`ULSI Technology
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`EDITED BY
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`C. Y. Chang
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`Chair Professor: College of Electrical Engineering and Computer Science
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`National Chiaa Tang University
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`Director: National Nam; Device Laboratories
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`Heine-ha, flszan, ROC
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`S. M. Sze
`UMC Chair Professor
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`Department of EIecrmnic-s Engineering
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`Dir-germ; Microelectronics and Information Systems Research Center
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`National Chiao Tung Universin
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`Hsinchn, Taiwan, ROC
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`THE McGRAW-HILL COMPANIES, INC.
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`Page 1 0f 71
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`TSMC Exhibit 1032
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`TSMC Exhibit 1032
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`McGraw-Ht'll
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`A Division of'f‘heMeGmw-Hill Companies
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`ULSI TECHNOLOGY
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`Copyright ©1996 by The McGraw—Hill Companies, Inc. All rights reserved. Printed in the United
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`Slates of America. Except as permitted under the United States Copyright Act of 1976. no part of
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`this publication may be reproduced or distributed in any form or by any means, or stored in a data
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`base or relrievel system. without the prior written pcrrrtission of the publisher.
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`Acknowledgments begin on page 724 and appear on this page by reference.
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`This book is printed on acid-free paper.
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`234567890DOCDOC909876
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`iSBN 0-07-063062—3
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`'I'his book Was set in flutes Roman by Pnbiication. Services. Inc.
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`The editors were Lynn Cox and John M. Morrirs.‘
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`the production supervisor was Denise L. Pnryear:
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`The cover was designed by Farengn Design Gmr-tp.
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`Prefect supervision was done by Publication Services, inc.
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`R. R. Donneliey 0‘1: Sorts Company was printer and binder:
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`Cover photo: Electron micrograph of contact holes filled with CVD tungsten plugs (see Chapter 8).
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`The diameter is 0.25 micron. Courtesy of the National Nam) Device Laboratories, Natiorm! Science
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`Library of Congress CataIOg Card Number: 95-81366
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`Page 2 of 71
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`CONTENTS
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`List of Contributors
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`Preface
`Introduction
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`Cleanroom Technology
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`H. P. Tsang and R. Jansen
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`1.1
`Introduction
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`1.2 Cleanroom Classification
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`1.3 Cleanroom Design Concept
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`1.4 Cleanroom Installation
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`1.5 Cleanroom Operations
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`1.6 Automation
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`1.7 Rel atcd Facility Systems
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`1.8 Summary and Future Trends
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`References
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`Problems
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`Wafer-Cleaning Technology
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`C. Y. Chang and T. S. Char)
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`2.1
`Introduction
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`2.2 Basic Concepts of Wafer Cleaning
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`2.3 Wet-Cleaning Technology
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`2.4 Dry-Cleaning Technology
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`2.5 Summary and Future Trends
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`References
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`Problems
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`xiii
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`10]
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`105
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`Epitaxy
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`P. Wang
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`3.1
`Introduction
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`3.2 Fundamental Aspects of Epitaxy
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`3.3 C(mVentional Si Epitaxy
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`3.4 Low-Temperature Epitaxy of Si
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`3.5 Selective Epitaxial Growth of Si
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`.1 [)7
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`3.6
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`3.7
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`Characterization of Epitaxial Films
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`Summary and Future Trends
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`References
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`Problems
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`4 Conventional and Rapid Thermal Processes
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`R. B. Fair
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`Introduction
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`Requirements for Thermal Processes
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`Rapid Thermal Processing
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`Summary and Future Trends
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`References
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`Problems
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`5 Dielectric and Polysilicon Film Deposition
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`H. C. Cheng
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`Introduction
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`5.2
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`5.3
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`Deposition Processes
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`Atmospheric—Pressure Chemical-Vapor—Deposited
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`(APCVD) and Low—Pressure Chemical—Vapor—Deposited
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`(LPCVD) Silicon Oxides
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`LPCVD Silicon Nitrides
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`LPCVD Polysilicon Films
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`Plasma—Assisted Depositions
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`Other Deposition Methods
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`Applications of Deposited Polysilieon, Silicon Oxide,
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`and Silicon Nitride Films
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`Summary and Future. Toends
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`References
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`5.4
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`5.5
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`5.7
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`5.9
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`6 Lithography
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`K. Nakamum
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`6.1
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`6.3
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`6.5
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`Optical Lithography
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`Electron Lithography
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`X—Ray Lithography
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`Ion Lithography
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`6.6 Summary and Future Trends
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`References
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`7.8
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`Etching
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`Y. J. T. Lit
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`7.1
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`7.2 Low-Pressure Gas Discharge
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`7.3 Etch Mechanisms, Selectivity, and Profile Control
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`7.4 Reactive Plasma Etching Techniques and Equipment
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`7.5
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`7.6
`Diagnostics, End Point Control, and Damage
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`7.7
`Wet Chemical Etching
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`S-ununaly and Future Trends
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`References
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`Problems
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`Metallization
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`Introduction
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`R. Lin
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`8.]
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`8.2 Metal Deposition Techniques
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`8.3 Silicide Process
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`8.4 CVD Tungsten Plug and Other Plug Processes
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`8.5 Multilevel Metallization
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`8.6 Metallization Reliability
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`8.7 Summary and Future Trends
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`References
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`Problems
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`Process Integration
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`C. KLuandW ELee
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`9.1 Introduction
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`9.2 Basic Process Modules and Device Considerations for
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`9.3
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`9.5
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`CMOS Technology
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`Bipolar Technology
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`BiCMOS Technology
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`MOS Memory Technology
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`ix
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`3 24
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`x Contents:
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`9.7 Prncess Integration Considerations in ULSI lfitbricatinn
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`'l'cchnnlngy
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`9.8 Summary and Future Trends
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`References
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`Assemth and Packaging
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`TI ’fitchikmm
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`10.1
`Introduction
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`10.2 Package '1‘ypcs
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`111.3 ULSI Assembly 'l‘ceitnulngies
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`10.4 Package Fabrication Technologies
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`10.5 Package Design (Iunsiclcmliuns
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`10.6 Special Package Considerations
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`111.“? Other ULSI Packages
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`10.3 Summary and Future Trends
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`References
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`Problems
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`10
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`11
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`Wafer Fab Manufacturing ’l‘cchnelugy
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`T: F. Slum and I“: C. Wang
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`“.1 What 15 Manufacturing?
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`11.2 Wafer Full Manufacturing Considerations
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`11.3 Munufacmring Start—Up Technology
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`11.4 Volume Rump Up Cunsiderutiuns
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`11.5 Continuous Improvement
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`111-. Summary and l1‘uture 'I‘rends
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`References
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`5 I!)
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`531}
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`53 l
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`Problems
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`[2. Reliability
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`J. '1: Hip
`12.1
`intruduetien
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`12.2 lint Currier lnjectiun
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`12.3 Electruntigratinn
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`12.4 Stress Migration
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`12.5 Oxide Breakdown
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`12.6 Effect of Scaling utt Device Reliability
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`12.7 Relations between DC and AC Lifetimes
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`12.8 Some Recent ULSI Reliability Concerns
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`12.9 Mamematics of Failure Distribution
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`12.10 Summary and Future Trends
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`References
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`Problems
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`Appendixes
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`A. Properties of Si at 300 K
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`B. List of Symbols
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`C.
`International System of Units
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`1). Physical Constants
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`Index
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`Contents
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`xi
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`686
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`690
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`692
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`696
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`697
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`703
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`707
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`INTRODUCTION
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`GROWTH OF THE INDUSTRY
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`The'United States has the largest electronics industry in the world, with a global
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`market share of over 40%. Since 1958, the beginning of the integratcdseircuit [1(3)
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`era, the factory sales of electronic products have increased by about thirty times [see
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`Fig. 1 , curve (o)"2]. Electronics sales. which were $303 billion in 1993. are projected
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`to increase at an average annual rate of 8.5% and reach a half-trillion-dollar level by
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`the year 2000. In the same period, the [(3 market itself has increased at an even
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`higher rate [see Fig. 1, curve (mutt: 'lC. sales in the United States were $28 billion
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`in 1993 and are expected to grow by 13% annually. reaching $65 billion by the
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`year 9.000. The main irnpetuses for such phenomenal market growth are the intrinsic
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`pcrvasivencss of electronic products and the continued technological breakthroughs
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`in integrated Circuits.
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`The world markets of electronics and semiconductor industries will grow at
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`comparable rates. Figure 2 shows the 1993 world electronics industry with a global
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`sales volume of $679.7 billion. Also shown are the market shares of the six major
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`electronics applications: computer and peripherals equipment at 32.3%. consumer
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`electronics at21.2%, telecommunication equipment. at 16.5%. industrial electronics
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`at 14.3%. defense and space at 11.5%, and transportation at 4.2%. By the year 2000,
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`the world electronics industry is projected to reach $1200 billion. which will surpass
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`the automobile. chemical, and steel industries in sales volume.
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`Figure 3 shows the 1993 world semiconductor industry, with total sales of $85.6
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`billion. Only 14% is related to optoelectronics and discrete semiconductor devices.
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`1C sales constitute 86% of the total volume, with the largest segment being memory
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`[C3, followed by microprocessor and microcontroller units, logic ICs. and analog le.
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`in 2000, the semiconductor industry is projected to reach $200 billion, with over
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`$170 billion in integrated circuits.
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`Figure 4 shows the market shares of the three major 1C groups: MOS FE’I', bipo-
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`lar transistor, and le made from III—V compound semiconductors.-1 At the begin-
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`ning of the 1C era, the 1C market was broadly based on bipolar transistors. However,
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`because of the advantages in device miniaturization, low power consumption. and
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`high yield, sales volume of MOS-based [Cs has increased steadily and in 1993
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`amounted to 75% of the total 10 market. By the year 2000, MOS le will capture the
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`largest n-iarkct share (88%) of all le sold. This book, therefore, emphasizes MOS—
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`l‘elated ULSl technology.
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`""Tlterc were only two years in which [he growths were negative: in 1074. due to the Middle Fast oil
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`embargo. and in 1085. due to overproduction ol' personal computers.
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`xvii
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`(a) Factory sales
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`of electronics
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`(1)) Integrated
`circuits
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`xviii
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`Introduction
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`l 0000
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`Invention
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`transistor
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`1960
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`1970
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`Year
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`FIGURE 1
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`(a) Factory sales of electronics in the United States for the 64 years between
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`1930 and 1993 and projected to 2000. (b) Integrated circuit market in the
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`United States for 32 years between 1962 and 1993 and projected to 2000.
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`(After Refs. 1' and 2.)
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`DEVICE MINIATURIZATION
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`Figure 5, curve (a), shows the rapid growth in the number of components per MOS
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`memory chip.‘“5 Note that the MOS 1C complexity has advanced from small-scale
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`integration (881),
`to medium-scale integration (M31), to large-scale integration
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`(LSI), to very-large-scale integration (VLSI), and finally to ultraiarge-scale integra-
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`tion (ULSI), which has 107 or more components per chip. We note that since 1975
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`the growth has been maintained at a rate of about 40% annually: in other words, the
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`Page 9 of 71
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`Transporlation
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`Introduction
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`xix
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`l 5%
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`Compulem & peripherals
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`equipment 32.3%
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`
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`Industrial electronics
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`I 4.3%
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` Defense, space i
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`Telecommunication
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`equipment 16.5%
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`Consumer electronics 2 | 2%
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`
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`FIGURE 2
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`1993 world electronics industry. (Afler Daraqnest. [994.)
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`number of components has doubled every two years. At this rate, over 100 million
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`components per chip will be available before the year 2000; in the early 2] st century
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`We will move into the gigabit range, with IC chips having more than one billion
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`componentsfi” Also shown in Fig. 5 is the growth of the number of components for
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`bipolar, MESFET, and MODFET 103. They are about two orders of magliitudelower
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`in complexity compared with MOS—based ICS.
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`The most important factor in achieving the ULSI complexity is the continued
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`reduction of the minimum device—feature length {see Fig. 6, curve (50]. Since 1960,
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`the animal rate of reduction has been 13%, which corresponds to a reduction by a
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`factor of two every six years. At this rate, the minimum feature length will shrink
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`from its present length of 0.5 pm to 0.2 pm in the year 2000. The junction depth of
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`the source and drain junctions. and the gate oxide thickness are also being reduced
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`at a similar rate as shown in curves (b) and (c) of Fig. 6, respectively.
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`The reduction of the device feature length and related dimensi‘ous has resulted
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`1n reduced overall device size and unit price per function. Figure 7 shows the relative
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`Price and size reductions.B In the past fifty years, prices have gone down by 100
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`million times, and the size has been reduced by a factor of one billion. By 2000 the
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`Pficc per hit is expected to be less than 0.1 mfllieent for a 64-megabit. memory chip.
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`Similar price reductions are expected for logic 105. Additional benefits from device
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`Page 10 of 71
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`Page 10 of 71
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`xx
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`Introduction
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`Opluclcctronics
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`Memory [C
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`28 5%
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`[8.796
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`Logic 1C
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`MPU, CPU
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`24.5%
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`FIGURE 3
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`1993 world semiconductor industry. (Afler DataquesIJ 994.)
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`World IC market (1980—2000). (After Zdebef, R43.)
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`Page 11 of 71
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`Page 11 of 71
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`Introduction
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`and
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`UL51
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`7
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`mm
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`l 9!
`"
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`MSI
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`IU‘
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`(diMODFE'l'
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`(h) Bipolar Irnrtsmtm'
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`It)"
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`i980
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`Year
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`1990
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`2000
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`-
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`2010
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`FIGURE. 5
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`(fl!) Exponential growth of the number of components per MOS 1C chip. (After
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`ii’l'oomr Ref. 4. and Myers. Ref. 5. ) (b). (c). and (if) Components per chip versus
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`year for bipolar. MESFET. and MODFET ICs. respectively.
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`miniaturization include improvement of device speed (which varies inversely with
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`lhe device feature length) and reduction of power consumption (which varies ap-
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`Droximutely with the square of the feature length). Higher speeds lead to expanded
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`1C functional throughput rates, so that future ICs can perform data processing, nu-
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`merical computation. and signal conditioning at 100 and higher gigabit-per-secood
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`rates.9 Reduced power consumption results in lowering the energy required for each
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`SWitehing operation- Since 1960 the required energy, called the power-delay prod-
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`uct. has decreased by six orders of :ttagnitude.m
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`ORGANIZATION OF THE BOOK
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`“glut: 8 shows how the 12 chapters of this book are organized. Chapter 1 considers
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`cleillll‘ooin technology. The continued miniaturization in ULSI devices implies more
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`Page 12 of 71
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`xxii
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`Introduction
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`30
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`Lengthortomes:
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`tum) 0"
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`to
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`0.0]
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`(b) Junction
`depth
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`(0} Gate oxide
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`thickness
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`(43% reduction per year)
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`1000M
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`“1005
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`Icon
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`40*
`2000
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`[L004
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`1960
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`1970
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`I930
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`Your
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`1990
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`FIGURE 6
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`Exponential decrease of (a) minimum feature length. to} junction depth. and
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`to) gate oxide thickness of MOSFEI‘.
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`stringent requirements with respect to contamination control. Without an ultraclean
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`processing environment. ULSI circuits simply cannot be realized."
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`ULSI technology is synonymous with silicon ULSl technology. The unique
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`combination of silicon’s adequate bandgap. stable oxide. and abundance in nature
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`ensures that in the foreseeable future no other semiconductor will seriously chal-
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`lenge its preeminent position in ULSI applications. Some important properties of
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`silicon are listed in Appendix A.
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`Once the silicon wafers are in the cleanroom. we enter into the wafer-processing
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`sequence, described in Chapters 2 through 8 and depicted in the wafer-shaped cen-
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`tral circle of Fig. 8. Each of these chapters considers a specific process step. Of
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`course. many processing steps are repeated many times in IC fabrication: for exam-
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`ple, lithography and etching steps may be repeated 10 to 20 times. In 01.8] tech-
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`nology the wafer-cleaning technology is as important as the cleanmom technology.
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`Without a contamination-free wafer surface, the iCs will suffer from low yield and
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`poor reliability. Because of limitations on the total length of the book. many clas-
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`sic topics. such as crystal growth. oxidation, diffusion. and ion implantation. are
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`only lat-Elly mentioned. The reader may consult textbooks on VLSI technology for
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`The individual processing steps described in Chapters 2 through 8 are com-
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`bined in Chapter 9 to form devices and integrated circuits. Chapter 9 considers the
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`fundamental building process modules and four important [C families: CMOS (com-
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`plementary MOSFET). bipolar iCs. BiCMOS (a combination of bipolar and CMOS).
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`Page 13 of 71
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`Page 13 of 71
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`Introduction xxiii
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`Election tube —~l
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`Relativevalue
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`.1;
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`.— o
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`5
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`l.
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`1930
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`1940
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`1950
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`1 960
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`Year
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`[970'
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`1930
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`2000
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`_
`FIGURE 7
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`Price and size reduction of active electronic compents. (After Sharia, Ref: 8.)
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`and M08 memory ICs. After the completely processed wafers are tested, the se chips
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`that pass the tests are ready to be packaged. Chapter 10 describes the assembly and
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`packaging of ULST chips. Chapter 11 considers the manufacturing technology, that
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`IS, the strategy and logistics to implement various technologies to produce ULSI
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`chips that meet customers” specifications in a timely fashion and to generate ade-
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`quate return on investment for the IC manufacturer. Chapter 12 describes a multi-
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`tude of reliability issues related to ULSI processes. As device dimensions move to
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`the sub—half-micron and sub-quarter—micmn regime, ULSI processing becomes more
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`automated. resulting in tighter control of all processing parameters. At every step of
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`Pl‘Oduction, from wafer cleaning to device packaging, numerous requirements are
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`being imposed to improve the device performance and reliability.
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`To keep the notation simple in this book, we sometimes found it necessary to use
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`‘1 Sl’mbol more than once. with different meanings. However, within each chapter a
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`Page 14 of 71
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`Page 14 of 71
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`a.5538@533.
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`Page 15 of 71
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`Introduction
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`xxv
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`symbol has only one meaning and is defined the first time it appears. Many symbols
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`do have the same or Similar meanings 9011315161111)! throughout this book; they ate
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`summzu‘ized in Appendix Hf“
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`ULSl technology is presently moving at a rapid pace. The number of ULSI pub-
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`lications has doubled every year since 1990. the beginning of the ULSI era. Many
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`topics, such as lithography, rapid thermal processing, and metallization, are still 1m-
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`der intensive study. Their ultimate capabilities are not fully understood. The material
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`presented in this book is intended to serve as a foundation. The references listed at
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`the end of each chapter can supply more information.
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`REFERENCES
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`l.
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`2.
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`9.
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`10.
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`12.
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`[994 Eileen-win: Malice! Data Book, Electronic Industries Association, Wash—
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`ington, DC, 1994.
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`I 994 Annual Report ofb'emicortdacmr Industry, Industrial Technology Research
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`Institute, Hsinchu, Taiwan. ROC, 1994.
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`1’. J. Zdebel, “Current Status ol'IIigh Performance Silicon Bipolar Technology,”
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`14m Annual IE‘EE GaAs [C Sir-mp. Tech. Digest, 15 (1992).
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`. G. Moore, “VLSI, What Does the Future Hold," Electron Attst..42, 14 (1980).
`LII-L‘-
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`. W. Myers, “The Drive to the Year 11000," IEEE Micro, 11, 10 (1991).
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`(i. P. K. Chatterjce and G. B. l..arrabec, “Gigabit Age Microelectronics and Their
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`Manufacture,” IEEE Trans. VLSI SystJ, 7‘ (I993).
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`. K. Mori, H. Yamada, and S. Takimwa, “System on Chip Age," Proceedings of
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`the Intentt'ttionnl Symposium on V1.5! technology. Systems, and Applications,
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`1115 ( 1993).
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`. K. Shoda, “Home Electronics in the 1990s,” Proceedings oj'the [rttet‘f'taffoflal
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`Symposimn on VLSI Recitattiogy. Systems, ctnd/ipplfcations. '1(l991).
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`H. Komiya, M. Yoshimoto, and H. Ishikura, “Future Technological and Eco-
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`nontic Prospects for VLSI,” [EICE Trans. Electron. E76-C, 1555 (1993).
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`R. W. Keyes, “Limitations of Sma11 Devices and Large Systems,” in N. 0. Bio-
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`spruch, Ecl., VLSI Electronics, Academic, New York, 1981, Vol. 1, p. 186.
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`11. T. Ohlni, “ULSI Reliability through Ultraclean Processing," Proc. IEEE, 81,
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`716 (1993).
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`FOI' example. 5. M. 820, lid, VLSI fictitiology, 2nd Ed, McGraw-Hilt, New
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`York, I988.
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`‘-—.____.__—
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`*Alsn included are the lnternatnnml System ot‘ Units (Appendix C) and Physical Constants [Ap-
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`pendix D),
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`Page 16 of 71
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`CHAPTER ti
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`ithography
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`K. Nakamura
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`6.1
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`INTRODUCTION
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`Lithography is a kind of art made by impressing, in turn, several flat embossed slabs,
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`each covered with greasy ink of a particular color, onto a piece of paper. The Visions
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`colors or levels must be accurately aligned with respect to one another within some
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`registration tolerance. Many “originals” can be made from the same slabs as long as
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`the quality remains adequately high.
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`Several methods can be used to make ULSI circuit patterns on wafers, as shown
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`in Fig. la. The most common process is to make the master photomask using an elec-
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`tron beam exposure system and replicating its image by optical printers, as shown in
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`Fig. 1b. The exposing radiation is transmitted through the “clear” part of a mask. The
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`opaque part of the circuit pattern blocks some of the radiation. The resist, which is
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`sensitive to the radiation and has resistance to the etching, is coated on the wafer sur-
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`face. The mask is aligned within the required tolerance on the wafer; then radiation
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`is applied through the mask, the resist image is developed, and the layer underneath
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`the resist is etched.
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`Therefore, lithography for integrated circuit manufacturing is analogous to the
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`lithography of the art world. The slabs correspond to masks for the various circuit
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`levels. The press colresponds to the exposure system, which not only exposes each
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`level but also aligns it to a completed level. The ink may be compared to either the
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`exposing radiation or the radiation-sensitive resist; the paper can represent the wafer
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`into which the pattern will be etched, using the resist as a stencil.
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`Lithography is the key technology in semiconductor manufacturing, because
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`it is used repeatedly in a process sequence that depends on the device design. It
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`determines the device dimensions, which affect not only the device’s quality but
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`also its product amount and manufacturing cost.
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`270
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`Page 17 of 71
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`Page 18 of 71
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`271
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`272 ULSI Technology
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`6.2
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`OPTICAL LITHOGRAPI‘IY
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`Optical lithography comprises the formation of images with visible or ultravimet
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`radiation in a photoresist using proximity or projection printing. Two methods are
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`available to make masks for optical lithography: electron beam exposure and laser
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`beam scanning. These are described in the next section. In the 1970s, the major tech‘
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`nology was the combination of a negative resist and proximity printing. At presmu
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`the most common method is the combination of a positive resist attd a stepper. Haw,
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`ever, proximity printing is still used because of its convenience and low cost.
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`Table 1 lists examples of commercially available optical printers" designed to
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`manufacture ULSl circuits. These machines are Classified into three groups: prom
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`imity. reflective projection, and refractive projection. The key parameters such as
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`numerical aperture (NA), depth of focus (DOF). resolution (usable linewidth), ovej-_
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`lay accuracy, and throughput are also listed.
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`The most advanced ULSl has a minimum feature size of 0.3 pm to 0.4 ptm1
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`which has been reported by several organizations in 64—Mbit dynamic random access
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`memories (DRAMs). It is believed that the linewidth limit of optical lithography ties
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`near 0.2 pm using phase-shifting masks combined with a high numerical aperture
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`projector and a short—wavelength light source. The performances of the machines
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`listed in Table 1 are very close to the resolution limit of optical lithography.
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`6.2.1 Contact and Proximity Printing
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`Contact and proximity printings are relatively simple because they do not have any
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`means of image formation between masks and wafers. A typical contact or proxim-
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`ity mask aligner consists of a light source, a condenser, a filter. a mirror, a shutter.
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`the wafer stage, and the alignment microscope. In contact printing, a photomask is
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`pressed against the resist-covered wafer, with pressures typically in the range of 0.05
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`atm to 0.3 atm, and is exposed by light with a wavelength near 400 nm. Very high
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`resolution of less than 0.5 pm iinewidth is possible, but because of spatial nonuni-
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`formin of the contact, resolution may vary considerably across the wafer. To provide
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`better contact over the whole wafer, a thin (0.2 mm) flexible mask has been used;
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`02-pin space patterns have been formed by using 3—ttm—thick PMMA (poly—methyl
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`methacrylate) resist and 200 to 260 urn radiation.2 Quartz or A1203 mask substrates
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`must be used to pass these shorter wavelengths, since the usual borosilicate glass
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`strongly absorbs wavelengths less than 300 nm.
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`Contact printing produces defects in both the mask and the wafer while the two
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`are in contact and as they are separated from each other, so that the mask, whether
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`thick or thin. may have to be replaced after a short period of use. Nevertheless. con“
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`tact printing is still widely used. It is the mos