`By:
`Justin B. Kimble (JKimble-IPR@bcpc-law.com)
`
`Jeffrey R. Bragalone (jbragalone@bcpc-law.com)
`
`Daniel F. Olejko (dolejko@bcpc-law.com)
`
`Terry A. Saad (tsaad@bcpc-law.com)
`
`Nicholas C. Kliewer (nkliewer@bcpc-law.com)
`
`Bragalone Conroy PC
`
`2200 Ross Ave., Suite 4500W
`
`Dallas, TX 75201
`
`Tel: 214.785.6670
`
`Fax: 214.786.6680
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`GLOBAL TEL*LINK CORPORATION,
`Petitioner,
`
`v.
`
`SECURUS TECHNOLOGIES, INC.,
`Patent Owner.
`
`
`Case IPR2016-01362
`U.S. Patent No. 9,083,850
`
`
`PATENT OWNER’S REPLY TO PETITIONER’S OPPOSITION
`TO MOTION TO EXCLUDE EVIDENCE
`UNDER 37 C.F.R. §§ 42.64(B)(1) AND 42.64(C)
`
`
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`
`
`
`
`
`
`TABLE OF CONTENTS
`
`I.
`
`INTRODUCTION ............................................................................................... 1
`
`II. ARGUMENTS AND AUTHORITIES ............................................................... 2
`
`A. Exhibit 1008 Does Not Support a Publication Date of December 2010. .... 2
`
`B. The Grenier Declaration Does Not Establish the Public Availability or
`Accessibility of Exhibit 1008. ..................................................................... 2
`
`
`C. Exhibits 1008 and 1009 Are Inadmissible Hearsay. ................................... 4
`
`III. CONCLUSION ................................................................................................... 5
`
`
`
`
`
`
`
`
`i
`
`
`
`I.
`
`INTRODUCTION
`
`Contrary to Petitioner GTL’s assertions in its Opposition to Patent Owner
`
`Securus’ Motion to Exclude, Exhibit 1008 – an apparent collection of papers from a
`
`European DSP in Education and Research Conference (“EDERC”) – does not
`
`establish “[o]n its face” that it was published by the IEEE in December 2010.
`
`Paper 33 at 1. GTL’s untimely supplemental information – a declaration from a third-
`
`party custodian at the IEEE, who had no involvement with the EDERC and did not
`
`attend the conference – is hearsay and, moreover, does not establish a publication
`
`date of the papers prior to the date of invention of the ’850 patent.
`
`GTL also fails to show that it relies on Exhibits 1008 and 1009 solely for
`
`matters other than the truth of the matter asserted or that the exhibits fall under any
`
`hearsay exception. GTL does not merely rely on these exhibits to establish notice of
`
`their “teachings.” GTL affirmatively relies on Exhibit 1008 for its truth in an attempt
`
`to establish its publication date, whereas it relies on Exhibit 1009 for its truth in an
`
`attempt to establish the meaning of certain claim language. Further, there is no
`
`evidence that Exhibit 1008 is a “reliable authority” or that Exhibit 1009 is “generally
`
`relied on by the public or persons of particular occupations.” Accordingly, the Board
`
`should exclude Exhibits 1008 and 1009 as irrelevant and inadmissible under FRE
`
`401-403 and inadmissible hearsay under FRE 801-802.
`
`1
`
`
`
`Case IPR2016-01362
`Patent 9,083,850
`
`II. ARGUMENTS AND AUTHORITIES
`
`A. Exhibit 1008 Does Not Support a Publication Date of December 2010.
`
`Contrary to GTL’s argument, Exhibit 1008 does not establish, “[o]n its face,”
`
`a publication date of December 1 or 2, 2010. Paper 33 at 3. GTL cannot use dates
`
`from the document itself to establish a publication date because those dates are
`
`inadmissible hearsay. See Paper 32 at 4. Moreover, those dates show – at best – that
`
`the EDERC occurred from December 1-2, 2010, and are not evidence that the
`
`Gotsopoulos paper was actually presented or disseminated at the EDERC or any
`
`time before the filing of the ’850 patent. See Paper 32 at 4-5; Air Liquide Large
`
`Indus. U.S. LP v. Praxair Tech., Inc., IPR2016-01079, Paper 14 at 9 (PTAB Nov.
`
`21, 2016) (“A meeting is not published per se ….”).1
`
`B.
`
`The Grenier Declaration Does Not Establish the Public Availability or
`Accessibility of Exhibit 1008.
`
`Although GTL contends that a declaration of Gerard P. Grenier, a custodian
`
`of records for IEEE, is “admissible evidence that confirms” Exhibit 1008’s
`
`publication date, the Grenier declaration is not in evidence. As GTL concedes, the
`
`Board has not ruled on its motion to submit the Grenier declaration (Exhibit 1011)
`
`as supplemental evidence. Paper 33 at 2 n.1. Because the Grenier declaration is not
`
`“evidence,” and GTL failed to demonstrate that it reasonably could not have
`
`
`1 Stored Value Sols., Inc. v. Card Activation Techs., Inc., 499 F. App’x 5 (Fed. Cir.
`2012), is inapposite, because it did not involve a conference paper like Exhibit 1008,
`but rather a software manual bearing multiple copyright dates. Id. at 14.
`
`2
`
`
`
`Case IPR2016-01362
`Patent 9,083,850
`
`submitted the declaration with the Petition, it should not be considered by the Board
`
`in connection with Securus’ Motion to Exclude. See Paper 15 at 1-5.
`
`In addition, the Grenier declaration does not demonstrate that Exhibit 1008
`
`was publicly accessible before the filing of the ’850 patent. See Paper 32 at 3. This
`
`case is strikingly similar to Smart Microwave Sensors GmBH v. Wavetronix, LLC,
`
`where the Board found that a similar declaration from Grenier failed to establish
`
`public accessibility of a conference publication as prior art. IPR2016-00488,
`
`Paper 57 at 27-28 (PTAB July 17, 2017). Grenier does not testify that he personally
`
`attended the EDERC in 2010. See generally Ex. 1011. Nor does the declaration
`
`demonstrate that Grenier has personal knowledge of the distribution of any papers
`
`at EDERC in 2010 or indicate Grenier has any ties to the EDERC whatsoever. See
`
`id. Grenier’s testimony about the EDERC in 2010 is thus inadmissible hearsay. See
`
`Rotec Indus., Inc. v. Mitsubishi Corp., 215 F.3d 1246, 1256-57 (Fed. Cir. 2000)
`
`(affirming a district court’s finding that a declarant’s testimony is hearsay if it is
`
`based upon hearsay and lack of personal knowledge).
`
`Further, Grenier does not testify that he is the custodian of Exhibit 1008 –
`
`only “certain records for IEEE.” Ex. 1011 ¶ 4 (emphasis added). Although Grenier
`
`states that it is the regular practice of IEEE to publish articles and other writings
`
`including article abstracts and make them available to the public through IEEE
`
`Xplore, he does not indicate when such actions take place. Id. ¶ 7. Grenier does not
`
`3
`
`
`
`Case IPR2016-01362
`Patent 9,083,850
`
`claim to have personal knowledge of when Exhibit 1008 was first made available to
`
`download from IEEE Xplore. Grenier merely testifies that Exhibit 1008 “is currently
`
`available for download from the IEEE digital library.” Id. ¶ 11. Because Grenier
`
`lacks personal knowledge of Exhibit 1008’s public accessibility, this testimony is
`
`also hearsay. See Rotec, 215 F.3d at 1256-57.
`
`While Grenier claims that “[t]he article abstracts from IEEE Xplore shows the
`
`date of publication,” the abstract attached to his declaration is not a business record.
`
`There is no evidence that the abstract was created at or near the time Exhibit 1008
`
`was allegedly published or created from information transmitted by someone with
`
`knowledge. Indeed, Grenier does not testify when the abstract was first made, or
`
`who created it. He merely states that he obtained the abstract “on or about January
`
`16, 2017.” Ex. 1011 ¶ 9. It is therefore also hearsay. Moreover, contrary to Grenier’s
`
`testimony, the abstract does not list Exhibits 1008’s publication date. Ex. 1011 ¶ 10.
`
`It merely lists the “Date of Conference.” And although the abstract provides a
`
`“[D]ate Added to IEEE Xplore,” there is no evidence that all documents added to
`
`IEEE Xplore are available for immediate download, let alone testimony concerning
`
`when Exhibit 1008 was actually available for download by the public.
`
`C. Exhibits 1008 and 1009 Are Inadmissible Hearsay.
`
`Unlike the defendant in Joy Techs., Inc. v. Manbeck, 751 F.Supp. 225, 233 n.2
`
`(D.D.C. 1990), GTL relies on dates appearing in Exhibit 1008 for the truth of the
`
`4
`
`
`
`Case IPR2016-01362
`Patent 9,083,850
`
`matter asserted. See Paper 33 at 3 (“Exhibit 1008 states a publication date of
`
`December 1 or 2, 2010”). These dates are inadmissible hearsay. See Paper 32 at 4;
`
`see also ServiceNow Inc. v. Hewlett-Packard Co., IPR2015-00716, Paper No. 13
`
`at 8, 15-17 (PTAB Aug. 26, 2015) (finding that a copyright date was inadmissible
`
`hearsay); Apple Inc. v. DDS Tech. Mgmt., Inc., IPR2015-00373, Paper 8 at 10 (PTAB
`
`June 25, 2015) (finding that a date stamp was inadmissible hearsay).
`
`GTL further fails to show that Exhibits 1008 and 1009 fall within any
`
`exceptions to the hearsay rule. Regarding Exhibit 1008, GTL fails to point to any
`
`specific evidence establishing that the author is an authority in the subject matter of
`
`the exhibit. See Fed. R. Evid. 803(18)(B); Twin City Fire Ins. Co. v. Country Mut.
`
`Ins. Co., 23 F.3d 1175, 1184 (7th Cir. 1994) (“It is not enough that the journal in
`
`which it appeared was reputable; the author of the particular article had to be shown
`
`to be an authority ….”). Indeed, Dr. Richardson’s declaration does not discuss the
`
`reliability of Exhibit 1008. See generally Ex. 1002. Regarding Exhibit 1009, there is
`
`no evidence or cited authority establishing that the cited definitions are “generally
`
`relied on by the public or persons in particular occupations.” Fed. R. Evid. 803(17).
`
`III. CONCLUSION
`
`For the foregoing reasons, Securus respectfully requests that the Board
`
`exclude Exhibits 1008 and 1009, because each is irrelevant and inadmissible under
`
`Federal Rule of Evidence 401-03 and constitute inadmissible hearsay.
`
`5
`
`
`
`Case IPR2016-01362
`Patent 9,083,850
`
`Date: August 24, 2017
`
`Respectfully submitted,
`
`
`
`_____________________________
`Justin B. Kimble
`Attorney for Patent Owner
`Registration No. 58,591
`Bragalone Conroy PC
`2200 Ross Ave., Suite 4500W
`Dallas, TX 75201
`
`6
`
`
`
`Case IPR2016-01362
`Patent 9,083,850
`
`CERTIFICATE OF SERVICE
`
`
`
`The undersigned hereby certifies that document was served via electronic mail
`
`on August 24, 2017, to Petitioner via counsel, mspecht-PTAB@skgf.com, jmutsche-
`
`PTAB@skgf.com, and PTAB@skgf.com, pursuant to Petitioner’s consent in its
`
`Petition at page 2.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`_____________________________
`Justin B. Kimble
`Attorney for Patent Owner
`Registration No. 58,591
`Bragalone Conroy PC
`2200 Ross Ave., Suite 4500W
`Dallas, TX 75201
`
`7
`
`