`
`
`
`
`
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________
`
`SONY CORPORATION, SONY MOBILE COMMUNICATIONS (USA) INC.,
`SONY MOBILE COMMUNICATIONS AB & SONY MOBILE
`COMMUNICATIONS INC.
`Petitioners
`
`v.
`
`CREATIVE TECHNOLOGY LIMITED
`Patent Owner
`_____________
`
`Case No. IPR2016-01407
`Patent No. 6,928,433
`_____________
`
`PETITIONERS’ OBJECTIONS TO
`PATENT OWNER’S DEMONSTRATIVES
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`On August 25, 2017, Patent Owner served a revised set of demonstrative
`
`slides. The parties met and conferred regarding Petitioners’ objections on
`
`Tuesday, August 22, 2017 and Thursday, August 24, 2017, which resolved some
`
`but not all of the objections. Petitioners object to the following slides in Patent
`
`Owner’s demonstratives.
`
`
`
`
`
`
`
`- 1 -
`
`
`
`
`
`Demonstrative Slide 11
`
`Petitioners object to demonstrative slide 11 (copied below) because it
`
`constitutes additional briefing (serving as an unauthorized, improper sur-
`
`reply), and also because it mischaracterizes Petitioners’ Reply as arguing
`
`that ISO9241-14 provides a motivation to combine by misleadingly quoting
`
`a single word (“motiva[tion]”) from the statement: “ISO standards …
`
`reinforce overarching design principles … that would have motivated a
`
`POSA as set forth in the Petition,” when in fact the Reply only cited
`
`ISO9241-14 to rebut Patent Owner’s legally irrelevant and factually
`
`erroneous argument that the ’433 patent allegedly solved a problem that was
`
`“unidentified” by the prior art, because ISO9241-14 (which was cited in the
`
`ISO standards that Patent Owner’s own expert discussed) previously
`
`identified the same problem allegedly identified in the ’433 patent. Reply at
`
`7-9; see Paper No. 34 at 3 (“Demonstrative exhibits … may not introduce
`
`new evidence or arguments.”); St. Jude Medical, Cardiology Division v. Bd.
`
`of Regents of the Univ. Mich., IPR2013-00041, Paper No. 65 at 3 (PTAB
`
`Jan. 27, 2014) (“[D]emonstrative exhibits are not an opportunity for
`
`additional briefing.”).
`
`
`
`- 2 -
`
`
`
`
`
`
`
`
`
`Petitioners' Reply Arguments Regarding Motivation to
`Combine Are Improper
`
`' Petitioners now identify 509241-14 as providing
`
`“motiva[tion]” for a POSA to combine Birrell with
`
`Seidensticker's hierarchical menu structure We.“
`
`' This is an improper new reply theory
`
`— Petition was required to “identif[y] in writing and with
`
`particularity, . . . the grounds on which the challenge to
`
`each claim is based, and the evidence that supports the
`
`grounds for the challenge to each claim”
`as use. s 312::an
`
`— 509241-14 was not part of instituted grounds and not
`
`mentioned in any pleading prior to Reply
`
`— Reply is limited to “respond[ing] to arguments raised in the
`
`corresponding opposition” swan-11mm
`
`
`
`
`
`- 3 -
`
`
`
`
`
`Demonstrative Slide 12
`
`Petitioners object to demonstrative slide 12 for the same reasons as
`
`demonstrative slide 11 and additionally because one bullet point (shown
`
`below) contains testimony that is only “supported” by Patent Owner’s
`
`Observation on Cross-Examination No. 11 which, as pointed out in
`
`Petitioners’ Response to Observations on Cross-Examination (Paper No. 36)
`
`No. 11, is improper because it raises a new and irrelevant argument that
`
`Seidensticker teaches away from ISO9241-14. See St. Jude Medical,
`
`Cardiology Division v. Bd. of Regents of the Univ. Mich., IPR2013-00041,
`
`Paper No. 65 at 3-4 (PTAB Jan. 27, 2014) (finding objections had merit
`
`where “arguments [were] supported only by citations to … Observations on
`
`Cross-Examination”) (citing Office Patent Trial Practice Guide, 77 Fed.
`
`Reg. 48,756, 48,768 (Aug. 14, 2012) (“[A]n observation … is not an
`
`opportunity to raise new issues.”))1.
`
`
`1 The foregoing citations are provided only once in this paper but apply to each
`
`objection to a new argument supported only by Patent Owner’s Observations on
`
`
`
`Cross-Examination.
`
`
`
`- 4 -
`
`
`
`
`
`Demonstrative Slide 17
`
`Petitioners object to demonstrative slide 17 because it constitutes additional
`
`briefing (serving as an unauthorized, improper sur-reply) and also because
`
`two bullet points (shown below) mischaracterize the Petition by stating that
`
`the Board’s “theory” was not mentioned in the Petition, even though, as
`
`explained in Petitioners’ Reply at 16, the Petition explained that the relevant
`
`limitations of claims 2 and 3 are met by Birrell’s teaching of selecting an
`
`entire CD in the second display screen (Petition at 76-78) after explaining
`
`(as demonstrated in connection with claim 1 from which claims 2 and 3
`
`depend) that each one of the three screens is displayed and that the “Back”
`
`button allows the user to move upward in the hierarchy (Petition at 70-75
`
`(identifying “Back” at 1[P2])). See also id. at 79; St. Jude, Paper No. 65 at
`
`3 (“[D]emonstrative exhibits are not an opportunity for additional
`
`briefing.”).
`
`
`
`
`
`
`
`
`
`
`
`- 5 -
`
`
`
`
`
`Demonstrative Slide 24
`
`Petitioners object to demonstrative slide 24 because it constitutes additional
`
`briefing (serving as an unauthorized, improper sur-reply) and also because
`
`the first bullet point shown below contains testimony that is only
`
`“supported” by Patent Owner’s Observation on Cross-Examination No. 10
`
`which, as pointed out in Petitioners’ Response to Observation on Cross-
`
`Examination No. 10, is improper because it cites testimony that is irrelevant
`
`to any argument or issue in this trial and instead raises a new argument that
`
`Seidensticker allegedly teaches away from the proposed modification to the
`
`Action button, and also because the second bullet point shown below
`
`appears to be directed to raising an improper new argument “supported”
`
`only by Patent Owner’s Observation on Cross-Examination No. 13 (see
`
`Petitioners’ Response to Observation on Cross-Examination No. 13).
`
`
`
`
`
`- 6 -
`
`
`
`
`
`
`
`Demonstrative Slide 34
`
`Petitioners object to demonstrative slide 34 because it contains additional
`
`briefing (serving as an unauthorized, improper sur-reply) and because the
`
`slide raises new arguments (“supported” only by Patent Owner’s
`
`Observation on Cross-Examination Nos. 16 and 20 which, as pointed out in
`
`Petitioners’ Response to Observation on Cross-Examination No. 16 and 20,
`
`are improper) that “Play” block 532 in Figure 6 of Looney is allegedly a
`
`button rather than software code, and mischaracterizes Petitioners’ expert as
`
`allegedly admitting that “Play” block 532 is not code and purports to
`
`“support” that mischaracterization by citing testimony (highlighted in yellow
`
`below) that removes via an ellipsis Dr. Bederson’s explicit testimony that
`
`“Play” block 532 is “code,” and ignores Dr. Bederson’s clear testimony that
`
`“there’s no indication that there’s a user initiation” of the code (as there
`
`would be in the case of a button) and that the code might be triggered
`
`indirectly through different commands such as Mix Up (Ex. 2045 at
`
`106:21-107:6, cited at Paper No. 36, Response No. 20). See Petitioners’
`
`Response to Observations on Cross-Examination Nos. 16, 19, and 20.
`
`
`
`- 7 -
`
`
`
`
`
`
`
`Petitioners‘ interpretation of "play” is easily rejected
`
`' Petitioners argue that “play block 532 is merely a
`software block that processes music files” Mm
`
`— Also argue that “Figs. 13-15 prayes the point because the ‘Play’
`button is 601, not 532” mm
`
`' Contradicted by their expert’s deposition testimony
`
`m; POllat 56
`
`1an at 10:55“,- ro
`
`— Petitioner's expert admitted that “flow" of “Now, Pick and
`Next” “all terminate at block 508, ‘Begin Playing Songs...”
`5:. 2045 «952119522; ro Obs-.1116; Ex. 11:09, Fig. 6; FORat 55
`
`' Also admitted that he did not “explain the difference between the
`software code of 508 and the software code of 532" m.
`
`— Petitioner's expert admitted that Looney’s Fig. 6 is “Controls
`for” Looney's ”Screen 2 and Screen 3" and that the “Play
`button” and “Now Button” are both “controls” n.msatm1:z—1s;m0bs.#19;
`FORIISS
`
`
`
`- 8 -
`
`
`
`
`
`Demonstrative Slide 10
`
`Petitioners object to demonstrative slide 10 because it constitutes “additional
`
`briefing” (serving as an unauthorized, improper sur-reply) and also because
`
`the bullet points shown below mischaracterize Gu’s holding as limited to
`
`references that teach the limitation in question even though Gu states that
`
`evidence of an alleged commercial embodiment does not bear on the
`
`disclosure of a printed publication. Ex parte Gu, 2016 WL 552385, at *3
`
`(PTAB 2016), cited in Reply at 6, (“[T]he proffered extrinsic evidence is not
`
`evidence of what [the printed publication reference] teaches, but of the
`
`[allegedly embodying commercial] system, which is not the prior art of
`
`record from which the rejection is drawn.”); see Patent Owner Response
`
`(“POR”) at 23 (arguing that the PJB-100 should drive how a POSA “would
`
`have interpreted Birrell”); 27 (expressly conflating Birrell and the PJB-100
`
`by identifying the screen of the PJB-100 as “the screen in Birrell”).
`
`
`
`
`
`- 9 -
`
`
`
`
`
`
`
`
`
`
`
`
`Dated: August 25, 2017
`
`By:
`
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`
`
`
`/s/ Michael N. Rader
`Michael N. Rader, Reg. No. 52,146
`Randy J. Pritzker, Reg. No. 35,986
`Andrew J. Tibbetts, Reg. No. 65,139
`Joshua J. Miller (admitted pro hac vice)
`WOLF GREENFIELD & SACKS, P.C.
`600 Atlantic Ave.
`Boston, MA 02210-2206
`Tel: 617-646-8000 / Fax: 617-646-8646
`
`
`
`
`
`- 10 -
`
`
`
`CERTIFICATE OF SERVICE UNDER 37 C.F.R. § 42.6 (e)(4)
`
`I certify that on August 25, 2017, I will cause a copy of the foregoing
`
`document, including any exhibits or appendices referred to therein, to be served via
`
`electronic mail, as previously consented to by Patent Owner, upon the following:
`
`Jonathan D. Baker
`Russell Swerdon
`
`
`
`Date: August 25, 2017
`
`JBaker@farneydaniels.com
`russ_swerdon@creativelabs.com
`CreativeZen@farneydaniels.com
`
`/MacAulay S. Rush/
`Patent Paralegal
`WOLF GREENFIELD & SACKS, P.C.
`
`- 11 -
`
`