
` A. Right.
` Q. Then you say, alternatively, that
`person would have completed a graduate program in
`electrical engineering or computer science and
`would have had at least two years of professional
`experience in the field --
` A. Right.
` Q. -- of wireless; is that correct?
` A. Right.
` Q. How did you arrive at that level of
`
`Page 21
`
` KESAN
`what he believes the person of ordinary skill in
`the art would be?
` MR. SAAD: Objection, form.
` A. I don't have his level of ordinary
`skill in the art right in front of me here,
`but -- so I'm going from memory. But I don't
`think we -- we had a disagreement about that.
` Q. At least it wasn't a meaningful
`difference that you felt you needed to opine on
`with respect to your declaration; is that
`correct?
` A. Yeah, I believe so.
` Q. And to the extent there was a
`difference, that wouldn't have affected your
`testimony, correct?
` MR. SAAD: Objection, form.
` A. Yeah, I don't think so. Not that I
`recall.
` Q. You don't recall that any of your
`opinions hinge on whether it's your person of
`ordinary skill in the art or Dr. Williams' person
`of ordinary skill in the art; is that fair?
` A. Yeah, I believe --
` MR. SAAD: Objection, form.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`6 (Pages 18 to 21)
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2016-01501
`(HTC v. CCE)
`
`Page 6
`
`Exhibit 1009
`
`

`

`Page 22
`
` KESAN
` A. -- I believe that is correct.
` Q. Is there a particular time period
`associated with this person of ordinary skill in
`the art that you have described here in
`paragraphs 42 through 45?
` A. Not specifically. I know the patent
`itself -- again, I'm going from memory, but as I
`recall, the patent was -- the provisional may
`have been filed around 2007, I believe, but these
`wireless communications systems, they -- you
`know, there is -- at that point in time, you
`know, a good 15, 20 years, I mean, of development
`in this space.
` And so, you know, a person who had the
`level of education I'm talking about would
`understand the kinds of problems that are
`encountered in this field and what types of
`solutions might be used and so on.
` And so all that would be meaningful
`knowledge for them to sort of -- as long as they
`had that sort of experience or at least this kind
`of experience by that time, they would be able to
`appreciate the subject matter of this patent.
` Q. Okay. And with respect to how you
`
`Page 24
`
` KESAN
`devices at that time, and so I was working on
`some of my own patents at that time, and -- so
`around the time frame of this invention of this
`particular patent.
` Q. Okay. Let's take a look at your claim
`construction section, and it's, I think, just
`paragraphs 40 and 41.
` A. Yes.
` Q. And let me know when you're there.
` A. Yeah, I'm here.
` Q. Okay. So I see in paragraph 40 that
`you quote the -- the panel's claim construction
`for the term "transmission time intervals"; is
`that correct?
` A. Yes.
` Q. And just for the record, that says,
`transmission time intervals is time periods
`determined by the duration of a transmission of
`one or more transport blocks; is that correct?
` A. Right.
` Q. Do you agree with that construction?
` A. Yes. It's, I think, directly -- I
`agree with the PTAB's construction, and it's also
`consistent with the patent.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Page 23
`
` KESAN
`considered and -- and analyzed the Kwak
`reference, is it fair to say that you did it with
`your perspective based on this person of ordinary
`skill that you described here?
` MR. SAAD: Objection, form.
` A. Yes.
` Q. You didn't have your lawyer hat on
`when you were doing it, right?
` MR. SAAD: Objection, form.
` A. No, I was looking at it from the
`technical perspective of a person of ordinary
`skill in the art, you know, as I've described in
`the declaration.
` Q. Okay. And I guess I -- I should know
`this based off of your CV, but around that time
`frame, 2007, were you in the engineering field
`then or were you in the legal field then; do you
`recall?
` A. Well, I've always worn, you know, a
`couple of -- of different hats, and -- and so
`I've continued my technical work all through.
` And around this time is when I had --
`or right around this time is when I had started
`doing some of my radiofrequency identification
`
`Page 25
`
` KESAN
` Q. And so that's the construction you
`applied in your analysis; is that true?
` A. Yes.
` Q. Would one of ordinary skill in the art
`have been familiar with a phrase like that in
`2007?
` MR. SAAD: Objection, form.
` A. They should have been familiar with
`that term, or if they weren't, they would surely
`know, you know, where to look it up and remind
`themselves of what -- of what that meant.
` Q. It -- it was a term that was utilized
`in the context of UMTS; is that correct?
` MR. SAAD: Objection, form.
` A. I've seen it utilized in that context,
`yes.
` Q. And TTI is an abbreviation that's used
`for that; is that correct?
` A. Yes.
` Q. And that's often used in an UMTS
`context, correct?
` A. Yes.
` MR. SAAD: Objection, form.
` A. It's used in these contexts, yes.
`
`7 (Pages 22 to 25)
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2016-01501
`(HTC v. CCE)
`
`Page 7
`
`Exhibit 1009
`
`

`

`Page 26
`
` KESAN
` Q. If I was looking at references about
`UMTS around that time frame, would I have come
`across the term "transmission time intervals" if
`those were references related to UMTS?
` MR. SAAD: Objection, form.
` A. I mean, I don't know which particular
`reference you're talking about, but as a general
`matter, I think that term would have been used,
`yes.
` Q. Well, like -- I think that you had a
`couple of references that you utilized in your
`declaration to just generally talk about UMTS; is
`that correct?
` A. Yes.
` Q. Like the UMTS networks referenced by
`Wiley?
` A. Right.
` Q. Do you recall providing some testimony
`about that?
` A. Right, I provided some background.
`And I just want to mention that I think Wiley was
`the publisher.
` Q. Yeah. It was just a shorthand way of
`referring to --
`
`Page 28
`
` KESAN
`others?
` A. Yes.
` Q. Do you recall that one?
` A. Yes.
` Q. And that's Exhibit 2001.
` And then I think Exhibit 2003 is
`called Fundamentals of LTE.
` A. Yes.
` Q. References like those, is it likely
`that if I read that front to back, I would run
`across the term "transmission time intervals"?
` MR. SAAD: Objection, form.
` A. I have not gone and looked for that
`word in these references, but -- so I -- you
`know, if they're not there, then I stand
`corrected. But the chances are that you would
`find that word.
` Q. So there's a paragraph 41 in your
`claim construction section. And I believe what
`you're saying in this -- but feel free to correct
`me -- is that the words of the claims have a
`plain meaning, and that you'll apply the plain
`meaning unless that's inconsistent with something
`else in the patent; is that fair?
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Page 27
`
` KESAN
` A. Yes.
` Q. I think you're right. The actual
`authors are Heikki Kaaranen, Ari Ahtiainen and
`others --
` A. Right.
` Q. -- that I'm going to have trouble
`pronouncing.
` A. Right.
` Q. But --
` MR. SAAD: I think that's why he
` corrected you just so that you'd have to say
` that.
` MR. NASH: Guilty as charged.
` Q. But you recall the reference I'm
`talking about?
` A. Yes.
` Q. I think it's Exhibit 2002 --
` A. 2, yes.
` Q. -- is that correct?
` And I think there was another two
`other references. There's maybe the UMTS
`long-term evolution reference --
` A. Right.
` Q. -- edited by Stefania Sesia and
`
`Page 29
`
` KESAN
` MR. SAAD: Objection --
` A. Yeah, that's the --
` MR. SAAD: -- mischaracterizes the
` witness' testimony.
` Jay, just let me get my objection out
` first.
` A. Yeah. Yeah, that's my understanding
`of what I'm supposed to do.
` Q. Okay. And -- but you haven't applied
`any additional constructions in paragraph 41; is
`that true?
` A. None except what I have mentioned in
`paragraph 40 for TTI.
` Q. So you -- in terms of what's required
`by the '676 patent, you would agree that it's the
`claim language, and then any constructions
`related to that claim language; is that correct?
` A. Yes.
` MR. SAAD: Objection, form.
` Q. And for purposes of your opinion, the
`only constructions that you're relying on is the
`one for transmission time intervals as
`articulated in paragraph 40; is that fair?
` MR. SAAD: Objection, form.
`
`8 (Pages 26 to 29)
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2016-01501
`(HTC v. CCE)
`
`Page 8
`
`Exhibit 1009
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Page 30
`
` KESAN
` A. I mean, together with what I
`mentioned, that is my understanding, that I'm
`supposed to follow the rules of claim
`construction.
` Q. So you haven't articulated any
`additional constructions as part of your
`testimony; is that correct?
` A. No, other than what I mentioned.
` Q. And by what you mentioned, you mean
`paragraph 40's construction, correct?
` A. Yes.
` Q. So, otherwise, there's no other
`constructions?
` A. Yes.
` Q. Let's take a look at the '676
`patent -- and I have that somewhere.
` So for the record, this has been
`previously marked as Petitioner's Exhibit 1001,
`and I'll hand that to you.
` Do you recognize that document?
` A. Yes.
` Q. That's the '676 patent that we were
`talking about earlier; is that correct?
` A. Yes.
`
`Page 32
`
` KESAN
`discussing what a transport block is?
` A. Yeah. It's basically telling you what
`that transport block is, and it's also telling
`you how, during that period of time, called the
`transmission time interval, TTI, several
`transport blocks, you know, are delivered to the
`physical layer.
` Q. And what is a transport block?
` A. So it's just basically a -- a basic
`unit of data that might be exchanged, you know,
`between layers, in the media layers.
` Q. I see in this sort of penultimate
`sentence in that paragraph, it says, it is
`composed of an RLC PDU and a MAC header.
` Do you see that?
` A. Right.
` Q. So the transport block is comprised of
`at least an RLC PDU and a MAC header --
` A. Right.
` Q. -- is that correct?
` A. Right.
` Q. What is an RLC referring to?
` A. So that is typically the radio, you
`know, logical control, and that's shown -- I
`
`Page 31
`
` KESAN
` Q. So let's take a look at its
`description of transmission time intervals.
` And before we do, if I call those TTIs
`on occasion, will you understand what I'm
`referring to?
` A. Yes.
` Q. So I think we can look at column 2,
`lines 19 to 29.
` A. Yes.
` Q. Does that describe transmission time
`intervals --
` A. Yes.
` Q. -- or TTIs in that section?
` A. Yes.
` Q. And how is it articulating what a TTI
`is in the context of that section?
` A. Well, it basically talks about how
`information is sent from the MAC layer to the
`physical layer, and that's what they're referring
`to there.
` Q. Well, I notice that our construction
`has the words "transport blocks" in it, right?
` A. Right.
` Q. Okay. And so is this section
`
`Page 33
`
` KESAN
`guess that is not shown in the figure, but -- but
`it's basically a portion that deals with the
`radio resources.
` Q. I couldn't find RLC expressly defined
`in the context of the '676. But would you agree
`that it could refer to radial link control layer,
`maybe?
` A. Yeah, yeah.
` Q. Does that sound right?
` A. Ye

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket