throbber
DOCKET NO.: BMS-2856
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`PATENT
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`DOCKET NO.: BMS-2856
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`PATENT
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`Total Assignments: 1
`Patent 3: §‘.2iZ§Z
`APP|lcatlon 3: Q92§ill2
`Publication 8: USZfl_,,70Q1“4]1
`PCT 3: NONE
`Inventors: Jeffrey A. Robl, Richard B. Sulsky, David J. Augerl, David R. Maqnln, Lawrence G. Hamann, David A. Betebenner
`Title: Cvclopropyi-fused pyrrolldine-based inhibitors of dlpeptldyl peptidase IV and method
`
`Filing Dt: 02/16/2001
`
`Patent Assignment Abstract of Title
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`Recorded: 02/16/2001
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`Assignment: 1
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`Reel/Frame: fl
`Conveyance: ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
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`MARLA J. MAYHIAS
`FATENT DEPARTMENT
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`Asglgnee;
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`Issue Dt: 05/25/2002
`Pub Dt: 02/14/2002
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`Pages: 5
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`Mailed: 05/30/2001
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`Exec Dt: 02/13/2001
`Exec Dt: 02/13/2001
`Exec Dt: 01/14/2001
`Exec Dt: 02/13/2001
`Exec on 02/13/2001
`Exec Dt: 02/13/2001
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`Electronic Patent Application Fee Transmittal
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`
`
`Title of Invention:
`
`
`Cyclopropyl-Fused Pyrrolidine-Based Inhibitors Of Dipeptidyl Peptidase IV
`And Method
`
`
`
`
`
`
`First Named InventorlApplicant Name:
`
`Jeffrey A. Robl
`
`Attorney Docket Number:
`
`BMS-2856
`
`Reissue (Utility) Filing Fees
`
`
`——
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`
`
`
`
`
`
`
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`
`
`
` Miscellaneous-Filing:
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`_
`
`M FCHEB5
`
`1335133 09
`
`Patent-Appeals-and-Interference:
`
`'
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`(cid:54)(cid:88)(cid:81)(cid:16)(cid:36)(cid:80)(cid:81)(cid:72)(cid:68)(cid:79)(cid:16)(cid:44)(cid:51)(cid:53)(cid:21)(cid:19)(cid:20)(cid:25)(cid:16)(cid:19)(cid:20)(cid:20)(cid:19)(cid:23)(cid:16)(cid:3)(cid:40)(cid:91)(cid:17)(cid:3)(cid:20)(cid:19)(cid:19)(cid:25)(cid:15)(cid:3)(cid:51)(cid:68)(cid:85)(cid:87)(cid:3)(cid:20)(cid:15)(cid:3)(cid:83)(cid:17)(cid:3)(cid:27)(cid:25)(cid:3)(cid:82)(cid:73)(cid:3)(cid:21)(cid:24)(cid:28)
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`UNITED STATES DEPARTMENT OF COMMERCE
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`APPLICATION
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`GRP ART
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`13/308,658
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`12/01/2011
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`CONFIRMATION NO. 7781
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`FILING RECEIPT
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`llllllllllllllllllllllllllfllllllllllllllllllllllIll lllllllllll llllllllllllllllllllllllll
`00000005 337996
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`Date Mailed: 12/19/2011
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`Receipt is acknowledged of this reissue patent application. The application will be taken up for examination in
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`Title
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`Cyclopropyl-Fused Pyrrolidine-Based Inhibitors Of Dipeptidyl Peptidase IV And Method
`
`Preliminary Class
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMEVT OF COMMERCE
`United States Patent and Trademark Office
`Address. COMMISSIONER FOR PATENTS
`PO Box 1450
`A1exaJidria,Vi.1gr.nia 22313-1450
`WWVl.'.HSpt0.g0V
`
`IIIEEEHENNWEEIIIIIIIIEFNHEEMEIIIIIIEEENEWENEfifillllllfifiififififififiilll
`13/308,658
`12/01/2011
`Jeffrey A. Robl
`BMS—2856
`CONFIRMATION NO. 7781
`
`23377
`WOODCOCK WASH BU RN LLP
`cm came, 12TH FLOOR
`2929 ARCH STREET
`PHILADELPHIA, PA 19104-2891
`
`NOTICE
`
`lllllllllllllllllIllllIlllflllllllIllllllllllllllIll lllllllll I lllllllllllllllllllllllll
`ooooooo5 337997
`
`Date Mailed: 12/19/2011
`
`NOTICE OF INFORMAL APPLICATION
`
`This application is considered to be informal since it does not comply with the regulations for the reason(s)
`indicated below. The period within to correct the informalities noted below and avoid abandonment is set in the
`accompanying Office action.
`
`Items Required To Avoid Processing Delays:
`
`The item(s) indicated below are also required and should be submitted with any reply to this notice to avoid
`further processing delays.
`
`A new oath or declaration, identifying this application number, or, if appropriate, an application data
`sheet (37 CFR 1.76), is required. The oath or declaration does not comply with 37 CFR 1.63 in that it:
`
`- does not identify the residence (e.g., city and either state or foreign country) of each inventor.
`
`page 1 of 1
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`(cid:54)(cid:88)(cid:81)(cid:16)(cid:36)(cid:80)(cid:81)(cid:72)(cid:68)(cid:79)(cid:16)(cid:44)(cid:51)(cid:53)(cid:21)(cid:19)(cid:20)(cid:25)(cid:16)(cid:19)(cid:20)(cid:20)(cid:19)(cid:23)(cid:16)(cid:3)(cid:40)(cid:91)(cid:17)(cid:3)(cid:20)(cid:19)(cid:19)(cid:25)(cid:15)(cid:3)(cid:51)(cid:68)(cid:85)(cid:87)(cid:3)(cid:20)(cid:15)(cid:3)(cid:83)(cid:17)(cid:3)(cid:28)(cid:19)(cid:3)(cid:82)(cid:73)(cid:3)(cid:21)(cid:24)(cid:28)
`Sun-Amneal-IPR2016-01104- Ex. 1006, Part 1, p. 90 of 259
`
`0090
`0090
`
`

`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMEVT OF COMMERCE
`United States Patent and Trademark Office
`Address. COMMISSIONER FOR PATENTS
`,. Box 1450
`exaJidria,Vi.1gLnia 22313-1450
`WWVl.'.HSpt0.g0V
`
`APPLICATION NUMBER
`
`F ING OR 371 (C) DATE
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`13/308,658
`
`12/01/2011
`
`Jeffrey A. Robl
`
`BMS—2856
`CONFIRMATION NO. 7781
`
`23377
`WOODCOCK WASHBURN LLP
`cm cemne, 12TH FLOOR
`2929 ARCH STREET
`
`PHILADELPHIA, PA 19104-2891
`
`POA ACCEPTANCE LETTER
`
`lllllllllllllllllIllllIlllflllllllIllllllllllllllIlllllllllfllllllllllllllllllllllllllllll
`00000005 287 27
`
`Date Mailed: 12/19/2011
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 12/01/2011.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/da1y0n/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`(cid:54)(cid:88)(cid:81)(cid:16)(cid:36)(cid:80)(cid:81)(cid:72)(cid:68)(cid:79)(cid:16)(cid:44)(cid:51)(cid:53)(cid:21)(cid:19)(cid:20)(cid:25)(cid:16)(cid:19)(cid:20)(cid:20)(cid:19)(cid:23)(cid:16)(cid:3)(cid:40)(cid:91)(cid:17)(cid:3)(cid:20)(cid:19)(cid:19)(cid:25)(cid:15)(cid:3)(cid:51)(cid:68)(cid:85)(cid:87)(cid:3)(cid:20)(cid:15)(cid:3)(cid:83)(cid:17)(cid:3)(cid:28)(cid:20)(cid:3)(cid:82)(cid:73)(cid:3)(cid:21)(cid:24)(cid:28)
`Sun-Amneal-IPR2016-01104- Ex. 1006, Part 1, p. 91 of 259
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`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMEVT OF COMMERCE
`United States Patent and Trademark Office
`Addiess. COMMISSIONER FOR PATENTS
`,. Box 1450
`exandria, Vi.1gLnia 22313-1450
`WWVl.'.HSpt0.goV
`
`IIIEEEHENNWEEIIIIIIIIEENWEWEEIIIIIIEEENMEEEEEEMIIIIllfifiiififiififififiill
`13/308,658
`12/01/2011
`Jeffrey A. Robl
`BMS—2856
`CONFIRMATION NO. 7781
`
`46339
`BMS/WOODCOCK WASHBURN
`PATENT DEPARTMENT
`PO BOX
`PRINCETON, NJ 08543-4000
`
`POWER OF ATTORNEY NOTICE
`
`lllllllllllllllllIllllIllmllllllIllllllllllllllIlllllllllllllllllllllllllllllllllllllllll
`00000005 28707
`
`Date Mailed: 12/19/2011
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 12/01/2011.
`
`- The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`/da1y0n/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`(cid:54)(cid:88)(cid:81)(cid:16)(cid:36)(cid:80)(cid:81)(cid:72)(cid:68)(cid:79)(cid:16)(cid:44)(cid:51)(cid:53)(cid:21)(cid:19)(cid:20)(cid:25)(cid:16)(cid:19)(cid:20)(cid:20)(cid:19)(cid:23)(cid:16)(cid:3)(cid:40)(cid:91)(cid:17)(cid:3)(cid:20)(cid:19)(cid:19)(cid:25)(cid:15)(cid:3)(cid:51)(cid:68)(cid:85)(cid:87)(cid:3)(cid:20)(cid:15)(cid:3)(cid:83)(cid:17)(cid:3)(cid:28)(cid:21)(cid:3)(cid:82)(cid:73)(cid:3)(cid:21)(cid:24)(cid:28)
`Sun-Amneal-|PR2016-01104- Ex. 1006, Part 1, p. 92 of 259
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`
`DOCKET NO.: BMS-2856
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In Re Application of:
`
`Jeffrey A. Robl et al.
`
`Confirmation No.: 7781
`
`Application No.: 13/308,658
`
`Group Art Unit: 1629
`
`Filing Date: December 1, 2011
`
`Examiner:
`
`For: Cyclopropyl-Fused Pyrrolidine-Based Inhibitors Of Dipeptidyl Peptidase IV and
`
`Method
`
`Office of Initial Patent Examination
`
`Customer Service Center
`
`Commissioner for Patents
`
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`REQUEST FOR CORRECTED FILING RECEIPT
`
`1.
`
`Attached is a copy of the official filing receipt issued by the U.S. Patent and Trademark
`Office in connection with the above-referenced re-issue application for which issuance of
`a corrected filing receipt is respectfully requested. The requested changes are noted
`thereon, as well as listed below.
`
`2.
`
`There is an error with respect to the names and residences of the Applicants.
`
`(a) Please add the residence for applicant Jeffrey A. Robl which is Newtown, PA (US).
`
`(b) In addition to Jeffrey A. Robl, there are five additional names that should be listed as
`applicants and are listed in U.S. Patent No. 6,395,767 which is the subject of this re-issue
`application. Please add the names listed below:
`
`Richard B. Sulsky, West Trenton, NJ (US)
`David J. Augeri, Princeton, NJ (US)
`David R. Magnin, Hamilton, NJ (US)
`Lawrence G. Hamann, Cherry Hill, NJ (US)
`David A. Betebenner, Lawrenceville, NJ (US)
`
`(cid:54)(cid:88)(cid:81)(cid:16)(cid:36)(cid:80)(cid:81)(cid:72)(cid:68)(cid:79)(cid:16)(cid:44)(cid:51)(cid:53)(cid:21)(cid:19)(cid:20)(cid:25)(cid:16)(cid:19)(cid:20)(cid:20)(cid:19)(cid:23)(cid:16)(cid:3)(cid:40)(cid:91)(cid:17)(cid:3)(cid:20)(cid:19)(cid:19)(cid:25)(cid:15)(cid:3)(cid:51)(cid:68)(cid:85)(cid:87)(cid:3)(cid:20)(cid:15)(cid:3)(cid:83)(cid:17)(cid:3)(cid:28)(cid:22)(cid:3)(cid:82)(cid:73)(cid:3)(cid:21)(cid:24)(cid:28)
`Sun-Amneal-|PR2016-01104- Ex. 1006, Part 1, p. 93 of 259
`
`0093
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`

`
`DOCKET NO.: SYNT-3402 (00105-10PUS3)
`
`— 2 —
`
`PATENT
`
`Please charge any deficiency or credit any overpayment to Deposit Account No. 23-3050.
`
`/S. Maurice Valla/
`S. Maurice Valla
`
`Registration No. 43,966
`
`Date: January 3, 2012
`
`Woodcock Washburn LLP
`
`Cira Centre, 12th Floor
`2929 Arch Street
`
`Philadelphia, PA l 9 l 04-289 l
`Telephone: (215) 568-3 100
`Facsimile: (2l5) 568-3439
`
`(cid:54)(cid:88)(cid:81)(cid:16)(cid:36)(cid:80)(cid:81)(cid:72)(cid:68)(cid:79)(cid:16)(cid:44)(cid:51)(cid:53)(cid:21)(cid:19)(cid:20)(cid:25)(cid:16)(cid:19)(cid:20)(cid:20)(cid:19)(cid:23)(cid:16)(cid:3)(cid:40)(cid:91)(cid:17)(cid:3)(cid:20)(cid:19)(cid:19)(cid:25)(cid:15)(cid:3)(cid:51)(cid:68)(cid:85)(cid:87)(cid:3)(cid:20)(cid:15)(cid:3)(cid:83)(cid:17)(cid:3)(cid:28)(cid:23)(cid:3)(cid:82)(cid:73)(cid:3)(cid:21)(cid:24)(cid:28)
`Sun-Amneal-IPR2016-01104- Ex. 1006, Part 1, p. 94 of 259
`
`0094
`0094
`
`

`
`
`
`"
`. 1,,
`Va,“ My
`
`UNITED STATES DEPARTMENT OE COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`Alexandria, Virghia 22313-1450
`P.O.Box1450
`ww1\:uspl.o.gov
`
`APPLICATION
`NUMBER
`
`FILING or
`37 1 (c) DATE
`
`GRP ART
`UNIT
`
`FIL FEE RECD
`
`13/308,658
`
`12/01/2011
`
`1629
`
`2950
`
`23377
`WOODCOCK WASHBURN LLP
`
`gt;/;\/CFI§gI:iTFgl1E_,R1E2}gl FLOOR
`
`PHILADELPHIA, PA 19104-2891
`
`ATTY.DOCKET.NO
`
`BMS-2856
`
`TOT CLAIMS IND CLAIMS
`40
`3
`CONFIRMATION NO. 7781
`
`FILING RECEIPT
`
`nlllllllllllIllllllgllwllilwlwillliulylllllllllllllllllll
`
`Date Mailed: 12/19/2011
`
`Receipt is acknowledged of this reissue patent application. The application will be taken up for examination in
`due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`Applicant(s)
`
`£1
`Jeffrey A. Robl,—Resielenee—N9tPrévideeI;—— N‘*W‘°W“= PA (US)--
`Assignment For Published Patent Application
`Bristol~Myers Squibb Company, Princeton, NJ
`Power of Attorney: The patent practitioners associated with Customer Number 23377
`
`Domestic Priority data as claimed by applicant
`This application is a REI of 09/788,173 02/16/2001 PAT 6395767
`which claims benefit of 60/188,555 03/10/2000
`
`Foreign Applications (You may be eligible to benefit from the Patent Prosecution Highway program at the
`USPTO. Please see http://www.uspto.gov for more information.)
`
`If Required, Foreign Filing License Granted: 12/06/2011
`
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 13/308,658
`
`Projected Publication Date: None, application is not eligible for pre-grant publication
`
`
`
`
`
`
`
`Non-Publication Request: No
`
`Early Publication Request: No
`
`page 1 of 3
`
`5
`
` Richard B. Sulsky, West Trenton, NJ (US)
`David J. Augeri, Princeton, NJ (US)
`David R. Magnin, Hamilton, NJ (US)
`Lawrence G. Hamann, Cherry Hill, NJ (US)
`
`
`
`David A. Betebenner, Lawrencevi11e,NJ (US)
`
`
`
`/’’’'w“‘“"‘‘‘M,,a
`
`(cid:54)(cid:88)(cid:81)(cid:16)(cid:36)(cid:80)(cid:81)(cid:72)(cid:68)(cid:79)(cid:16)(cid:44)(cid:51)(cid:53)(cid:21)(cid:19)(cid:20)(cid:25)(cid:16)(cid:19)(cid:20)(cid:20)(cid:19)(cid:23)(cid:16)(cid:3)(cid:40)(cid:91)(cid:17)(cid:3)(cid:20)(cid:19)(cid:19)(cid:25)(cid:15)(cid:3)(cid:51)(cid:68)(cid:85)(cid:87)(cid:3)(cid:20)(cid:15)(cid:3)(cid:83)(cid:17)(cid:3)(cid:28)(cid:24)(cid:3)(cid:82)(cid:73)(cid:3)(cid:21)(cid:24)(cid:28)
`Sun-Amneal-|PR2016-01104- Ex. 1006, Part 1, p. 95 of 259
`
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`
`Title
`
`Cyc|opropyI—Fused Pyrrolidine-Based Inhibitors Of Dipeptidyl Peptidase IV And Method
`
`Preliminary Class
`
`514
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Government hotline at 1-866—999—HALT (1 —866—999-4158).
`
`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or n

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