Case 1:15-cv-00547-SLR-SRF Document 57 Filed 05/17/16 Page 1 of 6 PageID #: 1257
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
`
`EVOLVED WIRELESS, LLC,
`
`
`
`
`
`Plaintiff,
`
`
`
`v.
`
`
`
`
`
`
`APPLE INC.,
`
`
`
`Defendant.
`
`
`EVOLVED WIRELESS, LLC,
`
`
`
`
`
`C.A. No. 15–cv-542–SLR-SRF
`
`
`
`
`
`C.A. No. 15–cv-543–SLR-SRF
`
`
`
`
`
`C.A. No. 1:15–cv-544–SLR-SRF
`
`
`
`
`
`C.A. No. 15–cv-545–SLR-SRF
`
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`
`
`Plaintiff,
`
`
`
`v.
`
`
`HTC CORPORATION and
`HTC AMERICA, INC.,
`
`
`
`Defendants.
`
`
`EVOLVED WIRELESS, LLC,
`
`
`
`
`
`
`
`
`
`Plaintiff,
`
`
`
`v.
`
`
`LENOVO GROUP LTD.,
`LENOVO (UNITED STATES) INC., and
`MOTOROLA MOBILITY,
`
`
`
`
`
`Defendants.
`
`
`
`EVOLVED WIRELESS, LLC,
`
`
`
`
`
`
`
`
`
`Plaintiff,
`
`
`
`v.
`
`
`SAMSUNG ELECTRONICS CO., LTD.
`and SAMSUNG ELECTRONICS
`AMERICA, INC.,
`
`
`
`
`
`Defendants.
`
`
`
`ZTE/SAMSUNG/HTC 1028-0001
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57 Filed 05/17/16 Page 2 of 6 PageID #: 1258
`
`
`
`
`
`C.A. No. 15–cv-546–SLR-SRF
`
`
`
`
`
`C.A. No. 15–547–SLR–SRF
`
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`EVOLVED WIRELESS, LLC,
`
`
`
`
`
`
`
`
`
`Plaintiff,
`
`
`
`v.
`
`
`ZTE CORPORATION, ZTE (USA) INC.,
`and ZTE SOLUTIONS INC.,
`
`
`
`
`
`Defendants.
`
`
`
`EVOLVED WIRELESS, LLC,
`
`
`
`
`
`
`
`
`
`Plaintiff,
`
`
`
`v.
`
`
`MICROSOFT CORPORATION,
`MICROSOFT MOBILE OY and
`NOKIA INC.,
`
`
`
`
`
`Defendants.
`
`
`
`
`
`
`JOINT CLAIM CONSTRUCTION STATEMENT
`
`Pursuant to the Court’s Scheduling Order, Plaintiff Evolved Wireless, LLC (“Evolved
`
`Wireless”) and Defendants Apple Inc. (“Apple”); HTC Corporation and HTC America Inc.
`
`(“HTC”); Lenovo Group Ltd., Lenovo (United States) Inc., and Motorola Mobility LLC
`
`(“Lenovo”); Samsung Electronics Co. Ltd. and Samsung Electronics America Inc. (“Samsung”);
`
`ZTE (USA) Inc. (“ZTE”); and Microsoft Corporation, Microsoft Mobile Oy, and Microsoft
`
`Mobile Inc. (f/k/a “Nokia Inc.”) (“Microsoft”) (collectively, “Defendants”) hereby provide this
`
`Joint Claim Construction Statement for the asserted claims of U.S. Patent Nos. 7,746,916 (“’916
`
`Patent”), 7,768,965 (“’965 Patent”), 7,809,373 (“’373 Patent”), 7,881,236 (“’236 Patent”),
`
`8,218,481 (“’481 Patent”). Exhibit A hereto identifies the disputed terms and each party’s
`
`proposed construction for each term. As discovery is ongoing, the parties reserve the right to
`
`
`
`2
`
`ZTE/SAMSUNG/HTC 1028-0002
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57 Filed 05/17/16 Page 3 of 6 PageID #: 1259
`
`supplement, modify, and/or amend these claim constructions.
`
`
`
`Respectfully submitted,
`
`
`
`
`
`
`
`
`
`FARNAN LLP
`
`
`
`/s/ Brian E. Farnan
`Brian E. Farnan (Bar No. 4089)
`Michael J. Farnan (Bar No. 5165)
`919 N. Market Street, 12th Floor
`Wilmington, Delaware 19801
`(302) 777-0300
`(302) 777-0301
`bfarnan@farnanlaw.com
`mfarnan@farnanlaw.com
`
`PHILLIPS GOLDMAN McLAUGHLIN &
`HALL, P.A.
`
`
`
`/s/ David A. Bilson
`John C. Phillips, Jr. (No. 110)
`David A. Bilson (No. 4986)
`1200 North Broom Street
`Wilmington, Delaware 19806
`(302) 655-4200
`jcp@pgmhlaw.com
`dab@pgmhlaw.com
`
`Counsel for Plaintiff Evolved Wireless, LLC
`
`POTTER ANDERSON & CORROON LLP
`
`By: /s/ David E. Moore
`David E. Moore (#3983)
`Bindu A. Palapura (#5370)
`Stephanie E. O’Byrne (#4446)
`Hercules Plaza, 6th Floor
`1313 N. Market Street
`Wilmington, DE 19801
`(302) 984-6000
`
`
`
`Dated: May 17, 2016
`
`
`
`Of Counsel:
`Christopher K. Larus (admitted pro hac vice)
`Ryan M. Schultz (admitted pro hac vice)
`Andrew D. Hedden (admitted pro hac vice)
`Benjamen C. Linden (admitted pro hac vice)
`Ryan E. Dornberger (admitted pro hac vice)
`Anthony F. Schlehuber (admitted pro hac vice)
`Robins Kaplan LLP
`800 LaSalle Avenue, Suite 2800
`Minneapolis, Minnesota 55402
`Telephone: (612) 349-8500
`Facsimile: (612) 339-4181
`clarus@robinskaplan.com
`rschultz@robinskaplan.com
`ahedden@robinskaplan.com
`blinden@robinskaplan.com
`rdornberger@robinskaplan.com
`aschlehuber@robinskaplan.com
`
`Andrea L. Gothing (admitted pro hac vice)
`Robins Kaplan LLP
`2440 W. El Camino Real, Suite 100
`Mountain View, CA 94040
`Telephone: (650) 784-4040
`Facsimile: (650) 784-4041
`agothing@robinskaplan.com
`
`
`
`
`OF COUNSEL:
`Michael D. Jay
`Bill Ward
`Joseph E. Lasher
`Nandan Padmanabhan
`BOIES, SCHILLER & FLEXNER LLP
`401 Wilshire Boulevard, Suite 850
`Santa Monica, CA 90401
`
`
`
`3
`
`ZTE/SAMSUNG/HTC 1028-0003
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57 Filed 05/17/16 Page 4 of 6 PageID #: 1260
`
`dmoore@potteranderson.com
`bpalapura@potteranderson.com
`sobyrne@potteranderson.com
`
`
`Counsel for Defendant Apple Inc.
`
`
`POTTER ANDERSON & CORROON LLP
`
`By: /s/ Philip A. Rovner
`
`Philip A. Rovner (#3215)
`Jonathan A. Choa (#5319)
`Hercules Plaza
`P.O. Box 951Wilmington, Delaware 19899
`(302) 984-6000
`
`
`
`
`
`
`Counsel for Defendants HTC Corporation and
`HTC America, Inc.
`
`
`
`
`POTTER ANDERSON & CORROON LLP
`
`By: /s/ David E. Moore
`David E. Moore (#3983)
`Bindu A. Palapura (#5370)
`Stephanie E. O’Byrne (#4446)
`Hercules Plaza, 6th Floor
`1313 N. Market Street
`Wilmington, DE 19801
`(302) 984-6000
`dmoore@potteranderson.com
`bpalapura@potteranderson.com
`sobyrne@potteranderson.com
`
`
`Counsel for Defendants Lenovo Group Ltd., Lenovo
`(United States) Inc., and Motorola Mobility.
`
`
`Tel: (310) 752-2400
`
`Steven C. Holtzman
`BOIES, SCHILLER & FLEXNER LLP
`1999 Harrison Street, Suite 900
`Oakland, CA 94612
`Tel: (510) 874-1000
`
`
`
`
`OF COUNSEL:
`Stephen S. Korniczky
`Martin R. Bader
`Ericka J. Schulz
`Kayla Page
`SHEPPARD, MULLIN, RICHTER &
`HAMPTON, LLP
`12275 El Camino Real
`Suite 200
`San Diego, CA 92130
`(858) 720-8900
`
`
`
`
`OF COUNSEL:
`Mitchell G. Stockwell
`Richard W. Goldstucker
`KILPATRICK TOWNSEND AND
` STOCKTON LLP
`1100 Peachtree Street, Suite 2800
`Atlanta, GA 30309
`Tel: (404) 815-6500
`
`Taylor H. Ludlam
`KILPATRICK TOWNSEND AND
` STOCKTON LLP
`4208 Six Forks Road, Suite 1400
`Raleigh, NC 27609
`Tel: (919) 420-1700
`
`Akarsh P. Belagodu
`KILPATRICK TOWNSEND AND
` STOCKTON LLP
`607 14th Street, NW, Suite 900
`Washington, DC 20005
`Tel: (202) 508-5800
`
`
`
`4
`
`ZTE/SAMSUNG/HTC 1028-0004
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57 Filed 05/17/16 Page 5 of 6 PageID #: 1261
`
`
`
`SHAW KELLER LLP
`
`By: /s/ Andrew E. Russell
`John W. Shaw (No. 3362)
`Karen E. Keller (No. 4489)
`Andrew E. Russell (No. 5382)
`David M. Fry (No. 5486)
`300 Delaware Avenue, Suite 1120
`Wilmington, DE 19801
`(302) 298-0700
`jshaw@shawkeller.com
`
`
`Counsel for Samsung Electronics Co., Ltd. and
`Samsung Electronics America, Inc.
`
`
`
`
`
`
`
`RICHARDS, LAYTON & FINGER, P.A.
`
`By: /s/ Kelly E. Farnan
`
`Kelly E. Farnan (#4395)
`Farnan@rlf.com
`Travis S. Hunter (#5350)
`Hunter@rlf.com
`920 N. King Street
`Wilmington, Delaware 19801
`(302) 651-7700
`
`
`Counsel for Defendant ZTE (USA) Inc.
`
`
`
`MORRIS, NICHOLS, ARSHT & TUNNELL LLP
`
`By: /s/ Rodger D. Smith II
`Rodger D. Smith II (#3778)
`Jeremy A. Tigan (#5239)
`1201 North Market Street
`P.O. Box 1347
`Wilmington, DE 19801
`(302) 658-9200
`rsmith@mnat.com
`jtigan@mnat.com
`
`
`
`OF COUNSEL:
`Kevin P.B. Johnson
`Victoria F. Maroulis
`Todd M. Briggs
`Charles M. Stiernberg
`QUINN EMANUEL URQUHART &
`SULLIVAN, LLP
`555 Twin Dolphin Dr., 5th Floor
`Redwood Shores, CA 94065
`(650) 801-5100
`
`
`
`OF COUNSEL:
`Jay H. Reiziss
`Natalie A. Bennett
`MCDERMOTT WILL & EMERY LLP
`500 North Capitol Street, N.W.
`Washington, D.C. 20001
`(202) 756-8000
`
`Charles M. McMahon
`Hersh H. Mehta
`MCDERMOTT WILL & EMERY LLP
`227 West Monroe Street
`Chicago, IL 60606
`(312) 372-2000
`
`
`
`
`OF COUNSEL:
`Richard A. Cederoth
`SIDLEY AUSTIN LLP
`One South Dearborn Street
`Chicago, IL 60603
`(312) 853-7000
`
`Ellen S. Robbins
`SIDLEY AUSTIN LLP
`
`
`
`5
`
`ZTE/SAMSUNG/HTC 1028-0005
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57 Filed 05/17/16 Page 6 of 6 PageID #: 1262
`
`
`Counsel for Microsoft Corporation, Microsoft
`Mobile Oy, and Microsoft Mobile Inc. (f/k/a Nokia
`Inc.)
`
`
`555 West Fifth Street
`Los Angeles, CA 90013
`(213) 896-6000
`
`Joseph A. Micallef
`Anna M. Weinberg
`Wonjoo Suh
`SIDLEY AUSTIN LLP
`1501 K Street, N.W.
`Washington, DC 20005
`(202) 736-8000
`
`
`
`
`
`
`6
`
`ZTE/SAMSUNG/HTC 1028-0006
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 1 of 21 PageID #: 1263
`Case 1:15—cv—OO547—SLR—SRF Document 57-1 Filed 05/17/16 Page 1 of 21 Page|D #: 1263
`
`EXHIBIT A
`
`EXHIBIT A
`
`
`
`ZTE/SAMSU NG/HTC 1028-0007
`
`ZTE/SAMSUNG/HTC 1028-0007
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 2 of 21 PageID #: 1264
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 2 of 21 Page|D #: 1264
`
`Proposed Constructions of Claim Terms/Phrases of the ’916 Patent
`
`TerrnslElenrents for Construction
`
`Evolved Wireless’s Proposal
`
`Defendants’ Proposal
`
`“a code sequence generator for
`generating a code sequence having a
`second length by cyclic extension of
`a code sequence having a first length,
`and performing a circular shifi to the
`code sequence having the second
`length”
`
`This is a means plus function term
`governed by Section 112(6).
`
`Function: “generating a code
`sequence having a second length by
`cyclic extension of a code sequence
`having a first length, and performing
`a circular shifl to the code sequence
`having the second length”
`
`Structure: Lacks sufficient
`
`corresponding structure, and
`therefore invalid as indefmite.
`
`“hardware and/or software in the
`
`apparatus that is capable of
`generating a code sequence having a
`second length by cyclic extension of
`a code sequence having a first length,
`and performing a circular shift to the
`code sequence having the second
`lengt ”
`
`Section 112(6) does not apply
`because a person of ordinary skill in
`the art reading the specification
`would understand the term to have a
`
`sufficiently definite meaning as the
`name for the structure that performs
`the function.
`
`If section 112(6) applies:
`
`Function: “generating a code
`sequence having a second length by
`cyclic extension of a code sequence
`having a first length, and performing
`a circular shifl to the code sequence
`having the second lengt ”
`
`ZTE/SAMSU NG/HTC 1028-0008
`
`ZTE/SAMSUNG/HTC 1028-0008
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 3 of 21 PageID #: 1265
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 3 of 21 Page|D #: 1265
`
`Claims
`
`Terms/Elements for Construction
`
`Evolved Wireless’s Proposal
`
`Defendants’ Proposal
`
`(’916)
`
`“a transmitting unit for transmitting
`the circular shifted code sequence
`having the second lengt ”
`
`Structure: “hardware and/or
`
`sofiware in the apparatus that is
`capable of generating a code
`sequence having a second length by
`cyclic extension of a code sequence
`having a first length, and perfonning
`a circular shifi to the code sequence
`having the second length”
`
`“hardware and/or software in the
`
`apparatus that is capable of
`transmitting the circular shifted code
`sequence having the second lengt ”
`
`Section 112(6) does not apply
`because a person of ordinary skill in
`the art reading the specification
`would understand the term to have a
`
`sufficiently definite meaning as the
`name for the structure that performs
`the function.
`
`If section 112(6) applies:
`
`Function: “transmitting the circular
`shifted code sequence having the
`second length”
`
`Structure: “hardware and/or
`sofiware in the a aratus that is
`
`This is a means plus function term
`governed by Section 112(6).
`
` : “transmitting the circular
`shifted code sequence having the
`second lengt ”
`
`Structure: Lacks sufficient
`
`corresponding structure, and
`therefore invalid as indefinite.
`
`ZTE/SAMSU NG/HTC 1028-0009
`
`ZTE/SAMSUNG/HTC 1028-0009
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 4 of 21 PageID #: 1266
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 4 of 21 Page|D #: 1266
`
`Claims
`
`Terms/Elements for Construction
`
`Evolved Wireless’s Proposal
`
`Defendants’ Proposal
`
`(’916)
`
`second lengt ”
`
`capable of transmitting the circular
`shifled code sequence having the
`
`ZTE/SAMSU NG/HTC 1028-0010
`
`ZTE/SAMSUNG/HTC 1028-0010
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 5 of 21 PageID #: 1267
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 5 of 21 Page|D #: 1267
`
`Proposed Constructions of Claim Terms/Phrases of the ’965 Patent
`
`Terms/Elements for Construction
`
`Evolved W'rreless’s Proposal
`
`Defendants’ Proposal
`
`“a sequence selecting module
`acquiring information about
`predetennined two or more random
`access preamble sequence sets,
`selecting one random access
`preamble sequence set from among
`the predetermined random access
`preamble sequence sets considering
`at least one of a size of information
`
`to be transmitted by the apparatus
`and a degree of a path loss, and
`randomly selecting a
`specific sequence within the selected
`random access sequence set”
`
`Not indefinite.
`
`Indefinite.
`
`“hardware and/or sofiware in the user
`
`To the extent this limitation is found
`
`equipment that is capable of
`performing the following algorithm:
`acquire information about
`predetermined two or more random
`access preamble sequence sets, select
`one random access preamble
`sequence set from among the
`predetermined random access
`preamble sequence sets considering
`at least one of a size of information
`
`to be transmitted by the apparatus
`and a degree of a path loss, and
`randomly select a specific sequence
`within the selected random access
`
`sequence set”
`
`Section 112(6) does not apply
`because a person of ordinary skill in
`the art reading the specification
`would understand the term to have a
`
`sufficiently definite meaning as the
`name for the structure that performs
`the fimction.
`
`to be a means plus fimction term
`governed by 1 12(6):
`
`Function: “acquiring infonnation
`about predetermined two or more
`random access preamble sequence
`sets, selecting one random access
`preamble sequence set from among
`the predetermined random access
`preamble sequence sets considering
`at least one of a size of information
`
`to be transmitted by the apparatus
`and a degree of a path loss, and
`randomly selecting a specific
`sequence within the selected random
`access sequence set”
`
`Structure: Lacks suflicient
`
`corresponding structure, and
`therefore invalid as indefinite.
`
`ZTE/SAMSU NG/HTC 1028-0011
`
`ZTE/SAMSUNG/HTC 1028-0011
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 6 of 21 PageID #: 1268
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 6 of 21 Page|D #: 1268
`
`Terms/Elements for Construction
`
`Evolved Wireless’s Proposal
`
`Defendants’ Proposal
`
`If section 112(6) applies:
`
`Function: “acquiring information
`about predetermined two or more
`random access preamble sequence
`sets, selecting one random access
`preamble sequence set from among
`the predetermined random access
`preamble sequence sets considering
`at least one of a size of information
`
`to be transmitted by the apparatus
`and a degree of a path loss, and
`randomly selecting a specific
`sequence within the selected random
`access sequence set”
`
`Structure: “hardware and/or
`
`software in the user equipment that is
`capable of perfonning the following
`algorithm: acquire infonnation about
`predetermined two or more random
`access preamble sequence sets, select
`one random access preamble
`sequence set from among the
`predetermined random access
`preamble sequence sets considering
`at least one of a size of infonnation
`
`to be transmitted by the apparatus
`and a degree of a path loss, and
`randoml
`select a secific s uence
`
`ZTE/SAMSUNG/HTC 1028-0012
`
`ZTE/SAMSUNG/HTC 1028-0012
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 7 of 21 PageID #: 1269
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 7 of 21 Page|D #: 1269
`
`Claims
`
`Terms/Elements for Construction
`
`Evolved Wireless’s Proposal
`
`Defendants’ Proposal
`
`within the selected random access
`se uence se ”
`
`Not indefinite.
`
`Indefinite.
`
`“an access module accessing a
`random access channel using the
`specific sequence selected by the
`sequence selecting module”
`
`“hardware and/or soflware in the user To the extent this limitation is found
`equipment that is capable of
`to be a means plus fimction term
`transmitting the specific selected
`governed by 112(6):
`sequence on the random access
`channel to the base station.”
`
`Function: “accessing a random
`access channel using the specific
`sequence selected by the sequence
`selecting module”
`
`Section 112(6) does not apply
`because a person of ordinary skill in
`the art reading the specification
`would understand the term to have a
`
`sufficiently definite meaning as the
`name for the structure that performs
`the function.
`
`If section 112(6) applies:
`
`Function: “accessing a random
`access channel using the specific
`sequence selected by the sequence
`selecting module”
`
`Structure: “hardware and/or
`
`software in the user equipment that is
`capable of transmitting the specific
`selected sequence on the random
`access channel to the base station.”
`
`Structure: Lacks sufficient
`
`corresponding structure, and
`therefore invalid as indefinite.
`
`ZTE/SAMSU NG/HTC 1028-0013
`
`ZTE/SAMSUNG/HTC 1028-0013
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 8 of 21 PageID #: 1270
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 8 of 21 Page|D #: 1270
`
`Proposed Constructions of Claim Terms/Phrases of the ’373 Patent
`
`Claims
`
`Terms/Elements for Construction
`
`Evolved Wireless’s Proposal
`
`Defendants’ Proposal
`
`(’373)
`
`1, 4, 7, 8, 13,
`15, 17, 23-24
`
`“handover”
`
`“a process to transfer a
`telecommunication link by
`establishing radio connection vtnth
`the target base station afier radio
`connection with the source base
`station has ceased”
`
`To the extent this term requires
`construction, “handover” and
`“handover request” should both be
`construed in order to specify the
`meaning of “handover” when used as
`a noun and as an adjective.
`
`“handover” means “transfer of a
`te1minal’s connection with a source
`
`base station to a target base station”
`
`“handover request” means “a request
`to transfer a tenninal’s connection
`
`with a source base station to a target
`base station"
`
`1, 3, 8, 15,
`18, 20, 23-25
`
`“target base station”
`
`“the base station to which the source
`base station determines the mobile
`terminal will be transferre ”
`
`To the extent this term requires
`construction, “target base station”
`means “base station to which a
`
`“the measurement report is used to
`determine”
`
`“the measurement report is used by
`the source base station to determine”
`
`te1minal’s connection may be
`transferred”
`
`No construction necessary. Evolved
`Wireless’s proposed construction
`improperly inserts the words “by the
`source base station” into this claim
`limitation.
`
`ZTE/SAMSUNG/HTC 1028-0014
`
`ZTE/SAMSUNG/HTC 1028-0014
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 9 of 21 PageID #: 1271
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`
`Claims
`
`Terms/Elements for Construction
`
`Evolved W'u'eless’s Proposal
`
`Defendants’ Proposal
`
`(’373)
`
`“a radio protocol adapted to receive
`access information from a source
`
`base station after a handover request
`is accepted by the target base station
`and to perform a random access
`procedure with the target base station
`using the received access
`infonnation, such that the access
`information is configured to permit
`the terminal to access the target base
`station”
`
`Not indefinite.
`
`Indefinite.
`
`“hardware and/or soflware in the
`
`To the extent this term is found to be
`
`mobile tenninal adapted to receive
`access information from a source
`
`a means plus function term governed
`by Section 112(6):
`
` : “receiving access
`information from a source base
`
`station after a handover request is
`accepted by the target base station”
`
`Structure: Lacks sufficient
`
`corresponding structure, and
`therefore invalid as indefinite.
`
`base station afier a handover request
`is accepted by the target base station
`and to perform a random access
`procedure with the target base station
`using the received access
`infonnation, such that the access
`information is configured to pennit
`the terminal to access the target base
`station, wherein the access
`information includes preamble
`information for the random access
`
`procedure, wherein the preamble
`information is a dedicated preamble
`used only for a specific terminal, and
`wherein the dedicated preamble is
`determined by the target base
`station”
`
`Section 112(6) does not apply
`because a person of ordinary skill in
`the art reading the specification
`would understand the term to have a
`
`sufficiently definite meaning as the
`name for the structure that performs
`the function.
`
`ZTE/SAMSU NG/HTC 1028-0015
`
`ZTE/SAMSUNG/HTC 1028-0015
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 10 of 21 PageID #: 1272
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 10 of 21 Page|D #: 1272
`
`Claims
`
`Terms/Elements for Construction
`
`Evolved Wireless’s Proposal
`
`Defendants’ Proposal
`
`(’373)
`
`If section 112(6) applies:
`
`Function: “(1) to receive access
`information from a source base
`
`station afier a handover request is
`accepted by the target base station,
`and (2) to perform a random access
`procedure with the target base station
`using the received access
`infonnation, such that the access
`information is configured to pennit
`the terminal to access the target base
`station, wherein the access
`information includes preamble
`information for the random access
`
`procedure, wherein the preamble
`information is a dedicated preamble
`used only for a specific terminal, and
`wherein the dedicated preamble is
`determined by the target base
`station”
`
`Structure: “hardware and/or
`software in the mobile terminal
`
`adapted to receive access information
`from a source base station and to
`
`perform a random access procedure
`with the target base station using the
`received access information”
`
`ZTE/SAMSUNG/HTC 1028-0016
`
`ZTE/SAMSUNG/HTC 1028-0016
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 11 of 21 PageID #: 1273
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 11 of 21 Page|D #: 1273
`
`Claims
`
`Terms/Elements for Construction
`
`Evolved Wireless’s Proposal
`
`Defendants’ Proposal
`
`(’373)
`
`24
`
`“wherein the dedicated preamble is
`determined by the target base
`
`Not indefinite.
`
`station” 25
`
`“an Evolved Universal Mobile
`
`Not indefinite.
`
`Telecommunication System (B-
`UMTS ”
`
`Indefinite.
`
`Indefinite.
`
`10
`
`ZTE/SAMSU NG/HTC 1028-0017
`
`ZTE/SAMSUNG/HTC 1028-0017
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 12 of 21 PageID #: 1274
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 12 of 21 Page|D #: 1274
`
`Proposed Constructions of Claim Terms/Phrases of the ’236 Patent
`
`Terms/Elements for Construction
`
`Evolved Wireless’s Proposal
`
`Defendants’ Proposal
`
`“a reception module adapted to
`receive an uplink grant (UL Grant)
`signal from a base station on a
`specific message”
`
`“hardware and/or software in the user This is a means plus function term
`equipment that is capable of
`governed by Section 112(6).
`receiving an uplink grant sig11al from
`a base station on a specific message.
`
`Function: “receiving an uplink grant
`(UL Grant) signal from a base station
`on a specific message”
`
`Structure: Lacks sufficient
`corresponding structure, and
`therefore invalid as indefinite.
`
`Section 112(6) does not apply
`because a person of ordinary skill in
`the art reading the specification
`would lmderstand the term to have a
`sufficiently definite meaning as the
`name for the structure that performs
`the function.
`
`If section 112(6) applies:
`
`Function: “receiving an uplink grant
`(UL Grant) signal from a base station
`on a specific message”
`
`Structure: “hardware and/or
`
`software in the user equipment that is
`capable of receiving an uplink grant
`(UL Grant) signal from a base station
`on as ecific messa - e”
`
`7
`
`“a transmission module
`adapted to transmit data to the base
`station usin the UL Grant si -4: al
`
`“hardware and/or sofiware in the user This is a means plus fimction tenn
`equipment that is capable of
`governed by Section 112(6).
`transmittin data to the base station
`
`11
`
`ZTE/SAMSU NG/HTC 1028-0018
`
`ZTE/SAMSUNG/HTC 1028-0018
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 13 of 21 PageID #: 1275
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 13 of 21 Page|D #: 1275
`
`Terms/Elements for Construction
`
`Evolved Wireless’s Proposal
`
`Defendants’ Proposal
`
`received on the specific message”
`
`Function: “transmit data to the base
`
`station using the UL Grant signal
`received on the specific message”
`
`Structure: Lacks sufficient
`
`corresponding structure, and
`therefore invalid as indefinite.
`
`using the UL Grant signal received
`on the specific message”
`
`Section 112(6) does not apply
`because a person of ordinary skill in
`the art reading the specification
`would understand the term to have a
`
`sufficiently definite meaning as the
`name for the structure that performs
`the function.
`
`If section 112(6) applies:
`
`Function: “transmit data to the base
`
`station using the UL Grant signal
`received on the specific message”
`
`Structure: “hardware and/or
`
`software in the user equipment that
`is capable of transmitting data to the
`base station using the UL Grant
`signal received on the specific
`
`“a Hybrid Automatic Repeat Request
`GIARQ) entity adapted to detennine
`whether there is data stored in the
`
`Msg3 buffer when the reception
`module receives the UL Grant signal
`and the specific message is a random
`access res onse messa - e, ac u uirin
`
`Not indefinite.
`
`Indefinite.
`
`“hardware and/or software in the user
`
`To the extent this limitation is found
`
`equipment that is capable of
`determining whether there is data
`stored in the Msg3 buffer when the
`rece tion module receives the UL
`
`to be a means plus function term
`governed by 1 12(6):
`
`Function: “detenninin whether
`
`12
`
`ZTE/SAMSU NG/HTC 1028-0019
`
`ZTE/SAMSUNG/HTC 1028-0019
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 14 of 21 PageID #: 1276
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 14 of 21 Page|D #: 1276
`
`Terms/Elements for Construction
`
`Evolved W'rreless’s Proposal
`
`Defendants’ Proposal
`
`the data stored in the Msg3 buffer if
`there is data stored in the Msg3
`buffer when the reception module
`receives the UL Grant signal and the
`specific message is the random
`access response message, and
`controlling the transmission module
`to transmit the data stored in the
`
`Msg3 buffer to the base station using
`the UL Grant signal received by the
`reception module on the specific
`message”
`
`there is data stored in the Msg3
`buffer when the reception module
`receives the UL Grant signal and the
`specific message is a random access
`response message, acquiring the data
`stored in the Msg3 buffer if there is
`data stored in the Msg3 buffer when
`the reception module receives the UL
`Grant signal and the specific message
`is the random access response
`message, and controlling the
`transmission module to transmit the
`
`data stored in the Msg3 buffer to the
`base station using the UL Grant
`signal received by the reception
`module on the specific message”
`
`Structure: Lacks sufficient
`
`corresponding structure, and
`therefore invalid as indefinite.
`
`Grant signal and the specific message
`is a random access response message,
`acquiring the data stored in the Msg3
`buffer if there is data stored in the
`
`Msg3 buffer when the reception
`module receives the UL Grant signal
`and the specific message is the
`random access response message,
`and controlling the transmission
`module to transmit the data stored in
`
`the Msg3 buffer to the base station
`using the UL Grant signal received
`by the reception module on the
`specific message.
`
`Section 112(6) does not apply
`because a person of ordinary skill in
`the art reading the specification
`would understand the term to have a
`
`sufficiently defmite meaning as the
`name for the structure that performs
`the fimction.
`
`If section 112(6) applies:
`
`Function: “determining whether
`there is data stored in the Msg3
`buffer when the reception module
`receives the UL Grant signal and the
`s n ecific messa - e is a random access
`
`13
`
`ZTE/SAMSU NG/HTC 1028-0020
`
`ZTE/SAMSUNG/HTC 1028-0020
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 15 of 21 PageID #: 1277
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 15 of 21 Page|D #: 1277
`
`Terms/Elements for Construction
`
`Evolved Wireless’s Proposal
`
`Defendants’ Proposal
`
`response message, acquiring the data
`stored in the Msg3 bufler if there is
`data stored in the Msg3 buffer when
`the reception module receives the UL
`Grant signal and the specific message
`is the random access response
`message, and controlling the
`transmission module to transmit the
`
`data stored in the Msg3 buffer to the
`base station using the UL Grant
`signal received by the reception
`module on the specific message”
`
`Structure: “hardware and/or
`
`software in the user equipment that is
`capable of determining whether there
`is data stored in the Msg3 buffer
`when the reception module receives
`the UL Grant signal and the specific
`message is a random access response
`message, acquiring the data stored in
`the Msg3 buffer if there is data stored
`in the Msg3 buffer when the
`reception module receives the UL
`Grant signal and the specific message
`is the random access response
`message, and controlling the
`transmission module to transmit the
`
`data stored in the Msg3 buffer to the
`base station usin the UL Grant
`
`14
`
`ZTE/SAMSU NG/HTC 1028-0021
`
`ZTE/SAMSUNG/HTC 1028-0021
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 16 of 21 PageID #: 1278
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 16 of 21 Page|D #: 1278
`
`Terms/Elements for Construction
`
`Evolved Wireless’s Proposal
`
`Defendants’ Proposal
`
`7
`
`“a multiplexing and assembly entity
`used for transmission of new data”
`
`signal received by the reception
`module on the s ecific messa - e”
`Not indefinite.
`
`Indefinite.
`
`“hardware and/or soflware in the user
`
`To the extent this limitation is found
`
`equipment that is capable of
`transmitting new data”
`
`to be a means plus fimction term
`governed by Section 112(6):
`
`Function: “transmitting new data”
`
`Structure: Lacks sufficient
`
`corresponding structure, and
`therefore invalid as indefinite.
`
`Section 112(6) does not apply
`because a person of ordinary skill in
`the art reading the specification
`would understand the term to have a
`
`sufficiently definite meaning as the
`name for the structure that performs
`the ftmction.
`
`If section 112(6) applies:
`
`Function: “transmitting new data”
`
`Structure: “hardware and/or
`
`software in the user equipment that is
`capable of transmitting new data”
`Not indefinite.
`
`15
`
`“wherein the HARQ entity acquires
`the new data to be transmitted from
`
`the multiplexing and assembly entity
`if there is no data stored in the Msg3
`buffer when the reception module
`receives the UL Grant signal on the
`s u - cific messa ~ e or the received
`
`ZTE/SAMSU NG/HTC 1028-0022
`
`ZTE/SAMSUNG/HTC 1028-0022
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 17 of 21 PageID #: 1279
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 17 of 21 Page|D #: 1279
`
`Claims
`
`Terms/Elements for Construction
`
`Evolved Wireless’s Proposal
`
`Defendants’ Proposal
`
`(’236)
`
`message is not the random access
`response message, and controls the
`transmission module to transmit the
`
`new data acquired from the
`multiplexing and assembly entity
`using the UL Grant signal received
`by the reception module on the
`s u - cific messa - e”
`
`“wherein the HARQ entity transfers
`the data acquired from the
`multiplexing and assembly entity or
`the Msg3 buffer to a specific HARQ
`process of the one or more HARQ
`processes and controls the specific
`HARQ process to transmit the data
`acquired from the multiplexing and
`assembly entity or the Msg3 buffer
`through the transmission module”
`“wherein, when the specific HARQ
`process transmits the data stored in
`the Msg3 buffer through the
`transmission module, the data stored
`in the Msg3 buffer is controlled to be
`copied into a specific HARQ buffer
`corresponding to the specific HARQ
`process, and the data copied into the
`specific HARQ buffer is controlled
`to be transmitted through the
`transmission module”
`
`Not indefinite.
`
`Not indefinite.
`
`16
`
`ZTE/SAMSU NG/HTC 1028-0023
`
`ZTE/SAMSUNG/HTC 1028-0023
`
`

`
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 18 of 21 PageID #: 1280
`Case 1:15-cv-00547-SLR-SRF Document 57-1 Filed 05/17/16 Page 18 of 21 Page|D #: 1280
`
`Claims
`
`Terms/Elements for Construction
`
`Evolved Wireless’s Proposal
`
`Defendants’ Proposal
`
`(’236)
`
`“wherein the UL Grant signal
`received by the reception module on
`the specific message is a UL Grant
`signal received on a Physical
`Downlink Con