`
`Page 1
` UNITED STATES PATENT AND TRADEMARK OFFICE
` BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`APPLE, INC., )
` )
` Petitioner, )
` )
` vs. ) No. IPR2016-01135
` )
`PARTHENON UNIFIED MEMORY )
`ARCHITECTURE LLC, )
` )
` Patent Owner. )
`___________________________ )
`
` DEPOSITION OF ROBERT P. COLWELL, Ph.D.
` Menlo Park, CA
` Monday, February 27, 2017
` 1:30 p.m.
`
`Reported by: SUSAN F. MAGEE, RPR, CCRR, CLR
`CSR No. 11661
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`PUMA Exhibit 2012
`APPLE v. PUMA, IPR2016-01135
`Page 1 of 25
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`ROBERT P. COLWELL
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`Page 2
`
` UNITED STATES PATENT AND TRADEMARK OFFICE
` BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`APPLE, INC., )
` )
` Petitioner, )
` )
` vs. ) No. IPR2016-01135
` )
`PARTHENON UNIFIED MEMORY )
`ARCHITECTURE LLC, )
` )
` Patent Owner. )
`___________________________ )
`
` DEPOSITION OF ROBERT P. COLWELL, Ph.D. taken on
` behalf of Patent Owner at FEINBERG, DAY,
` ALBERTI & THOMPSON LLP, 1600 El Camino Real,
` Suite 280, Menlo Park, CA 94025, beginning at
` 1:30 p.m. and ending at 1:50 p.m. on Monday,
` February 27, 2017, before Susan F. Magee, RPR,
` CCRR, CLR, Certified Shorthand Reporter
` No. 11661.
`
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`PUMA Exhibit 2012
`APPLE v. PUMA, IPR2016-01135
`Page 2 of 25
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`ROBERT P. COLWELL
`
`Page 3
`
`APPEARANCES:
` For the Petitioner:
` FEINBERG, DAY, ALBERTI & THOMPSON LLP
` DAVID ALBERTI, ESQ.
` YAKOV "JAKE" ZOLOTOREV, ESQ.
` 1600 El Camino Real
` Suite 280
` Menlo Park, CA 94025
` (650) 618-4361
` dalberti@feinday.com
` yzolotorev@feinday.com
`
` HAYNES and BOONE, LLP
` MICHAEL S. PARSONS, ESQ.
` ADAM C. FOWLES, ESQ.
` CHRISTIAN B.E. HINES, ESQ.
` 2505 North Plano Road
` Suite 4000
` Richardson, TX 75082-4101
` (972) 739-8611
` michael.parsons@haynesboone.com
` adam.fowles@haynesboone.com
` christian.hines@haynes.boone.com
` //
`
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`PUMA Exhibit 2012
`APPLE v. PUMA, IPR2016-01135
`Page 3 of 25
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`ROBERT P. COLWELL
`
`Page 4
`
`APPEARANCES (continued):
` For the Patent Owner:
` AHMAD ZAVITSANOS ANAIPAKOS ALAVI MENSING
` JUSTIN CHEN, ESQ.
` 1221 McKinney
` Suite 2500
` Houston, TX 77010
` (713) 655-1101
` jchen@azalaw.com
`
` For HTC Corp. and HTC America, Inc.:
` SIDLEY AUSTIN LLP
` CURT HOLBREICH, ESQ.
` 555 California Street
` San Francisco, CA 94104
` (415) 772-7446
` cholbreich@sidley.com
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`PUMA Exhibit 2012
`APPLE v. PUMA, IPR2016-01135
`Page 4 of 25
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`ROBERT P. COLWELL
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`Page 5
`
` I N D E X
`DEPOSITION OF ROBERT P. COLWELL, Ph.D.
`
`EXAMINATION BY PAGE
`BY MR. CHEN 7
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`PUMA Exhibit 2012
`APPLE v. PUMA, IPR2016-01135
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`ROBERT P. COLWELL
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`Page 6
`
` E X H I B I T S
`NUMBER DESCRIPTION PAGE
`Exhibit 11 Declaration of Robert Colwell, Ph.D. 7
` Under 37 C.F.R. Subsection 1.68 (85
` pages)
`Exhibit 12 Parthenon Unified Memory Architecture 7
` LLC's Notice of Deposition of Robert
` P. Colwell, Ph.D. (3 pages)
`Exhibit 13 US Patent No. 5,001,625 (51 pages) 10
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`APPLE v. PUMA, IPR2016-01135
`Page 6 of 25
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`
`ROBERT P. COLWELL
`
`Page 7
` Menlo Park, CA, Monday February 27, 2017
` 1:30 p.m.
`
` ROBERT P. COLWELL, Ph.D.,
`having been administered an oath, was examined and
`testified as follows:
`
` MR. CHEN: So now I'd like to open the record
`for deposition in proceeding IPR2016-01135.
` (Exhibit 11, Declaration of Robert Colwell,
`Ph.D. Under 37 C.F.R. Subsection 1.68 (85 pages), was
`marked for identification by the court reporter and is
`attached hereto.)
`
` EXAMINATION BY MR. CHEN
`
` Q. You've been handed what's been marked as
`Exhibit 11, and Exhibit 11 is the declaration that you
`submitted in proceeding IPR2016-01135; is that correct?
` A. It doesn't say that on the front, so I don't
`know.
` (Exhibit 12, Parthenon Unified Memory
`Architecture LLC's Notice of Deposition of Robert P.
`Colwell, Ph.D. (3 pages), was marked for identification
`by the court reporter and is attached hereto.)
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`ROBERT P. COLWELL
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`Page 8
`
` BY MR. CHEN:
` Q. You've been handed what's been marked as
`Exhibit 12, and Exhibit 12 is a deposition notice;
`right?
` A. Right.
` Q. And have you seen this before?
` A. No.
` Q. I'll notice in the middle it has the Case No.
`IPR2016-01135.
` Do you see that?
` A. I do.
` Q. And under that it says Patent 5,812,789.
` Do you see that?
` A. Yes.
` Q. And your declaration, which is Exhibit 11
`concerns that same patent; right?
` A. Right.
` Q. So is Exhibit 11 declaration that you submitted
`in proceeding IPR2016-01135?
` A. Is that a question?
` Q. Yeah.
` A. Yes, I agree.
` Q. Okay. If you'll take a look at the back of
`this declaration, is that your signature on page 85?
` A. It is.
`
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`APPLE v. PUMA, IPR2016-01135
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`ROBERT P. COLWELL
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`Page 9
` Q. And you read this declaration carefully before
`signing it?
` A. Yes.
` Q. And did you write everything in this
`declaration?
` A. I -- it's the same answer as before. I
`probably didn't write every word.
` Q. So you wrote some words but not all the words
`of this declaration; is that correct?
` A. I certainly wrote some of them. I don't think
`I wrote them all.
` Q. And you had a chance to review and revise this
`declaration before you signed it?
` A. Repeatedly, sure.
` Q. And everything in here is accurate as far as
`you know?
` A. Yeah. As far as I know this is right.
` Q. And do you remember how long it took you to
`prepare this declaration?
` A. No. Same as before. It's too long ago. I
`don't remember.
` Q. And did you discuss this declaration with
`anyone other than Apple's counsel?
` A. Nope. That was it.
` Q. Did anyone tell you what should or not be in
`
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`APPLE v. PUMA, IPR2016-01135
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`ROBERT P. COLWELL
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`Page 10
`
`your declaration at any point?
` A. Well, I remember discussing the sections that
`need to be there to make the document a coherent whole,
`but I don't remember anything being -- I don't remember
`being instructed that something has to stay out. That
`didn't happen.
` Q. And did you rely on anything for this
`declaration that's not cited in the declaration?
` A. No, I don't think so.
` (Exhibit 13, US Patent No. 5,001,625 (51
`pages), was marked for identification by the court
`reporter and is attached hereto.)
` BY MR. CHEN:
` Q. You've been handed what's been marked as
`Exhibit 13, and Exhibit 13 is the Thomas reference;
`right?
` A. Yes.
` Q. And it's also been identified as Exhibit 1007
`in this proceeding; correct?
` A. Correct.
` Q. If you look at column 16, and starting at line
`2 it says, "Thus, providing a duplex functioning of the
`system bus by allowing memory read transfers and data
`returns to take place on the same bus cycle."
` Do you see that?
`
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`APPLE v. PUMA, IPR2016-01135
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`ROBERT P. COLWELL
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`Page 11
`
` A. I do.
` Q. So is there a maximum amount of information
`that the bus in Thomas can transfer during one bus
`cycle?
` A. Sure.
` Q. And is there a name for that maximum amount of
`information?
` A. People -- well, depends on what you mean.
`There -- people will refer to peak bus bandwidth.
`That's -- but in the case of Thomas, you may have
`multiple different accesses traversing the bus at the
`same time. The bus peak bandwidth doesn't change, but
`the bus bandwidth that they're experiencing is different
`because they're only using a -- you know, they're using
`a piece of it rather than all of it.
` And there's also based on the way you asked the
`question, I mean, you could have -- there -- there's a
`question of on any given instant what is the maximum
`bandwidth that the bus could be carrying, but there's
`also a concept of over some period of time what is the
`highest bandwidth that the bus could be carrying because
`that takes into account any overheads and the protocols
`and the arbitration and so on. So you might get a
`different answer depending on which one you meant.
` Q. What sort of time frame would you look at in
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`APPLE v. PUMA, IPR2016-01135
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`ROBERT P. COLWELL
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`Page 12
`order to determine what the peak bus bandwidth is?
` A. Well, if you meant instantaneous peak bus
`bandwidth, that's just how many wires are there and how
`fast are you clocking this thing. In effect, it's a
`never-to-exceed number. No one can ever get more than
`this out of the bus.
` But if you're asking, for example, you're
`writing an app, and you want to run this app on that
`system, and you want to know is that bus going to be a
`bottleneck or not to your app, under those conditions
`you actually don't care about instantaneous peak
`bandwidth. You care about what is the effective highest
`bandwidth that you can get to.
` So I don't know if there's an official term for
`that, but that's effective is to distinguish it from
`theoretical peak.
` Q. So if a bus unit in Thomas utilized the full
`bus, it would be able to hit that instantaneous peak bus
`bandwidth; is that correct?
` A. If -- say it one more time.
` Q. So if a bus unit in Thomas were utilizing the
`full bus, could it use that instantaneous peak bus
`bandwidth?
` A. Well, I believe the bus is what Thomas calls a
`quadword in width. And in column 13, line 17 he says --
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`APPLE v. PUMA, IPR2016-01135
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`ROBERT P. COLWELL
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`Page 13
`I assume it's a he. "Data transfers are a minimum of
`64-bit length and may be 128-bit (quadword) lengths."
` Since I think that's as wide as the bus is,
`that would be -- then the answer to your question would
`be yes, a single transfer can use the whole width of the
`bus.
` Q. And sort of a similar question.
` If a bus unit in Thomas is utilizing the full
`bus, it can use the effective peak bus bandwidth; is
`that correct?
` A. I don't remember at the moment how -- whether
`there's overhead imposed by the arbitration scheme, and
`I also don't remember whether the address is a separate
`bus or a separate set of wires or not. And why that
`matters is, if the address is on its own set of wires,
`then the full bandwidth of the data bus is available in
`theory on every clock cycle as long as the arbitration
`doesn't represent some overhead to that.
` But if -- so if the arbitration is such that it
`doesn't represent overhead and the address is done so
`that you can have overlap, the next address with the
`tail end of the previous data transfer, then -- I forgot
`your question. Then you can use the full peak bandwidth
`of the bus.
` Q. Right. So my question was just directed to the
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`APPLE v. PUMA, IPR2016-01135
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`ROBERT P. COLWELL
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`Page 14
`effective peak bus bandwidth, which I understood to mean
`that it would incorporate all of this arbitration
`overhead, so I guess I'll ask it again.
` If a bus unit in Thomas uses the full bus, can
`it utilize the full effective peak bus bandwidth?
` A. Well, it will always use effective. I
`understood your question to mean can -- could effective
`bandwidth ever be the same as peak bandwidth. That's
`not what you meant.
` Q. No, no.
` A. Sorry. I'm not tracking you yet.
` Q. Yeah. It's actually very similar to the first
`question.
` If a bus unit you're using the full bus, can
`you use the full effective peak bus bandwidth?
` A. I -- I guess I thought the terms as used by me
`moments ago, I -- what I intended to convey was there
`could be a difference between effective bandwidth and
`peak bandwidth. And if we're going to just communally
`decide or define effective peak bandwidth to mean the
`highest sustained bandwidth you can have, then that's
`what you would get.
` And if you had a single bus unit trying to get
`on a bus. And as it -- while it was using that bus,
`what it would get is the effective peak by that
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`APPLE v. PUMA, IPR2016-01135
`Page 14 of 25
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`ROBERT P. COLWELL
`
`Page 15
`definition, but I think we're making up a definition
`there that's not in here.
` Q. Yeah. Maybe my questions will make sense once
`I ask you the next question.
` So if a bus unit in Thomas uses half of the
`bus, can it use the full instantaneous peak bus
`bandwidth?
` MR. ALBERTI: Objection to form.
` THE WITNESS: Well, no. By definition if
`you're not using all of the data bits on a bus, then
`there's bandwidth available there that you're not --
`that you're leaving. You're leaving on the table, so
`you're going to experience less than peak theoretical
`bandwidth.
` BY MR. CHEN:
` Q. And in a situation where a bus is using half of
`the bus, would you expect the peak bus bandwidth that it
`can use to be half of the total peak bus bandwidth?
` A. Well, I would expect it to be no higher than
`that. Might be lower if there's additional overhead
`involved.
` Q. The bus in Thomas can perform multiple bus
`transactions simultaneously; is that correct?
` A. Yeah. I have that understanding.
` Q. When there are simultaneous bus transactions,
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`APPLE v. PUMA, IPR2016-01135
`Page 15 of 25
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`ROBERT P. COLWELL
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`Page 16
`each of the units involved in those transactions would
`only use half of the bus; is that correct?
` MR. ALBERTI: Objection to form.
` THE WITNESS: Well, the thing -- the
`specification text that I cited earlier from column 13,
`it says, The minimum is a double word, which is 64 bits,
`and the bus is quad word 128, so that's half, yeah. So
`I guess that's the minimum.
` BY MR. CHEN:
` Q. If you look at column 15, and around line 40 it
`says, "In the present embodiment, the BLREQA13P line 502
`and the BLREQD13P 504 line carry a two-bit signal to the
`bus arbiter 251, which is indicative of whether the
`requesting system unit is requesting system bus access
`to perform a full bus transfer or a half bus transfer,
`such as a memory read transfer or a data return
`transfer."
` Do you see that?
` A. I do.
` Q. And so the bus system in Thomas can support two
`bus transfers simultaneously; is that correct?
` A. I think that's right.
` Q. Can it support two full bus transfers
`simultaneously?
` A. No, because that -- a full bus transfer by
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`PUMA Exhibit 2012
`APPLE v. PUMA, IPR2016-01135
`Page 16 of 25
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`ROBERT P. COLWELL
`
`Page 17
`
`definition uses all the wires.
` Q. So the only situation where Thomas' bus can
`support simultaneous bus transactions is when both of
`the transactions are half bus transfers; is that
`correct?
` A. That's my understanding, yeah.
` Q. Does Thomas disclose real-time decoding?
` A. Thomas -- I think the answer is not directly.
`Thomas concentrates on sharing the bus resource among
`multiple agents on the bus, and he -- in his examples he
`refers to CPUs for those agents. He does point out, and
`as I said in my declaration, he points out that the bus
`is designed to support, in quotes, diverse applications,
`and I think it's a reasonable thing to assume that that
`means -- that could mean a real-time workload, but
`it's -- he doesn't directly -- he doesn't directly
`disclose that.
` MR. CHEN: All right. I'll pass the witness
`for this proceeding.
` MR. ALBERTI: Can we have a five-minute break?
` MR. CHEN: Yeah, sure.
` (Recess taken from 1:50 p.m. to 1:58 p.m.)
` MR. ALBERTI: We have no further questions.
` MR. CHEN: All right. We can close the record
`for this proceeding. I think we're done today.
`
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`APPLE v. PUMA, IPR2016-01135
`Page 17 of 25
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`ROBERT P. COLWELL
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`Page 18
`
` (TIME NOTED: 1:50 p.m.)
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`212-279-9424
`
`Veritext Legal Solutions
`www.veritext.com
`
`212-490-3430
`
`PUMA Exhibit 2012
`APPLE v. PUMA, IPR2016-01135
`Page 18 of 25
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`ROBERT P. COLWELL
`
`Page 19
`
` ACKNOWLEDGMENT OF DEPONENT
` I, ROBERT P. COLWELL, Ph.D., do hereby certify
`that I have read the foregoing transcript of my
`testimony taken on 2/27/17, and further certify
`that it is a true and accurate record of my
`testimony (with the exception of the corrections
`listed below):
`Page Line Correction
`____|_____|_________________|_________________
`____|_____|_________________|_________________
`____|_____|_________________|_________________
`____|_____|_________________|_________________
`____|_____|_________________|_________________
`____|_____|_________________|_________________
`____|_____|_________________|_________________
`____|_____|_________________|_________________
`____|_____|_________________|_________________
`____|_____|_________________|_________________
`____|_____|_________________|_________________
`____|_____|_________________|_________________
` __________________________________
` ROBERT P. COLWELL, Ph.D.
`
`SUBSCRIBED AND SWORN TO BEFORE ME
`THIS _____ DAY OF ____________, 20___.
`
`___________________ ______________________
`(NOTARY PUBLIC) MY COMMISSION EXPIRES:
`
`212-279-9424
`
`Veritext Legal Solutions
`www.veritext.com
`
`212-490-3430
`
`PUMA Exhibit 2012
`APPLE v. PUMA, IPR2016-01135
`Page 19 of 25
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`ROBERT P. COLWELL
`
`Page 20
` I, the undersigned, a Certified Shorthand
`Reporter of the State of California, do hereby certify:
` That the foregoing proceedings were taken
`before me at the time and place herein set forth; that
`any witnesses in the foregoing proceedings, prior to
`testifying, were administered an oath; that a record of
`the proceedings was made by me using machine shorthand
`which was thereafter transcribed under my direction;
`that the foregoing transcript is a true record of the
`testimony given.
` Further, that if the foregoing pertains to the
`original transcript of a deposition in a Federal Case,
`before completion of the proceedings, review of the
`transcript [ ] was [X] was not requested.
` I further certify I am neither financially
`interested in the action nor a relative or employee of
`any attorney or any party to this action.
` IN WITNESS WHEREOF, I have this date subscribed
`my name.
`Dated: March 2, 2017
`
` <%Signature%>
` Susan F. Magee, CSR No. 11661
` RPR, CCRR, CLR
`
`212-279-9424
`
`Veritext Legal Solutions
`www.veritext.com
`
`212-490-3430
`
`PUMA Exhibit 2012
`APPLE v. PUMA, IPR2016-01135
`Page 20 of 25
`
`
`
`[& - bus]
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`&
`& 2:15 3:3
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`1.68 6:4 7:11
`10 6:9
`1007 10:18
`11 6:3 7:10,18,18
`8:15,18
`11661 1:22 2:20
`20:24
`12 6:6 7:22 8:3,3
`1221 4:5
`128 13:2 16:7
`13 6:9 10:10,15,15
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`1600 2:15 3:6
`17 12:25
`1:30 1:16 2:17 7:2
`1:50 2:17 17:22
`18:1
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`2 10:22 20:20
`2/27/17 19:4
`20 19:23
`2017 1:15 2:18 7:1
`20:20
`2500 4:6
`2505 3:17
`251 16:13
`27 1:15 2:18 7:1
`280 2:16 3:7
`3
`3 6:8 7:24
`37 6:4 7:11
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`ROBERT P. COLWELL
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`618-4361 3:9
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`713 4:8
`739-8611 3:20
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`77010 4:7
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`able 12:18
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`19:1
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`action 20:16,17
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`alavi 4:3
`alberti 2:15 3:3,4
`15:8 16:3 17:20
`17:23
`allowing 10:23
`america 4:11
`amount 11:2,6
`anaipakos 4:3
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`13:4 17:8
`app 12:8,8,10
`appeal 1:2 2:2
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`4:1
`apple 1:5 2:5
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`13:12,17,19 14:2
`architecture 1:8
`2:8 6:6 7:23
`asked 11:16
`asking 12:7
`assume 13:1 17:14
`attached 7:13,25
`10:12
`attorney 20:17
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`Page 1
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`austin 4:12
`available 13:16
`15:11
`azalaw.com 4:9
`b
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`b 6:1
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`17:2,3,4,9,10,12
`
`212-279-9424
`
`Veritext Legal Solutions
`www.veritext.com
`
`212-490-3430
`
`PUMA Exhibit 2012
`APPLE v. PUMA, IPR2016-01135
`Page 21 of 25
`
`
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`[c - full]
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`c 3:15
`c.f.r. 6:4 7:11
`ca 1:14 2:16 3:8
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`clocking 12:4
`close 17:24
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`coherent 10:3
`column 10:21
`12:25 16:5,10
`colwell 1:13 2:13
`5:2 6:3,8 7:4,10
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`212-279-9424
`
`ROBERT P. COLWELL
`
`7:24 19:2,21
`commission 19:25
`communally 14:19
`completion 20:13
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`data 10:23 13:1,16
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`define 14:20
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`e 5:1 6:1
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`el 2:15 3:6
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`16:11
`employee 20:16
`esq 3:4,5,14,15,16
`4:4,13
`
`Veritext Legal Solutions
`www.veritext.com
`
`Page 2
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`examination 5:4
`7:15
`examined 7:5
`example 12:7
`examples 17:10
`exceed 12:5
`exception 19:6
`exhibit 6:3,6,9
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`10:15,18
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`f 1:21 2:18 20:24
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`20:3,5,9,11
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`francisco 4:15
`front 7:20
`full 12:17,22 13:8
`13:16,23 14:4,5,14
`
`212-490-3430
`
`PUMA Exhibit 2012
`APPLE v. PUMA, IPR2016-01135
`Page 22 of 25
`
`
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`[full - party]
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`14:15 15:6 16:15
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`functioning 10:22
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`given 11:18 20:10
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`identification 7:12
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`identified 10:18
`imposed 13:12
`incorporate 14:2
`indicative 16:13
`
`ROBERT P. COLWELL
`
`information 11:2
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`instant 11:18
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`12:2,11,18,22 15:6
`instructed 10:5
`intended 14:17
`interested 20:16
`involved 15:21
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`ipr2016-01135 1:7
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`making 15:1
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`p 1:13 2:13 5:2 6:8
`7:4,23 19:2,21
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`page 5:4 6:2 8:24
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`pages 6:5,8,9 7:11
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`park 1:14 2:16 3:8
`7:1
`parsons 3:14
`parthenon 1:8 2:8
`6:6 7:22
`party 20:17
`
`212-279-9424
`
`Veritext Legal Solutions
`www.veritext.com
`
`212-490-3430
`
`PUMA Exhibit 2012
`APPLE v. PUMA, IPR2016-01135
`Page 23 of 25
`
`
`
`[pass - text]
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`pass 17:18
`patent 1:1,2,9 2:1
`2:2,9,14 4:2 6:9
`8:12,16 10:10
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`quad 16:7
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`212-279-9424
`
`ROBERT P. COLWELL
`
`question 8:20
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`read 9:1 10:23
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`19:4 20:3
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`testimony 19:4,6
`20:10
`text 16:5
`
`Veritext Legal Solutions
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`
`212-490-3430
`
`PUMA Exhibit 2012
`APPLE v. PUMA, IPR2016-01135
`Page 24 of 25
`
`
`
`[theoretical - zolotorev]
`
`Page 5
`
`ROBERT P. COLWELL
`
`wrote 9:8,10,11
`x
`x 5:1 6:1 20:14
`y
`yakov 3:5
`yeah 8:21 9:17
`14:12 15:3,24
`16:7 17:6,21
`yzolotorev 3:11
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`zolotorev 3:5
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`theory 13:17
`thing 12:4 16:4
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`16:17,25
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`tx 3:19 4:7
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`u
`undersigned 20:1
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`17:1
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`utilizing 12:21
`13:8
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`v
`vs 1:7 2:7
`w
`want 12:8,9
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`13:15 17:1
`witness 15:9 16:4
`17:18 20:18
`witnesses 20:5
`word 9:7 16:6,7
`words 9:8,8
`workload 17:15
`write 9:4,7
`writing 12:8
`
`212-279-9424
`
`Veritext Legal Solutions
`www.veritext.com
`
`212-490-3430
`
`PUMA Exhibit 2012
`APPLE v. PUMA, IPR2016-01135
`Page 25 of 25
`
`