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Docket No.: 0465-2287PUS1
`
`(Patent)
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Patent Application of:
`Sung Jun PARK et al.
`
`Application No.:
`
`12/538,514
`
`Confirmation No.: 7519
`
`Filed:
`
`August 10, 2009
`
`Art Unit:
`
`2465
`
`For:
`
`DATA TRANSMISSION METHOD AND
`
`Examiner:
`
`J. PEZZLO
`
`USER EQUIPMENT FOR THE SAME
`
`AMENDMENT UNDER 37 C.F.R.
`
`1.111
`
`MS AMENDMENT
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Sir:
`
`In reply to the Office Action dated June 1 1, 2010, the following amendments and remarks
`
`are respectfully submitted in connection with the above-identified application:
`
`Amendments to the Claims begin on page 2.
`
`Remarks begin on page 8.
`
`BIRCH, STEWART, KOLASC1-I & BIRCH, LLP
`
`EHC/MEM/aee
`
`SAMSUNG 1025-0001
`
`

`
`Application No.: l2/538,514
`Reply dated September 3, 2010
`Reply to Office Action of June ll, 2010
`
`Docket No.: 0465-2287PUSl
`Page 2 of 8
`
`AMENDMENTS TO THE CLAIMS
`
`(Currently Amended) A method of transmitting data by a user equipment through an
`
`uplink, the method comprising:
`
`receiving an uplink grant (UL Grant) signal fiom a base station on a specific message;
`
`determining whether there is data stored in aomessage 3 (Msg3) buffer when receiving the
`
`UL Grant signal on the specific message;0
`
`determining whether the specific message is a random access response message; [[and]]
`
`transmitting the data stored in the Msg3 buffer to the base station using the UL Grant
`
`signal received on the specific message, if there is data stored in the Msg3 buffer when receiving
`
`the UL Grant signal on the specific message and the specific message is the random access
`
`response message; and
`
`transmitting new data to the base station in correspondence with the UL Grant signal
`
`received on the specific message, if there is no data stored in the Msg3 buffer when receiving the
`
`UL Grant signal on the specific message or the specific message is not the random access
`
`ICSQOHSC message.
`
`(Cancelled)
`
`(Currently Amended) The method according to elaim—L1claim 1, wherein the
`
`transmitting the new data to the base station includes:
`
`acquiring a Medium Access Control Protocol Data Unit (MAC PDU) from a multiplexing
`
`and assembly entity; and
`
`BIRCH, STEWART, KOLASCH & BIRCH, LLP
`
`EHC/MEM/aee
`
`SAMSUNG 1025-0002
`
`

`
`Application No.: 12/538,514
`Reply dated September 3, 2010
`Reply to Office Action of June 11, 2010
`
`Docket No.: 0465-2287PUSl
`Page 3 of 8
`
`transmitting the MAC PDU to the base station.
`
`4.
`
`(Currently Amended) The method according to ela:im—2claim 1, wherein the UL
`
`Grant signal received on the specific message is a UL Grant signal received on a Physical
`
`Downlink Control Channel (PDCCH), and
`
`wherein the user equipment transmits new data in correspondence with the UL Grant
`
`signal received on the PDCCH.
`
`5.
`
`(Original) The method according to claim 1, wherein the data stored in the Msg3
`
`buffer is a Medium Access Control Protocol Data Unit (MAC PDU) including a user equipment
`
`identifier.
`
`6.
`
`(Original) The method according to claim 5, wherein the data stored in the Msg3
`
`buffer further includes information about a buffer status report (BSR) if the user equipment starts
`
`a random access procedure for the BSR.
`
`7.
`
`(Currently Amended) A user equipment; comprising:
`
`a reception module adapted to receive an uplink grant (UL Grant) signal from a base
`
`station on a specific message;
`
`a transmission module adapted to transmit data to the base station using the UL Grant
`
`signal received on the specific message;
`
`a message 3 (Msg3) buffer adapted to store UL data to be transmitted in a random access
`
`procedure; [[and]]
`
`BIRCH, STEWART, KOLASCH & BIRCH, LLP
`
`EHC/MEM/aee
`
`SAMSUNG 1025-0003
`
`

`
`Application No.: 12/538,514
`Reply dated September 3, 2010
`Reply to Office Action of June 11, 2010
`
`Docket No.: 0465-2287PUSl
`Page 4 of 8
`
`a Hybrid Automatic Repeat Request (HARQ) entity adapted to determine whether there
`
`is data stored in the Msg3 buffer when the reception module receives the UL Grant signal and
`
`the specific message is a random access response message, acquiring the data stored in the Msg3
`
`buffer if there is data stored in the Msg3 buffer when the reception module receives the UL
`
`Grant signal and the specific message is the random access response message, and controlling
`
`the transmission module to transmit the data stored in the Msg3 buffer to the base station using
`
`the UL Grant signal received by the reception module on the specific message; and
`
`a multiplexing and assembly entity used for transmission of new data,
`
`wherein the HARQ entity acguires the new data to be transmitted from the multiplexing
`
`and assembly entity if there is no data stored in the Msg3 buffer when the reception module
`
`receives the UL Grant signal on the specific message or the received message is not the random
`
`access response message, and controls the transmission module to transmit the new data acguired
`
`from the multiplexingand assembly entity using the UL Grant signal received by the reception
`
`module on the specific message.
`
`(Cancelled)
`
`9.
`
`(Currently Amended) The user equipment according to eleci-1aa—8_c:_la1i_rr1_], further
`
`comprising:
`
`one or more HARQ processes; and
`
`HARQ buffers respectively corresponding to the one or more HARQ processes,
`
`wherein the HARQ entity transfers the data acquired from the multiplexing and assembly
`
`entity or the Msg3 buffer to a specific HARQ process of the one or more HARQ processes and
`
`BIRCH, STEWART, KOLASCH & BIRCH, LLP
`
`EHC/MEM/aee
`
`SAMSUNG 1025-0004
`
`

`
`Application No.: 12/538,514
`Reply dated September 3, 2010
`Reply to Office Action of June ll, 2010
`
`Docket No.: 0465-2287PUSl
`Page 5 of 8
`
`controls the specific HARQ process to transmit the data acquired from the multiplexing and
`
`assembly entity or the Msg3 buffer through the transmission module.
`
`10.
`
`(Original) The user equipment according to claim 9, wherein, when the specific
`
`HARQ process transmits the data stored in the Msg3 buffer through the transmission module, the
`
`data stored in the Msg3 buffer is controlled to be copied into a specific HARQ buffer
`
`corresponding to the specific HARQ process, and the data copied into the specific HARQ buffer
`
`is controlled to be transmitted through the transmission module.
`
`11.
`
`(Currently Amended) The user equipment according to elaim—8firn__7_, wherein
`
`the UL Grant signal received by the reception module on the specific message is a UL Grant
`
`signal received on a Physical Downlink Control Channel (PDCCH), and
`
`wherein the HARQ entity controls new data to be transmitted in correspondence with the
`
`received UL Grant signal received on the PDCCH.
`
`12.
`
`(Original) The user equipment according to claim 7, wherein the UL Grant signal
`
`received by the reception module on the specific message is a UL Grant signal received on a
`
`random access response message received on Physical Downlink Shared Channel (PDSCH), and
`
`wherein the HARQ entity controls the data stored in the Msg3 buffer to be transmitted
`
`using the UL Grant signal received on the random access response message if there is data stored
`
`in the Msg3 buffer when the reception module receives the UL Grant signal on the random
`
`access I'BSpOI1S8 message.
`
`BIRCH, STEWART, KOLASCH & BIRCH, LLP
`
`EHC/MEM/ace
`
`SAMSUNG 1025-0005
`
`

`
`Application No.: 12/538,514
`Reply dated September 3, 2010
`Reply to Office Action of June 11, 2010
`
`Docket No.: 0465-2287PUS1
`Page 6 of 8
`
`13.
`
`(Original) The user equipment according to claim 7, wherein the data stored in the
`
`Msg3 buffer is a Medium Access Control Protocol Data Unit (MAC PDU) including a user
`
`equipment identifier.
`
`14. (Previously Presented) The method of claim 1, wherein the UL Grant signal received
`
`on the specific message is either a UL Grant signal received on a Physical Downlink Control
`
`Channel (PDCCH) or a UL Grant signal received on the random access response message.
`
`15. (Previously Presented) The user equipment of claim 7, wherein the UL Grant signal
`
`received on the specific message is either a UL Grant signal received on a Physical Downlink
`
`Control Channel (PDCCH) or a UL Grant signal received on the random access response
`
`message.
`
`BIRCH, STEWART, KOLASCH & BIRCH, LLP
`
`EHC/MEM/aee
`
`SAMSUNG 1025-0006
`
`

`
`Application No.: 12/538,514
`Reply dated September 3, 2010
`Reply to Office Action of June 1 1, 2010
`
`Docket No.: 0465-2287PUSl
`Page 7 of 8
`
`REMARKS
`
`Favorable reconsideration of this application, as presently amended and in light of the
`
`following discussion, is respectfully requested.
`
`Claims 1, 3-7 and 9-15 are pending, with claims 1, 3-4, 7, 9 and 11 amended, and claims
`
`2 and 8 cancelled without prejudice or disclaimer by the present amendment. Claims 1 and 7 are
`
`independent.
`
`In the Official Action, claims 1, 5, 7 and 12-15 were rejected under 35 U.S.C. § l02(e) as
`
`being anticipated by Ou (U.S. Patent Pub. No. 2010/0034162). Claims 2-4, 6 and 8-11 were
`
`indicated as containing allowable subject matter.
`
`Applicant acknowledges with appreciation the indication of allowable subject matter.
`
`Claims 1 and 7 are amended to recite the subject matter of allowable claims 2 and 8. The
`
`remaining claims are amended to maintain antecedent support. No new matter is added.
`
`Accordingly, the application is in condition for allowance.
`
`BIRCH, STEWART, KOLASCH & BIRCH, LLP
`
`EHC/MEM/aee
`
`SAMSUNG 1025-0007
`
`

`
`Application No.: 12/538,514
`Reply dated September 3, 2010
`Reply to Office Action of June 11, 2010
`
`Docket No.: 0465—2287PUS1
`Page 8 of 8
`
`Conclusion
`
`Should there be any outstanding matters that need to be resolved in the present
`
`application, the Examiner is respectfully requested to contact Michael E. Monaco, Reg. No.
`
`52,041, at the telephone number of the undersigned below, to conduct an interview in an effort to
`
`expedite prosecution in connection with the present application.
`
`If necessary, the Commissioner is hereby authorized in this, concurrent, and future
`
`replies to charge payment or credit any overpayment to Deposit Account No. 02-2448 for any
`
`additional fees required under 37.C.F.R. §§ 1.16 or 1.147; particularly, extension of time fees.
`
`Dated: September 3, 2010
`
`Respectfully submitted,
`
`Esther H. Chong
`Registration No.: 40953
`BIRCH, STEWART, KOLASCH & B CH, LLP
`8110 Gatehouse Road, Suite 100 East
`P.O. Box 747
`
`Falls Church, VA 22040-0747
`703-205-8000
`
`BIRCH, STEWART, KOLASCH & BIRCH, LLP
`
`EHC/hi/[EM/aee
`
`SAMSUNG 1025-0008
`
`

`
`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`8358039
`
`Application Number:
`
`12538514
`
`International Application Number:
`
`Confirmation Number:
`
`Title of Invention:
`
`DATA TRANSMISSION METHOD AND USER EQUIPMENT FOR THE SAME
`
`First Named Inventor/Applicant Name:
`
`Sung Jun PARK
`
`Customer Number:
`
`02292
`
`Filer:
`
`Esther Hyeri Chong/Erin Mruk
`
`Filer Authorized By:
`
`Esther Hyeri Chong
`
`Attorney Docket Number:
`
`0465-2287PUS1
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`03-SEP-2010
`
`10-AUG-2009
`
`18:31 :42
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`P
`
`File Size(Bytes)/
`Message Digest
`336057
`
`Multi
`Part /.zip (if appl.)
`
`1
`
`20100903_amend.PDF
`
`4510Cfc932Z46942123239lZa1bf98d0650
`b5 She
`
`yes
`
`9
`
`SAMSUNG 1025-0009
`
`

`
`Multipart Description/PDF files in .zip description
`
`Miscellaneous Incoming Letter
`
`Amend ment/Req. Reconsideration—After Non—Fina| Reject
`
`Claims
`
`3
`
`ApplicantArguments/Remarks Madein an Amendment
`
`Warnings:
`Information:
`
`Total Files Size (in bytes)
`
`336057
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`SAMSUNG 1025-0010
`
`

`
`AMENDMENT TRANSMITTAL LETTER
`
`Application No.
`12/538,514 - Conf. #7519
`
`Filing Date
`August 10, 2009
`
`Examiner
`J. PEZZLO
`
`App|icant(s): Sung Jun PARK et al.
`
`Invention: DATA TRANSMISSION METHOD AND USER EQUIPMENT FOR THE SAME
`
`MS Amendment
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-145
`
`Transmitted herewith is an amendment in the above—identified application.
`The fee has been calculated and is transmitted as shown below.
`
`Claims
`Remaining
`After
`Amendment
`
`CLAIMS AS AMENDED
`Highest
`Number
`Previously
`Paid
`
`Number
`Extra Claims
`
`Total Claims
`
`Independent
`
`Multiple Dependent Claims (check if applicable)
`
`Other fee (please specify):
`
`.
`L____j_
`
`TOTAL ADDITIONAL FEE FOR THIS AMENDMENT:
`_ Large Entity
`No additional fee is required for this amendment.
`
`I
`
`D Small Entity
`
`02-2443
`__ Please charge Deposit Account No.
`A duplicate copy of this sheet is enclosed.
`is enclosed.
`:I A check in the amount of $
`:] Payment by credit card. Form PTO—2038 is attached.
`XI The Director is hereby authorized to charge and credit Deposit Account No.
`as described below.
`
`in the amount of $
`
`02~2443
`
`A
`
`Credit any overpayment.
`Charge any additional filing or application processing fees required under 37 CFR 1.16 and 1.17.
`
`Dated:
`
`September 3, 2010
`
`Esther H. Chong
`Attorney Reg. No.:
`
`40953
`
`BIRCH, STEWART. KOLASCH & BIRCH, LLP
`8110 Gatehouse Road, Suite 100 East
`P.O. Box 747
`Falls Church, VA 22040-0747
`United States
`703-205-8000
`
`BIRCH, STEWART, KOLASCH & BIRCH, LLP
`
`SAMSUNG 1025-0011
`
`

`
`PTO/SB/06 (07-O6)
`Approved for use through 1/31/2007. OMB 0651-0032
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under the Paervvork Reduction Act of 1995, no ersons are reuired to resond to a collection of information unless it disla s a valid OMB control number.
`PATENT APPLICATION FEE DETERMINATION RECORD
`ApI’”°a”°” °' D°°keI Number
`F"I”9 D3“;
`Substitute for Form
`4
`
`D TO be Mailed
`
`APPLICATION AS FILED — PART I
`(Column 1)
`
`OTHER THAN
`SMALL ENTITY
`
`|:| BASIC FEE
`37CFR1.16a, b,or C
`
`[I SEARCH FEE
`37CFR1.16k, i.or m
`
`D EXAMINATION FEE
`37CFR’I.16o, ,or o
`TOTAL CLAIMS
`37CFR1.16i)
`INDEPENDENT CLAIMS
`37 CFR 1.16 11)‘)
`
`DAPPLicAno~sizEFEE
`"37 CFR Has»
`
`MA
`
`MA
`
`_
`.
`m'””5 20'
`.
`_
`’“‘““53‘
`If the specification and drawings exceed 100
`h
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`I‘
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`'
`f
`d
`“Q
`I°;§§5%"($I’2§iE;r s§.ZI“Z.'n°I°1y'§’?o?':§cfie
`additional 50 sheets or fraction thereof. See
`35 U.S.C. 41 a 1 G and 37 CFR 1.16 s.
`
`D MULTIPLE DEPENDENT CLAIM PRESENT (37 CFR1.16(j))
`* Ifthe difference in column 1 is less than zero, enter “0“ in column 2.
`
`APPLICATION AS AMENDED — PART II
`
`(Column 1)
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`
`(Column 2)
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`09/03/201 0
`
`(Column 3)
`
`SMALL ENTITY
`
`OTHER THAN
`
`SMALL ENTITY
`
`ADDITIONAL
`FEE (:5)
`
`RATE II‘)
`
`RATE II‘)
`
`ADDITIONAL
`FEE (:1)
`
`Minus
`E '2§‘3’鑧'I“.f;‘I
`E El Application Size Fee (37 CFR 1.16(s))
`
`W =
`
`3 FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR ’l.’l6(j))
`
`ADDITIONAL
`FEE ($)
`
`ADDITIONAL
`FEE (SIS)
`
`RATE I$)
`X en
`X be
`
`HIGHEST
`NUMBER
`REMAINING
`PREVIOUSLY
`AFTER
`PAID FOR
`AMENDMENT
`|_
`=
`E if; X1
`E3 W =
`LU
`pplication Size Fee (37 CFR 1.16(s))
`Z IZIA -
`-
`-
`
`PRESENT
`EXTRA
`
`RATE ($)
`
`D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR1.’l6(j))
`
`E<
`
`* If the entry in column 1 is less than the entry in column 2. write “0” in column 3.
`** If the “Highest Number Previously Paid For" IN THIS SPACE is less than 20, enter “20”.
`*** If the “Highest Number Previously Paid For" IN THIS SPACE is less than 3, enter “3“.
`The “Highest Number Previously Paid For" (Total or Independent) is the highest numberfound in the appropriate box in column 1.
`This collection of information is required by 37 CFR 1.16. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering,
`preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any oomments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
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`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Legal Instr” ment Examiner.
`/TONI HAKHVV
`I
`
`SAMSUNG 1025-0012

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