`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVHSSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`13/617,050
`
`ISSUE DATE
`
`12/09/2014
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8909094
`
`0068400333018
`
`1149
`
`5514
`
`7590
`
`11/19/2014
`
`FITZPATRICK CELLA HARPER & SCINTO
`1290 Avenue of the Americas
`NEW YORK, NY 10104-3800
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above—identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
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`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`Yusuke Yamada, Ibaraki-ken, JAPAN;
`Yutaka Ban, Tokyo, JAPAN;
`Katsuya Murakami, Ibaraki-ken, JAPAN;
`Fumio Tazawa, Chiba-ken, JAPAN;
`Hironori Minagawa, Ibaraki-ken, JAPAN;
`
`G PI EXHIBIT 1 002
`GENERAL PLASTIC V. CANON
`
`|PR2016—O1360
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`1
`
`GPI EXHIBIT 1002
`GENERAL PLASTIC v. CANON
`IPR2016-01360
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`ap ropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
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`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change ofaddress)
`
`7590
`
`5514
`
`08/01/2014
`HARPER &
`-
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`NEW YORK, NY 10104-3800
`
`Note: A certificate of mailin can only be used for domestic mailings of the
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`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`Sglites Poistal Stfirvice vlvith sufficient postage(fir first lglass mailbin an Envelope
`a
`resse
`to
`e Mai Stop ISSUE FEE a
`ress a ove, or
`eing acsimi e
`transmitted to the USPTO (571) 273—2885, on the date indicated below.
`(Depositor's name)
`(Signature)
`
`(Date)
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`
`
`
`
` F {ST NAMED INVENTOR
`
`APPLICATION NO.
`
`FILING DATE
`
`13/617,050
`
`09/14/2012
`
`Yusuke Yamada
`
`0068400333018
`
`1149
`
`TITLE OF INVENTION: SEALING MEMBER, TONER ACCOMMODATING CONTAINER AND IMAGE FORMING APPARATUS
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`$0
`
`$0
`
`$960
`
`11/03/2014
`
`399—106000
`
`
`1 Fitzpatrick, Cella, Harper & Scinto
`
`
`
`2
`
`3
`
`2. For printing on the patent front page, list
`(1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`
`
`nonprovisional
`
`UNDISCOUNTED
`
`LEE, SUSAN SHUK YIN
`
`$960
`
`2852
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`3 Chan e of correspondence address (or Change of Correspondence
`Address orm PTO/SB/ 122) attached.
`
`3 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03—02 or more recent) attached. Use of a Customer
`Vumber is required.
`
`
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`CANON KABUSHIKI KAISHA
`Tokyo, Japan
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`'3 Individual KI Corporation or other private group entity '3 Government
`
`4a. The following fee(s) are submitted:
`E Issue Fee
`3 Publication Fee (No small entity discount permitted)
`3 Advance Order — # of Copies
`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
`3 Applicant changing to regular undiscounted fee status.
`
`
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enclosed.
`3 Payment by credit card. Form PTO—2038 is attached.
`E The Director is hereby authorized to charge the re uired fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number 50-3
`9
`(enclose an extra copy of this form).
`
`VOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`VOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`VOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature reguirements and certifications.
`
`Authorized Signature
`
`Typed or printed name
`
`
`/Scott D. Malpede/
`Date
`November 3, 2014
`
`800“: D- Malpede
`Registration No.
`32533
`
`PTOL—85 Part B (10—13) Approved for use through 10/31/2013.
`
`OMB 0651—0033
`
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCIQ
`
`Page 2 of 3
`
`2
`
`

`

`Electronic Patent Application Fee Transmittal
`
`TItle oflnventlon:
`
`SEALING MEMBER, TONER ACCOMMODATING CONTAINER AND IMAGE
`FORMING APPARATUS
`
`_
`
`
`
`Utility under 35 USC111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`
`USD($)
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-lnterference:
`
`Post-Al|owance-and-Post-lssuance:
`
`Extension-of—Time:
`
`3
`
`

`

`Miscellaneous:
`
`Total in USD (5)
`
`4
`
`

`

`Electronic Acknowledgement Receipt
`
`“—
`
`
`
`TItle oflnventlon:
`
`SEALING MEMBER, TONER ACCOMMODATING CONTAINER AND IMAGE
`FORMING APPARATUS
`
`—
`
`Payment information:
`
`yes—
`Submitted with Payment
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`—Authorized User
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`GODFREY, DENNI L.
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`5
`
`

`

`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
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`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`
`Information:
`
`Information:
`
`.
`
`.
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`Issue Fee Payment (PTO-85B)
`
`.
`IFTransmIttal00684003330_18
`U5c7oo pdf
`
`144307
`
`be0e340944425209464fe787dd43127caf3
`6ed10
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`05ad3871475af786a21248a43862b62941b
`63:05
`
`
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`6
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria1 Virginia 22313- 1450
`www.uspto.gov
`
`APPLICATION NO.
`
`
`
`
`
` F ING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`
`
`
`
`CONF {MATION NO.
`
`13/617,050
`
`09/14/2012
`
`Yusuke Yamada
`
`0068400333018
`
`1149
`
`5514
`7590
`10/28/2014
`FITZPATRICK CELLA HARPEMSCINTO
`1290 Avenue of the Americas
`NEW YORK, NY 10104-3 800
`
`LEE, SUSAN SHUK YIN
`
`ART UNIT
`
`2852
`
`MAIL DATE
`
`10/28/2014
`
`PAPER NUMBER
`
`DELIVERY MODE
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOL—90A (Rev. 04/07)
`
`7
`
`

`

`
`
`Corrected
`.
`.
`.
`Notice of Allowability
`
`Application No.
`13/617,050
`'
`gfigmffi
`
`Applicant(s)
`YAMADA ET AL.
`'
`AIA (First Inventor to
`2:53“
`File) Status
`No
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. IX This communication is responsive to IDS filed after Notice ofA/lowance.
`
`[I A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on
`
`2. I] An election was made by the applicant in response to a restriction requirement set forth during the interview on
`requirement and election have been incorporated into this action.
`
`; the restriction
`
`3. IX The allowed claim(s) is/are 22-74. As a result of the allowed claim(s), you may be eligible to benefit from the Patent Prosecution
`I».
`Highway program at a participating intellectual property office for the corresponding application. For more information, please see
`
`hit? ://www.us'to. ov/ atents/init events/r h/index.'sr or send an inquiry to PPeredback us tocov.
`
`4. I] Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`
`Certified copies:
`
`a) I] All
`
`b) [I Some
`
`*c) D None of the:
`
`1. El Certified copies of the priority documents have been received.
`
`2. I] Certified copies of the priority documents have been received in Application No.
`
`
`
`3. El Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE” of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5. I] CORRECTED DRAWINGS ( as “replacement sheets”) must be submitted.
`
`I] including changes required by the attached Examiner’s Amendment / Comment or in the Office action of
`Paper No./Mai| Date
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`6. I] DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner’s comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. I] Notice of References Cited (PTO-892)
`
`2. IXI Information Disclosure Statements (PTO/SB/08),
`Paper No./Mai| Date 10/22/2014
`3. I] Examiner‘s Comment Regarding Requirement for Deposit
`of Biological Material
`4. I] Interview Summary (PTO-413),
`Paper No./Mai| Date
`
`5. El Examiner‘s Amendment/Comment
`
`6. El Examiner‘s Statement of Reasons for Allowance
`
`7. I] Other
`
`.
`
`
`
`
`US. Patent and Trademark Office
`
`PTOL-37 (Rev. 08-13)
`
`Notice of Allowability
`
`Part of Paper No./Mai| Date 20141026
`
`8
`
`

`

`Application/Control Number: 13/617,050
`
`Page 2
`
`Art Unit: 2852
`
`The present application is being examined under the pre-AlA first to invent
`
`provisions.
`
`Information Disclosure Statement
`
`The information disclosure statement (IDS) submitted on 10/22/2014 was filed
`
`after the mailing date of the Notice of Allowance on 8/1/14. The submission is in
`
`compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure
`
`statement is being considered by the examiner.
`
`Any inquiry concerning this communication or earlier communications from the
`
`examiner should be directed to SUSAN LEE whose telephone number is (571 )272-
`
`2137. The examiner can normally be reached on Mon. - Fri., 9:30-7:00, Second
`
`Monday Off.
`
`lf attempts to reach the examiner by telephone are unsuccessful, the examiner’s
`
`supervisor, Walter Lindsay can be reached on (571) 272-1674. The fax phone number
`
`for the organization where this application or proceeding is assigned is 571 -273-8300.
`
`9
`
`

`

`Application/Control Number: 13/617,050
`
`Page 3
`
`Art Unit: 2852
`
`Information regarding the status of an application may be obtained from the
`
`Patent Application Information Retrieval (PAIR) system. Status information for
`
`published applications may be obtained from either Private PAIR or Public PAIR.
`
`Status information for unpublished applications is available through Private PAIR only.
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`For more information about the PAIR system, see http://pair-direct.uspto.gov. Should
`
`you have questions on access to the Private PAIR system, contact the Electronic
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`Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a
`
`USPTO Customer Service Representative or access to the automated information
`
`system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000.
`
`sl
`
`/SUSAN LEE/
`
`Primary Examiner, Art Unit 2852
`
`‘IO
`
`10
`
`

`

`13617050 ~ sesame)
`gaggggtggate: 10/22/201 4
`Approved for use through 078112012. OMB 0651-0031
`.
`.
`.
`_
`.
`.
`U_S_ Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Doc description. Information Disclosure Statement (IDS) Filed
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
`
`Application Number
`
`Filing Date
`
`13617050
`
`2012-09-14
`
`INFORMATION DISCLOSURE
`
`First Named Inventor
`
`Yusuke Yamada
`
`
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`Art Unit
`Examiner Name
`
`| 2852
`Susan S.Y. Lee
`
`Attorney Docket Number
`
`I 0068400333018
`
`U.S.PATENTS
`
`RemOVe
`
`.
`.
`Egmlner C'te
`Initial
`No
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`Patent Number
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`.
`Kmd
`Code1
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`Issue Date
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`.
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`U.S.PATENT APPLICATION PUBLICATIONS
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`.
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`1
`O 853 260
`EP
`A2
`1998-07-15
`KONICA CORP.
`|:|
`
`
`2
`
`1 006 415
`
`EP
`
`A1
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`2000-06-07
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`SHOWA MARUTSUTSU
`CO LTD
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`Receipt date: 10/22/2014
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`Application Number
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`Filing Date
`
`13617050
`
`2012-09-14
`
`13617050 ~ GAL): 2852
`
`
`
`INFORMATION DISCLOSURE
`
`First Named Inventor
`
`Yusuke Yamada
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`Art Unit
`Examiner Name
`
`| 2852
`Susan S.Y. Lee
`
`Attorney Docket Number
`
`I 0068400333018
`
`
`
`
`
` 5
` 3
`
`
`
`
`
`Examiner Cite
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`T5
`(book, magazine, journal, serial, symposium, catalog, etc}, date, pages(s), volume-issue number(s),
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`publisher, city and/or country where published.
`
`Brazilian Office Action dated September 9, 2014, in related Brazilian Patent Application No. P10216075-7 (with English
`translation.
`
`
`Brazilian Office Action dated September 5, 2014, in related Brazilian Patent Application No. P10200483-6 (with English
`translation.
`2
`
`
`Brazilian Office Action dated September 9, 2014, in related Brazilian Patent Application No. P10216078-1 (with English
`translation.
`
`Brazilian Office Action dated September 9, 2014, in related Brazilian Patent Application No. P10216077-3 (with English
`translation.
`4
`
`
`Brazilian Office Action dated September 9, 2014, in related Brazilian Patent Application No. P10216076-5 (with English
`translation.
`
`6
`
`Brazilian Office Action dated September 9, 2014, in related Brazilian Patent Application No. P10216074-9 (with English
`translation.
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`If you wish to add additional non-patent literature document citation information please click the Add button Add
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`EXAMINER SIGNATURE
`
`Examiner Signature
`/Susan Lee/
`Date Considered
`10/ 6/2014
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
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`2 Enter office that issued the document, by the two-letter code (WIPO
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04.
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible.
`5 Applicant is to place a check mark here if
`English language translation is attached.
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`EFSWeb2.1.17
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`ALI. REFERENCES CONStDERED EXCEPT WHERE LtNED THROUGH.
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`Doc code: IDS
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`INFORMATION DISCLOSURE
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`Yusuke Yamada
`First Named Inventor
`
`13617050
`Application Number
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`2012-09-14
`Filing Date
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`STATEMENT BY APPLICANT
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`( Not for submission under 37 CFR 1.99)
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`Art Unit
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`Examiner Name
`| 0068400333018
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`
`
`Susan S.Y. Lee Attorney Docket Number
`|2852
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`Issue Date
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`2
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`0 853 260
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`1 006 415
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`EP
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`EP
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`A2
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`1998-07-15
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`KONICA CORP.
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`A1
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`2000-06-07
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`SHOWA MARUTSUTSU
`CO LTD
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`Application Number 13617050
`Filing Date 2012-09-14
`
`First Named Inventor Yusuke Yamada
`Art Unit | 2852
`
`Examiner Name
`Susan S.Y. Lee
`| 0068400333018
`Attorney Docket Number
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`STATEMENT BY APPLICANT
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`( Not for submission under 37 CFR 1.99)
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`INFORMATION DISCLOSURE
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`1
`Brazilian Office Action dated September 9, 2014, in related Brazilian Patent Application No. P10216075-7 (with English
`translation.
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`2
`Brazilian Office Action dated September 5, 2014, in related Brazilian Patent Application No. P10200483-6 (with English
`translation.
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`3
`Brazilian Office Action dated September 9, 2014, in related Brazilian Patent Application No. P10216078-1 (with English
`translation.
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`4
`Brazilian Office Action dated September 9, 2014, in related Brazilian Patent Application No. P10216077-3 (with English
`translation.
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`5
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`Brazilian Office Action dated September 9, 2014, in related Brazilian Patent Application No. P10216076-5 (with English
`translation.
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`Brazilian Office Action dated September 9, 2014, in related Brazilian Patent Application No. P10216074-9 (with English
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`Application Number 13617050
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`
`Filing Date 2012-09-14
`
`
`
`First Named Inventor Yusuke Yamada
`
`Susan S.Y. Lee Attorney Docket Number
`
`
`
`Art Unit
`Examiner Name
`
`| 2852
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`INFORMATION DISCLOSURE
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`STATEMENT BY APPLICANT
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