`
`Filed on behalf of: Par Pharmaceutical, Inc.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Served: August 29, 2017
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________________
`
`PAR PHARMACEUTICAL, INC.
`Petitioner
`v.
`NOVARTIS AG
`Patent Owner
`_______________________
`Case IPR2016-01479
`U.S. Patent No. 9,006,224
`_______________________
`
`Before LORA M. GREEN, CHRISTOPHER L. CRUMBLEY, and
`ROBERT A. POLLOCK, Administrative Patent Judges.
`
`
`
`PETITIONER’S OBJECTIONS TO
`PATENT OWNER’S EVIDENCE ENTERED AT DR. RATAIN’S
`DEPOSITION
`
`
`
`
`
`
`
`
`Case IPR2016-01479
`U.S. Patent No. 9,006,224
`
`
`Pursuant to the parties’ agreement at the deposition of Dr. Mark Ratain on
`
`August 28, 2017 and under 37 C.F.R. § 42.64(a), Petitioner Par Pharmaceutical,
`
`Inc. (“Petitioner”) submits the following objections to evidence entered by Patent
`
`Owner Novartis AG (“Patent Owner”) on August 28, 2017. Petitioner’s objections
`
`apply equally to Patent Owner’s reliance on this evidence in any subsequently-filed
`
`documents or further proceedings in this matter. These objections are timely,
`
`having been served the day following the deposition, as the parties agreed on the
`
`record.
`
`Notwithstanding these objections, Petitioner expressly reserves the right to
`
`rely on any evidence submitted by Patent Owner, including on the ground that such
`
`evidence constitutes a party admission.
`
`Objections
`
`Exhibit 2107
`
`Petitioner objects to this document under FRE 401, 402, and 703, as the
`
`document does not have a tendency to make the facts for which it is offered any
`
`more or less probable than those facts would otherwise be. This exhibit relates to
`
`treatments for diabetes. As such, Ex. 2107 is not relevant to any issue in this IPR
`
`proceeding and is not the type of document upon which a person of ordinary skill
`
`in the art at the time of the invention would rely. Further, Ex. 2107 published after
`
`the November 21, 2005 priority date of the ’224 patent and is not a document upon
`1
`
`
`
`
`
`Case IPR2016-01479
`U.S. Patent No. 9,006,224
`
`which a person of ordinary skill in the art at the time would have relied.
`
`Petitioner objects to this document under FRE 403, as any probative value is
`
`substantially outweighed by a danger of unfair prejudice, confusing the issues,
`
`wasting time, and needlessly presenting cumulative evidence.
`
`Petitioner further objects to this document under 37 C.F.R. § 42.53(d)(5)(ii)
`
`for failing to be limited to the scope of the direct testimony.
`
`To the extent Patent Owner relies on the contents of this exhibit for the truth
`
`asserted, Petitioner objects to this document as inadmissible hearsay under FRE
`
`801 and 802 that does not fall under any exceptions, including FRE 803, 804, 805,
`
`or 807.
`
`Exhibit 2108
`
`Petitioner objects to this document under FRE 401, 402, and 703, as the
`
`document does not have a tendency to make the facts for which it is offered any
`
`more or less probable than those facts would otherwise be. This exhibit relates to
`
`treatments for diabetes. As such, Ex. 2108 is not relevant to any issue in this IPR
`
`proceeding and is not the type of document upon which a person of ordinary skill
`
`in the art at the time of the invention would rely. Further, Ex. 2108 published after
`
`the November 21, 2005 priority date of the ’224 patent and is not a document upon
`
`which a person of ordinary skill in the art at the time would have relied.
`
`Petitioner objects to this document under FRE 403, as any probative value is
`2
`
`
`
`
`
`Case IPR2016-01479
`U.S. Patent No. 9,006,224
`
`substantially outweighed by a danger of unfair prejudice, confusing the issues,
`
`wasting time, and needlessly presenting cumulative evidence.
`
`Petitioner further objects to this document under 37 C.F.R. § 42.53(d)(5)(ii)
`
`for failing to be limited to the scope of the direct testimony.
`
`To the extent Patent Owner relies on the contents of this exhibit for the truth
`
`asserted, Petitioner objects to this document as inadmissible hearsay under FRE
`
`801 and 802 that does not fall under any exceptions, including FRE 803, 804, 805,
`
`or 807.
`
`Exhibit 2109
`
`Petitioner objects to this document under FRE 401, 402, and 703, as the
`
`document does not have a tendency to make the facts for which it is offered any
`
`more or less probable than those facts would otherwise be. This exhibit relates to
`
`clinical tumors in patients and not to preclinical tumor models. As such, Ex. 2109
`
`is not relevant to preclinical tumor models and is not the type of document upon
`
`which a person of ordinary skill in the art at the time of the invention would rely.
`
`Petitioner objects to this document under FRE 403, as any probative value is
`
`substantially outweighed by a danger of unfair prejudice, confusing the issues,
`
`wasting time, and needlessly presenting cumulative evidence.
`
`Petitioner further objects to this document under 37 C.F.R. § 42.53(d)(5)(ii)
`
`for failing to be limited to the scope of the direct testimony.
`3
`
`
`
`
`
`Case IPR2016-01479
`U.S. Patent No. 9,006,224
`
`
`To the extent Patent Owner relies on the contents of this exhibit for the truth
`
`asserted, Petitioner objects to this document as inadmissible hearsay under FRE
`
`801 and 802 that does not fall under any exceptions, including FRE 803, 804, 805,
`
`or 807.
`
`Exhibit 2110
`
`Petitioner objects to this document under FRE 401 and 402, as the document
`
`does not have a tendency to make the facts for which it is offered any more or less
`
`probable than those facts would otherwise be.
`
`Petitioner objects to this document under FRE 403, as any probative value is
`
`substantially outweighed by a danger of unfair prejudice, confusing the issues,
`
`wasting time, and needlessly presenting cumulative evidence.
`
`Petitioner further objects to this document under 37 C.F.R. § 42.53(d)(5)(ii)
`
`for failing to be limited to the scope of the direct testimony.
`
`Further, Patent Owner has presented no evidence that Ex. 2110 was publicly
`
`available prior to November 21, 2005, and this is not the type of document on
`
`which a person of ordinary skill in the art would have relied on the time.
`
`
`
`
`
`
`
`
`
`
`
`Dated: August 29, 2017
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`By: /Daniel G. Brown/
`
`
`
`
`
`Daniel G. Brown (Reg. No. 54,005)
`daniel.brown@lw.com
`Latham & Watkins LLP
`
`
`
`
`
`
`
`
`4
`
`
`
`Case IPR2016-01479
`U.S. Patent No. 9,006,224
`
`
`885 Third Avenue
`New York, NY 10022-4834
`212.906.1200; 212.751.4864 (Fax)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Counsel for Petitioner Par
`Pharmaceutical, Inc.
`
`
`
`
`5
`
`
`
`Case IPR2016-01479
`U.S. Patent No. 9,006,224
`
`
`CERTIFICATE OF SERVICE
`Pursuant to 37 C.F.R. § 42.6(e), I certify that on this 2 9th day of August,
`
`2017, a copy of Petitioner’s Objections to Patent Owner’s Evidence was served
`
`by electronic mail on Patent Owner’s lead and backup counsel at the following
`
`email addresses:
`
`Nicholas N. Kallas (Reg. No. 31,530)
`Raymond R. Mandra (Reg. No. 34,382)
`Charlotte Jacobsen (pro hac vice)
`Fitzpatrick, Cella, Harper & Scinto
`1290 Avenue of the Americas
`New York, NY 10104-3800
`ZortressAfinitorIPR@fchs.com
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`By: /Daniel G. Brown/
`
`
`
`
`Daniel G. Brown (Reg. No. 54,005)
`daniel.brown@lw.com
`Latham & Watkins LLP
`885 Third Avenue
`New York, NY 10022-4834
`212.906.1200; 212.751.4864 (Fax)
`
`Counsel for Petitioner Par
`Pharmaceutical, Inc.
`
`
`
`6
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`