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`UNITED STATES PATENT AND TRADEMARK OFFICE
`___________________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________________________________________________________
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`FACEBOOK, INC.,
`Petitioner,
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`
`v.
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`WINDY CITY INNOVATIONS LLC,
`Patent Owner.
`
`
`
`
`
`Patent No. 8,694,657
`Issue Date: April 8, 2014
`Title: REAL TIME COMMUNICATIONS SYSTEM
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`
`
`____________________________________________________________
`
`SUPPLEMENTAL PATENT OWNER’S RESPONSE
`
`Case No. IPR2016-011591
`___________________________________________________________
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`
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`1 IPR2017-00659 has been joined with this proceeding.
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`i
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`TABLE OF CONTENTS
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`I.
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`II.
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`Page No(s).
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`INTRODUCTION ........................................................................................... 1
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`SUMMARY OF THE ’657 PATENT AND THE ALLEGED PRIOR
`ART ................................................................................................................. 2
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`III.
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`PROPER CONSTRUCTION OF DISPUTED TERMS ................................. 2
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`A.
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`Token ..................................................................................................... 2
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`B.
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`Database ................................................................................................ 2
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`IV. THE JOINED CLAIMS ARE VALID AND NON-OBVIOUS ..................... 2
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`A.
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`Claims 189 and 465 Are Valid and Non-Obvious ................................ 3
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`B.
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`Claims 203, 209, 215, 221, 477, 482, 487 and 492 Are Not
`Unpatentable .......................................................................................... 3
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`1.
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`2.
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`3.
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`“Software alternatives” ............................................................... 4
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`“wherein both of the client software alternatives…allow
`at least some of the participator computers to form at
`least one group” .......................................................................... 8
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`“wherein the determining whether the first user identity
`is censored includes determining that the first user
`identity is censored from the sending of the data
`presenting the [video / audio / graphic / multimedia]” ............... 9
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`V.
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`CONCLUSION .............................................................................................. 10
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`ii
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`I.
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`INTRODUCTION
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`Windy City Innovations LLC (“Patent Owner”) submits this supplemental
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`response to the newly-added ground in IPR2016-01159 (the “1159 IPR”) which
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`has been joined from IPR2017-00659 (the “659 IPR”).2 Particularly, Patent Owner
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`responds to Facebook Inc.’s (“Petitioner”) ground presented in its petition (’659
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`IPR, Paper 2) regarding claims 203, 209, 215, 221, 477, 482, 487 and 492 (the
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`“Joined Claims”) of U.S. Patent No. 8,458,245 (Ex. 1001, the “’245 Patent”). This
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`supplemental response is timely pursuant to the Board’s Amended Scheduling
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`Order (Original IPR, Paper No. 40).
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`Patent Owner respectfully submits that this supplemental response
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`demonstrates that the Joined Claims are not obvious over combinations based on
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`U.S. Patent No. 6,608,636 to Roseman (Ex. 1003, “Roseman”) for a number of
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`reasons. The Board should find that Petitioner has failed to establish by a
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`preponderance of the evidence the invalidity of each of the Joined Claims.
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`2 This response is intended to address Petitioner’s substantive arguments regarding
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`the grounds authorized for trial and is not intended to be any form of acquiescence
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`regarding the propriety of the Board’s joinder and institution decisions on these
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`grounds.
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`II.
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`SUMMARY OF THE ’657 PATENT AND THE ALLEGED PRIOR
`ART
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`Summaries of the ’657 Patent and each alleged prior-art reference have been
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`submitted in Patent Owner’s Response (Paper 22 at 5-8).
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`III. PROPER CONSTRUCTION OF DISPUTED TERMS
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`A. Token
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`Petitioner and the Board in its institution decision have both adopted a
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`construction of “token” as “piece of information associated with user identity.”
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`For the purpose of this Petition only, Patent Owner also adopts a similar
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`construction.
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`B. Database
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`For the reasons set forth in Patent Owner’s Response (Paper 22 at 8-12), a
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`database should be construed as “a collection of logically-related data which is
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`stored with persistence and associated tools for interacting with the data, such as a
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`DBMS.”
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`IV. THE JOINED CLAIMS ARE VALID AND NON-OBVIOUS
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`In arriving at an obviousness determination, the Board must sufficiently
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`explain and support the conclusions that the prior-art references disclose all the
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`elements recited in the Challenged Claims and a relevant skilled artisan not only
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`could have made, but would have been motivated to combine all the prior-art
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`references in the way the patent claims, and reasonably expected success. Pers.
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`2
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`Web Techs., LLC v. Apple, Inc., 848 F.3d 987, 994 (Fed. Cir. 2017).
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`The obviousness inquiry must exclude hindsight and avoid reading into the
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`prior art the patent’s teachings. Graham v. John Deere Co., 383 U.S. 1, 36 (1966).
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`A. Claims 189 and 465 Are Valid and Non-Obvious
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`The Joined Claims depend from independent claims 189 and 465. On March
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`31, 2017, Patent Owner submitted its Patent Owner’s Response regarding the
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`validity and non-obviousness of claims 189 and 465. (Paper 22) Accordingly, the
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`Joined Claims are valid and non-obvious for at least the reasons submitted in its
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`Patent Owner’s Response.
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`B. Claims 203, 209, 215, 221, 477, 482, 487 and 492 Are Not
`Unpatentable
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`Claims 203, 209, 215, 221, 477, 482, 487 and 492 each require the limitation
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`“wherein the computer system provides access via any of two client software
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`alternatives, wherein both of the client software alternatives allow respective user
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`identities to be recognized and allow at least some of the participator computers to
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`form at least one group in which members can send communications and receive
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`communications.” The prior art of record fails to disclose and/or suggest this
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`3
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`limitation in its entirety and thus the claims are valid and non-obvious. Ex. 20053
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`at ¶¶ 65-72.
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`1.
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`“Software alternatives”
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`First, the cited prior art fails to disclose and/or suggest “wherein the
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`computer system provides access via any of two client software alternatives.” In
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`its institution decision, the Board stated that the parties had not yet explicitly stated
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`what “two client software alternatives” means within the scope of the claims of the
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`’627 Patent. (Paper 7 at 33.) However, the Board declined to institute based on
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`Petitioner’s argument that “whisper mode” and “child rooms” constituted two
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`client software alternatives. (Paper 7 at 35.) The Board also identified the
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`following disclosure of the ’657 Patent that describes two client software
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`alternatives:
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`While platform controlled embodiments are within the scope of the
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`invention, it is particularly advantageous to have a platform independent
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`3 In an effort to control expenses, Petitioner refers back to the expert testimony set
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`forth in the previously-filed Declaration of Jaime G. Carbonell (Ex. 2005) for
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`supporting evidence. Even though Dr. Carbonell’s testimony may refer to different
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`claims, the underlying opinions and contents of the Declaration apply with equal
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`force to the corresponding subject matter of the Joined Claims.
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`4
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`embodiment, i.e. an embodiment that is byte code compiled.
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`Ex. 1001 at 4:32-35.
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`The Board addressed this claim limitation in the context of several other
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`Petitions for Inter Partes Review of the ’657 Patent, including IPR2016-01137, -
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`01138, -01146, and -01147. For example, in the -01137 decision Denying
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`Institution, the Board stated:
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`The challenged claims, however, require “both of the two client
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`software alternatives” to allow members in “at least one group . . . [to] send
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`communications and receive communications . . . wherein at least some of
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`the communications are received in real time via the Internet network.” See,
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`e.g., Ex. 1001, 21:29– 36 (emphases added).
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`IPR2016-01137, Paper No. 8 at 9 (emphasis in original).
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`The Roseman reference does not teach two client software alternatives that
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`send and receive communications in real time via the Internet network. Client
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`software, in the context of the ’657 Patent, is the software that communicates with
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`and accesses information on the coordinator computer. Roseman only discloses a
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`single type of client software, which is the embodiment described throughout the
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`specification and shown in the figures, e.g., Figure 9. This single embodiment of
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`software communicates with the host to receive “a common image” that is created
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`by the host. e.g., Ex. 1003 at 7:30-39. Roseman does not indicate how a second
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`5
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`alternative would be able to communicate with the host computer to receive the
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`common image or to interact with it. For example, a Telenet-based solution for
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`Roseman would likely not work in this context without GUI support. Ex. 2005 at
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`¶ 70. Moreover, Roseman’s disclosure of the “Windows Context” is not an
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`affirmative teaching of another client software alternative. Instead, Roseman
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`explicitly states that the context described throughout the disclosure has “presumed
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`that the local computers are utilizing Windows.” Ex. 1003 at 12:1-10. Even when
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`Roseman states that “the invention is not limited to systems utilizing these
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`particular environments,” one of ordinary skill in the art would not have
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`understood such a statement to be a disclosure of a second client software
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`alternative. Ex. 2005 at ¶ 70. Nor does Roseman indicate how any of its client
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`software could be modified so as to make second software alternative.
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`Petitioner and Dr. Lavian propose that “Windows and Macintosh” would
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`constitute two client software alternatives within the scope of the claims. In fact,
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`“Windows and Macintosh” are not client software, but are instead operating
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`systems. Ex. 2005 at ¶ 71. Dr. Lavian states that “it was well-known that
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`providing a software product for multiple computing platforms (e.g., Windows,
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`Macintosh, etc.) was desirable because it makes the software more commercially
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`attractive and increases the number of users who can use it.” Ex. 1002 at ¶119.
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`However, this statement, even if true, does not contradict the fact that Roseman
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`6
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`only discloses a single client software alternative. Moreover, Dr. Lavian admits
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`that it is not always possible to make the same software programs for different
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`operating systems. Ex. 2006 at 157:6:1-158:11. Accordingly, even if one were to
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`create Windows and Macintosh embodiments of the Roseman system, it would not
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`meet this claim limitation.
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`Further, a person of ordinary skill in the art would not be motivated to create
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`Windows and Macintosh implementations. Regarding the software itself, the ’657
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`Patent states that one of the software alternatives is utilizing Java with a byte-code
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`implementation. Java and byte-code are cross-platform solutions that can run on
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`both Windows and Macintosh. Indeed, the ’657 Patent itself states that byte code
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`compiled software is an example of a “platform independent embodiment.” Ex.
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`1001 at 4:33-35. The Board has stated that the Java embodiment is one of the two
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`software alternatives disclosed by the ’657 Patent. Accordingly, one of ordinary
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`skill in the art who was motivated to provide software that could work across
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`different platforms and operating systems would have been motivated to utilize a
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`single platform
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`independent software
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`implementation, such as a Java
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`implementation, and would not have been motivated to provide additional
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`alternatives to that cross-platform software. Ex. 2005 at ¶ 71. Dr. Lavian
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`confirmed that there was significant hype regarding Java in the 1996 time frame
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`which was part of “phenomena of the century.” Ex. 2006 at 135:7-13; 142:10-13.
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`7
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`Accordingly one of ordinary skill in the art at the time of the invention would not
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`even be motivated to create the Windows and Macintosh implementations.
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`Accordingly, Roseman does not render the claims of the ’657 Patent
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`obvious, either alone or in combination with the other cited references, because the
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`references do not teach or disclose providing two client software alternatives and
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`because the two client software alternatives in the context of the Joined Claims
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`would not have been obvious to one of ordinary skill in the art. Ex. 2005 at ¶¶ 65-
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`72.
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`2.
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`“wherein both of the client software alternatives…allow at
`least some of the participator computers to form at least one
`group”
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`Roseman fails to disclose and/or suggest “wherein both of the client
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`software alternatives…allow at least some of the participator computers to form at
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`least one group” as required by the Joined Claims. Submitting a two-sentence
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`explanation, one sentence for each alleged software alternative, Petitioner fails to
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`show that this portion of the limitation is met.
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`Citing to Roseman at 9:16-25, 15:6-9 & Fig. 17B, Petitioner asserts that the
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`first group can be a direct connection in Whisper Mode: “For example, a user of a
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`local computer that activates the Whisper Mode software creates a two member
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`group by selecting a particular party with whom to communicate.” Then citing to
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`Roseman, 10:18-23, 15:55-67 & Fig. 21B, Petitioner asserts that the second group
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`8
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`can be child rooms: “[a]s to the child-room software, a user of a local computer
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`who drags in other participants forms a group comprising those users.” This
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`application of Roseman is problematic for at least two reasons. Both child room
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`and whisper mode are common features to the same software and fail to address
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`that “both software alternatives” allow for the group-forming feature. (Ex. 2005 at
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`¶¶ 67-69.) To the extent that Petitioner relies on the interpretation that a feature is
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`a software alternative, which runs counter to the requirements of the claims, then
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`Petitioner is improperly relying on the child room as both a software alternative
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`and as a group. Id. The Petition and its corresponding expert declaration fail to
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`reconcile these issues. Accordingly, the Joined Claims are valid and non-obvious.
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`3.
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`“wherein the determining whether the first user identity is
`censored includes determining that the first user identity is
`censored from the sending of the data presenting the [video
`/ audio / graphic / multimedia]”
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`Claims 203, 209, 215, 221 depend from intermediate claims 202, 208, 214,
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`and 220, respectively. The intermediate claims require “wherein the determining
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`whether the first user identity is censored includes determining that the first user
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`identity is censored from the sending of the data presenting the [video / audio /
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`graphic / multimedia]”. Petitioner asserts only Roseman’s whisper-mode feature in
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`view of Lichty’s screening out of certain messages. But Lichty merely discloses
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`ignoring a user, not specifically excluding video, audio, graphic or multimedia
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`from being presented to a certain identity. (Ex. 2005 at ¶27) Lichty excludes a
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`9
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`user, not content or data from being presented. Id. This user-based “ignore”
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`approach conflicts with the understanding of a censorship according to a person of
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`ordinary skill in the art. (Ex. 2005 at ¶ 64) Accordingly, a person of ordinary skill
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`in the art would not have been motivated to combine Roseman with Lichty for the
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`purposes of censoring video, audio, graphic, and/or multimedia data.
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`Moreover, Petitioner’s assertion that the same reasoning from limitation
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`189[d] applies to the present limitations is incorrect for at least the reason that
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`189[d] fails to apply to the level of particularity of claims 202, 208, 214, and 220,
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`and thus Petitioner fails to address each and every limitation of the claims.
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`Accordingly, the cited prior art fails to disclose and/or suggest claims 202, 203,
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`208, 209, 214, 215, 220, and 221.
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`V. CONCLUSION
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`For the foregoing reasons, Patent Owner respectfully requests that the Board
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`confirm the validity of the Joined Claims.
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`Respectfully submitted,
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`Dated September 11, 2017
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`/Vincent J. Rubino/
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`Vincent J. Rubino, III (Reg. No. 68,594)
`Lead Counsel for Patent Owner
`Brown Rudnick LLP
`7 Times Square
`New York, NY 10036
`Telephone: 212-209-4800
`Facsimile: 212-209-4801
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`10
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`Email: vrubino@brownrudnick.com
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`Peter Lambrianakos (Reg. No. 58,279)
`Backup Counsel for Patent Owner
`Brown Rudnick LLP
`7 Times Square
`New York, NY 10036
`Tel: 212-209-4800
`Fax: 212-209-4801
`Email: plambrianakos@brownrudnick.com
`
`Alfred R. Fabricant
`(Admitted Pro Hac Vice)
`Brown Rudnick LLP
`7 Times Square
`New York, NY 10036
`Telephone: 212-209-4800
`Facsimile: 212-209-4801
`Email: afabricant@brownrudnick.com
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`
`
`Shahar Harel (Reg. No. 73,203)
`Backup Counsel for Patent Owner
`Brown Rudnick LLP
`7 Times Square
`New York, NY 10036
`Telephone: 212-209-4800
`Facsimile: 212-209-4801
`Email: sharel@brownrudnick.com
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`11
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`CERTIFICATE OF WORD COUNT
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`The undersigned hereby certifies that the portions of the above-captioned
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`Supplemental Patent Owner’s Response has 2,116 words in compliance with the
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`14,000 word limit set forth in 37 C.F.R. § 42.24. This word count was prepared
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`using Microsoft Word 2010.
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`September 11, 2017
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`Respectfully Submitted,
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` /Vincent J. Rubino/
`
`
`
`Vincent J. Rubino, III (Reg. No. 68,594)
`Lead Counsel for Patent Owner
`Brown Rudnick LLP
`7 Times Square
`New York, NY 10036
`Telephone: 212-209-4800
`Facsimile: 212-209-4801
`Email: vrubino@brownrudnick.com
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`CERTIFICATE OF SERVICE
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`A copy of the Supplemental Patent Owner’s Response has been
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`served on Petitioner at the correspondence of the Petitioner as follows:
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`By Email:
`Heidi L. Keefe (Reg. No. 40,673)
`hkeefe@cooley.com
`zpatdcdocketing@cooley.com
`COOLEY LLP
`ATTN: Patent Group
`1299 Pennsylvania Ave., NW, Suite 700
`Washington, DC 20004
`
`By Email:
`Andrew C. Mace (Reg. No. 63,342)
`amace@cooley.com
`zpatdcdocketing@cooley.com
`COOLEY LLP
`ATTN: Patent Group
`1299 Pennsylvania Ave., NW, Suite 700
`Washington, DC 20004
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`September 11, 2017
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`By Email:
`Phillip E. Morton (Reg. No. 57,835)
`pmorton@cooley.com
`zpatdcdocketing@cooley.com
`COOLEY LLP
`ATTN: Patent Group
`1299 Pennsylvania Ave., NW, Suite 700
`Washington D.C. 20004
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` /Vincent J. Rubino/
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`Vincent J. Rubino, III (Reg. No. 68,594)
`Lead Counsel for Patent Owner
`Brown Rudnick LLP
`7 Times Square
`New York, NY 10036
`Telephone: 212-209-4800
`Facsimile: 212-209-4801
`Email: vrubino@brownrudnick.com
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