UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________
`
`HONEYWELL INTERNATIONAL, INC.
`
`Petitioner
`
`v.
`
`ALLURE ENERGY, INC.
`
`Patent Owner
`_____________
`
`Case No. IPR2016-___
`Patent No. 8,509,954
`
`PETITIONER’S EXHIBIT NO. 1010
`
`

`
`11111111111111111111111111fIll111]111,11111111111111111111111111
`
`US008406933B2
`
`(12) United States Patent
`(12) United States Patent
`Nagel et al.
`Nagel et a1.
`
`(10) Patent No.: (cid:9)
`(10) Patent N0.:
`(45) Date of Patent: (cid:9)
`(45) Date of Patent:
`
`US 8,406,933 B2
`US 8,406,933 B2
`Mar. 26, 2013
`Mar. 26, 2013
`
`(54)
`(54) SYSTEMS AND METHODS FOR
`SYSTEMS AND METHODS FOR
`ESTIMATING THE EFFECTS OF A REQUEST
`ESTIMATING THE EFFECTS OF A REQUEST
`TO CHANGE POWER USAGE
`TO CHANGE POWER USAGE
`
`(75)
`Inventors: Paul E. Nagel, Draper, UT (US);
`(75) Inventors: Paul E. Nagel, Draper, UT (US);
`William B. West, Sandy, UT (U S)
`William B. West, Sandy, UT (US)
`
`Assignee: Control4 Corporation, Salt Lake City,
`(73)
`(73) Assignee: Control4 Corporation, Salt Lake City,
`UT (U S)
`UT (US)
`
`(*)
`( * ) Notice:
`Notice:
`
`Subject to any disclaimer, the term of this
`Subject to any disclaimer, the term of this
`patent is extended or adjusted under 35
`patent is extended or adjusted under 35
`U.S.C. 154(b) by 233 days.
`U.S.C. 154(b) by 233 days.
`
`App1.No.: 12/858,199
`(21)
`(21) Appl. No.: 12/858,199
`
`Filed:
`(22)
`(22) Filed: (cid:9)
`
`Aug. 17, 2010
`Aug. 17, 2010
`
`(65)
`(65) (cid:9)
`
`Prior Publication Data
`Prior Publication Data
`
`US 2011/0046806 Al (cid:9)
`US 2011/0046806 A1
`
`Feb. 24, 2011
`Feb. 24, 2011
`
`Related US. Application Data
`Related U.S. Application Data
`
`(60)
`Provisional application No. 61/234,963, ?led on Aug.
`(60) Provisional application No. 61/234,963, filed on Aug.
`18, 2009.
`18, 2009.
`
`(51)
`(51)
`
`Int. Cl.
`Int. Cl.
`(2006.01)
`G06F 19/00 (cid:9)
`(2006.01)
`G06F 19/00
`(52)
`(52) U.S. Cl. (cid:9)
` 700/286; 713/300
`US. Cl. ...................................... .. 700/286; 713/300
`(58)
`(58) Field of Classification Search (cid:9)
` 700/286,
`Field of Classi?cation Search ................ .. 700/286,
`700/291, 295; 713/300, 320; 719/318
`700/291, 295; 713/300, 320; 719/318
`See application ?le for complete search history.
`See application file for complete search history.
`
`(56)
`(56)
`
`References Cited
`References Cited
`
`U.S. PATENT DOCUMENTS
`U.S. PATENT DOCUMENTS
`7,877,235 B2 *
`1/2011 McConnell et al. (cid:9)
`
`702/188
`7,877,235 B2 *
`1/2011 McConnell et a1. ........ .. 702/188
`2003/0094610 Al *
`5/2003 Aoki et al. (cid:9)
`
`257/48
`2003/0094610 A1* 5/2003 Aoki et a1. .................... .. 257/48
`2003/0229900 Al
`12/2003 Reisman
`2003/0229900 A1 12/2003 Reisman
`2007/0053513 A1
`3/2007 Ho?berg
`2007/0053513 Al
`3/2007 Hoffberg
`2007/0239317 Al * 10/2007 Bogolea et al. (cid:9)
`
`700/276
`2007/0239317 A1* 10/2007 Bogolea et a1. ............. .. 700/276
`2007/0244604 Al * 10/2007 McNally (cid:9)
`
`700/291
`2007/0244604 A1 * 10/2007 McNally ...... ..
`700/291
`2008/0147465 Al * 6/2008 Raines et al. (cid:9)
`
`705/7
`2008/0147465 A1* 6/2008 Raines et a1. ................... .. 705/7
`2008/0177678 Al
`7/2008 Di Martini et al.
`2008/0177678 A1
`7/2008 Di Martini et a1.
`OTHER PUBLICATIONS
`OTHER PUBLICATIONS
`ZigBee Alliance, “ZigBee Speci?cation,” ZigBee Document
`ZigBee Alliance, "ZigBee Specification," ZigBee Document
`053474r17, Jan. 2008.
`053474r17, Jan. 2008.
`Leeds, David J., "The Smart Grid in 2010: Market Segments, Appli-
`Leeds, David J ., “The Smart Grid in 2010: Market Segments, Appli
`cations and Industry Players,” GTM Research, Jul. 2009.
`cations and Industry Players," GTM Research, Jul. 2009.
`International Search Report issued for International Patent Applica
`International Search Report issued for International Patent Applica-
`tion No. PCT/US2010/045913 on Oct. 6, 2010.
`tion No. PCT/US2010/045913 on Oct. 6,2010.
`International Preliminary Report on Patentability issued for Interna
`International Preliminary Report on Patentability issued for Interna-
`tional Patent Application No. PCT/US2010/045913 on Mar. 1, 2012.
`tional Patent Application No. PCT/US2010/045913 on Mar. 1, 2012.
`
`* cited by examiner
`* cited by examiner
`
`Primary Examiner — Kidest Bahta
`Primary Examiner * Kidest Bahta
`(74) Attorney, Agent, or Firm — Austin Rapp & Hardman
`(74) Attorney, Agent, or Firm * Austin Rapp & Hardman
`(57)
`ABSTRACT
`ABSTRACT
`(57)
`Systems and methods for estimating the effects of a request to
`Systems and methods for estimating the effects of a request to
`change power usage are described. Device data about one or
`change poWer usage are described. Device data about one or
`more devices may be received. User behavior data about past
`more devices may be received. User behavior data about past
`and anticipated user behavior may be received. Effects of a
`and anticipated user behavior may be received. Effects of a
`request to change power usage on a power grid may be esti-
`request to change poWer usage on a poWer grid may be esti
`mated using the device data and the user behavior data.
`mated using the device data and the user behavior data.
`Whether to send the request to change power usage may be
`Whether to send the request to change poWer usage may be
`determined based on the estimated effects.
`determined based on the estimated effects.
`
`44 Claims, 15 Drawing Sheets
`44 Claims, 15 Drawing Sheets
`
`100
`1
`- HVAC State (ON/OFF)
`/_-__
`0O
`= HvAc State (ON/OFF)
` - Inside Temp
`__________________ ~~\ //
`‘\—-\,
`= lnslde Temp
`90
`= Outside Temp
`90 -’
`‘g-
`“
`‘ ———— = Outs|de Temp
``s,
`
`119
`
`0
`
`77)
`\ F
`§% 80
`80
`cr) 0
`a) < o > (cid:9)
`0 E
`
`:gg
`
`70
`70- ...........
`
`HVAC ON
`HVAC ON
`
`. I - - - - ' ' '
`
`.
`
`. . . . I I . . . . . . I . . . . . I . . I . . . . . . . . . . . . . . . . . . . . . . . . . . . . I r . I . . r . . . . . . . . . I ..
`
`..
`
`117
`
`8
`115
`115
`
`.............
`
`\~‘\_
`
`..............
`
`HVAC OFF
`HVAC OFF
`1:00pm
`1200pr‘n
`
`2:00
`2200
`
`I
`3:00
`3200
`
`I
`4:00
`4200
`
`l
`5200
`5:00
`Tlme of Day
`Time of Day
`
`l
`6:00
`6200
`
`l
`7:00
`7200
`
`l
`8:00
`8200
`
`9:00
`9200
`
`\ 2
`
`100
`100
`
`80—
`
`/___\
`-
`/ ------------------ —_\ ,/
`‘\¢'\,\ -
`9O —
`3'9
`\\
`119 (cid:9)
`ss
`
`....
`
`- HVAC State (ON/OFF)
`= HVAC State (ON/OFF)
` = Inside Temp
`- f lnslde Temp
`= Outside Temp
`- Outslde Temp
`
`.....................
`e2
`70—
`S 117
`O E
`117
`8
`HVAC ON
`HVAC ON
`
`115
`115
`
`--
`
`\~~_--_-_
`..............
`
`HVAC OFF (cid:9)
`HVAC OFF
`1:00pm (cid:9)
`1:00pm
`
`2:00
`2:00 (cid:9)
`
`I
`3:00
`3:00 (cid:9)
`
`
`I
`4:00
`4:00
`
`I
`5:00
`5:00 (cid:9)
`Time of Day
`Time of Day
`
`6:00
`6:00
`
`l
`7:00
`7:00 (cid:9)
`
`I
`8:00
`8:00
`
`9:00
`9:00
`
`Honeywell Exhibit 1010, Page 1
`
`(cid:9)
`(cid:9)
`(cid:9)
`

`
`lualud °S n
`US. Patent
`
`Mar. 26, 2013
`
`Sheet 1 0f 15
`ST jo 1 PaliS
`
`Zll ££6`9017`8 Sf1
`US 8,406,933 B2
`
`100
`_.......• ..• ... _ ---------------
`90
`
`E029
`2.2m
`Q<>I H I-‘
`o2
`
`Q52.
`@2930 u ||||/,
`I. \l
`
`- HVAC State (ON/OFF)
`--- (cid:9)
`-
`- (cid:9)
`---...
`- = Inside Temp
`\--- = Outside Temp
`
`QEQP
`oEwE H .......... ..
`//\\'11
`\\\\. l
`||||||||||||||| |||M||||\
`O0
`
`II/
`....-... .
`
`/ l S
`
`%. ......................
`
`llllll 9
`
`.................................................................................................
`
`// a: 8 mm
`
`....... - (cid:9)
`
`..........................
`.. w ION M G
`tr
`
`115
`
`m:
`
`w 20 o<>z
`
`a)
`, --.
`u) as
`a)a) =.
`V) (cid:9)
`16)0 <
`0 > (cid:9)
`=
`HVAC ON
`
`80
`
`70
`
`= HVAC State (ON/OFF)
`_--... = Inside Temp
`.
``- --- = Outside Temp
`
`E029
`99w
`o<>_._ H I\
`
`„
`... -.A__
`
`...-- (cid:9)
`--
`- - 1
`-... (cid:9)
`- - -- _ _...-- (cid:9)
`
`QEQP
`2065 u .......... ..
`zfullll
`\\\ I I l | | ‘ l | I | | | | l \ I | l I I
`
`8E 8.25 H lll/
`\i/ w‘ l -\| 8
`
`// Q: m E
`
`x ..
`.... l8 s e
`
`I‘IIIII/
`.... . . . . . . . . . . . . . . . . . . . . . ..
`
`|..|.
`..............................................
`.. w low M G
`
`HVAC OFF
`1:00pm
`FIG. 1A
`100
`
`O8
`
`53% 5 6E
`
`90 -------- -S.
`119
`
`80—
`
`70—
`
`S
`117
`
`N:
`
`115
`
`m:
`
`w 20 Q<>I
`
`a)
`-ii)- co
`a) -(73 (cid:9)
`a) <0 g
`rn > (cid:9)
`=
`HVAC ON
`
`6:00
`
`7:00
`
`8:00
`
`9:00
`
`5:00
`Time of Day
`
`88 88 8§ 88 88 8% 88 8a E83
`
`4:00
`
`_ _ . _ _ _ k0 o<>I
`
`3:00
`
`2:00
`
`6:00
`
`7:00 (cid:9)
`
`8:00
`
`9:00
`
`5:00 (cid:9)
`Time of Day
`
`88 88 8x 88 8b 8% 8a 88 E83
`
`4:00 (cid:9)
`
`_ _ _ _ _ mmo
`o<>I
`
`3:00 (cid:9)
`
`
`2:00
`
`HVAC OFF (cid:9)
`1:00pm (cid:9)
`FIG. 1B
`
`5 m: .wE
`
`Honeywell Exhibit 1010, Page 2
`
`(cid:9)
`(cid:9)
`(cid:9)
`

`
`lualud °Sil
`US. Patent
`
`Mar. 26, 2013
`
`Sheet 2 0f 15
`ST Jo Z WIN
`
`Zll ££6`9017`8 Sf1
`US 8,406,933 B2
`
`•
`
`**
`
`i-- 100
`
`00? |\
`
`Home Area Network
`108
`
`{0362
`m2<
`@801
`
`%
`
`Network
`106
`
`FIG. 1C
`
`Utility System
`102
`
`E296
`2E5
`g
`
`Utility Management
`Console
`104
`
`28:00
`EmEmmmcmé
`355
`
`3
`
`Honeywell Exhibit 1010, Page 3
`
`

`
`lualud 'SI'
`
`ST Jo £ WIN
`
`Zll ££6`9017`8 Sf1
`
`120
`
`- Generation
`
`— = Threshold
`
`100 —
`
`= Consumption
`
`80-
`
`60—
`
`103
`
`7 (cid:9)
`105
`
`/
`
`40 —
`
`20—
`
`../
`•
`...........
`
`111
`
`, (cid:9)
`\
`
`,
`, , (cid:9)
`......./
`,
`
`FIG. 1D 0:00
`
`I (cid:9)
`3:00 (cid:9)
`
`I (cid:9)
`6:00 (cid:9)
`
`I (cid:9)
`9:00 (cid:9)
`
`I (cid:9)
`12:00 (cid:9)
`Time of Day
`
`I (cid:9)
`15:00 (cid:9)
`
`I (cid:9)
`18:00 (cid:9)
`
`I
`21:00
`
`24:00
`
`Honeywell Exhibit 1010, Page 4
`
`

`
`lualud °S n
`
`ST jo 17 PaliS
`
`Zll ££6`9017`8 Sf1
`
`200 Tht
`
`(cid:9).---'
`
`HAN Database
`216
`
`Utility Meter
`210a
`
`4 (cid:9)
`
`HAN 208a
`
`
`HAN
`
`Device2ia 4
`
`r (cid:9)
`I
`I (cid:9)
`I (cid:9)
`
`I II' (cid:9)
`I
`
`Third Party
`218a
`
`Third Party
`218b
`
`WAN
`206h
`
`t
`
`Power System
`202
`Power
`Management
`Console
`204
`
`Third Party
`218c
`
`HAN 208c
`
`HAN
`Device
`214c
`
`Home
`Network
`206e
`
`HAN
`Controller
`212b
`
`HAN
`Controller
`212c
`
`WAN
`206a
`
`HAN
`Controller
`212a
`
`I
`
`I
`
`HAN 208b
`Home
`Network
`206c
`
`HAN
`Device
`214b
`
`HAN
`Device
`214d
`
`1 1
`..1
`
`Utility
`Meter
`210b
`
`Ho e
`Network
`206d
`
`HAN
`Controller
`212d
`
`I
`I
`
`Home
`Network
`206f
`
`HAN 208d
`Home
`Network
`206
`
`Utility
`Meter
`210c
`
`FIG. 2
`
`Honeywell Exhibit 1010, Page 5
`
`(cid:9)
`

`
`lualud °Sil
`US. Patent
`
`Mar. 26, 2013
`CIOZ `9Z 'ARAI
`
`Sheet 5 0f 15
`ST Jo S WIN
`
`Zll ££6`9017`8 Sf1
`US 8,406,933 B2
`
`Video Devices
`314f
`
`$25G 89>
`
`him
`
`320
`?
`
`324,
`
`Control Devices
`314g
`
`32,v
`
`Intercom System
`Devices
`314h
`
`E996
`E0825
`
`$25G
`‘I
`
`Sim
`
`Audio Devices
`314d
`
`$0300
`o=uz<
`
`Pin
`
`0mm)“
`
`320
`
`HAN Controller
`312
`
`6:928
`z<I
`
`%
`
`308 Th4
`
`324
`
`4 (cid:9)
`
`0mm)“
`
`320
`
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`
`0mm)
`
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`Devices
`314e
`
`oamowvcmj
`
`$25G
`
`$3,
`
`Lighting Devices
`314a
`
`$256
`@5203
`
`mim
`
`Temperature Control
`Devices
`314b
`
`_o:co0
`239382.
`
`$25G
`
`Sim
`
`Security System
`Devices
`314c
`
`E296
`556mm
`
`$250
`
`03m
`
`Power Management
`Module
`314i
`
`FIG. 3
`
`m .QE
`
`Honeywell Exhibit 1010, Page 6
`
`

`
`lualud °Sil
`US. Patent
`
`Mar. 26, 2013
`CIOZ `9Z 'ARAI
`
`Sheet 6 0f 15
`ST JO 9 PatiS
`
`Zll ££6`9017`8 Sf1
`US 8,406,933 B2
`
`Optimizer Module 405
`
`HAN Data Collection
`Module
`430
`
`8.6260 ES z<I
`
`2282
`
`Q
`
`HAN Analysis Module
`434
`
`Scenario Generation
`Module
`440
`
`Power Management Console
`404
`
`98:00
`EmEommcmé
`626m
`
`Environmental Data
`Collection Module
`428
`
`Ema
`_mEoEcoL_>cm_
`
`2282
`6.6260
`
`Q
`
`Real-Time Grid Data
`Collection Module
`426
`
`BS 26 oeFaom
`
`9282
`8.6260
`
`Q
`
`Utility Historical Data
`Module
`432
`
`Real-Time Monitor
`Module
`436
`
`FIG. 4
`
`w .QE
`
`Prediction Module
`438
`
`2322
`cozsvwi
`
`Q
`
`Demand Response
`Module
`442
`
`owcoawom
`ucmEoQ
`
`2362
`
`§
`
`User Interface
`444
`
`momtBE 6%
`
`g
`
`Honeywell Exhibit 1010, Page 7
`
`

`
`lualud °Sil
`
`ST JO L WIN
`
`Zll ££6`9017`8 Sf1
`
`Browser
`
`----- (cid:9)
`
`•--------N.,‘ (cid:9)
`y-
`
`..---_,I
`
`F I G. 5
`
`-- (cid:9)
`
`-------„-_,-------1
`
`555 (cid:9)
`
`556a
`LI
`Max
`Conserve
`
`556b (cid:9)
`L-, (cid:9)
`Significant
`Conserve
`
`556c
`LI
`Modest
`Conserve
`
`Total Power Generation 546
`550-" Total
`100% I-- (cid:9)
`548a—" Gas/Coal
`28%
`Wind
`548bv Solar
`Biomass
`548cv Nuclear
`
`50%
`
`
`
`'
`
`22% 1--- (cid:9)
`
`Consumption by Type 552
`
`554av HVAC
`554bv
`H2OH20 HTR
`
`60%
`
`12%
`
`5%
`
`—\,,./----r—^,---..--.....,., (cid:9)
`
`
`
`Pool/Spa
`
`554cv
`554dv Freezer
`Dryer
`
`554e-/N
`554f ,/ Lights
`
`554gv Other
`
`10%
`
`1 0 %
`
`2%
`
`1%
`
`----"""--"--
`
`,---,_
`
`12.4
`
`-N___
`
`74.4
`
`14.9
`
` 6.2
`
`12.4
`
`558a 68
`, (cid:9)
`58b
`11
`, (cid:9)
`4
`
`558c (cid:9)
`
`, (cid:9)
`8
`, (cid:9)
`558e (cid:9) 9
`
`558d (cid:9)
`
`__.
`
`2.5
`
`558f (cid:9)
`
`1.2
`
`558g (cid:9)
`
`1
`
`1
`
`124
`
`102
`
`71
`
`13
`
`
`. (cid:9)
`•
`
`
`
`
` . (cid:9)
`
`
`
` . (cid:9)
`
`5
`
`10
`
`10
`
`2
`
`. (cid:9)
`
`73
`
`14
`
`5.5
`
`11
`
`11
`
`2.3
`
`
`
`
`
`
`
`
`
`1.2
`112.2
`
`1.2
`118.0
`
`Emergency Load Shed
`559
`
`Go Get 10MW
`560
`
`Max Conserve
`562a
`
`Significant Conserve
`562b
`
`Modest Conserve
`562c
`
`Honeywell Exhibit 1010, Page 8
`
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`

`
`lualud °Sil
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`CIOZ `9Z 'ARAI
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`ST JO g JaaliS
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`
`Receive device data about the type, geographic location, rate of
`power consumption, and current status of one or more devices
`
`663-1 (cid:9)
`
`664H Receive user behavior data about past responses to demand
`responses, time behaviors, and loads of one or more devices
`
`665 (cid:9)
`
`Receive power data about power generation in a power grid
`
`Estimate effects of a demand response in the power grid using
`the device data and the power data
`
`Send demand response?
`
`673 (cid:9)
`
`Send demand response
`
`FIG. 6
`
`Honeywell Exhibit 1010, Page 9
`
`

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`CIOZ `9Z 'ARAI
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`ST JO 6 PatiS
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`Types of consuming power
`775a
`
`Location of devices consuming power
`775b
`
`h
`I-
`
`Amount and time that power reduction is needed
`775c
`
`Price of power in different regions
`775d
`
`Weather conditions
`775e
`
`User preferences in devices consuming power
`775f
`
`Anticipated power consumption in the future
`775g
`
`Available stored stored power
`
`775h
`
`Historical effect of demand responses
`775i
`
`Type and amount of current power generation
`775j
`
`h
`h
`
`Ar--- 700
`
`Max Conserve (20%)
`756a
`
`—°1 (cid:9)
`
`I-
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`_01 Reduce pool consumption by 5%
`756b
`
`+1 Emergency Mandatory Conserve
`756c
`
`Generate
`Scenarios
`777
`
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`756d
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`
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`
`Scenario Scenario
`779
`
`Modest Conserve (5%)
`756e
`
`I-
`
`Price Conserve
`756f
`
`Send
`Demand
`Response
`781
`
`FIG. 7
`
`Honeywell Exhibit 1010, Page 10
`
`(cid:9)
`

`
`lualud °Sil
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`CIOZ `9Z 'ARAI
`
`ST Jo OI WIN
`
`Zll ££6`9017`8 Sf1
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`Home Area Network Controller 812
`
`Communication Module
`864
`
`Control Functions
`868
`
`HAN Preferences
`872
`
`User Interface
`866
`
`Data Collection Module
`870
`
`Cognitive Learning Module
`873
`
`Controller Database 874
`
`Device Record 876
`Device Data 877
`Learned Behavior Data 879
`House Load Coefficients
`880a
`
`Device Type 878a
`
`Current Status 878b
`
`Typical Device Load 880b
`
`Power Consumption 878c
`
`Device Preferences
`878d
`Past Customer Behavior
`878e
`
`Set Point Convergence
`Factors 880c
`Anticipated Power
`Consumption 880d
`
`Time Behaviors 880e
`
`Honeywell Exhibit 1010, Page 11
`
`

`
`lualud °S n
`US. Patent
`
`Mar. 26, 2013
`
`Sheet 11 0115
`ST jo H WIN
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`Zll ££6`9017`8 Sf1
`US 8,406,933 B2
`
`Gather data from one or more devices about the status, rate of
`power consumption and preferences of the device(s)
`
`"6 2E 639m 9: 50pm
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`
`Send the data to a power management console
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`FIG. 9
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`980
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`984
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`986
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`afloom
`
`Honeywell Exhibit 1010, Page 12
`
`

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`lualud °Sil
`US. Patent
`
`Mar. 26, 2013
`
`Sheet 12 0f 15
`ST Jo ZI JoolIS
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`Zll ££6`9017`8 Sf1
`US 8,406,933 B2
`
`Receive a request to decrease power consumption
`
`V
`Determine how to adjust the management of a device based on
`the request and device data
`
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`
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`Honeywell Exhibit 1010, Page 13
`
`

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`Daily
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`11370 1143 1139e
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`MAXIMUM CONSERVATION
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`Conserve
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`
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`1131c
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`1139b 1137f
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`
`Hot Water
`Heater 15%
`
`Other 12%
`
`Thermostat
`
`Heat I\4141a
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`1145a
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`Current Temp
`\,1141d
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`I ON N-1141e
`I OFF \-1141f
`FIG. 11
`
`113r_,9c1145b1137i
`Set Temp To:
`71°F
`
`Honeywell Exhibit 1010, Page 14
`
`(cid:9)
`

`
`lualud °Sil
`US. Patent
`
`Mar. 26, 2013
`CIOZ `9Z 'ARAI
`
`Sheet 14 0f 15
`ST jo pj WIN
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`Zll ££6`9017`8 Sf1
`US 8,406,933 B2
`
`User Interlace
`1296
`
`oomtog
`Low:
`
`wow“
`
`HAN Device 1214
`
`Communication Module
`1295
`
`User Device Preferences
`1298
`
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`
`FIG. 12
`
`NF .QE
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`Control Functions
`1297
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`Nam“
`
`Honeywell Exhibit 1010, Page 15
`
`

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`lualud °Sil
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`CIOZ `9Z 'ARAI
`
`ST Jo ST WIN
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`
`Computing Device/Electronic Device 1302
`
`Memory 1303
`
`Instructions 1304
`
`Data 1306
`
`FIG. 13
`
`Processor 1301
`I— Instructions 1304a 1
`
`Communication
`Interface 1307
`
`Input Device
`1309
`
`Other Components
`1315
`
`Network Interface
`1313
`
`Output Device
`1311
`
`Honeywell Exhibit 1010, Page 16
`
`

`
`US 8,406,933 B2
`US 8,406,933 B2
`
`1
`1
`SYSTEMS AND METHODS FOR
`SYSTEMS AND METHODS FOR
`ESTIMATING THE EFFECTS OF A REQUEST
`ESTIMATING THE EFFECTS OF A REQUEST
`TO CHANGE POWER USAGE
`TO CHANGE POWER USAGE
`
`RELATED APPLICATIONS
`RELATED APPLICATIONS
`
`5
`
`This application is related to and claims priority from US.
`This application is related to and claims priority from U.S.
`Provisional Patent Application Ser. No. 61/234,963, ?led
`Provisional Patent Application Ser. No. 61/234,963, filed
`Aug. 18, 2009, for “Systems and Methods for Estimating the
`Aug. 18, 2009, for "Systems and Methods for Estimating the
`Effects of a Request to Change Power Usage," with inventors 10
`Effects of a Request to Change PoWer Usage,” With inventors
`Paul E. Nagel and William B. West.
`Paul E. Nagel and William B. West.
`
`TECHNICAL FIELD
`TECHNICAL FIELD
`The present disclosure relates generally to electricity gen- 15
`The present disclosure relates generally to electricity gen
`eration. More speci?cally, the present disclosure relates to
`eration. More specifically, the present disclosure relates to
`estimating the effects of a request to change power usage.
`estimating the effects of a request to change poWer usage.
`
`BACKGROUND
`BACKGROUND
`
`20
`20
`
`In recent years, the price of electronic devices has
`In recent years, the price of electronic devices has
`decreased dramatically. In addition, the types of electronic
`decreased dramatically. In addition, the types of electronic
`components that can be purchased have continued to
`components that can be purchased have continued to
`increase. For example, DVD players, large screen TVs, multi
`increase. For example, DVD players, large screen TVs, multi-
`carousel CD and DVD players, MP3 players, video game
`carousel CD and DVD players, MP3 players, video game 25
`25
`consoles, and similar consumer electronic items have become
`consoles, and similar consumer electronic items have become
`more Widely available While continuing to drop in price.
`more widely available while continuing to drop in price.
`The decreasing prices and increasing types of electronic
`The decreasing prices and increasing types of electronic
`components have packed today’ s homes and businesses With
`components have packed today's homes and businesses with
`modern conveniences. As more of these components are sold, 30
`modern conveniences. As more of these components are sold,
`30
`the average household poWer consumption also increases.
`the average household power consumption also increases.
`Typical homes and businesses now include more power-con-
`Typical homes and businesses noW include more poWer-con
`suming devices than ever before. With the increasing
`suming devices than ever before. With the increasing
`demands for power, at times power consumption may
`demands for poWer, at times poWer consumption may
`approach the limit on the capacity to generate power. If the 35
`approach the limit on the capacity to generate poWer. If the
`35
`consumption gets too close to the upper limit on power gen-
`consumption gets too close to the upper limit on poWer gen
`eration capacity, power outages and/or disruptions, such as
`eration capacity, poWer outages and/or disruptions, such as
`blackouts and brownouts, may occur.
`blackouts and broWnouts, may occur.
`To avoid such power disruptions, a region may build infra-
`To avoid such poWer disruptions, a region may build infra
`structure to increase power generation. However, increasing 40
`structure to increase poWer generation. HoWever, increasing
`40
`power generation for a geographic region is often very expen-
`poWer generation for a geographic region is often very expen
`sive. Thus, it may be more cost effective to determine ways to
`sive. Thus, it may be more cost effective to determine Ways to
`decrease consumption at certain times. As such, there is a
`decrease consumption at certain times. As such, there is a
`need for improved systems and methods for decreasing poWer
`need for improved systems and methods for decreasing power
`consumption while limiting the adverse effects as much as 45
`consumption While limiting the adverse effects as much as
`45
`possible.
`possible.
`
`BRIEF DESCRIPTION OF THE DRAWINGS
`BRIEF DESCRIPTION OF THE DRAWINGS
`
`FIG. 1A is a chart illustrating one configuration of a system so
`FIG. 1A is a chart illustrating one con?guration of a system
`50
`using the directive model;
`using the directive model;
`FIG. 1B is a chart illustrating one configuration of a system
`FIG. 1B is a chart illustrating one con?guration of a system
`using the objective model;
`using the objective model;
`FIG. 1C is a block diagram illustrating one configuration of
`FIG. 1C is a block diagram illustrating one con?guration of
`a system for estimating the effects of a demand response; (cid:9)
`a system for estimating the effects of a demand response;
`FIG. 1D is a chart illustrating one configuration of a system
`FIG. 1D is a chart illustrating one con?guration of a system
`in which the present systems and methods may be used;
`in Which the present systems and methods may be used;
`FIG. 2 is a block diagram illustrating another con?guration
`FIG. 2 is a block diagram illustrating another configuration
`of a system for estimating the effects of a demand response;
`of a system for estimating the effects of a demand response;
`FIG. 3 is a block diagram illustrating a configuration of a 60
`FIG. 3 is a block diagram illustrating a con?guration of a
`60
`home area network (HAN);
`home area netWork (HAN);
`FIG. 4 is a block diagram illustrating one configuration of
`FIG. 4 is a block diagram illustrating one con?guration of
`a power management console;
`a poWer management console;
`FIG. 5 is a block diagram illustrating one configuration of
`FIG. 5 is a block diagram illustrating one con?guration of
`a screenshot on the power management console; (cid:9)
`a screenshot on the poWer management console;
`FIG. 6 is a flow diagram illustrating a method for estimat-
`FIG. 6 is a How diagram illustrating a method for estimat
`ing the effects of a demand response;
`ing the effects of a demand response;
`
`55
`55
`
`65
`65
`
`2
`2
`FIG. 7 is a How diagram illustrating another method for
`FIG. 7 is a flow diagram illustrating another method for
`estimating the effects of demand responses;
`estimating the effects of demand responses;
`FIG. 8 is a block diagram of a HAN controller;
`FIG. 8 is a block diagram of a HAN controller;
`FIG. 9 is a flow diagram illustrating a method for control-
`FIG. 9 is a How diagram illustrating a method for control
`ling a device using a HAN controller;
`ling a device using a HAN controller;
`FIG. 10 is a flow diagram illustrating a method for adjust-
`FIG. 10 is a How diagram illustrating a method for adjust
`ing the control of a device using a HAN controller;
`ing the control of a device using a HAN controller;
`FIG. 11 is a block diagram illustrating multiple con?gura
`FIG. 11 is a block diagram illustrating multiple configura-
`tions of a screenshot on the HAN controller;
`tions of a screenshot on the HAN controller;
`FIG. 12 is a block diagram of a HAN device; and
`FIG. 12 is a block diagram ofa HAN device; and
`FIG. 13 is a block diagram illustrating various components
`FIG. 13 is a block diagram illustrating various components
`that may be utilized in a computing device/electronic device.
`that may be utiliZed in a computing device/ electronic device.
`
`DETAILED DESCRIPTION
`DETAILED DESCRIPTION
`
`A method for estimating the effects of a request to change
`A method for estimating the effects of a request to change
`power usage is disclosed. Device data about one or more
`poWer usage is disclosed. Device data about one or more
`devices is received from a home area network. User behavior
`devices is received from a home area netWork. User behavior
`data about the devices is received. Effects on a power grid of
`data about the devices is received. Effects on a poWer grid of
`a request to change power usage are estimated using the
`a request to change poWer usage are estimated using the
`device data and the user behavior data. It is determined
`device data and the user behavior data. It is determined
`whether to send the request to change power usage based on
`Whether to send the request to change poWer usage based on
`the estimated effects.
`the estimated effects.
`In one configuration, power data about power generation in
`In one con?guration, poWer data about poWer generation in
`the power grid may be received. Effects on the power grid of
`the poWer grid may be received. Effects on the poWer grid of
`a request to change power usage may be estimated using the
`a request to change poWer usage may be estimated using the
`device data, the user behavior data, and the power data. Cus-
`device data, the user behavior data, and the poWer data. Cus
`tomer preferences about the devices may also be received.
`tomer preferences about the devices may also be received.
`Effects on the power grid of a request to change power usage
`Effects on the poWer grid of a request to change poWer usage
`may be estimated using the device data, the user behavior
`may be estimated using the device data, the user behavior
`data, and the customer preferences.
`data, and the customer preferences.
`The user behavior data may include one or more of the
`The user behavior data may include one or more of the
`following: past device responses to requests to change power
`folloWing: past device responses to requests to change poWer
`usage, typical behavior of the devices as a function of time,
`usage, typical behavior of the devices as a function of time,
`suggestions for reduction in poWer consumption, typical
`suggestions for reduction in power consumption, typical
`loads of the devices, typical loads of the house in which the
`loads of the devices, typical loads of the house in Which the
`devices reside, and anticipated poWer consumption of the
`devices reside, and anticipated power consumption of the
`devices.
`devices.
`The request to change power usage may not be sent based
`The request to change poWer usage may not be sent based
`on a determination that the request to change power usage
`on a determination that the request to change poWer usage
`should not be sent. Alternatively, the request to change power
`should not be sent. Alternatively, the request to change poWer
`usage may be sent using one or more of the following:
`usage may be sent using one or more of the folloWing:
`Z-Wave by Zensys, ZigBee Smart Energy (ZigBee SE), Zig
`Z-Wave by Zensys, ZigBee Smart Energy (ZigBee SE), Zig-
`Bee Home Automation (ZigBee HA), Global System for
`Bee Home Automation (ZigBee HA), Global System for
`Mobile communications (GSM), any of the HomePlug stan-
`Mobile communications (GSM), any of the HomePlug stan
`dards, Broadband over Power Lines (BPL), and Power Line
`dards, Broadband over PoWer Lines (BPL), and PoWer Line
`Communication (PLC).
`Communication (PLC).
`The device data may include one or more of the following:
`The device data may include one or more of the folloWing:
`device type, geographic location, power consumption, cur-
`device type, geographic location, poWer consumption, cur
`rent status, and anticipated power consumption. The power
`rent status, and anticipated poWer consumption. The poWer
`data may include one or more of the following: an amount of
`data may include one or more of the folloWing: an amount of
`power being generated in the power grid, sources of the power
`poWerbeing generated in the poWer grid, sources of the poWer
`being generated, sources of stored power, current weather
`being generated, sources of stored poWer, current Weather
`conditions, and the forecasted weather conditions.
`conditions, and the forecasted Weather conditions.
`The request to change power usage may be a request for
`The request to change poWer usage may be a request for
`reduced power consumption of one or more devices. The
`reduced poWer consumption of one or more devices. The
`request to change power usage may be sent to the home area
`request to change poWer usage may be sent to the home area
`network controller for the home area network controller to
`netWork controller for the home area netWork controller to
`send to one or more devices. Furthermore, the request to
`send to one or more devices. Furthermore, the request to
`change power usage may be sent to a utility meter that sends
`change poWer usage may be sent to a utility meter that sends
`it to the home area network controller that sends it to the
`it to the home area netWork controller that sends it to the
`devices.
`devices.
`In one configuration, the device data and the power data
`In one con?guration, the device data and the poWer data
`may be stored. Third parties may be allowed to access this
`may be stored. Third parties may be alloWed to access this
`stored device data and stored power data. Reports may be
`stored device data and stored poWer data. Reports may be
`generated based on the device data in order to assess the
`generated based on the device data in order to assess the
`health of the devices.
`health of the devices.
`
`Honeywell Exhibit 1010, Page 17
`
`(cid:9)
`

`
`US 8,406,933 B2
`US 8,406,933 B2
`
`4
`3
`3
`4
`In one configuration, estimating the effects of the request to (cid:9)
`to change power usage, device data, and customer prefer
`to change power usage, device data, and customer prefer-
`In one con?guration, estimating the effects of the request to
`change power usage may include estimating the change in (cid:9)
`change power usage may include estimating the change in
`ences. The instructions are also executable for adjusting the
`ences. The instructions are also executable for adjusting the
`revenue associated with the request to change power usage. (cid:9)
`management of the device based on the determining. The
`management of the device based on the determining. The
`revenue associated with the request to change power usage.
`Estimating the