throbber
Paper No. ____
`Date filed: September 5, 2017
`
`Filed On Behalf Of:
`Novartis AG
`
`By:
`Nicholas N. Kallas
`NKallas@fchs.com
`ZortressAfinitorIPR@fchs.com
`(212) 218-2100
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`PAR PHARMACEUTICAL, INC.,
`
`Petitioner,
`
`v.
`
`NOVARTIS AG,
`
`Patent Owner.
`
`
`
`Case IPR2016-01479
`
`Patent No. 9,006,224
`
`
`
`
`
`
`PATENT OWNER’S EXHIBIT LIST 7
`
`
`
`
`
`
`
`

`

`Exhibit
`
`Description
`
`Abbreviation
`
`2001
`
`Expert Declaration Of Matthew H. Kulke,
`M.D., M.M.Sc. (November 18, 2016)
`
`Kulke Decl.
`
`2002
`
`Curriculum Vitae of Matthew H. Kulke,
`M.D., M.M.Sc. (May 20, 2016)
`
`Kulke C.V.
`
`2003
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`pages 585 – 586 (1995)
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`
`
`2005
`
`Laughlin, E.H., Coming To Terms With
`Cancer: A Glossary Of Cancer-Related
`Terms, page 4 (2002)
`
`Laughlin
`Cancer Glossary
`
`2006
`
` Reserved
`
`2007
`
` Reserved
`
`2008
`
`Motzer, R.J. & Russo, P., “Systemic
`Therapy For Renal Cell Carcinoma,” J.
`Urology 163:408-417 (2000)
`
`2009
`
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`
`2010
`
`Pazdur, R., et al. (eds.), Chapters 6, 11,
`14-16, 19, 25, Cancer Management: A
`Multidisciplinary Approach: Medical,
`Surgical, & Radiation Oncology, 9th
`Edition (2005)
`
`
`
`
`
`Motzer
`
`
`
`Pazdur
`
`
`
`1
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`

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`Treatment Of Patients With Locally
`Advanced And Metastatic Pancreatic
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`22(23):4762-4771 (2004)
`
`Delaunoit, Th., et al., “The Doxorubicin-
`Streptozotocin Combination For The
`Treatment Of Advanced Well-
`Differentiated Pancreatic Endocrine
`Carcinoma: A Judicious Option?,” Eur. J.
`Cancer 40:515-520 (2004)
`
`Kulke, M.H., Chapter 110,
`“Neuroendocrine Cancer,” Clinical
`Hematology and Oncology: Presentation,
`Diagnosis and Treatment (Furie, B., et al.
`eds. 2003)
`
`Kulke, M.H. et al., “A Phase II Trial Of
`Gemcitabine For Metastatic
`Neuroendocrine Tumors,” Cancer
`101(5): 934-939 (2004)
`
`Margolin, K. et al., “CCI-779 In
`Metastatic Melanoma: A Phase II Trial
`Of The California Cancer Consortium,”
`Cancer 104(5): 1045-1048 (2005)
`
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`
`Delaunoit
`
`Kulke 2003a
`
`Kulke 2004
`
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`
`
`
`2
`
`

`

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`
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`Treatment For Advanced Pancreatic NET
`To Provide Overall Survival Of More
`Than 3.5 Years In Phase III Trial,”
`Novartis Institutes For Biomedical
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`
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`
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`
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`
`Physicians’ Desk Reference, 59th Edition
`(2005), pages 1844-1849 (Entry for
`Gemzar® (Gemcitabine HCl))
`
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`Prescribing
`Information 2005
`
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`Tumors,” N. Eng. J. Med. 340(11): 858-
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`
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`523 (2011)
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`Pharmaceutical Industry Reduce Attrition
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`715 (2004)
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`of M. Ratain, Pfizer Inc. et al. v. Mylan
`Pharms. Inc., (C.A. No. 10-528-GMS),
`(D. Del. November 29, 2012), Pages 778-
`79, 950, 995
`
`Excerpts of Transcript of Trial Testimony
`of M. Ratain, Novartis v. Breckenridge,
`Roxane and Par (C.A. Nos. 14-1043-
`RGA, 14-1196-RGA and 14-1289-RGA)
`(D. Del. August 31, 2016), Pages 769-
`772, 957, 993-94, 1003, 1010, 1012, 1014
`
`Excerpts of Transcript of Deposition of
`M. Ratain, Novartis v. Breckenridge,
`Roxane and Par (C.A. Nos. 14-1043-
`RGA, 14-1196-RGA and 14-1289-RGA)
`(D. Del. Apr. 11, 2016), Pages 1-5, 34,
`156, 340
`
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`Mammalian Target Of Rapamycin,”
`Expert Opin. Investig. Drugs 14(3): 313-
`328 (2005)
`
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`Pharmacodynamic Study Of
`Temsirolimus In Advanced
`Neuroendocrine Carcinomas,” British J.
`of Cancer 95(9): 1148-1154 (2006)
`
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`
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`
`
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`4
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`

`2029
`(served
`but not
`filed)
`
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`Regarding Exhibits 2016, 2022, And
`2028
`
`2030
`(served
`but not
`filed)
`
`The New England Journal of Medicine,
`Publication Process, available at
`http://www.nejm.org/page/media-
`center/publication-process
`
`2031
`(served
`but not
`filed)
`
`British Journal of Cancer, Aims and
`Scope, available at
`http://www.nature.com/bjc/about/aims_sc
`ope.html
`
`2032
`(served
`but not
`filed)
`
`Transcript of Trial Testimony of M.
`Ratain, Pfizer Inc. et al. v. Mylan
`Pharms. Inc., (C.A. No. 10-528-GMS),
`(D. Del. November 29, 2012)
`
`2033
`(served
`but not
`filed)
`
`Transcript of Trial Testimony of M.
`Ratain, Novartis v. Breckenridge, Roxane
`and Par (C.A. Nos. 14-1043-RGA, 14-
`1196-RGA and 14-1289-RGA) (D. Del.
`August 31, 2016)
`
`Transcript of Deposition of M. Ratain,
`Novartis v. Breckenridge, Roxane and
`Par (C.A. Nos. 14-1043-RGA, 14-1196-
`RGA and 14-1289-RGA) (D. Del. Apr.
`11, 2016)
`
`Declaration Of Julie Masow Pursuant to
`Fed. R. Evid. 902(11)
`
`2034
`(served
`but not
`filed)
`
`2035
`(served
`but not
`filed)
`
`
`
`5
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`

`

`2036
`
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`(2004), pages 1812-1817 (Entry for
`Gemzar®(Gemcitabine HCl))
`
`2004 PDR
`
`2037
`
`Declaration in Support of Patent Owner
`Novartis’s Motion for Pro Hac Vice
`Admission of Charlotte Jacobsen Under
`37 C.F.R. § 42.10
`
`
`
`2038
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`Deposition Of Mark J. Ratain
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`M.D., M.M.Sc. (May 11, 2017)
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`(gefitinib)), 894-896 (Entry for
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`(Entry for Herceptin® (trastuzumab)),
`2268-2273 (Entry for Gleevec® (imatinib
`mesyate)), 2305-2311 (Entry for
`Sandostatin® (octreotide acetate)), 3483-
`3490 (Entry for Rapamune® (sirolimus))
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`
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`Pathology And Genetics Of Tumors Of
`The Digestive System, pages 219-
`251(Hamilton, S.R. & Aaltonen, L.A.
`eds. 2000)
`
`World Health Organization, Chapter 4,
`“Tumours Of The Endocrine Pancreas,”
`World Health Organization
`Classification Of Tumours, Pathology
`And Genetics, Tumours Of Endocrine
`Organs, pages 183-208 (DeLellis, R.A. et
`al., eds. 2004)
`
`Therasse
`
`Van Duyne
`
`Wang 1997
`
`WHO 2000
`
`WHO 2004
`
`
`
`14
`
`

`

`2097
`
`“Wyeth Pharmaceuticals Announces
`Termination Of Phase 3 Clinical Program
`With Oral Temsirolimus In Women With
`Metastatic Breast Cancer Ongoing Phase
`3 Studies With I.V. Temsirolimus In
`Renal Cell Carcinoma And Mantle Cell
`Lymphoma Continue,” Wyeth
`Pharmaceuticals (March 16, 2006)
`
`Wyeth Press
`Release
`
`2098
`
`FDA Approval History for Zanosar®
`(streptozocin) (accessed 5/8/2017)
`
`Zanosar®
`(streptozocin)
`Approval History
`
`2099
`
`2100
`
`2101
`
`2102
`
`Kulke, M., et al., “Results Of A Phase II
`Study With Sunitinib Malate (SU11248)
`In Patients (pts) With Advanced
`Neuroendocrine Tumours (NETs),” Eur.
`J. Cancer 3(2): 204 (Abs. 718) (abstract
`book) (2005)
`
`Srkalovic, G., et al., “Evaluation Of
`Receptors For Somatostatin In Various
`Tumors Using Different Analogs,” J.
`Clin. Endocrinology & Metabolism
`70(3): 661-669 (1990)
`
`Eisen, T., et al., “Sorafenib In Advanced
`Melanoma: A Phase II Randomised
`Discontinuation Trial Analysis,” British
`J. Cancer 95(5): 581-586 (2006)
`
`Pacey, S., et al., “Efficacy And Safety Of
`Sorafenib In A Subset Of Patients With
`Advanced Soft Tissue Sarcoma From A
`Phase II Randomized Discontinuation
`Trial,” Invest. New Drugs 29: 481-488
`(2011)
`
`Kulke 2005
`
`Srkalovic
`
`
`
`
`
`
`
`15
`
`

`

`2103
`
`2104
`
`2105
`
`2106
`
`Ratain, M.J., et al., “Phase II Placebo-
`Controlled Randomized Discontinuation
`Trial Of Sorafenib In Patients With
`Metastatic Renal Cell Carcinoma,” J.
`Clin. Oncology 24(16): 2505-2512 (2006)
`
`Ratain, M.J., “Phase II Studies Of
`Modern Drugs Directed Against New
`Targets: If You Are Fazed, Too, Then
`Resist RECIST,” J. Clin. Oncology
`22(22): 4442-4445 (2004)
`
`Excerpts of Transcript of Deposition of
`M. Ratain, Novartis v. Breckenridge,
`Roxane and Par (C.A. Nos. 14-1043-
`RGA, 14-1196-RGA and 14-1289-RGA)
`(D. Del. Apr. 11, 2016), Pages 1-5, 93-
`95, 198, 349-350
`
`Excerpts of Transcript of Deposition of
`M. Ratain, Novartis v. Par (Inter Partes
`Review No. 2016-00084) (Pat. Tr. App.
`Bd. December 16, 2016), Pages 1-5, 119-
`120, 141
`
`2107
`(served
`but not
`filed)
`
`Ponnusamy, S., et al., “Deciphering The
`Inactivation Of Human Pancreatic α-
`Amylase, An Anti-Diabetic Target, By
`Bisdemethoxycurcumin, A Small
`Molecule Inhibitor, Isolated From
`Curcuma longa,” Nat. Prods. J. 3(1):15-
`25 (2013)
`
`2108
`(served
`but not
`filed)
`
`Yoshikumi, Y.K., et al., “Up Regulation
`Of JAM 1 In AR42J Cells Treated With
`Activin A And Betacellulin And The
`Diabetic Regenerating Islets,” Endocrine
`J. 4:757-65 (2008)
`
`
`
`16
`
`
`
`Ratain 2004
`
`Ratain Dep. Tr. I
`
`Ratain Dep. Tr. II
`
`
`
`
`
`

`

`2109
`(served
`but not
`filed)
`
`Arnold, R., et al., Chapter
`15,“Neuroendocrine Gastro-Entero-
`Pancreatic (GEP) Tumors,”
`Gastrointestinal And Liver Tumors, pages
`195-233 (Scheppach, W., et al., eds.
`2004)
`
`2110
`(served
`but not
`filed)
`
`National Cancer Institute, National
`Institutes of Health, U.S. Department of
`Health and Human Services, 2005 Fact
`Book (2005), available at
`https://www.cancer.gov/about-
`nci/budget/fact-book/archive/2005-fact-
`book.pdf (accessed 08/25/2017)
`
`2111
`
`Transcript Of The August 28, 2017
`Deposition Of Mark J. Ratain
`
`2112
`(served
`but not
`filed)
`
`National Cancer Institute, National
`Institutes of Health, U.S. Department of
`Health and Human Services, 2004 Fact
`Book (2004), available at
`https://www.cancer.gov/about-
`nci/budget/fact-book/archive/2005-fact-
`book.pdf (accessed 09/05/2017)
`
`2113
`(served
`but not
`filed)
`
`Transcript of Deposition of M. Ratain,
`Novartis v. Par (Inter Partes Review No.
`2016-00084) (Pat. Tr. App. Bd.
`December 16, 2016)
`
`2114
`(served
`but not
`filed)
`
`Torisel® (temsirolimus) Label (July
`2017), available at
`https://www.accessdata.fda.gov/drugsatfd
`a_docs/label/2016/022088s019lbl.pdf
`(accessed 06/01/2017)
`
`
`
`17
`
`
`
`
`
`
`
`
`
`
`
`
`
`

`

`2115
`(served
`but not
`filed)
`
`Afinitor® (everolimus) Label (June
`2016), available at
`https://www.accessdata.fda.gov/drugsatfd
`a_docs/label/2016/022334s038lbl.pdf
`(accessed 06/01/2017)
`
`
`
`
`
`18
`
`
`
`
`
`
`
`

`

`CERTIFICATE OF SERVICE
`
`I certify that a copy of the foregoing Patent Owner’s Exhibit List 7 was
`
`served on September 5, 2017 by causing it to be sent by email to counsel for
`
`Petitioner at the following email addresses:
`
`
`Daniel G. Brown (daniel.brown@lw.com)
`
`Jonathan M. Strang (jonathan.strang@lw.com)
`
`Brenda L. Danek (brenda.danek@lw.com)
`
`
`
`Dated: September 5, 2017
`
`
`
`
`
`
`
`/Nicholas N. Kallas/
`Nicholas N. Kallas
`Registration No. 31,530
`Lead Counsel for Patent Owner
`FITZPATRICK, CELLA, HARPER
`& SCINTO
`1290 Avenue of the Americas
`New York, NY 10104-3800
`Tel. 212-218-2100
`
`
`
`
`
`19
`
`

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