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`UNITED STATES PATENT AND TRADEMARK OFFICE
`___________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________________________________________________________
`
`
`
`FACEBOOK, INC.,
`Petitioner,
`
`
`v.
`
`
`WINDY CITY INNOVATIONS LLC,
`Patent Owner.
`
`
`
`
`
`Patent No. 8,694,657
`Issue Date: April 8, 2014
`Title: REAL TIME COMMUNICATIONS SYSTEM
`
`
`
`____________________________________________________________
`
`SUPPLEMENTAL PATENT OWNER’S RESPONSE
`
`Case No. IPR2016-011591
`___________________________________________________________
`
`
`
`1 IPR2017-00659 has been joined with this proceeding.
`
`
`
`i
`
`

`

`
`
`
`
`TABLE OF CONTENTS
`
`
`
`I.
`
`II.
`
`Page No(s).
`
`INTRODUCTION ........................................................................................... 1
`
`SUMMARY OF THE ’657 PATENT AND THE ALLEGED PRIOR
`ART ................................................................................................................. 2
`
`III.
`
`PROPER CONSTRUCTION OF DISPUTED TERMS ................................. 2
`
`A.
`
`Token ..................................................................................................... 2
`
`B.
`
`Database ................................................................................................ 2
`
`IV. THE JOINED CLAIMS ARE VALID AND NON-OBVIOUS ..................... 2
`
`A.
`
`Claims 189 and 465 Are Valid and Non-Obvious ................................ 3
`
`B.
`
`Claims 203, 209, 215, 221, 477, 482, 487 and 492 Are Not
`Unpatentable .......................................................................................... 3
`
`1.
`
`2.
`
`3.
`
`“Software alternatives” ............................................................... 4
`
`“wherein both of the client software alternatives…allow
`at least some of the participator computers to form at
`least one group” .......................................................................... 8
`
`“wherein the determining whether the first user identity
`is censored includes determining that the first user
`identity is censored from the sending of the data
`presenting the [video / audio / graphic / multimedia]” ............... 9
`
`V.
`
`CONCLUSION .............................................................................................. 10
`
`
`
`
`
`
`
`ii
`
`

`

`
`
`I.
`
`INTRODUCTION
`
`Windy City Innovations LLC (“Patent Owner”) submits this supplemental
`
`response to the newly-added ground in IPR2016-01159 (the “1159 IPR”) which
`
`has been joined from IPR2017-00659 (the “659 IPR”).2 Particularly, Patent Owner
`
`responds to Facebook Inc.’s (“Petitioner”) ground presented in its petition (’659
`
`IPR, Paper 2) regarding claims 203, 209, 215, 221, 477, 482, 487 and 492 (the
`
`“Joined Claims”) of U.S. Patent No. 8,458,245 (Ex. 1001, the “’245 Patent”). This
`
`supplemental response is timely pursuant to the Board’s Amended Scheduling
`
`Order (Original IPR, Paper No. 40).
`
`Patent Owner respectfully submits that this supplemental response
`
`demonstrates that the Joined Claims are not obvious over combinations based on
`
`U.S. Patent No. 6,608,636 to Roseman (Ex. 1003, “Roseman”) for a number of
`
`reasons. The Board should find that Petitioner has failed to establish by a
`
`preponderance of the evidence the invalidity of each of the Joined Claims.
`
`
`
`2 This response is intended to address Petitioner’s substantive arguments regarding
`
`the grounds authorized for trial and is not intended to be any form of acquiescence
`
`regarding the propriety of the Board’s joinder and institution decisions on these
`
`grounds.
`
`
`
`

`

`
`
`II.
`
`SUMMARY OF THE ’657 PATENT AND THE ALLEGED PRIOR
`ART
`
`Summaries of the ’657 Patent and each alleged prior-art reference have been
`
`submitted in Patent Owner’s Response (Paper 22 at 5-8).
`
`III. PROPER CONSTRUCTION OF DISPUTED TERMS
`
`A. Token
`
`Petitioner and the Board in its institution decision have both adopted a
`
`construction of “token” as “piece of information associated with user identity.”
`
`For the purpose of this Petition only, Patent Owner also adopts a similar
`
`construction.
`
`B. Database
`
`For the reasons set forth in Patent Owner’s Response (Paper 22 at 8-12), a
`
`database should be construed as “a collection of logically-related data which is
`
`stored with persistence and associated tools for interacting with the data, such as a
`
`DBMS.”
`
`IV. THE JOINED CLAIMS ARE VALID AND NON-OBVIOUS
`
`In arriving at an obviousness determination, the Board must sufficiently
`
`explain and support the conclusions that the prior-art references disclose all the
`
`elements recited in the Challenged Claims and a relevant skilled artisan not only
`
`could have made, but would have been motivated to combine all the prior-art
`
`references in the way the patent claims, and reasonably expected success. Pers.
`
`
`
`2
`
`

`

`
`
`Web Techs., LLC v. Apple, Inc., 848 F.3d 987, 994 (Fed. Cir. 2017).
`
`The obviousness inquiry must exclude hindsight and avoid reading into the
`
`prior art the patent’s teachings. Graham v. John Deere Co., 383 U.S. 1, 36 (1966).
`
`A. Claims 189 and 465 Are Valid and Non-Obvious
`
`The Joined Claims depend from independent claims 189 and 465. On March
`
`31, 2017, Patent Owner submitted its Patent Owner’s Response regarding the
`
`validity and non-obviousness of claims 189 and 465. (Paper 22) Accordingly, the
`
`Joined Claims are valid and non-obvious for at least the reasons submitted in its
`
`Patent Owner’s Response.
`
`B. Claims 203, 209, 215, 221, 477, 482, 487 and 492 Are Not
`Unpatentable
`
`Claims 203, 209, 215, 221, 477, 482, 487 and 492 each require the limitation
`
`“wherein the computer system provides access via any of two client software
`
`alternatives, wherein both of the client software alternatives allow respective user
`
`identities to be recognized and allow at least some of the participator computers to
`
`form at least one group in which members can send communications and receive
`
`communications.” The prior art of record fails to disclose and/or suggest this
`
`
`
`3
`
`

`

`
`
`limitation in its entirety and thus the claims are valid and non-obvious. Ex. 20053
`
`at ¶¶ 65-72.
`
`1.
`
`“Software alternatives”
`
`First, the cited prior art fails to disclose and/or suggest “wherein the
`
`computer system provides access via any of two client software alternatives.” In
`
`its institution decision, the Board stated that the parties had not yet explicitly stated
`
`what “two client software alternatives” means within the scope of the claims of the
`
`’627 Patent. (Paper 7 at 33.) However, the Board declined to institute based on
`
`Petitioner’s argument that “whisper mode” and “child rooms” constituted two
`
`client software alternatives. (Paper 7 at 35.) The Board also identified the
`
`following disclosure of the ’657 Patent that describes two client software
`
`alternatives:
`
`While platform controlled embodiments are within the scope of the
`
`invention, it is particularly advantageous to have a platform independent
`
`
`
`3 In an effort to control expenses, Petitioner refers back to the expert testimony set
`
`forth in the previously-filed Declaration of Jaime G. Carbonell (Ex. 2005) for
`
`supporting evidence. Even though Dr. Carbonell’s testimony may refer to different
`
`claims, the underlying opinions and contents of the Declaration apply with equal
`
`force to the corresponding subject matter of the Joined Claims.
`
`
`
`4
`
`

`

`
`
`embodiment, i.e. an embodiment that is byte code compiled.
`
`Ex. 1001 at 4:32-35.
`
`The Board addressed this claim limitation in the context of several other
`
`Petitions for Inter Partes Review of the ’657 Patent, including IPR2016-01137, -
`
`01138, -01146, and -01147. For example, in the -01137 decision Denying
`
`Institution, the Board stated:
`
`The challenged claims, however, require “both of the two client
`
`software alternatives” to allow members in “at least one group . . . [to] send
`
`communications and receive communications . . . wherein at least some of
`
`the communications are received in real time via the Internet network.” See,
`
`e.g., Ex. 1001, 21:29– 36 (emphases added).
`
`IPR2016-01137, Paper No. 8 at 9 (emphasis in original).
`
`The Roseman reference does not teach two client software alternatives that
`
`send and receive communications in real time via the Internet network. Client
`
`software, in the context of the ’657 Patent, is the software that communicates with
`
`and accesses information on the coordinator computer. Roseman only discloses a
`
`single type of client software, which is the embodiment described throughout the
`
`specification and shown in the figures, e.g., Figure 9. This single embodiment of
`
`software communicates with the host to receive “a common image” that is created
`
`by the host. e.g., Ex. 1003 at 7:30-39. Roseman does not indicate how a second
`
`
`
`5
`
`

`

`
`
`alternative would be able to communicate with the host computer to receive the
`
`common image or to interact with it. For example, a Telenet-based solution for
`
`Roseman would likely not work in this context without GUI support. Ex. 2005 at
`
`¶ 70. Moreover, Roseman’s disclosure of the “Windows Context” is not an
`
`affirmative teaching of another client software alternative. Instead, Roseman
`
`explicitly states that the context described throughout the disclosure has “presumed
`
`that the local computers are utilizing Windows.” Ex. 1003 at 12:1-10. Even when
`
`Roseman states that “the invention is not limited to systems utilizing these
`
`particular environments,” one of ordinary skill in the art would not have
`
`understood such a statement to be a disclosure of a second client software
`
`alternative. Ex. 2005 at ¶ 70. Nor does Roseman indicate how any of its client
`
`software could be modified so as to make second software alternative.
`
`Petitioner and Dr. Lavian propose that “Windows and Macintosh” would
`
`constitute two client software alternatives within the scope of the claims. In fact,
`
`“Windows and Macintosh” are not client software, but are instead operating
`
`systems. Ex. 2005 at ¶ 71. Dr. Lavian states that “it was well-known that
`
`providing a software product for multiple computing platforms (e.g., Windows,
`
`Macintosh, etc.) was desirable because it makes the software more commercially
`
`attractive and increases the number of users who can use it.” Ex. 1002 at ¶119.
`
`However, this statement, even if true, does not contradict the fact that Roseman
`
`
`
`6
`
`

`

`
`
`only discloses a single client software alternative. Moreover, Dr. Lavian admits
`
`that it is not always possible to make the same software programs for different
`
`operating systems. Ex. 2006 at 157:6:1-158:11. Accordingly, even if one were to
`
`create Windows and Macintosh embodiments of the Roseman system, it would not
`
`meet this claim limitation.
`
`Further, a person of ordinary skill in the art would not be motivated to create
`
`Windows and Macintosh implementations. Regarding the software itself, the ’657
`
`Patent states that one of the software alternatives is utilizing Java with a byte-code
`
`implementation. Java and byte-code are cross-platform solutions that can run on
`
`both Windows and Macintosh. Indeed, the ’657 Patent itself states that byte code
`
`compiled software is an example of a “platform independent embodiment.” Ex.
`
`1001 at 4:33-35. The Board has stated that the Java embodiment is one of the two
`
`software alternatives disclosed by the ’657 Patent. Accordingly, one of ordinary
`
`skill in the art who was motivated to provide software that could work across
`
`different platforms and operating systems would have been motivated to utilize a
`
`single platform
`
`independent software
`
`implementation, such as a Java
`
`implementation, and would not have been motivated to provide additional
`
`alternatives to that cross-platform software. Ex. 2005 at ¶ 71. Dr. Lavian
`
`confirmed that there was significant hype regarding Java in the 1996 time frame
`
`which was part of “phenomena of the century.” Ex. 2006 at 135:7-13; 142:10-13.
`
`
`
`7
`
`

`

`
`
`Accordingly one of ordinary skill in the art at the time of the invention would not
`
`even be motivated to create the Windows and Macintosh implementations.
`
`Accordingly, Roseman does not render the claims of the ’657 Patent
`
`obvious, either alone or in combination with the other cited references, because the
`
`references do not teach or disclose providing two client software alternatives and
`
`because the two client software alternatives in the context of the Joined Claims
`
`would not have been obvious to one of ordinary skill in the art. Ex. 2005 at ¶¶ 65-
`
`72.
`
`2.
`
`“wherein both of the client software alternatives…allow at
`least some of the participator computers to form at least one
`group”
`
`Roseman fails to disclose and/or suggest “wherein both of the client
`
`software alternatives…allow at least some of the participator computers to form at
`
`least one group” as required by the Joined Claims. Submitting a two-sentence
`
`explanation, one sentence for each alleged software alternative, Petitioner fails to
`
`show that this portion of the limitation is met.
`
`Citing to Roseman at 9:16-25, 15:6-9 & Fig. 17B, Petitioner asserts that the
`
`first group can be a direct connection in Whisper Mode: “For example, a user of a
`
`local computer that activates the Whisper Mode software creates a two member
`
`group by selecting a particular party with whom to communicate.” Then citing to
`
`Roseman, 10:18-23, 15:55-67 & Fig. 21B, Petitioner asserts that the second group
`
`
`
`8
`
`

`

`
`
`can be child rooms: “[a]s to the child-room software, a user of a local computer
`
`who drags in other participants forms a group comprising those users.” This
`
`application of Roseman is problematic for at least two reasons. Both child room
`
`and whisper mode are common features to the same software and fail to address
`
`that “both software alternatives” allow for the group-forming feature. (Ex. 2005 at
`
`¶¶ 67-69.) To the extent that Petitioner relies on the interpretation that a feature is
`
`a software alternative, which runs counter to the requirements of the claims, then
`
`Petitioner is improperly relying on the child room as both a software alternative
`
`and as a group. Id. The Petition and its corresponding expert declaration fail to
`
`reconcile these issues. Accordingly, the Joined Claims are valid and non-obvious.
`
`3.
`
`“wherein the determining whether the first user identity is
`censored includes determining that the first user identity is
`censored from the sending of the data presenting the [video
`/ audio / graphic / multimedia]”
`
`Claims 203, 209, 215, 221 depend from intermediate claims 202, 208, 214,
`
`and 220, respectively. The intermediate claims require “wherein the determining
`
`whether the first user identity is censored includes determining that the first user
`
`identity is censored from the sending of the data presenting the [video / audio /
`
`graphic / multimedia]”. Petitioner asserts only Roseman’s whisper-mode feature in
`
`view of Lichty’s screening out of certain messages. But Lichty merely discloses
`
`ignoring a user, not specifically excluding video, audio, graphic or multimedia
`
`from being presented to a certain identity. (Ex. 2005 at ¶27) Lichty excludes a
`
`
`
`9
`
`

`

`
`
`user, not content or data from being presented. Id. This user-based “ignore”
`
`approach conflicts with the understanding of a censorship according to a person of
`
`ordinary skill in the art. (Ex. 2005 at ¶ 64) Accordingly, a person of ordinary skill
`
`in the art would not have been motivated to combine Roseman with Lichty for the
`
`purposes of censoring video, audio, graphic, and/or multimedia data.
`
`Moreover, Petitioner’s assertion that the same reasoning from limitation
`
`189[d] applies to the present limitations is incorrect for at least the reason that
`
`189[d] fails to apply to the level of particularity of claims 202, 208, 214, and 220,
`
`and thus Petitioner fails to address each and every limitation of the claims.
`
`Accordingly, the cited prior art fails to disclose and/or suggest claims 202, 203,
`
`208, 209, 214, 215, 220, and 221.
`
`V. CONCLUSION
`
`For the foregoing reasons, Patent Owner respectfully requests that the Board
`
`confirm the validity of the Joined Claims.
`
`
`
`
`
`Respectfully submitted,
`
`Dated September 11, 2017
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`/Vincent J. Rubino/
`
`
`
`
`
`Vincent J. Rubino, III (Reg. No. 68,594)
`Lead Counsel for Patent Owner
`Brown Rudnick LLP
`7 Times Square
`New York, NY 10036
`Telephone: 212-209-4800
`Facsimile: 212-209-4801
`
`10
`
`

`

`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Email: vrubino@brownrudnick.com
`
`Peter Lambrianakos (Reg. No. 58,279)
`Backup Counsel for Patent Owner
`Brown Rudnick LLP
`7 Times Square
`New York, NY 10036
`Tel: 212-209-4800
`Fax: 212-209-4801
`Email: plambrianakos@brownrudnick.com
`
`Alfred R. Fabricant
`(Admitted Pro Hac Vice)
`Brown Rudnick LLP
`7 Times Square
`New York, NY 10036
`Telephone: 212-209-4800
`Facsimile: 212-209-4801
`Email: afabricant@brownrudnick.com
`
`
`
`Shahar Harel (Reg. No. 73,203)
`Backup Counsel for Patent Owner
`Brown Rudnick LLP
`7 Times Square
`New York, NY 10036
`Telephone: 212-209-4800
`Facsimile: 212-209-4801
`Email: sharel@brownrudnick.com
`
`
`11
`
`

`

`
`
`CERTIFICATE OF WORD COUNT
`
`
`
`The undersigned hereby certifies that the portions of the above-captioned
`
`Supplemental Patent Owner’s Response has 2,116 words in compliance with the
`
`14,000 word limit set forth in 37 C.F.R. § 42.24. This word count was prepared
`
`using Microsoft Word 2010.
`
`
`
`
`
`
`
`September 11, 2017
`
`
`
`
`
`
`
`
`
`
`
`
`Respectfully Submitted,
`
` /Vincent J. Rubino/
`
`
`
`Vincent J. Rubino, III (Reg. No. 68,594)
`Lead Counsel for Patent Owner
`Brown Rudnick LLP
`7 Times Square
`New York, NY 10036
`Telephone: 212-209-4800
`Facsimile: 212-209-4801
`Email: vrubino@brownrudnick.com
`
`
`
`
`
`

`

`
`
`
`
`CERTIFICATE OF SERVICE
`
`A copy of the Supplemental Patent Owner’s Response has been
`
`served on Petitioner at the correspondence of the Petitioner as follows:
`
`By Email:
`Heidi L. Keefe (Reg. No. 40,673)
`hkeefe@cooley.com
`zpatdcdocketing@cooley.com
`COOLEY LLP
`ATTN: Patent Group
`1299 Pennsylvania Ave., NW, Suite 700
`Washington, DC 20004
`
`By Email:
`Andrew C. Mace (Reg. No. 63,342)
`amace@cooley.com
`zpatdcdocketing@cooley.com
`COOLEY LLP
`ATTN: Patent Group
`1299 Pennsylvania Ave., NW, Suite 700
`Washington, DC 20004
`
`
`September 11, 2017
`
`
`
`
`
`By Email:
`Phillip E. Morton (Reg. No. 57,835)
`pmorton@cooley.com
`zpatdcdocketing@cooley.com
`COOLEY LLP
`ATTN: Patent Group
`1299 Pennsylvania Ave., NW, Suite 700
`Washington D.C. 20004
`
`
`
` /Vincent J. Rubino/
`
`
`
`
`
`
`
`
`
`Vincent J. Rubino, III (Reg. No. 68,594)
`Lead Counsel for Patent Owner
`Brown Rudnick LLP
`7 Times Square
`New York, NY 10036
`Telephone: 212-209-4800
`Facsimile: 212-209-4801
`Email: vrubino@brownrudnick.com
`
`
`
`
`
`
`
`

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