3GPP TS 36.101 V8.2.0 (2008-05)
`
`Technical Specification
`
`3rd Generation Partnership Project;
`Technical Specification Group Radio Access Network;
`Evolved Universal Terrestrial Radio Access (E-UTRA);
`User Equipment (UE) radio transmission and reception
`(Release 8)
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`The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP.
`
`
`The present document has not been subject to any approval process by the 3GPP Organizational Partners and shall not be implemented.
`
`This Specification is provided for future development work within 3GPP only. The Organizational Partners accept no liability for any use of this Specification.
`Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organizational Partners' Publications Offices.
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`SAMSUNG 1044-0001
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`Release 8
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`2
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`3GPP TS 36.101 V8.2.0 (2008-05)
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`Keywords
` UMTS, BSS, radio
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`3GPP
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`Copyright Notification
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`No part may be reproduced except as authorized by written permission.
`The copyright and the foregoing restriction extend to reproduction in all media.
`
`© 2008, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TTA, TTC).
`All rights reserved.
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`3GPP
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`SAMSUNG 1044-0002
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`Release 8
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`3
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`3GPP TS 36.101 V8.2.0 (2008-05)
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`Contents
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`Foreword ............................................................................................................................................................ 7
`1
`Scope ........................................................................................................................................................ 8
`2
`References ................................................................................................................................................ 8
`3
`Definitions, symbols and abbreviations ................................................................................................... 8
`3.1
`Definitions ............................................................................................................................................................. 8
`3.2
`Symbols ................................................................................................................................................................. 9
`3.3
`Abbreviations ........................................................................................................................................................ 9
`4
`General ................................................................................................................................................... 10
`4.1
`Relationship between minimum requirements and test requirements ............................................................... 10
`4.2
` Applicability of minimum requirements ........................................................................................................... 10
`5
`Frequency bands and channel arrangement ............................................................................................ 10
`5.1
`General ................................................................................................................................................................ 10
`5.2
`Frequency bands .................................................................................................................................................. 10
`5.3
`TX–RX frequency separation ............................................................................................................................. 11
`5.4
`Channel arrangement .......................................................................................................................................... 11
`5.4.1
`Channel spacing ............................................................................................................................................ 11
`5.4.2
`Channel bandwidth ........................................................................................................................................ 11
`5.4.2.1
`Nominal channel bandwidth .................................................................................................................... 12
`5.4.2.2
`Additional channel bandwidth ................................................................................................................ 13
`5.4.3
`Channel raster ................................................................................................................................................ 14
`5.4.4
`Carrier frequency and EARFCN ................................................................................................................... 14
`5.4.5
`Void ............................................................................................................................................................... 15
`6
`Transmitter characteristics ..................................................................................................................... 16
`6.1
`General ................................................................................................................................................................ 16
`6.2
`Transmit power ................................................................................................................................................... 16
`6.2.1
`Void ............................................................................................................................................................... 16
`6.2.2
` UE Maximum Output Power ....................................................................................................................... 16
`6.2.3
`UE Maximum Output power for modulation / channel bandwidth ............................................................. 16
`6.3
`Output power dynamics ...................................................................................................................................... 18
`6.3.1
`Power control................................................................................................................................................. 18
`6.3.2
`Minimum output power ................................................................................................................................. 18
`6.3.2.1
`Minimum requirement ............................................................................................................................. 18
`6.3.3
`Transmit ON/OFF power .............................................................................................................................. 18
`6.3.3.1
`Transmit OFF power ..................................................................................................................................... 18
`6.3.3.1.1
`Minimum requirement ............................................................................................................................. 18
`6.4
`Control and monitoring functions ....................................................................................................................... 18
`6.4.1
`Out-of-synchronization handling of output power ....................................................................................... 18
`6.5
` Transmit signal quality ...................................................................................................................................... 18
`6.5.1
`Frequency error ............................................................................................................................................. 18
`6.5.2
`Transmit modulation ..................................................................................................................................... 18
`6.5.2.1
` Error Vector Magnitude ......................................................................................................................... 18
`6.5.2.1.1
` Minimum requirement ...................................................................................................................... 19
`6.5.2.2
` IQ-component ......................................................................................................................................... 19
`6.5.2.2.1
` Minimum requirements .................................................................................................................... 19
`6.5.2.3
` In-band emissions ................................................................................................................................... 19
`6.5.2.3.1
` Minimum requirements .................................................................................................................... 19
`6.6
`Output RF spectrum emissions ........................................................................................................................... 20
`6.6.1
`Occupied bandwidth ...................................................................................................................................... 20
`6.6.2
`Out of band emission ..................................................................................................................................... 21
`6.6.2.1
`Spectrum emission mask ......................................................................................................................... 21
`6.6.2.1.1
`Minimum requirement ....................................................................................................................... 21
`6.6.2.2
`Additional Spectrum Emission Mask ..................................................................................................... 21
`6.6.2.2.1
`Minimum requirement (network signalled value "NS_03") ............................................................. 21
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`3GPP
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`SAMSUNG 1044-0003
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`Release 8
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`3GPP TS 36.101 V8.2.0 (2008-05)
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`6.6.2.2.2
`6.6.2.2.3
`6.6.2.3
`6.6.2.3.1
`6.6.2.3.2
`6.6.2.4
`6.6.2.4.1
`6.6.3
`6.6.3.1
`6.6.3.2
`6.6.3.3
`6.6.3.3.1
`6.7
`7
`7.1
`7.2
`7.3
`7.3.1
`7.4
`7.4.1
`7.5
`7.5.1
`7.6
`7.6.1
`7.6.1.1
`7.6.2
`7.6.2.1
`7.6.3
`7.6.3.1
`7.7
`7.7.1
`7.8
`7.8.1
`7.8.1.1
`7.8.2
`7.8.2.1
`7.9
`7.9.1
`8.1
`8.1.1
`8.1.1.1
`8.1.1.2
`8.2
`8.2.1
`8.2.1.1
`8.2.1.1.1
`8.2.1.1.2
`8.2.1.1.3
`8.2.1.2
`8.2.1.3
`8.2.1.4
`8.2.1.5
`8.2.1.6
`8.2.2
`8.2.1.1
`8.2.1.2
`8.2.1.3
`8.2.1.4
`8.2.1.5
`8.2.1.6
`8.3
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`Minimum requirement (network signalled value "NS_04") ............................................................. 22
`Minimum requirement (network signalled value "NS_06") ............................................................. 22
`Adjacent Channel Leakage Ratio ............................................................................................................ 23
`Minimum requirement E-UTRA ....................................................................................................... 23
`Minimum requirements UTRA ......................................................................................................... 24
`Additional ACLR requirements .............................................................................................................. 24
`Minimum requirements (network signalled value "NS_02") ........................................................... 24
`Spurious emissions ........................................................................................................................................ 24
`Minimum requirements ........................................................................................................................... 24
`Spurious emission band UE co-existence ............................................................................................... 25
`Additional spurious emissions ................................................................................................................ 29
`Minimum requirement (network signalled value "NS_05") ............................................................. 29
`Transmit intermodulation .................................................................................................................................... 29
`Receiver characteristics .......................................................................................................................... 30
`General ................................................................................................................................................................ 30
`Diversity characteristics ...................................................................................................................................... 30
`Reference sensitivity power level ....................................................................................................................... 30
` Minimum requirements (QPSK) .................................................................................................................. 30
`Maximum input level .......................................................................................................................................... 33
`Minimum requirements ................................................................................................................................. 33
`Adjacent Channel Selectivity (ACS) .................................................................................................................. 34
`Minimum requirements ................................................................................................................................. 34
`Blocking characteristics ...................................................................................................................................... 35
`In-band blocking ............................................................................................................................................ 35
`Minimum requirements ........................................................................................................................... 35
`Out of-band blocking .................................................................................................................................... 36
`Minimum requirements ........................................................................................................................... 36
`Narrow band blocking ................................................................................................................................... 37
`Minimum requirements ........................................................................................................................... 37
`Spurious response................................................................................................................................................ 38
`Minimum requirements ................................................................................................................................. 38
`Intermodulation characteristics ........................................................................................................................... 38
`Wide band intermodulation ........................................................................................................................... 38
`Minimum requirements ........................................................................................................................... 38
`Narrow band intermodulation ....................................................................................................................... 39
`Minimum requirements ........................................................................................................................... 39
`Spurious emissions .............................................................................................................................................. 39
`Minimum requirements ................................................................................................................................. 39
`General ................................................................................................................................................................ 40
`Dual-antenna receiver capability .................................................................................................................. 40
`Simultaneous unicast and MBMS operations ......................................................................................... 40
`Dual-antenna receiver capability in idle mode ....................................................................................... 40
`Demodulation of PDSCH (Cell-Specific Reference Symbols) .......................................................................... 40
`FDD (Fixed Reference Channel) .................................................................................................................. 40
`Single-antenna port performance ............................................................................................................ 40
`Minimum Requirement QPSK .......................................................................................................... 40
`Minimum Requirement 16QAM ....................................................................................................... 41
`Minimum Requirement 64QAM ....................................................................................................... 41
`Transmit diversity performance .............................................................................................................. 43
`Open-loop spatial multiplexing performance ......................................................................................... 43
`Closed-loop spatial multiplexing performance ....................................................................................... 43
`MU-MIMO .............................................................................................................................................. 43
`[Control channel performance: D-BCH and PCH] ................................................................................. 43
`DL-SCH TDD (Fixed Reference Channel) .................................................................................................. 43
`Single-antenna port performance ............................................................................................................ 43
`Transmit diversity performance .............................................................................................................. 43
`Open-loop spatial multiplexing performance ......................................................................................... 43
` Closed-loop spatial multiplexing performance ..................................................................................... 43
`MU-MIMO .............................................................................................................................................. 43
`[Control channel performance: D-BCH and PCH] ................................................................................. 43
`Demodulation of PDSCH (User-Specific Reference Symbols) ......................................................................... 43
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`3GPP
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`SAMSUNG 1044-0004
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`Release 8
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`3GPP TS 36.101 V8.2.0 (2008-05)
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`FDD ............................................................................................................................................................... 43
`8.4.1
`Single-antenna port performance ............................................................................................................ 43
`8.4.1.1
`Transmit diversity performance .............................................................................................................. 43
`8.4.1.2
`TDD ............................................................................................................................................................... 43
`8.4.2
`Single-antenna port performance ............................................................................................................ 43
`8.4.2.1
`Transmit diversity performance .............................................................................................................. 43
`8.4.2.2
`Demodulation of PHICH .................................................................................................................................... 43
`8.5
`Demodulation of PBCH ...................................................................................................................................... 43
`8.6
`Reporting of [CQI/PMI] ......................................................................................................................... 44
`9
` Measurement channels ................................................................................. 45
`Annex A (normative):
`A.1 General ................................................................................................................................................... 45
`A.2 UL reference measurement channels ..................................................................................................... 45
`A.3 DL reference measurement channels ..................................................................................................... 45
`A.3.1
`General ................................................................................................................................................................ 45
`A.3.2
`Reference measurement channel for receiver characteristics ............................................................................ 45
`A.3.3
`Reference measurement channels for PDSCH performance requirements (FDD) ........................................... 47
`A.3.3.1
`Single-antenna port (Fixed Reference Channel) .......................................................................................... 47
`A.3.3.2
`Transmit diversity (Fixed Reference Channel) ............................................................................................ 49
`A.3.3.3
`Spatial Multiplexing (Fixed Reference Channel) ......................................................................................... 49
`A.3.4
`Reference measurement channels for PDSCH performance requirements (TDD) ........................................... 49
`A.3.4.1
`Single-antenna port (Fixed Reference Channel) .......................................................................................... 49
`A.3.4.2
`Transmit diversity (Fixed Reference Channel) ............................................................................................ 50
`A.3.4.3
`Spatial multiplexing (Fixed Reference Channel) ......................................................................................... 50
` Propagation conditions ................................................................................. 51
`Annex B (normative):
`B.1
`Static propagation condition ............................................................................................................................... 51
`Multi-path fading propagation conditions .......................................................................................................... 51
`B.2
`B.2.1
`Delay profiles ................................................................................................................................................ 51
`B.2.2
`Combinations of channel model parameters ................................................................................................. 52
`B.2.3
`Multi-Antenna channel models ..................................................................................................................... 52
`B.2.3
`Correlation Matrix Definitions ...................................................................................................................... 53
`B.3
`High speed train scenario .............................................................................................................................. 54
` Downlink Physical Channels ....................................................................... 56
`Annex C (normative):
`C.1 General ................................................................................................................................................... 56
`C.2 Set-up ..................................................................................................................................................... 56
`C.3 Connection ............................................................................................................................................. 56
`C.3.1
`Measurement of Receiver Characteristics .......................................................................................................... 56
`C.3.2
`Measurement of Performance requirements ....................................................................................................... 57
` Characteristics of the interfering signal ..................................................... 58
`Annex D (normative):
`D.1 General ................................................................................................................................................... 58
`D.2
`Interference signals ................................................................................................................................ 58
` Environmental conditions ............................................................................ 59
`Annex E (normative):
`E.1
` General .................................................................................................................................................. 59
`E.2
` Environmental ....................................................................................................................................... 59
`E.2.1
`Temperature ........................................................................................................................................................ 59
`E.2.2
`Voltage ................................................................................................................................................................ 59
`E.2.3
`Vibration .............................................................................................................................................................. 60
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`3GPP
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`Release 8
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`3GPP TS 36.101 V8.2.0 (2008-05)
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` Transmit modulation .................................................................................... 61
`Annex F (normative):
`F.1 Measurement Point ................................................................................................................................. 61
`F.2 Basic Error Vector Magnitude measurement ......................................................................................... 61
`F.3 Basic in-band emissions measurement ................................................................................................... 61
`F.4 Modified signal under test ...................................................................................................................... 62
`F.5 Window length ....................................................................................................................................... 63
`F.5.1
`Timing offset ....................................................................................................................................................... 63
`F.5.2
`Window length .................................................................................................................................................... 63
`F.5.3
`Window length for normal CP ............................................................................................................................ 64
`F.5.4
`Window length for Extended CP ........................................................................................................................ 64
`F.6 Averaged EVM ...................................................................................................................................... 65
`F.7 Spectrum Flatness .................................................................................................................................. 65
` Change history .............................................................................................. 66
`Annex G (informative):
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`Release 8
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`3GPP TS 36.101 V8.2.0 (2008-05)
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`Foreword
`This Technical Specification (TS) has been produced by the 3rd Generation Partnership Project (3GPP).
`
`The contents of the present document are subject to continuing work within the TSG and may change following formal
`TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
`identifying change of release date and an increase in version number as follows:
`
`Version x.y.z
`
`Where:
`
`x
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`the first digit:
`
`1 presented to TSG for information;
`
`2 presented to TSG for approval;
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`3 or greater indicates TSG approved document under change control.
`
`y
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`the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
`updates, etc.
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`z
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`the third digit is incremented when editorial only changes have been incorporated in the document.
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`3GPP
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`SAMSUNG 1044-0007
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`Release 8
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`8
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`3GPP TS 36.101 V8.2.0 (2008-05)
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`Scope
`1
`. The present document establishes the minimum RF characteristics and minimum performance requirements for E-
`UTRA User Equipment (UE).
`
` 2
`
`References
`
`The following documents contain provisions which, through reference in this text, constitute provisions of the present
`document.
`
` References are either specific (identified by date of publication, edition number, version number, etc.) or
`non-specific.
`
` For a specific reference, subsequent revisions do not apply.
`
` For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including
`a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same
`Release as the present document.
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`[1]
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`[2]
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`[3]
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`3GPP TR 21.905: "Vocabulary for 3GPP Specifications".
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`ITU-R Recommendation SM.329-10, "Unwanted emissions in the spurious domain"
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`ITU-R Recommendation M.1545: "Measurement uncertainty as it applies to test limits for the terrestrial
`component of International Mobile Telecommunications-2000".
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`3
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`Definitions, symbols and abbreviations
`
`Definitions
`3.1
`For the purposes of the present document, the terms and definitions given in TR 21.905 [1] and the following apply. A
`term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905 [1].
`
`Channel edge: The lowest and highest frequency of the carrier, separated by the channel bandwidth.
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`Channel bandwidth: The RF bandwidth supporting a single E-UTRA RF carrier with the transmission bandwidth
`configured in the uplink or downlink of a cell. The channel bandwidth is measured in MHz and is used as a reference
`for transmitter and receiver RF requirements.
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`Maximum Output Power: The mean power level per carrier of UE measured at the antenna connector in a specified
`reference condition.
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`Mean power: When applied to E-UTRA transmission this is the power measured in the operating system bandwidth of
`the carrier. The period of measurement shall be at least one subframe (1ms) unless otherwise stated.
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`Occupied bandwidth: The width of a frequency band such that, below the lower and above the upper frequency limits,
`the mean powers emitted are each equal to a specified percentage β/2 of the total mean power of a given emission.
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`Output power: The mean power of one carrier of the UE, delivered to a load with resistance equal to the nominal load
`impedance of the transmitter.
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`Reference bandwidth: The bandwidth in which an emission level is specified.
`
`Transmission bandwidth: Bandwidth of an instantaneous transmission from a UE or BS, measured in Resource Block
`units.
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`3GPP
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`Release 8
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`3GPP TS 36.101 V8.2.0 (2008-05)
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`Transmission bandwidth configuration: The