UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NUMBER
`12/821,119
`
`FILING OR 3 71 (C) DATE
`06/22/2010
`
`26379
`DLA PIPER LLP (US )
`2000 UNIVERSITY AVENUE
`EAST PALO ALTO, CA 94303-2248
`
`Ul\TfED STI\TES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adill"'· COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`FIRST NAMED APPLICANT
`Samuel F. Wood
`
`ATTY. DOCKET NO./TITLE
`357323-990126
`CONFIRMATION NO. 3386
`POWER OF ATTORNEY NOTICE
`
`IIIIIIIIIIIIIIIIIIIIIIII]~!I]~~~~~~~~~~~~~~UUIIIIIIIIIIIIIIIIIIIIIIIII
`
`Date Mailed: 09/25/2014
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 09/19/2014.
`
`• The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`/ytbedada/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`Bright House Networks - Ex. 1009, Page 1
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NUMBER
`12/821,119
`
`FILING OR 3 71 (C) DATE
`06/22/2010
`
`8791
`BLAKELY SOKOLOFF TAYLOR & ZAFMAN
`1279 Oakmead Parkway
`Sunnyvale, CA 94085-4040
`
`Ul\TfED STI\TES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adill"'· COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`FIRST NAMED APPLICANT
`Samuel F. Wood
`
`ATTY. DOCKET NO./TITLE
`002964.P076
`CONFIRMATION NO. 3386
`POA ACCEPTANCE LETTER
`
`IIIIIIIIIIIIIIIIIIIIIIII]~!I]~~~~~~~~~~~~~~UUIIIIIIIIIIIIIIIIIIIIIIIII
`
`Date Mailed: 09/25/2014
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 09/19/2014.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/ytbedada/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`Bright House Networks - Ex. 1009, Page 2
`
`

`
`-----···-----·-······· .. ,., ____ , ______ , _______ _
`
`PTO/SBI81A (12·081
`Approved for use 1hrough 1113012011 OMB 0651-0035
`U.S. Patent ano Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under I he Paperwork Reduction Act of 1995. no persons are requlteo to respond to a eolledlon of inlormatlot'l unless tt displays a valid OMB control number
`
`r
`
`8 457113
`PATENT· POWER OF ATTORNEY
`i Tune 4 2013
`·OR
`Samuel F. Wood
`REVOCATION OF POWER OF ATTORNEY
`Branch Calling and Caller ID Based Call
`WITH A NEW POWER OF ATTORNEY
`Routing Telephone Features
`AND
`~HANGE OF CORRESPONDENCE ADDRESS Attorney Docket Number 002964.P076
`
`Patent Number
`Issue Date
`First Named Inventor
`
`Title
`
`"
`
`/
`
`I
`
`I hereby revoke all previous powers of attorney given in the above-identified patent.
`0 A Power of Attorney is subm~ted herewith.
`OR
`l8J
`OR
`0 I hereby appoint Practilioner(s) named below as my/our attorney(s) or agent(s) with respect to the patent identified
`
`I hereby appoint Practitioner(s) associated with the following Customer Number as my/our
`attorney(s) or agent(s) with respect to the patent identified above, and to transact all business in
`the United States Patent and Trademark Office connected therewith:
`
`108791
`
`above, and to transact all business in the United States Patent and Trademark Office connected therewith:
`
`Practitioner(s) Name
`
`Registration Number
`
`--··
`
`-
`
`L__
`
`Please recognize or change the correspondence address for the above-identified patent to:
`
`l8J The address associated with lhe above-mentioned Customer Number.
`OR
`D The address associated with Customer Number: I
`OR
`0 Firm or
`-·-
`
`Individual Name
`Address
`
`I
`
`-
`
`1 State
`
`I Email
`
`I
`
`I
`
`I Zip I
`
`Cily
`Countty
`Telephone
`I am the:
`
`0 Inventor, having ownership of the patent.
`OR
`l8J Patent owner.
`
`ornyPtc
`Statement under 37 CFR 3. 73{b) (Fo
`OISB/96) submtNed herewith or filed on
`(\1\ flSNATURE of Inventor or Patent Owner
`~e I b/2...0 /2--o /Lf __
`Signature
`~/,...-
`I Telephone I (323) 860-920d
`Jeff Adelrlra{ .k:,../
`Name
`Title and Company Manager, FocaiiP, LLC
`t{Q!S: SiQnatures of all the Inventors or patent owners ol the ent.-e lnteresl or lho/r reprasentalive(s) are requ1red. Submtt mul1iple torms II mote than one
`signature is required, see below".
`
`0 'Total ol
`
`forms are submitted.
`
`Ttns collac.llon of tnformatlon ts requtred by 37 CFR 1 31. l 32 and 1.33. The .nformalion Is requtrad to oblsln or retain a benefll by the PUbltcwhlch Is to Ide (and by the
`USPTO to precess) an applicallon. Conficlentlality 1s gov~med by 35 U.S C. t22 and J7 CFR 1.11 and 1.14. This collecllon is esllmaled lo lake J m1nutes to complote,
`including gelhering. preparlng. and submitting the completed application form to the USPTO. T1rne will vary depending upon lhe IndiVidual case. Ally commonts on
`IM amounl ol ume you require lo complete this form and/or ~uggestions for redtJcing !his bucden, snould be sen110 lt'le Chief Information Officer, US. Patent and
`T1adema1k QHice. U.S. Department of Commerce. P.O. Box 1450, Alexandno, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313·1450.
`II you need assistance in completing the form. call 1-800-PT0-9199 and select option 2.
`
`Bright House Networks - Ex. 1009, Page 3
`
`

`
`PTO/SB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(b)
`
`Applicant/Patent Owner:
`
`Focal IP LLC
`~~~~~~-------------------------------------------------------
`Application No./Patent No.: -""8...::4"'5u.7~1L1u3,___ _________ __ Filed/Issue Date: _,J.tJ.u.u.n~e'-.!4:t.-<:2.!>.1.0.J.13!.L.. ________ _
`
`Titled:
`
`---~F~o~c~a~II~P~·~LL~C~---------------------·a
`(Name of Assignee)
`
`limited liability company
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`
`states that it is:
`[X]
`
`1.
`
`the assignee of the entire right, title, and interest in;
`
`2. D
`
`3. D
`
`an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is ____ %); or
`
`the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`
`the patent application/patent identified above, by virtue of either:
`
`A. D An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`
`, Frame
`
`, or for which a
`
`the United States Patent and Trademark Office at Reel
`copy therefore is attached.
`
`OR
`B.
`
`[X] A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`1. From: Wood, Samuel F. Klein Jerry A
`
`To: ________ Tue~l~ellm~a~z~e~ln~c~------------------
`
`The document was recorded in the United States Patent and Trademark Office at
`or for which a copy thereof is attached.
`
`Frame 0043
`
`Reel 014034
`
`2. From:
`
`Asprey, Margaret Susan
`
`To:
`
`Telemaze Inc.
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 015613
`
`Frame 0259
`
`or for which a copy thereof is attached.
`
`3. From:
`
`Telemaze Inc.
`
`To:
`
`Telemaze LLC
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`016844
`
`Frame 0708
`
`or for which a copy thereof is attached.
`
`[ ] Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`D
`
`As required by 37 CFR 3. 73(b)(1 )(i), the documentary evidence of the chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`low) is authorized to act on behalf of the assignee.
`
`September/~ 2014
`Date
`
`Attorney for Patent Owner
`Farzad E. Amini Reg. No. 42,261
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information Is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450,
`
`If you need assistance in completing the form, ca/11-800-PT0-9199 and select option 2.
`
`Bright House Networks - Ex. 1009, Page 4
`
`

`
`B.
`
`A chain of title from the inventor(s) of the patent application/patent identified
`above, to the current assignee as follows: (CONTINUED)
`
`4. From:
`
`Telemaze, LLC
`
`To:
`
`FocaiiP LLC
`
`The document was recorded in the United Sates Patent and Trademark Office at
`
`Reel 032350
`
`Frame
`
`0509
`
`--"=~-=------
`
`Bright House Networks - Ex. 1009, Page 5
`
`

`
`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`20193794
`
`12821119
`
`International Application Number:
`
`Confirmation Number:
`
`3386
`
`Title of Invention:
`
`BRANCH CALLING AND CALLER ID BASED CALL ROUTING TELEPHONE
`FEATURES
`
`First Named Inventor/Applicant Name:
`
`Samuel F. Wood
`
`Customer Number:
`
`26379
`
`Filer:
`
`Farzad Etemad Amini/Margaux Wolson
`
`Filer Authorized By:
`
`Farzad Etemad Amini
`
`Attorney Docket Number:
`
`357323-990126
`
`Receipt Date:
`
`Filing Date:
`
`TimeStamp:
`
`19-SEP-2014
`
`22-JUN-201 0
`
`16:38:15
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size( Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`1
`
`Power of Attorney
`
`2964P076_PatentPOA_RevCha
`nge_09_19_14.pdf
`
`47078
`
`6ff34 fS 6623 9cf49915 3 54b 7 cb8cf2 6baa 7 e 1
`694
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`Bright House Networks - Ex. 1009, Page 6
`
`

`
`2
`
`Assignee showing of ownership per 37
`CFR 3.73.
`
`2964P076_State37CFR373b_09
`_19_14.pdf
`
`73290
`
`no
`
`2
`
`7613d33ae497071938144898143694235fb
`80146
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`120368
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Bright House Networks - Ex. 1009, Page 7
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NUMBER
`12/821,119
`
`FILING OR 3 71 (C) DATE
`06/22/2010
`
`26379
`DLA PIPER LLP (US )
`2000 UNIVERSITY AVENUE
`EAST PALO ALTO, CA 94303-2248
`
`Ul\TfED STI\TES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adill"'· COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`FIRST NAMED APPLICANT
`Samuel F. Wood
`
`ATTY. DOCKET NO./TITLE
`357323-990126
`CONFIRMATION NO. 3386
`MISCELLANEOUS NOTICE
`
`111111111111111111111111]~!1]~~~~~~~~~~~~~~1~ ~I~JI] 11111111111111111111111
`
`Date Mailed: 09/10/2014
`
`A communication which cannot be delivered in electronic form has been mailed to the applicant.
`
`page 1 of 1
`
`Bright House Networks - Ex. 1009, Page 8
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Doc Code: N572
`
`UNITED STATJ•;s DEPARTMENT OF COMMEHCE
`United States Putent und Trademurk Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313~i 450
`www.uspto.gov
`
`APPLICATION NUMBER
`12/821,119
`
`FILING DATE
`06/22/2010
`
`FIRST NAMED APPLICANT
`Samuel F. Wood
`
`Ari'Y. DOCKET NOffiTLE
`357323-990126
`
`26379
`DLA PIPER LLP (US )
`2000 UNIVERSITY AVENUE
`EAST PALO ALTO, CA 94303-2248
`
`CONFIRMATION NO. 3386
`lllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllll
`
`*OC000000070637 465*
`
`Cc: BLAKELY SOKOLOFF TAYLOR & ZAFMAN
`1279 OAKMEAD PARKWAY
`SUNNYVALE, CA 94085-4040
`
`DENIAL OF REQUEST FOR POWER OF ATTORNEY
`
`Date Mailed:
`
`09/09/2014
`
`The request for Power of Attorney filed 08/25/2014
`granted at this time for the reason stated below.
`
`is acknowledged·. However, the request cannot be
`
`D The Power of Attorney you provided did not comply with the new Power of Attorney rules that became
`effective on June 25, 2004. See 37 CFR 1.32.
`
`D The revocation is not signed by the applicant, the assignee of the entire interest, or one particular
`principal attorney having the authority to revoke.
`~he Power of Attorney is from an assignee and the Certificate required by 37 CFR 3.73(c) has not been
`
`received.
`
`D The person signing for the assignee has omitted their empowerment to sign on behalf of the assignee.
`
`D The inventor(s) is without authority to appoint attorneys since the assignee has intervened as provided
`by 37 CFR 3.71.
`
`D The signature(s) of
`, a co-inventor in this application, has been omitted.
`The Power of Attorney will be entered upon receipt of confirmation signed by said co-inventor(s).
`
`D The person(s) appointed in the Power of Attorney is not registered to practice before the U.S. Patent and
`Trademark Office.
`
`D Only one Customer Number can be designated for the Power of Attorney in an application. The
`Customer Number that was captured is the first Customer Number provided on the Power of Attorney
`document.
`
`D A request under 37 CFR 1.48 to add an inventor was granted in this application, however, no power of
`·attorney consistent with the power of attorney granted by the originally named inventive entity has been
`
`Bright House Networks - Ex. 1009, Page 9
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Doc Code: N572
`
`UNITED STATES l)gPAHTi\1 ENT OF COMi\U:RCE
`United Stntc" Patent nnd Trudmnnrk Office
`Address: COMMISSIONER FOR PATENTS .
`P.O. Box 1450
`Alexandria, Virginia 22313~ I 450
`www.uspto,g.cv
`
`received. Thus, the addition of the inventor has resulted in the loss of power of attorney in the
`application. See 37 CFR 1.32(e).
`
`D The power of attorney has not been accepted because the party who is giving power of attorney has not
`been identified. Power of attorney may only be signed by the applicant for patent (37 CFR 1.42) or the
`patent owner. A patent owner who was not the applicant must appoint any power of attorney in
`compliance with 37 CFR 3.71 and 3.73. See 37 CFR 1.32(b)(4).
`
`D The power of attorney from the inventors has not been accepted because it is a copy from a prior
`national application for which benefit is claimed and the continuing application names an inventor who
`was not named as an inventor in the prior application.
`
`D The power of attorney from the inventors has not been accepted because the power of attorney must be
`signed by the applicant for patent. See 37 CFR 1.32(b)(4).
`
`D Any request to correct or update the name of the applicant must include an application data sheet (ADS)
`in compliance with 37 CFR 1. 76 specifying the correct or updated name of the applicant in the applicant
`information section. Any request to change the applicant after an original applicant has been specified
`under 37 CFR 1.46(b) must include a new ADS in compliance with 37 CFR 1. 76 specifying the applicant
`in the applicant information sect.ion and comply with 37 CFR 3.71 and 3.73. See 37 CFR 1.4?(c).
`
`Any inquiries regarding this notice should be directed to the Application Assistance Unit at 571-272-4200.
`
`Ap 1cation Assistance Unit
`571-272-4200
`
`Bright House Networks - Ex. 1009, Page 10
`
`

`
`-----···-----·-······· .. ,., ____ , ______ , _______ _
`
`PTO/SBI81A (12·081
`Approved for use 1hrough 1113012011 OMB 0651-0035
`U.S. Patent ano Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under I he Paperwork Reduction Act of 1995. no persons are requlteo to respond to a eolledlon of inlormatlot'l unless tt displays a valid OMB control number
`
`r
`
`8 457113
`PATENT· POWER OF ATTORNEY
`i Tune 4 2013
`·OR
`Samuel F. Wood
`REVOCATION OF POWER OF ATTORNEY
`Branch Calling and Caller ID Based Call
`WITH A NEW POWER OF ATTORNEY
`Routing Telephone Features
`AND
`~HANGE OF CORRESPONDENCE ADDRESS Attorney Docket Number 002964.P076
`
`Patent Number
`Issue Date
`First Named Inventor
`
`Title
`
`"
`
`/
`
`I
`
`I hereby revoke all previous powers of attorney given in the above-identified patent.
`0 A Power of Attorney is subm~ted herewith.
`OR
`l8J
`OR
`0 I hereby appoint Practilioner(s) named below as my/our attorney(s) or agent(s) with respect to the patent identified
`
`I hereby appoint Practitioner(s) associated with the following Customer Number as my/our
`attorney(s) or agent(s) with respect to the patent identified above, and to transact all business in
`the United States Patent and Trademark Office connected therewith:
`
`108791
`
`above, and to transact all business in the United States Patent and Trademark Office connected therewith:
`
`Practitioner(s) Name
`
`Registration Number
`
`--··
`
`-
`
`L__
`
`Please recognize or change the correspondence address for the above-identified patent to:
`
`l8J The address associated with lhe above-mentioned Customer Number.
`OR
`D The address associated with Customer Number: I
`OR
`0 Firm or
`-·-
`
`Individual Name
`Address
`
`I
`
`-
`
`1 State
`
`I Email
`
`I
`
`I
`
`I Zip I
`
`Cily
`Countty
`Telephone
`I am the:
`
`0 Inventor, having ownership of the patent.
`OR
`l8J Patent owner.
`
`ornyPtc
`Statement under 37 CFR 3. 73{b) (Fo
`OISB/96) submtNed herewith or filed on
`(\1\ flSNATURE of Inventor or Patent Owner
`~e I b/2...0 /2--o /Lf __
`Signature
`~/,...-
`I Telephone I (323) 860-920d
`Jeff Adelrlra{ .k:,../
`Name
`Title and Company Manager, FocaiiP, LLC
`t{Q!S: SiQnatures of all the Inventors or patent owners ol the ent.-e lnteresl or lho/r reprasentalive(s) are requ1red. Submtt mul1iple torms II mote than one
`signature is required, see below".
`
`0 'Total ol
`
`forms are submitted.
`
`Ttns collac.llon of tnformatlon ts requtred by 37 CFR 1 31. l 32 and 1.33. The .nformalion Is requtrad to oblsln or retain a benefll by the PUbltcwhlch Is to Ide (and by the
`USPTO to precess) an applicallon. Conficlentlality 1s gov~med by 35 U.S C. t22 and J7 CFR 1.11 and 1.14. This collecllon is esllmaled lo lake J m1nutes to complote,
`including gelhering. preparlng. and submitting the completed application form to the USPTO. T1rne will vary depending upon lhe IndiVidual case. Ally commonts on
`IM amounl ol ume you require lo complete this form and/or ~uggestions for redtJcing !his bucden, snould be sen110 lt'le Chief Information Officer, US. Patent and
`T1adema1k QHice. U.S. Department of Commerce. P.O. Box 1450, Alexandno, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313·1450.
`II you need assistance in completing the form. call 1-800-PT0-9199 and select option 2.
`
`Bright House Networks - Ex. 1009, Page 11
`
`

`
`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`19958592
`
`12821119
`
`International Application Number:
`
`Confirmation Number:
`
`3386
`
`Title of Invention:
`
`BRANCH CALLING AND CALLER ID BASED CALL ROUTING TELEPHONE
`FEATURES
`
`First Named Inventor/Applicant Name:
`
`Samuel F. Wood
`
`Customer Number:
`
`26379
`
`Filer:
`
`Farzad Etemad Amini/Margaux Wolson
`
`Filer Authorized By:
`
`Farzad Etemad Amini
`
`Attorney Docket Number:
`
`357323-990126
`
`Receipt Date:
`
`Filing Date:
`
`TimeStamp:
`
`25-AUG-2014
`
`22-JUN-201 0
`
`17:16:46
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size( Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`1
`
`Power of Attorney
`
`2964P076_PatentPOA_RevCha
`nge_08_25_14.pdf
`
`47071
`
`no
`
`1
`
`1 ac57d9e 11 c0359d58c7fdd2adf19eb2f5a6
`c6cf
`
`Warnings:
`
`Information:
`
`Bright House Networks - Ex. 1009, Page 12
`
`

`
`Total Files Size (in bytes)
`
`47071
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Bright House Networks - Ex. 1009, Page 13
`
`

`
`Best Available Copy
`·"-.
`1
`~~8-24-2014 15:46 From:BSTZ
`3108205988
`
`To:915712736500
`
`Please fax to: Status & Entity Branch, Office of Finance a 571-273-6500 or submit to:
`
`Mail Stop M Correspondence
`Director of the US Patent and Trademark Office
`PO Box 1450
`Alexandria, VA 22313-1450
`
`Re:
`
`US Patent No. 8,457,113
`Our Ref: 002964.P076
`
`Dear Sir:
`
`Please note that the applicant for the above-referenced patent qualifies as a LARGE entity.
`
`Respectfully submitted,
`
`BLAKELY, SOKOLOF-, TAYLOR & ZAPMAN
`
`Dated:
`
`By:
`
`12400 Wilshire Boulevard
`Seventh Floor
`Los Angeles, California 90025
`(310) 207-3800
`
`.ILE TRANSMISSION
`' I
`CERT.Jii'ICAJ'E OFF
`I hereby certify that this cor espondcncc is being submitlcd to
`the USPTO Office of Finan c via facsimile at571-273-6500
`on the date.: shown below.
`
`PAGE 1/1 ~ RCVD AT 2/24/2014 5:50:55 PM !Eastern st~dard TimeJ ~ SVR:W·PTOFAX·001/5 ~ DNIS:2736500 a CSID:3108205988
`
`~DURATION (mm-ss):00·24
`
`Bright House Networks - Ex. 1009, Page 14
`
`

`
`UNITED STATES pATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`12/821,119
`
`ISSUE DATE
`
`06/04/2013
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8457113
`
`357323-990126
`
`3386
`
`7590
`26379
`DLA PIPER LLP (US )
`2000 UNIVERSITY A VENUE
`EAST PALO ALTO, CA 94303-2248
`
`05/15/2013
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 85 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Samuel F. Wood, Los Altos, CA;
`Jerry A. Klein, Los Altos, CA;
`Margaret Susan Asprey, Los Altos, CA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`Bright House Networks - Ex. 1009, Page 15
`
`

`
`04/25/2013 16:37 FAX 650 833 2001
`
`DLA PIPER LLP (US)
`
`PART B- FEE(S) TRANSMITfAL
`Complete and send this fonn, togt!ther with applicable fee(s), to: Mllil Mail StoP- ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571 }273-2835
`
`orfi:!
`INSTRUCTIONS: This form lihouW b~ use<! for crausnllulng tile ISSUE FEE and P'U:&UCATION' FEE (if I""'Julred). Blocka l through S should bt: ~ompletod wh..re
`~pproptil!le. All furlhcr correspondence including the PatenL ad'li:Ulce onll:rs .\nd nll'ification of maintcni!Dce f= will be: mailed to lbo cum:nt =Jl'!l_lldcnce ~ddre33 M
`iDdiCiiuod unless com:¢1t:d below oc directed Olhi!TIIIise in Block L by (a) s~ifying a oew cotrespondence address: lllldlor (o) indicltiog a separate "fW ADDRESs·• foe
`ma.in!C1WICC Icc nolificu.Lions.
`
`7590
`26l11'l
`DLA PIPER LLP (US )
`2000 UNIVERSITY A VENUE
`EAST PALO ALTO, CA 94303-2248
`
`0<1109(.!013
`
`·Note: A cectificale of !lllli!ii!B ca.n only be used foe domestic mailings of the
`Fee(s) Tr:msmiu.al. l'hii ccrl.iliW~tc 1.4'.\lnot be wed foe a.ny: alhcr 8COOmpanyi.ns
`papo:n. E.'eh adclitlooal paper. sucb n.!l nn assi;pmn:nt or fnrmal cltawhtg, must
`ba"Ye ita own cc:rtificale of m;\).lios oc lfB,nsmissaon.
`Cerlifw:ate of Mailio: Ol' Tromanis:sioo
`I hereby cenify thai this Fee(s) TfllliSmittal is being cleposlred with tile United
`Stnb::3 Po:stnl Service wllh sllfficicnt 'f~se toe f"anJt cla.u ma.il in aD env~lope
`addressed to the Mail Stop ISSUE
`~ addreSJ abovc1 or lx:ing fac&imll~
`Lr.uumai~~d t<> the VSPTO {57!) 273-2865, oo t.bc dll!>: ind&C"4t.ed below.
`Alan A. Limbach
`[DtpasJ""'• ..,.,
`/Alan A. Limbach/ ~6' ~ .-.!""' (SI~)
`April 25, 2013
`flfloo)
`
`Al'PLICA1'10N NO.
`
`FILINO DA 'T'E
`
`ATTO'R.NCY DOCKET NO.
`
`CONFl!~MATION NO.
`
`Sn111t1el F. Wood
`OGI2212010
`12.1821,119
`1TJ1..E OF INVENTlON: BRANCH CAU..ING AND CAllER ID !lASED CALL ROUTINO TF.T . .E.PHONE FEA l'UR£S
`
`357323-990126
`
`3386
`
`ENTITY STATUS
`
`I~ SUE l'E:E DUE
`
`PUllLlCA TJON ~DUE PREY. Pi\ID ISSUE FEE
`
`TOTAL FET'.(S) DW
`
`DATE DUE
`
`0710912013
`
`nonpro-viaion.al
`
`SMALL
`
`ARTUNJT
`
`2656
`
`SMITH, CRF..IGHTONH
`I. Change: ol =~ondc:n;;e u.ddr:en ur: indie<~tiOll of ''Fee Addles$" (37
`CFR 1.363).
`0 ~gc of com:s_llOndcnce ~ddr.:ss (or Ch:tD!I" of C«respollde~ce
`1\d.d.cess rorm J'TO/SF.I/122) anacbed.
`0 "Fee Address" indication (or "Fee AddresB" Indication form
`P'l'O/S:S/47; RC"Y ():)..()2 or mct"C ~-tmt) :\liiiCh~(i. liM~ nf~ CDRtomer
`NnmMI' is nquiJ'I!d.
`
`$0
`
`310.3SZOOO
`
`$5
`
`2. Por prio.ti.ug on lhe pnLCDJ. from pa~, ll$1
`(1) lhe DWllC~ oi up 10 ) r:t:!Pstcred pu.e-nt atr.o.rncys
`« ssents OR. alternatively.
`(2) lb~ name of n single linn (~laving~~ a o"tii!"Mber a
`l'efllst~ attorney or agent) and the DlliDC$ of up 10
`2 registered put~mt ~tliOI"nC)'S or 88C•llll. If no na.mc is
`listed. no name will be primed.
`
`JDLA ~~per LLP (US)
`2. _________ ___ _
`
`3~~-~-~------
`
`J. ASSIGNEE NAME AND RESIDBN"Cf.:DATA TO BE PKINTED ON THE PATENT (p:int or lypt:)
`PLBA.SE NOTE: Unles~ an as_!ljgnee is identified below, no assignee dnla wiU nPJXlar on lh~ p;IIJeJil, If ~n a.~Rignco ill identified br.low, the dOCllm~nl has ~n filed for
`.terordnlion I1S ~et forth io 37 CPR 3. I 1. Comph:doo or lhis form is NOT .a !uh!!titulc for filing an !Uisignmcnl.
`(A} NAME OF ASSIGNEE
`(13) RESIDENCE: (CITYal'ld STATE OR COUNl"fl'i)
`TELEMAZE LLC
`LOS ALTOS, CALIFORNIA
`
`4n. The following fe~:(s) ;m: subm.iu~:
`~bsueFee
`0 Publication Fee (No ulllllll eo lily disoount pmnitted)
`Q Adva~t.:t 01'11c:t- # of Copies
`
`4b. Payment c-f Pee(s): (Piea.sc firsl. rNpply loli'IY prevlon.•ly P"'id isso~t fee shown above)
`CJ J\ dJ~k b cndosc.:J.
`0 Payrnem by credit card. Form FT0-2.038 i:; atrnd\ed.
`ilOThe Di=lor ill h~:.r~:by ~11ahori<:ed to charse !be rcqu.ircd fc:c:(s). nuy defici~:~~cy, oc a:edit IU!Y
`overpayment. lo Deposit Account Number 0 7 ~ 18 9 6
`(ertclO!~ a.n tntta oopy of thl! fOrm).
`
`04/26/2013 CNGUYENJ 00000045 971896
`01 FC:2581
`898.08 DA
`
`12&21119
`
`Bright House Networks - Ex. 1009, Page 16
`
`

`
`04/25/2013 16:37 FAX 650 833 2001
`
`DLA PIPER LLP (US)
`
`~003
`
`5. Cb:JlJIP! in 'F'..olily Slalm (rrom Stilus imlicl\\cd llbow)
`0 ApPl.icant ccctifyiag mi.:ro <"nlily .st.atus. ~"'" )'t CI·~ J.Z9
`0 ApPI.il;ltllt ass::rting srmll c:ntity Sll!lu~>. l>~\: .n CFR 1.2.7
`Q Appl.kari1 ciwJsiJ!g to JUStllar uodi.soountrd ffl: !hllll.!i,
`
`Authorizl:'d Signnlllre ~_L., ~­
`~<>rprimedn ... nt Alan 1\._ Limbach
`
`.....
`
`NOTE:. Ab.;.,nt ~ v~lid cl!rtilkation of Micro £n~il)' St;>l., (~ fl>>"m PTOIS1}/15A on.d L'ffi l. is;;uc
`~mCnl 111 I he' ~ e®ty ~ wiU not be ~td 3tthol ti5k o{ ttp,;>lit:oldQ11 ;~obcl.llk>mmpt.
`J:ID:I:f::. Tf 1ho: 3P.fll ic:rtiao Yoll! pn:viously I'IIW micrr.> eqllJy ~Utus. chcc.king this OO."t wiU bl: t.o..k.-:n
`1o bl: a ne>illi(llilOII of ((>5~ <:>f !llltidenll!lll t.o micro eniJty &tntu~.
`]'!'OTF.; Checking l.bis boJ~- will be !.liken to be Q nC"otificuiCJ"ll or 106~ of .mtil!omcll!LO sm:tll or lllii:CO
`.:nlily sl~ll.!i. ~~ llplllil::ab!D •
`
`onu:: April 25, 2013
`
`Rttistrntloo ~ 3 9' '74 9 - - - - - - - - · - - - -
`
`PAGE 3/6 A RCVD AT 4125/2013 7:39:00 PM ~astern Daylight TimeJ A SVR:W·PTOFAX~02/25 * DtiiS:2732885 • CSID:650 833 2001 • DURATION (mm-ss):02·07
`
`Page 3of4
`m .. m 0651-oo.:n
`
`~i.S. Plth::ntmd 'f.r1tdmJII.It Otl'II:IC.: tr.S. OEPAltTMENT OF COMM!:::R.CE
`
`Bright House Networks - Ex. 1009, Page 17
`
`

`
`DLA PIPER LLP (US)
`
`~006
`
`A~plleatlonNumber
`
`Filine Date
`
`""'
`
`First N~med Inventor
`
`Ex;~miner Name
`
`~ Applicant asserts small enttty stiltUs. See 3.7 CFR 1.21.
`D Applic:<~nt .:;e