UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`
`: 8,457,676 B2
`: 12/665427
`
`DATED
`
`: June 4, 2013
`
`INVENTOR(S)
`
`: Juergen Michel et al.
`
`Page 1 Of]
`
`It is certified that error appears in the above—identified patent and that said Letters Patent is hereby corrected as shown below:
`
`In the Claims
`
`Column 9, line 20 thiu Column 10, line 7
`
`Strike the phrase “, wherein the set of at least one triggering criterion comprises a criterion being met
`
`based on reaching a threshold of the at least one threshold of k transmission time intervals following a
`
`previous power control headroom report, wherein k is an integer and wherein said at least one
`
`threshold adjustable via the signal comprises adjusting the threshold integer k” from lines 10-17 of
`
`claim 33, and insert the phrase --; wherein the set of at least one triggering criterion comprises a
`
`criterion being met based on reaching a threshold of the at least one threshold of k transmission time
`
`intervals following a previous power control headroom report, wherein k is an integer and wherein
`
`said at least one threshold adjustable via the signal comprises adjusting the threshold integer k-- after
`
`the phrase “provide a threshold adjustment signal to the user equipment in order to adjust the at least
`one threshold” at line 19 of claim 33.
`
`Signed and Sealed this
`
`Seventh Day of July, 2015
`
`‘%u;uo&.X/..<:’..e__
`
`Michelle K. Lee
`
`Director ofthe United States Patent and Trademark Oflice
`
`Petitioner's Exhibit 1002
`
`Petitioner's Exhibit 1002
`
`

`
`
`
`DATE
`2 D.4L3.Ql29.1.§
`TO SPE OF
`: ART UNIT 2,531
` SUBJECT
`: Request for Certificate 0! Correction for Appl. No.: LZ[§§§,52Z Patent No.: 8,4S7,6
`B2
`
`
`_
`Col‘C mnilroom date: 03[03[201S
`
`
`
`
`
`
`
`
`
`
`
`
`Please respond to this request for a certificate of correction within 7 days.
`
`FOR IFW’ FILES:
`
`Please .revlew the requested changes/corrections as shown in the COCIN document(s) in
`the IFW application image. No new matter should be introduced, nor shouldtheiscope or
`meaning of the claims be changed.
`~
`
`Please complete the response (see below) and forward the completed response to scanning
`using document code COCX.
`
`.FOR PAPER FILES:
`
`
`
`
`
`
`
`
`
`Please review the requested‘changes/corrections asshown in the attached certificate or
`correction. Please completethls form (see, below) and forward it with the file to:
`Certilicates of Correction Branch (ColC)
`Randolph Square — 9D10-A
`Palm Location 7580
`
`Note:
`
`%Z/}/7/fa, <90/56/*6
`Certificates of Correction Branch
`
`In the claims
`
`
`
`
`
`
`
`
`
`ca
`
`(571) 272-0460
`
`Thank You For Your Assistance
`
`The request tor issuing the above-identified corr.ection(s) is hereby:
`Note your decision on the appropriate box.
`-
`.
`
`% Approved
`
`All changes apply.
`
`0 Approved in Part
`
`Specify below which changes do not ,eppl_y.—
`
`CI Denied
`
`State the reasonslor denial below.
`
`Comments:
`
` '
`
`
`
`
`
`
`
`PTOL-306 (REVJID3)
`
`—
`
`/Nag] A . Maun%/
`.
`. D
`AR
`
`0
`
`M
`
`AU2 64 7
`9 en} en
`ya emark
`
`Petitioner's Exhibit 1002
`
`Petitioner's Exhibit 1002
`
`

`
`.'3__ PN EF EHT
`
`'EF O'__ Tl
`
`DATE
`
`: Q4[§Q[2Q] 5
`
`TO SPE OF
`
`1 ART UNIT 2551
`
`SUBJECT
`
`: Request for Certificate of Correction for Appl. No.: lZ[§§§,f{2Z Patent No.: 8,457,676 B2
`
`Please respond to this request for a certificate of correction within 7 days.
`
`FOR IFW FILES:
`
`COIC mailroom date: 03[03[2015
`
`Please review the requested changes/corrections as shown in the COCIN document(s) in
`the IFW application image. No new matter should be introduced, nor should the scope or
`meaning of the claims be changed.
`V
`
`Please complete the response (see below) and forward the completed response to scanning
`using document code COCX.
`
`, FOR PAPER FILES:
`
`Please review the requested changes/corrections as shown in the attached certificate of
`correction. Please complete this form (see below) and forward it with the file to:
`
`Certificates of Correction Branch (CofC)
`Randolph Square — 9D10-A
`Palm Location 7580
`
`
`
` Note: In the claims
`
`%Z/)/u'(// Wart
`
`Certificates of Correction Branch
`
`(571) 272~0460
`
`Thank You For Your Assistance
`
`The request for issuing the above-identified correction(s) is hereby:
`Note your decision on the appropriate box.
`.
`
`C] Approved
`
`All changes apply.
`
`C] Approved in Part
`
`Specify below which changes do not apply.
`
`D Denied
`
`State the reasons for denial below.
`
`
`
`Comments:
`
`PTOL-306 (REV. 7/03)
`
`U.S. DEFARTMEFH OF COMMEFIEE Fatent and Trademark Office
`
`Petitioner's Exhibit 1002
`
`Petitioner's Exhibit 1002
`
`

`
`
`
`LII’
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMFNT OF COMMERCE
`United States Patent and Trademark Office
`Address. COMMISSIONER FOR PATENTS
`,. Box1450
`exandria, Vi.rgLnia 22313-1450
`wwwuspto.goV
`
`APPLICATION NUMBER
`
`F ING OR 371 (C) DATE
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`12/665,427
`
`01/22/2010
`
`Juergen Michel
`
`863.0156.U1(US)
`CONFIRMATION NO. 1011
`
`27189
`
`POA ACCEPTANCE LETTER
`
`PROCOPIO, CORY, HARGREAVES & SAVITCH LLP
`525 B smear
`
`SAN DIEGO, CA 92101
`
`H|I\I\I\IIHN||l\\I|Ulfl1|I\\\I|\\\|I\\\|I\\\\II\\|\I|\IHHI|\I\IHI||\||H\\|\|H\|I\
`00000007 505039
`
`Date Mailed: 04/09/2015
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 04/03/2015.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/hsarWari/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`Petitioner's Exhibit 1002
`
`Petitioner's Exhibit 1002
`
`

`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OE COMMERCE
`United States Patent and Trademark Office
`Addiess. COMMISSIONER FOR PATENTS
`,. BOx1450
`exandria, Vi.rgI.TIia 22313-1450
`wWW.11sptO.gov
`
`APPLICATION \l UMBER
`
`F ING OR 371 (C) DATE
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`12/665,427
`
`01/22/2010
`
`Juergen Michel
`
`863.0156.U1(US)
`CONFIRMATION NO. 1011
`
`29683
`HARRINGTON & SMITH
`4 aese/men DRIVE, Suite 202
`SHELTON, CT 06484-6212
`
`POWER OF ATTORNEY NOTICE
`
`lllllllllllllllllIllllIlllflllllllIllllllllllllllllllllllllIllllllllIllllllllllllllllllllll
`°°°°°°°7 5°5° 8
`Date Mailed: 04/09/2015
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 04/03/2015.
`
`- The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`lhsarwaril
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 Of 1
`
`Petitioner's Exhibit 1002
`
`Petitioner's Exhibit 1002
`
`

`
`PTO/SB/80 (11-08)
`Approved for use through 11/30/2011. OMB 0651-0035
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`37 CFR 3.73 b .
`
`I hereby appoint:
`
`Practitioners associated with the Customer Number:
`OR
`El Practitioner(s) named below (if more than ten patent practitioners are to be named, then a customer number must be used):
`
`271 89
`
`as attorney(s) or agent(s) to represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
`any and all patent applications assigned only to the undersigned according to the USPTO assignment records or assignment documents
`attached to this form in accordance with 37 CFR 3.73(b).
`
`Please change the correspondence address for the application identified in the attached statement under 37 CFR 3.73(b) to:
`
`The address associated with Customer Number:
`
`27189
`
`OR
`|
`| Firm or
`Individual Name
`Address
`
`City
`
`Country
`
`Telephone
`
`Assignee Name and Address:
`
`Cellular Communications Equipment LLC
`2400 Dallas Parkway, Suite 200
`Plano, TX 75093
`
`Zip
`
`Email
`
`A copy of this form, together with a statement under 37 CFR 3.73(b) (Form PTOISBl96 or equivalent) is required to be
`filed in each application in which this form is used. The statement under 37 CFR 3.73(b) may be completed by one of
`the practitioners appointed in this form if the appointed practitioner is authorized to act on behalf of the assignee,
`and must identif
`the application in which this Power of Attorne is to be filed.
`
`SIGNATURE of Assignee of Record
`The individual whose signature and title is supplied below is authorized to act on behalf of the assignee
`
`signature
`
`'
`
`Date
`
`April 1, 2015
`
`i_
`
`'
`
`Name
`Director and Chief Executive Officer
`Title
`This collection of information is required by 37 CFR 1.31, 1.32 and 1.33. The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes
`to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Telephone
`
`214-291-4647
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Petitioner's Exhibit 1002
`
`Petitioner's Exhibit 1002
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1 . The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Petitioner's Exhibit 1002
`
`Petitioner's Exhibit 1002
`
`

`
`Electronic Acknowledgement Receipt
`
`Title of Invention:
`
`Power Headroom Reporting Method
`
`First Named Inventor/Applicant Name:
`
`Juergen Michel
`
`Customer Number:
`
`29683
`
`Richard Ernest Campbell/\Nayne Mahoney
`
`Filer Authorized By:
`
`Richard Ernest Campbell
`
`Attorney Docket Number:
`
`863.0156.U1(US)
`
`Receipt Date:
`
`03-APR—201 5
`
`Filing Date:
`
`22-JAN—201 0
`
`Time Stamp:
`
`15:04:40
`
`Application Type:
`
`U.S. National Stage under 35 USC 371
`
`Payment information:
`
`Submitted with Payment
`
`Assignee showing of ownership per 37
`CFR 3.73
`
`373STMT_122611_O43US1.pdf 2d0dd95faca95226e10165c44f54bc5cc460
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Size(Bytes)/
`Message Digest
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`430167
`
`Information:
`
`Petitioner's Exhibit 1002
`
`

`
`Assignee showing of ownership per 37
`CFR 3.73
`
`373_SUPPL_122611_043US1.
`pdf
`
`6fl680d2b27ed365fid77b28199eflm986583
`638
`
`_
`_
`_
`Assignee showing of ownership per 37
`CFR 373
`
`ASS|GNCOPY_2_122611.pdf
`
`307b904db875l 70dl (bl f0f84l 744ba9eff9
`a79d
`
`1056335
`
`Power of Attorney
`
`SB_80_POA_12261 1.PDF
`
`9284c9e739312825b9209c57e83a40019ad
`b0e95
`
`Information:
`
`Information:
`
`Information:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Petitioner's Exhibit 1002
`
`Petitioner's Exhibit 1002
`
`

`
`PTO/SB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.7303)
`
`App,,Ca,,,,pa,e,,, Ownen CELLULAR COMMUNICATIONS EQUIPMENT LLC
`
`Application No./Patent No.: 8,457,575
`T't| d:
`I e
`
`POWER HEADROOM REPORTING METHOD
`
`Filed/Issue Date: June 4, 2013
`
`CELLULAR COMMUNICATIONS EQUIPMENT LI, 8
`(Name of Assignee)
`
`Limited Liability Company
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`
`states that it is:
`
`1.
`
`the assignee of the entire right, title, and interest in;
`
`2. D an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is
`
`%); or
`
`3. D the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`
`the patent application/patent identified above, by virtue of either:
`
`A. D An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a
`copy therefore is attached.
`
`OR
`
`B.
`
`A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`1_ From; PEDERSEN, KLAUS INGEMANN; ROSA, CL!
`
`To; NOKIA SIEMENS NETWORKS OY
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Frame 0785
`
`,
`
`or for which a copy thereof is attached.
`
`2. From: MICHEL, JUERGEN
`
`To: NOKIA SIEMENS NETWORKS OY
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 023844
`
`,
`
`Frame 0041
`
`,
`
`orfor which a copy thereof is attached.
`
`3_ From; NOKIA SIEMENS NETWORKS OY
`
`To: NOKIA SOLUTIONS AND NETWORKS OY
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 034294
`
`,
`
`Frame 0003
`
`,
`
`orfor which a copy thereof is attached.
`
`Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence of the chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records ofthe USPTO. 1 MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`/Richard E. Campbelll
`
`Signature
`
`Richard E. Campbell
`
`Apri| 2, 2015
`
`Date
`
`Attorney of Record
`
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`
`PetitiOne1,vS
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Petitioner's Exhibit 1002
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`‘I. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`in the course of
`A record from this system of records may be disclosed, as a routine use,
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`to a Member of
`A record in this system of records may be disclosed, as a routine use,
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Petitioner's Exhibit 1002
`
`Petitioner's Exhibit 1002
`
`

`
`STATEMENT UNDER 37 CFR 3.73(b)
`CONTINUED
`
`Applicant/Patent Owner: CELLULAR COMMUNICATIONS EQUIPMENT LLC
`
`
`Application No./Patent No.: 8 457 676
`Filed/Issue Date: June 4 2013
`
`Titled: POWER HEADROOM REPORTING METHOD
`
`, a Limited Liability Company
`CELLULAR COMMUNICATIONS EQUIPMENT LLC
`(Name of Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.)
`
`B.
`
`4.
`
`From: NOKIA SOLUTIONS AND NETWORKS OY
`
`To:
`
`CELLULAR COMMUNICATIONS EQUIPMENT LLC
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel _, Frame
`
`, or for which a copy thereof is attached.
`
`DOCS 122611—043US1/22017891
`
`Petitioner's Exhibit 1002
`
`Petitioner's Exhibit 1002
`
`

`
`ASSIGNIVENT
`
`WHEREAS, NOKIA SOLUTIONS AND NETWORKS DY, formally known as NOKIA SIEMENS
`NETWORKS OY, a Finnish limited liability company, having a principal place of business at Karaportti
`3, 02610 Espoo, Finland (hereafler, together with any successors, legal representatives or assigns thereof,
`called “Assignor”) and its afiiliates are the beneficial owners of the Patents and applications listed in
`Schedule 1 attached hereto;
`
`AND WHEREAS, CELLULAR COMMUNICATIONS EQUIPMENT LLC, a Texas limited liability
`company having a place of business at 2400 Dallas Paritway, Suite 200, Plano, Texas 75093 (hereafter,
`together with any successors,
`legal representatives or assigns thereof, called “ASSlGNEE”) wants to
`acquire the entire right, title and interest in and to said Patents and applications listed in Schedule 1
`attached hereto, and all the inventions therein, and Assignor is willing to enter into such assignment.
`
`NOW, THEREFORE, effective on December 24, 2014 and in consideration of the sum of One Dollar
`($1.00) in hand paid and other good and valuable consideration the receipt of which from ASSIGNEE is
`hereby acknowledged, Assignor has sold, assigned, transferred and set over, and does hereby sell, assign,
`transfer and set over to ASSIGNEE the entire right, title and interest in and {U (3) the Patents and
`applications listed in Schedule 1 attached hereto; (b) all reissues, reexaminations, continuations,
`continuations-in-part, divisionals, renewals and extensions (collectively “Related Cases") of such patents
`and patent applications; (c) all patents and patent applications 0) to which any or all of the foregoing
`directly or indirectly claims priority to, or the benefit of, the filing date, or (ii) for which any or all of the
`foregoing directly or indirectly forms a basis for priority or otherwise provides the benefit of an earlier
`filing date; and (d) all Related Cases (whether pending, issued, abandoned or filed before or alter the
`effective date of this assignment) and foreign counterparts to any or all of the foregoing, including utility
`models, certificates of invention and equivalent rights worldwide; such right, title and interest further
`includes without limitation all rights to claim priority on the basis thereof, all rights to sue for past,
`present and future infringement, including the right to collect and receive any damages, royalties, or
`settlements for such infringements, all rights to sue for injunctive or other equitable relief, and any and all
`causes of action relating to any of the inventions or discoveries thereof;
`
`Assignor hereby covenants that it has full right to convey the entire interest herein assigned, and that it
`has not executed, and will not execute, any agreement in confiict with this Assignment;
`
`Assignor hereby further covenants and agrees that it will communicate to ASSIGNEE any and all facts
`known to it respecting said patents, and testify in any legal proceeding, sign all lawful papers, execute and
`deliver all papers and take any actions that may be necessary or desirable to perfect the title to any
`aforementioned patents and inventions, execute all divisional, continuation, reexamination, reissue and
`substitute applications, and make all
`rightful oaths and generally do everything possible to aid
`ASSIGNEE to obtain and enforce proper patent protection for said inventions in all countries.
`
`FOR USPTO RECORDING
`
`C(:}l7’Y- Dii) NOT REC(Z)RD
`
`Petitioner's Exhibit 1002
`
`Petitioner's Exhibit 1002
`
`

`
`IN TESTIMONY WHEREOF,
`204$‘?
`
`I hereunto set my hand this
`
`day of
`
`Cg,
`
`NOKIA SOLUTIONS AND NETWORKS OY
`(Assi
`or}
`=
`
`
`Nam :
`
`Tifie: Authorized Signatory
`
`M
`
`WITNESSED BY:
`
`Name:
`
`G£¢q/GK
`
`C(})P’Y- I_)(f) NOT RE.(ZORD
`
`Petitioner's Exhibit 1002
`
`Petitioner's Exhibit 1002
`
`

`
`Schedule I
`
`Nokia Solutions and Networks Oy
`
`
` Filing date0
`
`T-
`
`200020003--
`200700270000000
`0o07a07em0nsNe7w070s0v
`2000002000000 .
`
`u2
`
`0202220
`0002000- 20-002010
`1070115
`20100041775
`24.10.2011
`2000-2000—
`_20-00-2070 0000700
`2010-0173005
`04.00.2013
`8407070
`2007002700w0zA— 25.00.2010
`2009/00102
`
`N0iaSoEutionsa0dNetworksO~,7
`
`20070001100000
`
`Notzia Siemers Networks 00
`
`002004
`00 2007 010 0722
`2020000
`
`
`
`
`
`zoooomowoouj
`S--
`200000110723.x —— Nokia Solutions and Networks Dy
`N0kia0emens0etworks01
`
`—1
`
`2/733,134 -_ Nokia Solutions and Networks 00
`07120000-0 --
`
`0172/0000/2070—-—
`2020221002 — 2000714
`10-02-2020
`0070000
`--
`00-102000— 2000020001
`—-:
`
`
`
`
`
`
`
`
`C:OPYé DO NOT REC()RI)
`
`Petitioner's Exhibit 1002
`
`Petitioner's Exhibit 1002
`
`

`
`Schedule I
`
`Nokia Sotutions and Networks 0y
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`2oorro4155wo0s worrasorutronsanowerworksor
`Nokiasiewewswerworksor
`
`
`Nokia SNNNN rwdNetwwN 01
`
`
`Nokia Solutions and Networks 00
` :
`
`Nokia Solutions and Networks or
`— 2000325575
`
`Nokia5iewewNetw9rks0r
`
`— 2705541
`Nokia Siemens Networks Dy
`
`101926202
`Nokia 50 utions and Networks Orr
`NNaSiewersNetwows0r
`5314599
`Nokia So utionssnd Networks 00
`1125451
`|\.okiaSoutio1sa"dNetworksfly
`NokwSiewersNetworks0v
`NokiasoutwwdNwwwksor
`5520957
`Nokia So utio1sa*d Networks or
`— Nokia So utiows a*d Networks Or;
`— 17.07.2014
`2009225929
`Nokia so utions a*d Networks 04
`— Nokia So utiows a*d Networks Orr
`—- N0!<iaSiem9NN9‘w0rks0r
`_ 2477000
`Nokia Siemens Networks 00
`- Nokia Solutions ard Networks 09
`_ Nok'a Soiotons and Networks 00
`NoNaSiewensNetworks0r
`5256343
`Nok‘a Soiut'o0s and Networks 031
`1215452
`Nok'a sororoos and Networks 00
`8824533
`Nok'a SoEut'orrs and Networks Oy
`: Noka Swwons 444 Nerwrrrs or
`New sewers and Networks 07
`Note Swworw and Netwwrs or
`!_ Noka Sotutons and Networks 00
`-_NoNr 5999995 and New 901
`2008P01741WOAU
`30.05.2009
`2009255740 24.10.2013 2009255740
`NokaSok1tionsandNetworrs01/
`2008P01741WOBR
`30.05.2009
`P10914115-4 Nok'aSiemeosNetworks0w
`2008P01741WOCA
`30.05.2009
`2729510 —I— Nok'a Siemens Networks 00
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`COPk’- DO NOT RECKJRD
`
`Petitioner's Exhibit 1002
`
`Petitioner's Exhibit 1002
`
`

`
`Schedule I
`
`Nokia 30100005 and Networks 00
`
`
`
`_-—
`
`28888822420088—
`2008P01741WORU
`..
`2011102001—
`20D8P01741WOSG
`..
`2010090510 31.07.2013 101905
`NokiaSout'onsandNetworksov
`20D8P01741WOZA
`30.00.2009
`2011/00012 04.00.2011 2011/00012
`Nokiasiemens 0010011500
`2000002420 0501— Nokia 50 ut'ons and Networks 00
`2000002420 0002 —— Nokia So ufons and Networks 00
`28888824280842
`28888224280888
`28888824288888
`
`’L.IJLAJL.\.JiiiE31CTLCDU5
`
`I\.Il\Jr-JiiiiiiLQLDK-.3
`
`2842858
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`20888824280888
`2008P02428WEF|
`
`22092009
`
`097832802
`
`2242888
`2242888
`2342853
`
`02.01.2013
`
`2342858
`
`Nokia 50101005 and Networks 00
`
`2008P02428WEFR
`
`22.09.2009
`
`097832802
`
`Nok'a Siemens Networks 00
`2342858
`02.01.2013
`2342858
`N0k'a Solutons and Networks04,r
`2042050
`02.01.2013
`2302050
`88k’880me8sNe2w8r8s0v
`28205290202 8220828581
`2282<‘882emensNe2w8r2s8v
`005828228828088848882281
`2498‘822emens8e2w828s0v
`_- Nok'a Solutions and Networks 00
`—- 8o8'a82emensNetw8r2sov
`_— 8882 Siemens News 81
`102224201
`Nok'aSo|uti0nsandNetworksov
`T ‘28k‘25i8me28N82w82880v
`_- 2o8‘822emens82e2wor8s8v
`5308530
`N0k‘a Solutions and Networks 00
`1260348
`'\|ok'a Solutions and Networks 00
`:_ 888'a82emensNetwo0<so1
`20000024200000
`22.09.2009
`2011115532 10.12.2012 2409470
`NokiaSiemensNetworksOy
`
`
`
`C(f)_PY- DO NOT iRE.C()I~€D
`
`Petitioner's Exhibit 1002
`
`Petitioner's Exhibit 1002
`
`

`
`Schedufe E
`
`Nokia Solutions and Networks Oy
`
`-1
`
`
`
`
`
`0611a61661ens11-1101011600
`1-
`10-111011
`101111010
`To
`1100001
`Z-
`1-
`1011-0116001