throbber
Petition for Inter Partes Review
`U.S. Patent No. 8,457,113
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`____________
`
`YMAX CORPORATION,
`Petitioner
`
`v.
`
`FOCAL IP, LLC,
`Patent Owner
`
`_____________
`
`Inter Partes Review No.: Unassigned
`
`U.S. Patent No. 8,457,113
`
`_____________
`
`DECLARATION OF TAL LAVIAN, Ph.D.,
`IN SUPPORT OF PETITION FOR INTER PARTES REVIEW OF CLAIMS
`1, 2, 8, 11, and 15-19 OF U.S. PATENT NO. 8,457,113
`
`{38565264;1}
`
`Ex. 1002
`YMax Corporation
`Page 1 of 79
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`

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`Petition for Inter Partes Review
`U.S. Patent No. 8,457,113
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`TABLE OF CONTENTS
`
`I. Background and Qualifications...........................................................................6
`
`II. Legal Understanding .........................................................................................10
`
`A. Anticipation .................................................................................................10
`
`B. Obviousness.................................................................................................11
`
`III. Person Of Ordinary Skill In The Art..............................................................12
`
`IV. Summary Of The ’113 Patent.........................................................................13
`
`A.
`
`Priority Date ................................................................................................13
`
`B. Overview Of The '113 Patent......................................................................14
`
`C.
`
`State Of The Art ..........................................................................................17
`
`1.
`
`2.
`
`3.
`
`4.
`
`The PSTN / Circuit Switching Networks.................................................18
`
`Signaling...................................................................................................21
`
`Packet-Switching Networks: The Internet and Voice over IP................21
`
`Processing A Call Between A Traditional Telephone (Over The PSTN)
`
`And A User Of Voice Over IP (Over The Internet) .........................................23
`
`V. Claim Construction ...........................................................................................25
`
`{38565264;1})
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`2
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`Petition for Inter Partes Review
`U.S. Patent No. 8,457,113
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`A. Background..................................................................................................25
`
`B.
`
`C.
`
`D.
`
`E.
`
`“web enabled” .............................................................................................25
`
`“coupled to”.................................................................................................25
`
`“switching facility”......................................................................................27
`
`“a call processing system serving as an intelligent interconnection between
`
`at least one packet network and a second network coupled to a switching facility
`
`of a telecommunications network, the telecommunications network comprising
`
`edge switches for routing calls from and to subscribers within a local geographic
`
`area and switching facilities for routing calls to other edge switches or other
`
`switching facilities local or in other geographic areas” (Claim 1).......................31
`
`F.
`
`G.
`
`“tandem access controller”.........................................................................35
`
`Summary of Claim Interpretation ...............................................................35
`
`VI. SUMMARY OF PRIOR ART .......................................................................36
`
`A.
`
`Shtivelman: WO 99/14924..........................................................................36
`
`B. O’Neal: U.S. Patent No. 6,463,145............................................................39
`
`VII. THERE IS A REASONABLE LIKELIHOOD THAT THE CHALLENGED
`
`CLAIMS ARE UNPATENTABLE.........................................................................42
`
`A. Ground 1: Claims 1, 2, 8, 15, and 17-19 are Anticipated by Shtivelman...42
`
`{38565264;1})
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`3
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`Page 3 of 79
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`

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`Petition for Inter Partes Review
`U.S. Patent No. 8,457,113
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`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`Claim 1 .....................................................................................................43
`
`Claim 2 .....................................................................................................51
`
`Claim 8 .....................................................................................................51
`
`Claim 15 ...................................................................................................52
`
`Claim 17 ...................................................................................................53
`
`Claim 18 ...................................................................................................53
`
`Claim 19 ...................................................................................................54
`
`B. Ground 2: Claims 1, 2, 8, 11, and 17-19 are Anticipated by O'Neal ..........54
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`Claim 1 .....................................................................................................55
`
`Claim 2 .....................................................................................................62
`
`Claim 8 .....................................................................................................62
`
`Claim 11 ...................................................................................................64
`
`Claim 17 ...................................................................................................65
`
`Claim 18 ...................................................................................................65
`
`Claim 19 ...................................................................................................66
`
`C. Ground 3: Claims 1, 11, and 15-17 Are Obvious In Light Of O'Neal........68
`
`1.
`
`Claim 1 .....................................................................................................68
`
`{38565264;1})
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`4
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`Ex. 1002
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`Petition for Inter Partes Review
`U.S. Patent No. 8,457,113
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`2.
`
`3.
`
`4.
`
`5.
`
`Claim 11 ...................................................................................................70
`
`Claim 15 ...................................................................................................71
`
`Claim 16 ...................................................................................................72
`
`Claim 17 ...................................................................................................74
`
`D. Ground 4: Claims 1, 2, 8, 15, and 17-19 Are Obvious over Shtivelman in
`
`Light of O'Neal .....................................................................................................74
`
`1.
`
`2.
`
`Claim 1 .....................................................................................................74
`
`Claims 2, 8, 15, 17, 18, 19 .......................................................................78
`
`{38565264;1})
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`5
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`Ex. 1002
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`Petition for Inter Partes Review
`U.S. Patent No. 8,457,113
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`Declaration of Tal Lavian, Ph.D.
`
`I, Tal Lavian, declare as follows:
`
`1.
`
`I make this declaration based upon my own personal knowledge and,
`
`if called upon to testify, would testify competently to the matters contained herein.
`
`2.
`
`I have been asked to provide technical assistance in connection with
`
`inter partes review of U.S. Patent No. 8,457,113 (“the ’113 Patent”).
`
`3.
`
`This declaration is a statement of my opinions on issues related to the
`
`invalidity of claims 1, 2, 8, 11, and 15-19 of the '113 Patent.
`
`I.
`
`Background and Qualifications
`
`4.
`
`My qualifications are stated more fully in my curriculum vitae. Ex.
`
`1016. Here I provide a brief summary of my qualifications.
`
`5.
`
`I have more than 25 years of experience in the networking,
`
`telecommunications, internet, and software fields. I received a Ph.D. in Computer
`
`Science from the University of California at Berkeley in 2006 and obtained a
`
`Master’s of Science (“M.Sc.”) degree in Electrical Engineering from Tel Aviv
`
`University, Israel, in 1996. In 1987, I obtained a Bachelor of Science (“B.Sc.”) in
`
`Mathematics and Computer Science, also from Tel Aviv University.
`
`{38565264;1})
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`6
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`Ex. 1002
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`Petition for Inter Partes Review
`U.S. Patent No. 8,457,113
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`6.
`
`I am currently employed by the University of California at Berkeley
`
`and was appointed as a lecturer and Industry Fellow in the Center of
`
`Entrepreneurship and Technology (“CET”) as part of UC Berkeley College of
`
`Engineering. I have been with the University of California at Berkeley since 2000
`
`where I served as Berkeley Industry Fellow, Lecturer, Visiting Scientist, Ph.D.
`
`Candidate, and Nortel’s Scientist Liaison, where some positions and projects were
`
`done concurrently, and others, sequentially.
`
`7.
`
`I have more than 25 years of experience as a scientist, educator and
`
`technologist. For eleven years from 1996 to 2007, I worked for Bay Networks and
`
`Nortel Networks. Bay Networks was in the business of making and selling
`
`computer network hardware and software. Nortel Networks acquired Bay
`
`Networks in 1998, and I continued to work at Nortel after the acquisition.
`
`Throughout my tenure at Bay and Nortel, I held positions including Principal
`
`Scientist, Principal Architect, Principal Engineer, Senior Software Engineer, and
`
`led the development and research involving a number of networking technologies.
`
`I led the efforts of Java technologies at Bay Networks and Nortel Networks. In
`
`addition, during 1999-2001, I served as the President of the Silicon Valley Java
`
`User Group with over 800 active members from many companies in the Silicon
`
`Valley. From 2008 to 2008, I worked as a communications consultant at Ixia,
`
`{38565264;1})
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`7
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`Petition for Inter Partes Review
`U.S. Patent No. 8,457,113
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`where researched and developed advanced network communications testing
`
`technologies.
`
`8.
`
`Prior to that, from 1994 to 1995, I worked as a software engineer and
`
`team leader for Aptel Communications, designing and developing mobile wireless
`
`devices and network software products.
`
`These telecommunications cellular
`
`devices provided short messaging service (SMS) between base stations and mobile
`
`devices. In addition, I developed a network protocols for the base stations and the
`
`mobile wireless devices. Furthermore, I developed a GPS-based application to
`
`track the quality of signals in urban areas between the mobile devices and the base
`
`stations. From 1990 to 1993, I worked as a software engineer and team leader at
`
`Scitex Ltd., where I developed system and network communications tools (mostly
`
`in C and C++). From 1987 to 1990, I worked as a software engineer and team
`
`leader at Shalev, where I developed real-time software and algorithms (mostly in C
`
`and C++). From 1983 to 1987, as a student, I worked as a software engineer on
`
`several part time projects.
`
`9.
`
`I have extensive experience in telecommunications and network
`
`communications technologies, including routing and switching architectures and
`
`protocols including Multi-Protocol Label Switching Networks, Layer 2 and Layer
`
`3 Virtual Private Networks, Voice over IP (VoIP), telephony systems, PSTN
`
`networks, circuit switching, and Pseudowire technologies.
`
`{38565264;1})
`
`8
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`U.S. Patent No. 8,457,113
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`10. Much of my work for Nortel Networks (mentioned above) involved
`
`the research and development of these technologies.
`
`For example, I wrote
`
`software for Bay Networks and Nortel Networks switches and routers, developed
`
`network technologies for the Accelar 8600 family of switches and routers, the
`
`OPTera 3500 SONET switches, the OPTera 5000 DWDM family, and the Alteon
`
`L4-7 switching product
`
`family.
`
`I wrote software for Java based device
`
`management including software interface to the device management and network
`
`management for the Accelar routing switch family network management system.
`
`11.
`
`I am named as a co-inventor on more than 80 issued patents and I
`
`have co-authored more than 25 scientific publications, journal articles, and peer-
`
`reviewed papers. Furthermore, I am a Senior Member of the Institute of Electrical
`
`and Electronics Engineers (“IEEE”).
`
`12.
`
`I currently serve as a Principal Scientist at my company Telecomm
`
`Net Consulting Inc., where I develop network communication technologies and
`
`provide research and consulting in advanced technologies, mainly in computer
`
`networking and Internet technologies. In addition, I serve as a Co-Founder and
`
`Chief Technology Officer (CTO) of VisuMenu, Inc., where I design and develop
`
`architecture of visual IVR technologies for smartphones and wireless mobile
`
`devices in the area of network communications. The backend architecture
`
`implements a telephone Private Branch Exchange (“PBX”) that makes Session
`
`{38565264;1})
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`9
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`Initiation Protocol (“SIP”) based Voice over Internet Protocol (“VoIP”) telephone
`
`calls to other SIP trunks and telephone services, such as Public Switch Telephone
`
`Network (“PSTN”).
`
`The system is based on cloud networking and cloud
`
`computing utilizing Amazon Web Services. I have extensive experience with PBX,
`
`telecommunications systems, networking equipment, and call centers telephony
`
`systems. Additional details of my background are set forth in my curriculum vitae
`
`(see Ex. 1016), which provides a more complete description of my educational
`
`background and work experience.
`
`II.
`
`Legal Understanding
`
`13. My opinions are also informed by my understanding of the relevant
`
`law, although I am not a lawyer and do not intend to testify about legal issues. I
`
`understand that the patentability analysis is conducted on a claim-by-claim basis
`
`and that there are several possible reasons that a patent claim may be found to be
`
`unpatentable.
`
`14.
`
`I understand that earlier publications and patents may act to render a
`
`patent unpatentable for one of two reasons: (1) anticipation, and (2) obviousness.
`
`A.
`
`15.
`
`Anticipation
`
`I understand that a single piece of prior art “anticipates” a claim if
`
`each and every element of the claim is disclosed in that prior art. I further
`
`{38565264;1})
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`10
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`understand that, where a claim element is not explicitly disclosed in a prior art
`
`reference, the reference may nonetheless anticipate a claim if the missing claim
`
`element is necessarily present in the apparatus disclosed, or is a natural result of
`
`the method disclosed—that
`
`is,
`
`the missing element
`
`is “inherent” in what
`
`is
`
`disclosed.
`
`B.
`
`16.
`
`Obviousness
`
`Second, I understand that the prior art may render a patent claim
`
`“obvious.” I understand that two or more pieces of prior art that each disclose
`
`fewer than all elements of a patent claim may nevertheless be combined to render a
`
`patent claim obvious if the combination of the prior art collectively discloses all
`
`elements of the claim and one of ordinary skill in the art at the time would have
`
`been motivated to combine the prior art. I understand that this motivation to
`
`combine need not be explicit in any of the prior art, but may be inferred from the
`
`knowledge of one of ordinary skill in the art at the time the patent was filed. I also
`
`understand that one of ordinary skill in the art is not an automaton, but is a person
`
`having ordinary creativity.
`
`17.
`
`I further understand that one or more pieces of prior art that disclose
`
`fewer than all of the elements of a patent claim may render a patent claim obvious
`
`if including the missing element would have been obvious to one of skill in the art
`
`at the time of the alleged invention (that is, if the missing element represents only
`
`{38565264;1})
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`an insubstantial difference over the prior art, or a reconfiguration of a known
`
`system).
`
`18.
`
`I understand that
`
`the obviousness analysis must
`
`focus on the
`
`knowledge available to one of skill in the art at the time of the invention in order to
`
`avoid impermissible hindsight. I further understand that the obviousness inquiry
`
`assumes that the person having ordinary skill in the art would have knowledge of
`
`all relevant references available at the time of the invention.
`
`III. Person Of Ordinary Skill In The Art
`
`19.
`
`It is my opinion that a person of ordinary skill in the art with respect
`
`to the ’113 patent in 1999-2000 would have a bachelor’s degree in electrical
`
`engineering, computer science, or the equivalent thereof and approximately 2 years
`
`of professional experience within the field of telecommunications or network
`
`communications.
`
`20.
`
`The ’113 patent concerns the basic architecture of the telephone
`
`network that has existed in the United States for many decades, as well as basic
`
`internet
`
`technology that was well known by 1999-2000. These topics were
`
`covered in detail by that time in books, in publications by standards bodies, and by
`
`vendors that provided products and solutions in these areas. Because the
`
`technology involved in the ’113 patent involves well-known technologies and
`
`{38565264;1})
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`12
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`functionalities, an engineer or computer scientist with approximately 2 years of
`
`experience in telecommunications would be well-versed in the concepts disclosed
`
`in the ’113 patent.
`
`21. My opinions regarding the level of ordinary skill in the art are based
`
`on, among other things, my over 25 years of experience in the field of
`
`telecommunications, network communications, computer science and engineering,
`
`my understanding of the basic qualifications that would be relevant to an engineer
`
`or scientist tasked with investigating methods and systems in the relevant area, and
`
`my familiarity with the backgrounds of colleagues and co-workers, both past and
`
`present.
`
`IV.
`
`Summary Of The ’113 Patent
`
`A.
`
`Priority Date
`
`22.
`
`The face of the ’113 patent reflects a chain of patent applications
`
`dating back to May 4, 2000.
`
`I have been informed that in pending litigation
`
`against Petitioner YMax Corporation in which the ’113 patent is being asserted, the
`
`plaintiff asserting infringement has stated that the claims of the ’113 patent may be
`
`entitled to a priority date as early as June 1, 1999. For this declaration, I will
`
`{38565264;1})
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`13
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`assume that the '113 Patent is entitled to the filing date of May 4, 2000, and that it
`
`may be entitled to an invention date as early as June 1, 1999.
`
`B.
`
`Overview Of The '113 Patent
`
`23. What the specification of the ’113 Patent describes as the alleged
`
`invention is rather different from what the claims recite.
`
`24.
`
`The '113 Patent summarizes its alleged invention as relating to “a
`
`system for allowing a subscriber to select features of the subscriber’s telephone
`
`service and to various novel features that can be selected.” Ex. 1001 at 1:23-26.
`
`25.
`
`The specification explains that telephone companies offer optional
`
`features such as call forwarding. Id. at 1:52-54, 2:17. However, the specification
`
`continues, “these features typically require access from [the calling party or called
`
`party's telephones] and are extremely awkward to program. The user interaction is
`
`not only awkward,
`
`it
`
`is limited and requires interaction with the telephone
`
`company to provision them.
`
`In other words, past systems for provisioning,
`
`meaning addition, modification, or control of telephone features, required a
`
`subscriber to make the feature selection through the telephone business office.
`
`Central office workers would then implement the provisioning under request of the
`
`business office.” Id. at 2:4-16.
`
`26.
`
`To address this alleged problem,
`
`the specification discloses the
`
`alleged invention of using a website interface for configuring telephone system
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`{38565264;1})
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`features like call waiting instead of having to call
`
`the telephone company's
`
`customer service line. See id. at 2:56-64 (“SUMMARY OF THE INVENTION: A
`
`system for allowing a subscriber to remotely control features is described herein
`
`along with various telephone features that may be programmed into the system. A
`
`subscriber may be any customer using the telephone service,
`
`in contrast
`
`to
`
`employees of the PSTN [the traditional telephone network]…”); Id. at 5:16-24
`
`(“FIG. 1 illustrates the preferred method for an authorized subscriber to modify the
`
`3rd-party control criteria by means of the world wide web … The subscriber 12
`
`interacts with the web 22 via the Internet to quickly and easily specify the
`
`enhanced 3rd-party call control features.”) This “eliminat[es] the need to go
`
`through the telephone company (telco) business office.” Id. at 3:24-27.
`
`27.
`
`The patent specification also spends many columns detailing two
`
`allegedly new telephone features: branch calling, and caller ID-based call routing.
`
`See id. at 7:54-12-20. Indeed, the title of the patent is "Branch Calling and Caller
`
`ID Based Call Routing Telephone Features."
`
`28.
`
`29.
`
`There are two notable facts in connection with these disclosures.
`
`First, by July 1, 1999, there was nothing inventive about setting up a
`
`website for configuring telephone options rather than having to call customer
`
`service. Using a website to configure telephone features was already in the prior
`
`art. As one example, U.S. Patent No. 6,463,145 to O'Neal et al. (“O'Neal”)
`
`{38565264;1})
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`discloses a system that allows a user
`
`to “review and/or modify [their]
`
`communication options” (such as “call forwarding”) over the world wide web
`
`using a “user computer 100” in communication with a “web-site” and a “web
`
`server 122.” Ex. 1003 at 16:36-64, 7:45-8:22, 11:26-51, Fig. 1.
`
`30. As a further example, U.S. Patent No. 5,958,016 to Chang et al.
`
`(“Chang”) discloses a system where the user can “review and/or change” their
`
`telephone “service control information” (such as “chang[ing] the 'forward to'
`
`number”) over the world wide web. Ex. 1004 at 18:33-21:27, 2:54-67.
`
`In
`
`explaining the motivation for this invention, Chang notes that “[i]t
`
`is too
`
`cumbersome to require the subscriber to call
`
`the local
`
`telephone company's
`
`business office and request each and every one of the routine changes” and that
`
`“[a] need therefore still exists for a technique which will enable any subscriber to
`
`personally access and control their AIN ['Advanced Intelligent Network'] services
`
`from a general purpose computer without specially developed hardware or
`
`software interfaces.” Ex. 1004 at 2:54-67, 4:39-42.
`
`31.
`
`Even the '113 Patent itself admits that web-enabled telephone feature
`
`configuration was already known: “Today,
`
`there are web-based companies
`
`managing 3rd-party call control, via the toll-switch network, which allow users to
`
`enter call control information through a web portal.” Ex. 1003 at 1:30-40.
`
`{38565264;1})
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`32.
`
`This is not surprising because by June of 1999, there were over 3
`
`million websites on the web,
`
`including Yahoo (launched in 1994), Amazon
`
`(launched in 1995), and eBay (launched in 1995). See Ex. 1010. Indeed, in 1996 –
`
`over two years prior to June 1, 1999 – eBay hosted over 250,000 auctions that
`
`received over one million bids. See Ex. 1013.
`
`33.
`
`Second, in any event, none of the patent claims challenged in the
`
`accompanying petition (the “challenged claims”) focus on using a website to
`
`configure telephone options, and none recite either branch calling or caller ID-
`
`based call routing.
`
`34.
`
`Instead, the challenged claims, drafted approximately a decade after
`
`the filing of the first priority application, are directed primarily to a call processing
`
`system that routes calls over both the traditional telephone network (the PSTN, a
`
`circuit switched-based network) and over the internet (a packet switched-based
`
`network). However, as shown below, routing calls over both the PSTN and the
`
`internet was also already in the prior art by June 1, 1999.
`
`C.
`
`State Of The Art
`
`35. As explained below, the technology claimed in the ’113 patent was
`
`well known in the telecommunications field by June 1, 1999. The ’113 patent
`
`concerns the basic architecture of the telephone network that has existed in the
`
`United States for many decades, as well as basic Internet technology that was well
`
`{38565264;1})
`
`17
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`known by 1999-2000. These topics were covered in detail by that time in books, in
`
`publications by standards bodies, and by vendors that provided products and
`
`solutions in these areas. Exhibits 1021-1026 are just few examples of books,
`
`standard bodies publications and products at this time period.
`
`1.
`
`The PSTN / Circuit Switching Networks
`
`36.
`
`The PSTN (public switched telephone network)
`
`is the world’s
`
`collection of interconnected circuit-switching telephone networks.
`
`37.
`
`In the United States, the PSTN is the conventional telephone network,
`
`primarily built by AT&T when it was “the” telephone company in the United
`
`States. Telephone calls have been made over the PSTN in the United States for
`
`over a century.
`
`38.
`
`In the United States, the PSTN is a countrywide network of switches
`
`connected to each other by wires. The wires and switches between them connect
`
`the telephone of a calling party to the telephone of the called party. Once a
`
`telephone call between two landline telephones is established, there is a continuous
`
`physical path of wires, linked by one or more switches, between the telephones at
`
`each end of the call that is dedicated solely to that call. This is the meaning of the
`
`term “circuit switching.” The term refers to the switching of infrastructure from
`
`{38565264;1})
`
`18
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`Ex. 1002
`YMax Corporation
`Page 18 of 79
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`

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`Petition for Inter Partes Review
`U.S. Patent No. 8,457,113
`
`one dedicated use to another. The network focus is on circuit-based, or connection-
`
`oriented, systems designed for delivery of voice communications.
`
`39.
`
`Even more specifically, the PSTN uses a hierarchy of switches. This
`
`makes it possible to scale the telecommunications network to accommodate a large
`
`number of end users across the country. Traffic is managed between the various
`
`switching offices depending on the type of traffic that was to be connected: local
`
`traffic, long distance traffic, and international traffic.
`
`40.
`
`The switches in the PSTN use a five-level hierarchy: edge or end
`
`(class 5), toll or tandem (class 4), primary (class 3), sectional (class 2) and regional
`
`(class 1). Landline phones in people’s houses are generally connected to a
`
`geographically local class 5 switch (also be called an edge switch, end switch, or
`
`central office switch). Tandem/Class 4 switches generally connect edge/class 5
`
`switches together, although nearby class 5 switches can be connected directly. In
`
`the PSTN, class 2 and 3 switches are used infrequently, and class 4 switches can be
`
`connected to one another as well as by a class 1 switch. The basic architecture of
`
`the PSTN can therefore be illustrated by the following diagram:
`
`{38565264;1})
`
`19
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`Ex. 1002
`YMax Corporation
`Page 19 of 79
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`Petition for Inter Partes Review
`U.S. Patent No. 8,457,113
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`41.
`
`The PSTN switch hierarchy does not mandate physical separation.
`
`Switches from one or more adjacent classes (specifically edge and tandem) can be
`
`located together in the same physical facility. A combined class 4/class 5 switch is
`
`often called a “hybrid” switch.
`
`42. When a telephone call is placed on the PSTN, the call typically travels
`
`from the caller’s phone to the edge switch in the caller’s local central office.
`
`Unless the recipient is in the same geographical area and directly connected to the
`
`same central office, the call is then typically routed to one or more tandem
`
`switches (in sequence), until it reaches the edge switch that is directly connected to
`
`the recipient’s phone, and finally to the recipient’s phone. The switches use the
`
`{38565264;1})
`
`20
`
`Ex. 1002
`YMax Corporation
`Page 20 of 79
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`

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`Petition for Inter Partes Review
`U.S. Patent No. 8,457,113
`
`telephone number dialed by the caller to know where to route the call. Thus, the
`
`network of switches enables the communication network to connect users either
`
`within or outside a local geographic area.
`
`2.
`
`Signaling
`
`43.
`
`In addition to carrying voice communications, the PSTN also carries
`
`signaling, which is information used to control the call. Signaling communicates
`
`information the network needs to operate, such as the signal sent to the local
`
`central office from a telephone when the handset is picked up that notifies the
`
`central office to send the telephone a dial tone, or the signal from the central office
`
`that tells a telephone to ring because there is an incoming call. The protocol that is
`
`used for signaling on the PSTN is called Signalling System 7, or SS7.1
`
`44.
`
`The SS7 signaling protocol was first issued by CCITT (for Comite
`
`Consultatif International Telephonique et Telegraphique, now known as the ITU-T
`
`for
`
`Telecommunication
`
`Standardization
`
`Sector
`
`of
`
`the
`
`International
`
`telecommunications Union,
`
`the primary international body for cooperative
`
`telecommunications standards) in 1980 (and was revised in 1984, 1988, and 1992).
`
`3.
`
`Packet-Switching Networks: The Internet and Voice over
`IP
`
`1 Ex. 1017.
`{38565264;1})
`
`21
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`Ex. 1002
`YMax Corporation
`Page 21 of 79
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`

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`Petition for Inter Partes Review
`U.S. Patent No. 8,457,113
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`45. As explained above, the PSTN is a circuit-switched network, which
`
`requires a dedicated point-to-point connection during a phone call. In contrast, the
`
`internet is a packet-switched network. There is no dedicated route between two
`
`computers that are communicating over the internet. Rather, information to be
`
`transmitted through the internet is broken down into small blocks called packets,
`
`each of which includes the address of the destination computer. Each packet may
`
`travel a different route through the connected parts of the internet before arriving at
`
`the destination computer. The packets are then reassembled at the destination
`
`computer.
`
`46.
`
`TCP/IP is a collection of protocols used for, among other things,
`
`sending information through the internet. The “IP” stands for Internet Protocol.
`
`47.
`
`Voice over IP (VoIP). VoIP is the transmission of voice that has
`
`been converted into digital packets of data using the Internet Protocol. VoIP
`
`communications typically take place over the internet, though they could use a
`
`private network.
`
`48. As the ‘113 patent admits, VoIP was invented and used before the
`
`alleged invention of the ‘113 patent. See Ex. 1001 at 2:51-54 (“There are Voice
`
`Over Internet Protocol (VoiP) products emerging that provide better user interfaces
`
`and control but they do not take advantage and [sic] voice quality of the PSTN.”)
`
`{38565264;1})
`
`22
`
`Ex. 1002
`YMax Corporation
`Page 22 of 79
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`

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`Petition for Inter Partes Review
`U.S. Patent No. 8,457,113
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`49.
`
`Indeed, a public domain VoIP application NetFone (later called Speak
`
`Freely) was released in 1991 by Autodesk. See Ex. 1018.
`
`50.
`
`The first commercial internet VoIP application, called Internet Phone,
`
`was released by Petitioner’s predecessor VocalTec Communications in February of
`
`1995.
`
`4.
`
`Processing A Call Between A Traditional Telephone (Over
`The PSTN) And A User Of Voice Over IP (Over The
`Internet)
`
`51. U.S. Patent No. 6,031,836 (the Haserodt patent), the application for
`
`which was filed several years before the earliest application in the chain leading to
`
`the ‘113 patent, discloses not
`
`just Voice over IP telephony, but also voice
`
`communication between a VoIP user and a PSTN user, processing calls using
`
`both a packet-switched network and a circuit-switched network. See Ex. 1015 at
`
`1:10-17 (“It is known in the communications arts that voice calls can be carried by
`
`the Internet (or some other data transport network) between a pair of Internet
`
`phones or voice-enabled computers. It is also k

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