throbber
Application No.
`
`091540.610
`' Examine,
`
`AppIicant(s)
`
`NULTY ET AL.
`
`Chris O. Chu
`
`Notice of Allowability
`
`- The MAILING DATE of this communication appears on the cover sheet with the correspondence address»
`All claims being allowable. PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice olfi Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37’ CFR 1.313 and MPEP 1308.
`
`1. E This communication is responsive to 2/20/04.
`
`2. IX The allowed cIaim(s) is/are 25 - 27, 29, 30, 32-34 and 3§-39.
`
`3. CI The drawings filed on
`
`are accepted by the Examiner.
`
`4. E] Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`a) D All
`b) E] Some‘
`:3) E] None
`of the:
`1. U Certified copies of the priority documents have been received.
`2. CI Certified copies of the priority documents have been received in Application No. __
`3. Cl Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`‘ Certified copies not received: __
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE" of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5. E] A SUBSTITUTE OATH OR DECLARATION must be submitted. Note the attached EXAMINER'S AMENDMENT or NOTICE OF
`INFORMAL PATENT APPLICATION (PTO-152) which gives reason(s) why the oath or declaration is deficient.
`
`_
`6. E CORRECTED DRAWINGS (as "replacement sheets‘) must be submitted.
`(a) E including changes required by the Notice of Draflsperson's Patent Drawing Review ( PTO-948) attached
`1) E] hereto or 2)
`to Paper No./Mail Date 1.
`including changes required by the attached Examiner's Amendment I Comment or in the Office action of
`Paper No.lMail Date ;2_.
`Identifying lndlcia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`(b)
`
`7. E] DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachmentls)
`1. El Notice of References Cited (PTO-892)
`2. El Notice of Draftpersons Patent Drawing Review (PTO—946)
`
`3. E] Information Disclosure Statements (PTO—1449 or PTOISBIOB),
`Paper No./Mail Date
`4. [I Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`
`5. El Notice of Informal Patent Application (PTO-152)
`6. I] Interview Summary (PTO-413),
`Paper No./Mail Date
`.
`7. E Examiner's Amendment/Comment
`
`8. E Examiner's Statement of Reasons for Allowance
`9. C] Other
`.
`
`U.S. Patent and Traderrerk Oltice
`PTOL-37 (Rev. 1-04)
`
`Notice of Allowabliity
`
`Part of Paper No.IMail Date 22
`
`INTEL 1024
`
`

`
`
`
`Application/Control Number: 09/540,610
`Art Unit: 2815
`
`Page 2
`
`DETAILED ACTION
`
`Drawings
`
`1.
`
`The proposed drawings mailed on October 4, 2001 are approved by Examiner. However,
`
`applicant should submit formal replacement sheets with labeled as such in the header according
`
`to 37 CFR l.l2l(d) and formal drawings for the figures. Applicant is advised to employ the
`
`services of a competent patent drafisperson outside the Office, as the U.S. Patent and Trademark
`
`Office no longer prepares new drawings. The replacement drawings are required in reply to the
`
`Office action to avoid abandonment of the application. The requirement for replacement
`
`’
`
`drawings will not be held in abeyance.
`
`EXAMINER ’S AMENDMENT
`
`2.
`
`An examiner’s amendment to the record appears below. Should the changes and/or
`
`additions be unacceptable to applicant, an amendment may be filed as provided by 37 CFR
`
`1.312. To ensure consideration of such an amendment, it MUST be submitted no later than the
`
`payment of the issue fee.
`
`3.
`
`Authorization for this examiner’s amendment was given in a telephone interview with
`
`Paul E. Rauch on April 15, 2004.
`
`The application has been amended as followyil
`
`In claim 27, line 11, afier “substrate surface,” insert: -- that is either a right angle
`
`or an acute angle--.
`
`

`
`Application/Control Number: 09/540,610
`Art Unit: 2815
`
`Page 3
`
`In claim 34, at the last line, after “substrate surface,” insert: -- that is either a right
`
`angle or an acute angle--.
`
`REASONS FOR ALLO WANCE
`
`The following is an examiner’s statement of reasons for allowance:
`
`4.
`
`The prior art of record does not teach or reasonably suggest, either singularly or in
`
`combination, at least one insulating spacer in a contact region adjacent to a first insulating layer;
`
`an etch stop material over the first insulating layer and adjacent to the insulating spacer, the etch
`
`stop material being a different material from the insulating spacer; and wherein a side of the
`
`insulating spacer has an angle relative to the substrate surface that is either a right angle or an
`
`acute angle of more than 85°.
`
`Any comments considered necessary by applicant must be submitted no -later than the
`
`payment of the issue fee and, to avoid processing delays, should preferably accompany the issue
`
`fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for
`
`Allowance.”
`
`Any inquiry concerning this communication or earlier communications from the
`
`examiner should be directed to Chris C. Chu whose telephone number is 571-272-1724. The
`
`examiner can normally be reached on 11:30 - 8:00.
`
`If attempts to reach the examiner by telephone are unsuccessful, the examiner’s
`
`supervisor, Tom Thomas can be reached on 517-272-1664. The fax phone number for the
`
`organization where this application or proceeding is assigned is 703-872-9306.
`
`

`
`Application/Control Number: O9/540,610
`Art Unit: 2815
`
`Page 4
`
`lnfonnation regarding the status of an application may be obtained from the Patent
`
`Application Information Retrieval (PAIR) system. Status information for published applications
`
`may be obtained from either Private PAIR or Public PAIR. Status information for unpublished
`
`applications is available through Private PAIR only. For more information about the PAIR
`
`system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR
`
`system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free).
`
`(5.0.
`4/7/04 5:41:46 PM
`
`Chris C. Chu
`Examiner
`Art Unit 2815
`
`o'HA{It.E‘V BAUMEISTER
`PRIMARY EXAMINER
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Oifce
`Addreu: COMMISSIONER FOR PATENTS
`P.0. Box I450
`Alexandria, Virginia 22] IJ-I050
`www.uspIa_gav
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`00000000
`7500
`20003
`SONNENSCHEIN NATH & ROSENTHAL LLP
`P.0. BOX 061080
`WACKER DRIVE STATION, SEARS TOWER
`CHICAGO, IL 60606-1080
`
`CHU.CHR|SC
`
`2sI5
`DATE MAILED: 04/20/2004
`
`03/3 I/2000
`G9/540,6l0
`TITLE OF INVENTION: STRUCTURE HAVING REDUCED LAT
`
`James E. Nully
`/'"
`AL SPACER EROSION
`
`l6820.P097
`
`,
`
`2l7l
`
`nonprovisional
`
`SMALL ENTITY
`NO
`
`ISSUE FEE
`$1330
`
`PUBLICATION FEE
`5300
`
`TOTAL FEE(S) DUE
`5 I 630
`
`DATE DUE
`07/20/1004
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PB! fig‘; UTIQIS 9_I‘_I IIIIE M.ERI.T§ I5 . THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROMIISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN IHREE MQNIHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`Ifljfi
`SlA_'fl,L'LO_BX LERELQ QAENQI BL . SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE
`REFLECTS A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE APPLIED IN THIS APPLICATION. THE PTOL-85B (OR
`AN EQUIVALENT) MUST BE RETURNED WITHIN THIS PERIOD EVEN IF NO FEE IS DUE OR THE APPLICATION WILL
`BE REGARDED AS ABANDONED.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the SMALL ENTITY status shown above.
`
`Ifthe SMALL ENTITY is shown as YES, verify your current
`SMALL ENTITY status:
`'
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`
`lithe SMALL ENTITY is shown as NO:
`
`A. Pay TOTAL FEE(S) DUE shown above, or
`
`If the status is changed, pay the PUBLICATION FEE (if
`B.
`required) and twice the amount of the ISSUE FEE shown above
`and notify the United States Patent and Trademark Office of the
`°h""ge I“ S“’“'S’ ‘"
`
`B. If applicant claimed SMALL ENTITY status before, or is now
`claiming SMALL ENTITY status, check the box below and enclose
`the PUBLICATION FEE and 1/2 the ISSUE FEE shown above.
`D Applicant claims SMALL ENTITY status.
`See 37 CFR 1.27.
`
`ll. PART B - FEE(S) TRANSMITTAL should be completed and retumed to the United States Patent and Trademark Office (USPTO) with
`your ISSUE FEE and PUBLICATION FEE (if required). Even if the fee(s) have already been paid, Part B - Fee(s) Transmittal should be
`completed and returned. If you are charging the fee(s) to your deposit account, section "4b" of Part B - Fee(s) Transmittal should be
`completed and an extra copy ofthe form should be submitted.
`
`Ill. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`I980 may require payment of
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12,
`maintenance fees. It is patentcc's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev.
`'
`
`I I/03) Approved For use through 04/30/2004.
`\
`
`Page I of}
`
`

`
`PART B — FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: M_a_i_l Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(703) 746-4000
`
`or £33
`
`up ropriate. All further correspondence including the Patent. advance orders and notification of maintenance fees will
`e mailed to the current corres onderice address as
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required); Blocks i
`through 4 should be completed where
`in icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate " EE ADDRESS“ for
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDR|1SStNoIe: Legihly markvup with any cunueiiunsm use Block I)
`
`04/20/2004
`7590
`26263
`SONNENSCHEIN NATH & ROSENTHAL LLP
`'
`'
`P O Box 061080
`WACKER DRIVE STATION, SEARS TOWER
`CHICAGO IL 6O606_] 080
`
`can only be used for domestic mailings of the
`Now. A cm”-‘Cale of ma-“in
`Fee(s) Transmittal. This certiFicate cannot be used for any other accompanying
`ave its own certificate ofmailing or transmission.
`papers. Each additional paper. such as an assignment or formal drawing, must
`Certificate of Mailing or Transmission
`t
`t
`t
`t
`t
`t
`ta
`that this;-‘ee(s Transmittal iri_be'i_ng dei'posited‘|\\_'ith the Unliied
`lshereb cerltif
`8
`;.iii'iree5sse‘IiS to ti°.§"i5i°aii'si§§ i's°§ii'e"3izEg§u3ies's"a§o"v5es. "iii" iiéina" itiivsiiiilii
`transmitted to the USPTO, on the date indicated below.
`
`
`
`(Dale)
`
`ATTORNEY DOCKET NO.
`l6820.P09')
`
`CONFIRMATION N0.
`2l7l
`
`
`
`FIRST NAMED INVENTOR
`FILING DATE
`APPLICATION NO.
`James E. Nuliy
`03/3|/2000
`09/540,6“)
`TITLE OF INVENTION: STRUCTURE HAVING REDUCED LATERAL SPACER EROSION
`
`nnnprovisional
`
`NO
`
`$1330
`
`EUEEEEEW FEE
`3300
`
`TOW EEE<E> DUE
`$l63O
`
`WE DUE
`07/20/2004
`
`CHU.CHRl5C
`
`2l3l5
`
`257474000
`
`
`
`
`
`l. Chan e ofcorrespoiidencc address or indication of "Fee Address" (37
`
`names of up to 3 registered patent attorneys or
`1
`2. For printing on the patent front page, list (l) the
`CFR I‘ 63)‘
`agents OR, alternatively, (2) the name of a single
`firm (having as a member a registered attorney or
`Address form PTO SB/122) attached.
`Cl Change ofcorrc¥Jondence address (or Change ofCorrespondence
`agent) and the names of up to 2 registered patent
`Cl "Fee Address" indication (or "Foe Address" indication form
`attorneys or agents. if no name is listed, no name
`PTO/SB/47', Rev 03-02 or more recent) attached. Use of a Customer
`will be printed.
`Number is required.
`
`3. ASSlCiNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`appropriate when an assignment has
`PLEASE NOTE: Unless an assignee is identified below. no assignee data will appear on the_ patent. inclusion of assignee data is onl
`been previously submitted to the USP F0 or is being submitted under separate cover. Completion of this form is NOT ll substitute for li ing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (C1TY and STATE OR COUNTRY)
`
`2
`
`
`
`Please check the appropriate assignee category or categories (will not be printed on the patent);
`4a. The following fee(s) are enclosed:
`4b. Payment ofFee(s):
`0 Issue Fee
`Cl A check in the amount of the fee(s) is enclosed.
`Cl Publication Fee
`El Payment by credit card. Form PTO-2038 is attached.
`ayment, to
`D Advance Order~ # ofCnpics
`CI The Director is hereby authorized by charge the required fee(s). or credit any ove
`Deposit Account Number __j_______% (enclose an extra copy of this form .
`Director for Patents is requested to apply the Issue Fee and Publication Fee (ifany) or to re-apply any previously paid issue fee to the application identified above.
`
`C) corporation or other private group entity
`
`Cl government
`
`Cl individual
`
`(Authorized Signature)
`
`NOTE; The issue Fee and Publication Fee (if required) will not be_ accepted from anyone
`other than the applicant; a registered attorne
`or at cm; or the assignee or other pany in
`
`
`interest as shown by the records ofthe United tates
`atent and Trademark Office.
`
`This collection of information is re uired by 37 CFR l.3l l. The information is required to
`
`
`obtain or retain a benefit by the pu lit: which is to file (and b
`the USPTO to process) an
`application. Confidentiality is governed by 35 U.$.C. 122 and 3 CFR‘l.14. This collection is
`estimated to take l_2 minutes to complete, including gathering. preparing, and submitting the
`
`case. Any comments on the amount of time you require to com ete this form and/or
`completed application form to the USPTO. Time will vary depending upon the individual
`suggestions for reducing this burden, should be sent to the Chief ln omiaiion Officcr, U.S.
`Patent and Trademark Office, US. Department of Commerce, Alexandria, Vir inia
`22313-I450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ’ADDR S.
`SEND TO: Commissioner for Patents, Alexandria. Virginia 223|3-I450.
`
`
`
`
`
`collection ofinforiiiation unless it displays it valid OM control number.
`Under the Paperwork Reduction Act of l99§, no gersons are required to respond to a
`
`TRANSMIT THIS FORM WITH FEE(S)
`OMB 065i-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`
`PTOL-E5 (Rev. ll/03) Approved for use through 04/30/2004.

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket