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`•
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`PATENT DOCKET 100/1SOC1
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Application of
`
`SHMUEL CABILLY ET AL.
`
`Serial No. 07/205,419
`
`Filed: 06/10/88
`
`For: RECOMBINANT
`IMMUNOGLOBULIN
`):IREPARATIONS
`
`)
`)
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`Art Unit: 183
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`Examiner: J. HULEATT
`
`SUPPLEMENTARY PRELIMINARY AMENDMENT
`AND REQUEST FOR INTERFERENCE
`
`Honorable Commissioner of Patents and Trademarks
`Washington, D.C. 20231
`
`Sir:
`
`Amendment
`
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`Please further amend this application by cancelling claims 53-~ and
`
`adding the following new claims:
`
`0(
`
`--67.
`
`A process for producing
`
`or an immunologically
`
`functional Ig fragment comprising at
`
`e variable domains of the Ig
`
`heavy
`
`(i)
`
`o t cell, comprising the steps of:
`
`variable domain of the Ig heavy chain
`
`and a
`
`sequence encoding at least the variable
`
`of the Ig light chain, and
`
`LC48:x:086.mdh
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`Merck Ex. 1013, pg 602
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`
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`•
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`u.s.s.N. 07/205,419
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`(ii)
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`•
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`Page 2
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`that said Ig heavy and light chains
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`are
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`arate molecules in said transformed
`
`--68.
`
`The process according to claim 67 wherein said
`
`rst and second
`
`DNA sequences are present in different vectors.-(cid:173)
`
`--69.
`
`The process according to claim 67 wherein s id first and second
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`DNA sequences are present in a single vee or.--
`
`--70.
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`A process according to claim 68 wherein he vector is a plasmid.-
`
`--71.
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`A process according to claim 70 whe ein the plasmid is pBR322.-
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`* 72.
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`-
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`A process according
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`bacterium or yeast.-(cid:173)
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`is a
`
`--73.
`
`A process according
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`the host cell is E. coli
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`is E. coli
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`or S. cerevisiae.-(cid:173)
`
`--74.
`
`A process according
`
`strain Xl776.--
`
`--75.
`
`--76.
`
`LC48x08
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`.mdh
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`Merck Ex. 1013, pg 603
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`
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`~·
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`•
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`u.s.s.N. 07/205,419
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`•
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`Page 3
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`(
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`allowed
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`to
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`refold
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`in solution
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`to
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`an
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`immunologically
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`functional Ig molecule or Ig fragment.--
`
`•. 77.
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`A process according to claim 67 wherein
`
`e DNA sequences code for
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`the compl~te Ig heavy and light chain .--
`
`A process according to claim 67 wher in said first or said second
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`DNA sequence further encodes at lea t one constant domain, wherein
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`the constant domain is
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`same source as
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`the
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`variable domain to which
`
`ttached.--
`
`··79.
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`A process according to claim
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`wherein said first or said second
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`DNA sequence further enc
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`least one constant domain, wherein
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`the constant domain
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`rom a species or class different
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`from that from
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`is derived.-(cid:173)
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`domain to which it is attached
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`A process
`
`claim 67 wherein said first and second DNA
`
`sequences are
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`from one or more monoclonal antibody
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`producing
`
`. ·81.
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`first DNA sequence encoding at least a
`
`variable
`
`of an Ig heavy chain and a second DNA sequence
`
`encoding at 1 ast a variable domain of an Ig light chain wherein
`
`said first
`
`sequence and said second DNA sequence are located
`
`at different insertion sites.--
`
`81 which is a plasmid.--
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`ell transformed with a vector according to claim 81.--
`
`·-82.
`
`--83.
`
`A
`
`A
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`LC48x:086.mdh
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`Merck Ex. 1013, pg 604
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`•
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`u.s.s.N. 07/205,419
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`•
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`Page 4
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`--84.
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`A transformed host cell comprising
`
`at least
`
`one of said vectors comprising a
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`encoding at least
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`a variable domain of an
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`and at least another one
`
`--85.
`
`--86.
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`of said vectors
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`variable domain
`
`sequence encoding at least the
`
`cell is a mammalian
`
`host cell of claim 84 wherein the host cell is a
`
`cell.--
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`Specification Basis
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`Main claim 67 is based at least on section E.l.9 of the instant
`
`specification and the disclosure noted below:
`
`Claim 67
`
`Specification page/line
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`"A process for producing an Ig molecule
`
`pages 8-9
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`or an immunologically functional Ig
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`page 13, lines 24-28;
`
`comprising at least the variable domains
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`page 14, lines 1-12;
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`of the Ig heavy and light chains,
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`page 30, lines 10-15;
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`page 43, lines 27-31
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`LC48x086.mdh
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`Merck Ex. 1013, pg 605
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`
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`•
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`u.s.s.N. 07/205,419
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`•
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`Page 5
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`in a single host, comprising the steps of
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`page 23, lines 5-8 and lines
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`28-34; page 22,
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`lines 30-
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`34;
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`page 43, line 27 et seq.;
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`original claims 43 and 50.
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`(i) transforming said single host cell
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`page 22, lines 29-34; 23/8;
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`with a first DNA sequence encoding at
`
`page 23, lines 5 and 8; page
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`least the variable domain of the Ig
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`6, line 6; page 43, line 28
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`heavy chain and a second DNA sequence
`
`et seq.; original claims 43
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`encoding at least the variable domain of
`
`and 50.
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`Ig light chain, and
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`(ii) independently expressing said first
`
`page 22, lines 30-34; page
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`DNA sequence and said second DNA sequence
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`23, lines 10-12 and lines 28
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`so that said Ig heavy and light chains are
`
`34; page 44, lines 5-19; and
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`produced as separate molecules in said
`
`page 45, line 34.
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`transformed single host cell.
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`The basis for the remaining new claims is at least as follows:
`
`Claim
`
`Specification page/line
`
`68
`
`page 22, lines 32-33; section E.1.9
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`LC48x086.mdh
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`Merck Ex. 1013, pg 606
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`
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`•
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`u.s.s.N. 07/205,419
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`•
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`Page 6
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`69, 70, 81, 82 and 83
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`page 22, lines 33-34; section E.l.9
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`71
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`72, 73, 74
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`75
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`76
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`77
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`78
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`79
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`80
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`84
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`page 16, line 15; section E.l.9
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`pages 15-16; section E.l.9
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`page 23, lines 21-34; section E.l. 9
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`page 23, lines 18-21; sections 0.2, E.S and
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`E.l. 9
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`page 24, lines 2-3; section E.l.9
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`page 11, line 27 -page 12, line 26; section
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`E.l. 9
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`page 11, line 27 - page 12, line 26; section
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`0.6; section E.l.9
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`page 21, line 7; section E.l. 9
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`Same as claim 67
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`85 and 86
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`page 18, lines 1-30
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`Interfering Patent
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`New claims 67 - 84 (excepting claims 70, 71, 73, 74, 76 and 79)
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`are verbatim replicates of claims 1- 18 of U.S. patent 4,816,397 to Boss
`
`et al.
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`("Boss").
`
`Attached as Appendix 1 is a proposed count for
`
`interference.
`
`The proposed count is identical to claim 1 of the Boss
`
`patent. Claims 1-18 of Boss, all of the claims therein, correspond to the
`
`proposed count. Claims 67-86 of the instant application, all pending
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`LC48X086.mdh
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`Merck Ex. 1013, pg 607
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`u.s.s.N. 07/205,419
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`•
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`Page 7
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`claims, correspond to the proposed count.
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`The present application claims the benefit under 35 U~C 120 of
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`U.S.S.N. 06/483,587, filed April 8, 1983. The Boss patent claims foreign
`
`priority under 35 USC 119 of a United Kingdom application filed March 25,
`
`1983.
`
`Thus,
`
`the present application has an effective filing date
`
`subsequent to the filing date of the foreign application.
`
`In accordance
`
`with the instructions in the first paragraph of MPEP 2308.01 and the last
`
`sentence of the sixth paragraph of MPEP 2309.02, Boss should not be
`
`accorded the benefit of the foreign application in the Declaration of
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`Interference. Instead, Boss should be limited to their actual U.S. filing
`
`date of November 14, 1984, or at the earliest, March 23, 1984,
`
`the
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`international filing date of the PCT application which ultimately matured
`
`into the Boss patent. Accordingly,
`
`the present applicants should be
`
`designated the senior party.
`
`Reference to Related Patent
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`The parent to the instant application, U.S.S.N. 06/483,587, has
`
`issued as U.S. patent 4,816,567 (attached as Appendix 2) ("Cabilly"). The
`
`Cabilly patent is directed to novel forms of antibodies termed chimeric
`
`immunoglobulins, as well as vectors and methods for making same. These
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`antibodies are interspecies chimeras of variable and constant region
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`LC48X086.mdh
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`Merck Ex. 1013, pg 608
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`u.s.s.N. 07/205,4J.9
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`Page 8
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`chimeras. While the method of newly submitted claim 67 (and Boss) can be
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`used for making such chimeric immunoglobulins, it is not necessary to ttse
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`this method since the chimeric immunoglobulin chains can be produced in
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`host cells transformed only with heavy or light chain, but not both as is
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`called for in claim 67. Similarly, claim 67 is applicable to all forms
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`of antibodies, and not only chimeric forms. The pending claims and those
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`of Boss accordingly are cross-dominating but are not directed to the same
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`patentable invention. It also should be noted that Cabilly is completely
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`devoid of any teaching to produce interspecies variable-constant region
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`chimeras. The only possible relevant disclosure in the Cabilly patent is
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`found at column 4, lines 59-60, where interclass chimeras are suggested.
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`Immunoglobulins are divided into different isotypes or classes, but this
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`has nothing to do with what species the immunoglobulins are from. Claim
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`13 of the Cabilly patent calls for a constant chain "derived from a
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`different source" than the variable domain. The specification does not
`
`define "source", but it must be interpreted in light of the specification
`
`as referring to interclass chimeras. Thus, the Cabilly patent and the
`
`Boss patent are directed to separate patentable inventions. Presumably,
`
`as much has already been recognized by the Office in deciding to grant
`
`both the Boss patent and the Cabilly patent.
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`LC48x086.mdh
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`Merck Ex. 1013, pg 609
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`
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`•
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`u.s.s.N. 07/205,419
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`•
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`Page 9
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`Response to Restriction Requirement Mailed March 6. 1990
`
`In response to this restriction requirement, applicants elect the
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`invention of Group I with traverse. The newly submitted claims herein
`
`fall within Group I and should be considered in place of claims 53-63 and
`
`65-66, which have been cancelled. As an aside, the Examiner is thanked
`
`for her reminder to file a certificate of correction in the parent issue
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`patent. This will be done in due course.
`
`Respectfully Submitted
`
`~-· FIII_N ..... C~.'VVIJ..Jl~iJ./
`
`Max D. Hensley
`Reg. No. 27,043
`
`March 9, 1990
`460 Point San Bruno Blvd.
`So. San Francisco, CA 94080
`(415) 266-1994
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`LC48x086.mdh
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`Merck Ex. 1013, pg 610
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`
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`•
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`u.s.s.N. 07/205,419
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`•
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`Page 10
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`Appendix 1
`
`Proposed Count
`
`A process for producing an Ig molecule or an
`
`immunologically
`
`functional Ig fragment comprising at least the variable domains of the Ig
`
`heavy and light chains, in a single host cell, comprising the steps of:
`
`(i)
`
`transforming said single host cell with a first DNA sequence
`
`encoding at least the variable domain of the Ig heavy chain and
`
`a second DNA sequence encoding at least the variable domain of
`
`the Ig light chain, and
`
`(ii) independently expressing said first DNA sequence and said second
`
`DNA sequence so that said Ig heavy and light chains are produced
`
`as separate molecules in said transformed single host cell.
`
`LC48x086.mdh
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`Merck Ex. 1013, pg 611