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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Patent No. 6,928,433
`IPR2016-01407
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`SONY CORPORATION, SONY MOBILE COMMUNICATIONS (USA) INC.,
`SONY MOBILE COMMUNICATIONS AB & SONY MOBILE
`COMMUNICATIONS INC.
`Petitioners
`
`v.
`
`CREATIVE TECHNOLOGY LIMITED
`Patent Owner
`
`U.S. Patent No. 6,928,433
`
`
`
`Inter Partes Review Case No. 2016-01407
`
`
`
`CREATIVE TECHNOLOGY LIMITED MOTION FOR PRO HAC VICE
`ADMISSION OF MICHAEL D. SAUNDERS UNDER 37 C.F.R. § 42.10(c)
`
`
`
`
`
`

`
`I.
`Pursuant to 37 C.F.R. § 42.10(c), Patent Owner respectfully requests that the
`
` RELIEF REQUESTED
`
`Patent No. 6,928,433
`IPR2016-01407
`
`
`Board admit Michael D. Saunders pro hac vice in this proceeding.
`
`II. GOVERNING LAW, RULES, AND PRECEDENT
`
`Section 42.10(c) of C.F.R. 37 provides:
`
`The Board may recognize counsel pro hac vice during a
`proceeding upon a showing of good cause, subject to the condition
`that lead counsel be a registered practitioner and to any other
`conditions as the Board may impose. For example, where the lead
`counsel is a registered practitioner, a motion to appear pro hac vice
`by counsel who is not a registered practitioner may be granted
`upon showing that counsel is an experienced litigating attorney and
`has an established familiarity with the subject matter at issue in the
`proceeding.
`
`
`In the Notice of Filing Date Accorded to Petition (“Notice”) mailed on July
`
`19, 2016, the Board authorized the parties to file motions for pro hac vice
`
`admission under 37 C.F.R. § 42.10(c). The Notice requires that such motions be
`
`filed in accordance with the “Order – Authorizing Motion for Pro Hac Vice
`
`Admission” in Case IPR2013-00639, Paper No. 7 (“Order”).
`
`The Order states that the “time for filing pro hac vice motions is no sooner
`
`than twenty one (21) days after service of the petition…” The Order further states
`
`that motions for pro hac vice must “[c]ontain a statement of facts showing there is
`
`good cause for the Board to recognize counsel pro hac vice during the
`
`
`
`1
`
`

`
`Patent No. 6,928,433
`IPR2016-01407
`
`proceeding,” and “[b]e accompanied by an affidavit or declaration of the individual
`
`seeking to appear attesting to the following:”
`
`i. Membership in good standing of the Bar of at least one State or the
`District of Columbia;
`
`ii. No Suspensions or disbarments from practice before any court or
`administrative body;
`
`iii. No application for admission to practice before any court or
`administrative body ever denied;
`
`iv. No sanctions or contempt citations imposed by any court or
`administrative body;
`
`v. The individual seeking to appear has read and will comply with
`the Office Patent Trial Practice Guide and the Board’s Rules of
`Practice for Trials set forth in part 42 of C.F.R.;
`
`vi. The individual will be subject to the USPTO Rules of Professional
`Conduct set forth in 37 C.F.R. §§ 11.01 et. seq. and disciplinary
`jurisdiction under 37 C.F.R. § 11.19(a);
`
`vii. All other proceedings before the Office for which the individual
`has applied to appear pro hac vice in the last three (3) years; and
`
`viii. Familiarity with the subject matter at issue in the proceeding.
`
`III. TIME FOR FILING
`
`
`
`As required by the Order, this motion for pro hac vice admission was filed
`
`no sooner than twenty-one (21) days after service of the petition.
`
`2
`
`
`
`
`
`

`
`IV. STATEMENT OF FACTS
`
`Patent No. 6,928,433
`IPR2016-01407
`
`
`Patent Owner submits that the following statement of facts, supported by the
`
`accompanying Declaration of Michael D. Saunders, shows that there is good cause
`
`for the Board to recognize Mr. Saunders pro hac vice in this proceeding:
`
`1. Patent Owner’s lead counsel, Jonathan Baker, is a registered practitioner
`
`(Reg. No. 45708);
`
`2. Patent Owner’s backup counsel, Gurtej Singh, is a registered practitioner
`
`(Reg. No. 71020);
`
`3. Mr. Saunders is an experienced litigation attorney. He has been involved
`
`in numerous litigations involving patent infringement in District Courts
`
`across the country and has experience in Markman hearings.
`
`4. U.S. Patent No. 6,928,433 was at issue in the International Trade
`
`Commission’s Investigation No. 337-TA-994, in which Patent Owner
`
`was a complainant. That investigation is currently on appeal in the U.S.
`
`Court of Appeals for the Federal Circuit, Appeal No. 16-2105. Mr.
`
`Saunders is and was counsel of record for Patent Owner in both the
`
`International Trade Commission investigation and its appeal. In those
`
`cases, Mr. Saunders has developed infringement contentions, reviewed
`
`and responded to invalidity theories, defended an expert deposition,
`
`
`
`3
`
`

`
`engaged in written discovery, and drafted several substantive briefs. Mr.
`
`Patent No. 6,928,433
`IPR2016-01407
`
`
`Saunders also participated at the evidentiary hearing in the ITC matter.
`
`5. Patent Owner has expended significant financial resources in the
`
`International Trade Commission litigation and with the Federal Circuit
`
`Court of Appeals with Mr. Saunders as counsel, and Patent Owner
`
`wishes to continue using Mr. Saunders as counsel in this proceeding.
`
`V. NO OPPOSITION TO THIS MOTION
`
`Patent Owner has conferred with Petitioners with regard to this Motion, and
`
`Petitioners have confirmed that they will not oppose it.
`
`VI. DECLARATION OF INDIVIDUAL SEEKING TO APPEAR
`
`This Motion for Pro Hac Vice Admission is accompanied by the Declaration
`
`of Michael D. Saunders, as required by the Order.
`
`VII. CONCLUSION
`
`In light of the foregoing, Patent Owner respectfully requests that the Board
`
`admit Michael D. Saunders pro hac vice in this proceeding.
`
`
`
`
`
`4
`
`

`
`Patent No. 6,928,433
`IPR2016-01407
`
`
`Respectfully submitted,
`
`
`/Jonathan D. Baker/
`Jonathan D. Baker, Reg. No. 45708
`Farney Daniels PC
`411 Borel Avenue, Suite 310
`San Mateo, California 94402
`Phone: 424-268-5210
`E-mail: jbaker@farneydaniels.com
`
`
`
`5
`
`Date: January 11, 2017
`
`
`
`
`
`

`
`DECLARATION OF MICHAEL D. SAUNDERS IN SUPPORT
`OF MOTION FOR PRO HAC VICE ADMISSION
`
`Patent No. 6,928,433
`IPR2016-01407
`
`
`I, Michael D. Saunders, do hereby declare as follows:
`
`1.
`
`I am an attorney at the law firm of Farney Daniels PC, am over
`
`
`
`eighteen years of age, and would be competent to testify as to the matters set forth
`
`herein if called upon to do so.
`
`2.
`
`I am a member in good standing of the State Bars of California and
`
`the District of Columbia, as well as of the following Federal Courts:
`
`a.
`
`b.
`
`c.
`
`d.
`
`e.
`
`U.S. Court of Appeals for the Federal Circuit;
`
`U.S. District Court for the District of Columbia;
`
`U.S. District Court for the Northern District of California;
`
`U.S. District Court for the Central District of California;
`
`U.S. District Court for the Eastern District of Wisconsin.
`
`3.
`
`I have not been suspended or disbarred from practice before any court
`
`or administrative body.
`
`4.
`
`I have never had an application for admission to practice before any
`
`court or administrative body denied.
`
`5.
`
`No sanction or contempt citation has been imposed against me by any
`
`court or administrative body.
`
`
`
`6
`
`

`
`I have read and will comply with the Office Patent Trial Practice
`
`Patent No. 6,928,433
`IPR2016-01407
`
`
`6.
`
`Guide and the Board’s Rules of Practice for Trials set forth in part 42 of 37 C.F.R.
`
`7.
`
`I will be subject to the USPTO Rules of Professional Conduct set
`
`forth in 37 C.F.R. §§ 11.101 et seq. and disciplinary jurisdiction under 37 C.F.R.
`
`§ 11.19(a).
`
`8.
`
`In the last three years, I have applied to appear pro hac vice before
`
`this Office in the following proceedings: IPR 2015-01811 and IPR2015-01812
`
`(consolidated after filing); and IPR2015-00158, IPR2015-00159, and IPR2015-
`
`00163 (consolidated hearing).
`
`9.
`
`I am a counsel of record for Patent Owner in Creative Technology
`
`Ltd. and Creative Labs, Inc. v. International Trade Commission, Appeal No. 16-
`
`2105 (Fed. Cir.), which is an appeal of the International Trade Commission’s final
`
`determination in In the Matter of Certain Portable Electronic Devices and
`
`Components Thereof, Investigation No. 337-TA-994, in which I was also a counsel
`
`of record for Patent Owner. U.S. Patent No. 6,928,433 was the sole asserted patent
`
`in the -994 Investigation and its appeal. As a result of my participation in those
`
`proceedings, I have acquired substantial understanding of the underlying legal and
`
`technical issues in this proceeding. In those cases, I developed infringement
`
`contentions, reviewed and responded to invalidity theories, defended an expert
`
`deposition, engaged in written discovery, and drafted several substantive briefs. I
`
`
`
`7
`
`

`
`also participated in the evidentiary hearing in the -994 Investigation by offering an
`
`Patent No. 6,928,433
`IPR2016-01407
`
`
`expert witness. I therefore have an established familiarity with the subject matter
`
`at issue in this proceeding.
`
`10.
`
`I am an experienced litigation attorney with approximately seven
`
`years of experience in patent litigation. I have had experience in all stages of
`
`patent litigation and have been counsel of record in dozens of litigations involving
`
`patent infringement in District Courts across the country. My experience includes
`
`drafting substantive briefing, taking and defending depositions, and conducting
`
`oral argument, including at Markman hearings.
`
` declare under penalty of perjury that the foregoing Declaration is true and
`
` I
`
`
`
`
`
`
`
`
`
`
`
`Michael D. Saunders
`Farney Daniels PC
`411 Borel Avenue, Suite 310
`San Mateo, California 94402
`Phone: 424-268-5210
`
`
`
`
`correct.
`
`
`
`DATED: January 11, 2017
`
`
`
`
`
`
`
`
`8
`
`
`
`
`
`
`
`
`
`
`

`
`CERTIFICATE OF SERVICE
`
`Patent No. 6,928,433
`IPR2016-01407
`
`
`Under 37 C.F.R. §§ 42.6(e), this is to certify that I served a copy of the
`
`foregoing MOTION FOR PRO HAC VICE ADMISSION OF MICHAEL D.
`
`SAUNDERS UNDER 37 CFR § 42.10(c) along with the accompanying
`
`declaration via email on January 11, 2017 to Petitioner’s counsel of record at the
`
`following email addresses:
`
`Randy J. Prizker, Reg. No. 35,986
`Micahel N. Rader, Reg. No. 52,146
`Robert M. Abrahamsen, Reg. No. 40,886
`Andrew J. Tibbetts, Reg. No. 65,139
`Wolf Greenfield & Sacks, P.C.
`600 Atlantic Avenue
`Boston, MA 02210-2206
`Phone: 617-646-8000
`Fax: 617-646-8646
`E-mail:
`RPritzker-PTAB@wolfgreenfield.com
`MRader-PTAB@wolfgreenfield.com
`RAbrahamsen-PTAB@wolfgreenfield.com
`ATibbetts-PTAB@wolfgreenfield.com
`
`
`
`Dated: January 11, 2017
`
`/Jonathan D. Baker/
`
`Jonathan Baker, Reg. No. 45708
`
`
`
`9

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