throbber
Doc Code: PET.SPRE.ACX
`PTOlSBf25 (0?-09)
`Approved for use through 0".’l3'li'2012, OMB 0651-0031
`Doc Description: Petition for 12—month Accelerated Exam
`U.S. Patent and Trademark Office: Li. 3. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a coliection of information unless it displays a vaiid OMB controé number.
`
`PET|TlON TO MAKE SPECIAL UNDER ACCELERATED EXAMINATION PROGRAM
`
`Attorney Docket
`Number
`
`3928500020
`
`First Named
`inventor
`
`Kevm R‘ ‘mes
`
`Application Numbet (if Known)
`
`Titie of
`invention
`
`Energy Management System and Method
`
`APPLICANT HEREBY PETITIONS TO MAKE THE ABOVE-IDENTIFIED APPEJCATEON SPEC¥AL UNDER THE
`
`REVISED ACCELERATE8 EXAMINATION PROGRAM. See Instruction sheet on page 3.
`laims o the app Ication:
`a. The application must contain three (3) or fewer independent claims and twenty (20) or fewer total claims. The
`application may not contain any multiple dependent claims.
`
`2.
`
`3.
`
`b. Applicant hereby agrees not to separateiy argue the patentability of any dependent ciaim during any
`appeal in the appiication. Specifically, the applicant agrees that the dependent ciaims will be grouped together
`with and not argued separately from the independent claim from which they depend in any appeal brief filed in
`the application (3? CFR 4‘i.3?(c)(t)(vii)).
`
`c.
`
`The claims must be directed to a single invention.
`
`nterviews:
`Applicant hereby agrees to have (if requested by examiner):
`a. An interview (inciuding an interview before a first Office action) to discuss the prior art and any potential
`rejections or obiections with the intention of cianfying and possibly resolving all issues with respect to
`patentability at that time, and
`
`b.
`
`A telephonic interview to make an election without traverse if the Office determines that the claims are not
`obviously directed to a single invention.
`
`Freexamination §earch §tate-ment and Accelerated Examination §upport fiocumentz
`With this petition, appiicant is providing: a preexamination search statement, in compliance with the requirements
`set forth in item 8 of the instruction sheet, and an “accelerated examination support document” that includes:
`a. An information disclosure statement in compliance with 37' CFR 1.98 citing each reference deemed most
`ciosely related to the subject matter of each of the ciaims;
`
`b.
`
`c.
`
`For each reference cited, an identification of all the limitations of the claims that are disciosed by the
`reference specifying where the limitation is disclosed in the cited reierence;
`
`A detailed explanation of how each of the claims are patentable over the references cited with the
`particularity required by 37 CFR 1.1 ‘l1(b) and (c);
`
`d. A concise statement of the utiiity oi the invention as defined in each of the independent claims (unless the
`application is a design application);
`’
`
`e. An identification ofany cited references that may be disqualified as prior art under 35 USS. 103{c) as
`amended by the CREATE act; and
`
`f.
`
`A showing of where each limitation of the claims finds support under the first paragraph of 35 U.S.C.
`112 in the written description of the specification. If applicabte, the showing must also identify: (1) each means»
`(or step-) plus—function claim eiement that invokes consideration under 35 U.S.C. 112, lid; and (2) the structure,
`material, or acts that correspond to any means— (or step—) plus-function claim element that invokes
`consideration under 35 U.S.C. 112, {I6 if the application claims the benefit of one or more applications under
`title 35, United St ates Code, the showing must aiso include where each limitation of the claims finds support
`under the first paragraph of 35 USC. 112 in each such application in which such support exists.
`
`The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidenliaiily is governed by
`35 t}.S.C. 122 and 37’ CFR 1.11 and 1.14. This form is estimated to take 12 hours to complete, including gathering, preparing, and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or
`suggestions for reducing this burden, should be sent to the Chief information Officer, U.S, Patent and Trademark Office, U.S. Department of Commerce, PO. Box
`1450, Alexandria, VA 223134450. DO NOT SEND FE-IE5 OR COMPLETED FORMS To THIS ADDRESS. lfyou need assistance in completing the form, cal.‘
`1-800~PTO—9199 and select option 2.
`EFS Web 2.2.20
`
`

`
`PTOISBI28 (07-09;
`Doc Code: PET.SPRE.ACX
`’°‘PF”°"‘*°“'°T“5‘“*"°”9*‘ °7’3"2°‘2- OMB °55*‘°°3‘
`Dec Description: Petition for 12-month Acoelerated Exam
`U.S. Patent and Trademark Office: U. S. DEPAR'FMEi\ET OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PETITION TO MAKE SPECEAL UNDER ACCELERATED EXAM|NAT!ON PROGRAM
`
`Attorney Docket
`Number
`
`3928500020
`
`First Named
`inventor
`
`Kevin R lmes
`
`(Continued)
`
`Attachments:
`
`a. I Acceterated Examination Support Document (see item 3 above).
`
`
`to.
`
`A statement, in compliance with the tequtrements set torttn in item 8 of the instruction sheet. detailing the preexamieatio
`search which was conducted.
`
`
`
`I Information Disclosure Statement.
`
`Other (eg., a statement that the ciaimed subject matter is directed to environmental quality, energy, or
`countering terrorism (37 CPR 1.iO2(c)(2)).
`
`d.E
`
`See Exhibit A
`
`.....J
`
`
`
`2010-07-20
`
`36431
`
`
`
`
`Registration
`Number
`
`
`
`
`
`Fees: The following fees must be fiied electronicaliy via EFS or EFS-Web:
`
`The basic filing fee, search fee, examination fee. and application size fee (if required} under 37 CFR 1.16.
`
`Petition tee tzncier 37 CFR 1.17(it) — unless the petition is filed with a showing under 37 CFR i.102(c)(2).
`
`Signature:
`
`Ciick Remove if you wish to remove this signatory
`/JohnS.Aitz/
`
`
`
`Name
`
`(Print/Typed)
`
`Click Add it you wish to add additionai signatory
`
`liege: Signatures of all the inventors or assignees of record of the entire interest or their represenrati-re(s) are required in accordance with 37 CFR 1.33 and 10.18. Please
`see 37 CPR 1.4(d) for the form of the signature.
`
`EFS Web 2.2.20
`
`

`
`PTOISBIZB (antes)
`Doc Code: PET.SPRE,ACX
`Approved for use through 0773112012. OMB 0651-0031
`d Ex
`r
`_
`30¢ Desert
`tgoni petfmn f f 1
`am
`lJ.S. Patent and Trademark Office; U. 8. DEPARTMENT OF COMMERCE
`2 month Accela ate
`i
`O
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it displays a valid GMES control number.
`
`p
`
`instruction Sheet Petition to Make Special Under the Accelerated Examination
`
`A granta e petition must meet the following conditions:
`1. The petition to make special under the accelerated examination program must be filed with the application and accompanied by the
`fee set forth in 37‘ CFR 1.1?{h) or a statement that the claimed subject matter is directed to environmental quality, energy, or
`countering terrorism.
`
`2. The application must be a non-reissue utility or design application filed under 35 U.S.C. t11{a).
`
`3. The application must be filed electronically using the Office electronic filing system (EFS) or EFS—Web.
`
`4. The application must be complete under 37 CFR 1.51 and in condition for examination on tiling. For example, the application must be
`filed together with the basic filing fee, search fee, examination fee, and application size fee (if applicable), and an oath or declaration
`under 37 CFR 3.63.
`
`5. The application must contain three {(3) or fewer independent claims and twenty (20) or fewer total claims. The application may not
`contain any multiple dependent claims. The petition must include a statement that applicant will agree not to separately argue the
`patentability of any dependent claim during any appeal in the application. Specifically, the applicant is agreeing that the
`dependent claims will be grouped together with and not argued separately from the independent claim from whichthey depend in any
`appeal brief tiled in the application (3? C¥3R 41.3”f(c)(1)(vii)).
`
`6. The claims must be directed to a single invention. The petition must include a statement that applicant will agree to have a
`telephonic interview to make an election without traverse in a telephonic interview if the Office determines that all the claims are not
`directed to a single invention.
`
`7. The petition must include a statement that applicant will agree to have an interview (including an interview before a first Office action)
`to discuss the prior art and any potential rejections or objections with the intention of clarifying and possibly resolving all issues with
`respect to patentability at that time.
`
`8. At the time of filing, applicant must provide a statement that a preexamination search was conducted, including an identification of
`the field of search by United States class and subclass and the date of the search, where applicable, and, for database searches, the
`search logic or chemical structure or sequence used as a query, the name of the file or files searched and the database service, and
`the date of the search.
`a. This preexamination search must involve U.S. patents and patent application publications, foreign patent documents, and nonpatenl
`Etterature, unless the applicant can justify with reasonable certainty that no references more pertinent than those already
`identified are likely to be found in the eliminated source and includes such a justification with this statement.
`b. This preexaminatton search must be directed to the claimed invention and encompass all of the features of the independent claims,
`giving the claims the broadest reasonable interpretation.
`c. The preexarnination search must also encompass the disclosed features that may be claimed, in that an amendment to the claims
`(including any new claim} that is not encompassed by the preexamination search will be treated as l'lGl'l»~l’B5p0n5lVE‘ and will not be
`entered.
`d. A search report from a foreign patent office will not be accepted unless the search report satisfies the requirements set forth above.
`e. Any statement in support of a petition to make special must be based on a good taith belief that the preexamination search was
`conducted in compliance with these requirement. See 37 CFR 1.56 and 16.18.
`
`9. At the time of filing, applicant must provide in support of the petition an accelerated examination support document that includes:
`a. An information disclosure statement in compliance with 37 CFR 1.98 citing each reference deemed most closely
`related to the
`subject matter of each of the ciaimsg
`b. For each reference cited, an identification of all the limitations of the claims that are disclosed by the reference specifying
`where the Eirnitation is disclosed in the cited reference;
`c. A detailed explanation of how each of the claims are patentable over the references cited with the particuiarlty required by 37
`CFR t.111(b) and {c);
`d. A concise statement of the utility of the invention as defined in each of the independent claims (unless the application is a
`design application);
`e. An identification of any cited references that may be disqualified as prior an under 35 U.S.C. 103(c) as am ends (1 by the CREATE
`act: and
`f. A showing of where each limitation of the claims finds support under the first paragraph of 35 U.S.C. 112 in the written
`description of the specification. if applicable, the showing must also identify: (1) each rneans- (or step») plus-function claim
`element that invokes consideration under 35 U.S.C. 112, 118; and (2) the structure. material, or acts that correspond to any means-
`{or step—} plus-function claim element that invokes consideration under 35 U.S.C. 112, 136.
`if the application claims the benefit of
`one or more applications under title 35, United States Code, the showing must also include where each limitation of the claims
`finds support under the first paragraph of 35 U.S.C. 112 in each such application in which such support exists.
`For more information, see notice “Changes to Practice for Petitions in Patent Applications to Make Special and for Accelerated
`Examination" available on the USPTO web site at http://www.uspto.gov/web/office s/pac/dapp/ogsheet.htmi
`
`
`
`EFS Web 2.2.20
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 {F‘.L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to
`a patent application or patent. Accordingty, pursuant to the requirements of the Act, please be advised that:
`(1) the genera: authority for the coliection
`of this iniormation is 35 U.S.C. 2(b}(2); (2) furnishing of the information solicited is votuntary; and (3) the principal purpose for which the information is
`used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or patent.
`ifyou do not
`furnish the requested information, the U.S. Patent and Trademark Office may not be abie to process andfor examine your submission, which may result
`in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the foltowing routine uses:
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`The information on this form witl be treated confidentialty to the extent allowed under the Freedom of information Act {5 U.S.C. 552) and
`the Privacy Act (5 U.S.C. 552a}. Records from this system of records may be disclosed to the Department oftiustice to determine whether
`the Fr eedom of lniormation Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or
`administrative tribunal, inciuding disclosures to opposing counsel in the course of settiement negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request involving an
`individual, to whom the record pertains. when the individual has requested assistance from the Member with respect to the subject matter of
`the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in
`order to perform a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m}.
`
`A record related to an international Application filed under the Patent Cooperation Treaty in this system of records may be disclosed, as
`a routine use, to the international Bureau ofthe World tntellectuat Property Organization, pursuant to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security review
`(35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or bislher designee,
`during an inspection of records conducted by GSA as part of that agency's responsibitity to recommend improvements in records
`management practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure soatl be made in accordance with the
`GSA regulations governing inspection of records for this purpose, and any other retevant (i,e., GSA or Commerce} directive. Such disclosure
`shall not be used to make determinations about indivi duals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication ofthe application pursuant
`to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37'
`CFR 1.14, as a routine use, to the public if the record was tited in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a pubtistied application, an appiication open to public inspections or an issued
`patent.
`
`9.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforcement agency, if the
`USPTO becomes aware of a violation or potentiai violation of law or regulation.
`
`EFS Web 2.2.20
`
`

`
`EXHIBIT A
`
`Applicant:
`
`Kevin lines
`
`Attorney Docket No; 39285-00020
`
`Serial No;
`
`Not Assigned
`
`For:
`
`Filed:
`
`_ Energy System Management and Method
`
`Herewith
`
`PETITION TO MAKE SPECIAL
`
`Basis to for Petition to Make Special
`The basis of this petition to make special is that the claimed subject matter of the invention will
`materially contribute to the development and conservation of energy resources. This invention
`is directed to and materially contributes to the development of residential energy management by
`improving the systems consumers utilize to conserve energy.
`
`Bl.0OM'Fll':T.D 3928543 1014896
`
`

`
`PTOJSBI14 (11-08)
`Approved for use through 09/302010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`—
`—
`Application Data Sheet 37 CFR 1.76
`
`Atternev Deeket Number
`_
`_
`Aeeieet-en Number —
`
`document may be printed and included in a paper filed application.
`
`Title of Invention
`
`Energy Management System And Method
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`
`Secrecy Order 37 CFR 5.2
`
`D Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`A -
`
`- licant Information:
`
`A -
`
`- licant 1
`
`M
`
`Applicant Authority @|nventor OLegal Representative under 35 U_S_C_ 117
`Prefix Given Name
`Middle Name
`Mr.
`Kevin
`R.
`
`OParty of Interest under 35 U_S_C_ 118
`Family Name
`lmes
`
`Residence Information (Select One) @ US Residency O Non US Residency 0 Active US Military Service
`City | Austin
`Citizenship under 37 CFR 1.41(b) i
`
`Mailing Address of Applicant:
`
`
`
`Applicant 2
`OPar1y of Interest under 35 U_S_C_ 118
`Applicant Authority @lnventor OLegal Representative under 35 U_S_C_ 117
`Fe'""v "me
`E
`@ "me Name
`— Helieter
`2
`Residence Information (Select One) @ US Residency 0 Non US Residency 0 Active US Military Service
`
`Mailing Address of Applicant:
`
`
`
`All
`Inventors Must Be Listed - Additional
`Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`Correspondence Information:
`
`Enter either Customer Number or complete the Correspondence Information section below.
`
`For further information see 37 CFR 1.33(a). |:| An Address is being provided for the correspondence Information of this application.
`
`EFS Web 2.2.2
`
`

`
`PTOJSBI14 (11-08)
`Approved for use through 0913072010. OMB 0651-0032
`U.S. Patent and Trademark Olfice; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`39285-00020
`
`Application Number
`
`Energy Management System And Method
`Title of Invention
`
`
`Customer Number
`
`59582
`
`
`Emai'Add'e==s —
`
`Application Information:
`
`Title of the Invention
`
`Energy Management System And Method
`
`Attorney DocketNumber Small Entity Status Claimed
`Avv'icati°nTvpe
`Subiectiiatter
`Suggested Class (if any)
`
`Sub Class (If any)
`
`705
`
`
`
`Suggested Technology Center (if any)
`Total Number of Drawing Sheets (if any)
`Publication Information:
`
`Suggested Figure for Publication (if any) ‘
`
`|:| Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`Request N012 to Publish. I hereby request that the attached application not be published under 35 U.S.
`E) C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the subject of
`an application filed in another country, or under a multilateral international agreement, that requires publication at
`eighteen months after filing.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Enter
`either Customer Number
`or
`complete
`the
`Representative Name
`section
`below.
`If
`both
`are completed the Customer Number will be used for the Representative Information during processing.
`
`sections
`
`Please Select One:
`Customer Number
`
`59582
`
`@ Customer Number
`
`0 US Patent Practitioner O Limited Recognition (37 CFR 11.9)
`
`Domestic BenefitINationa| Stage Information:
`
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(0) or indicate National Stage
`entry from a PCT application. Providing this information in the application data sheet constitutes the specific reference required by
`35 U.S.C. 119(e) or 120, and 37 CFR 1.78(a)(2) or CFR 1.78(a)(4), and need not othenivise be made part of the specification.
`
`2009-0821
`
`Prior Application Status
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Filing Date (YYYY-MM-DD)
`
`61255678
`
`non provisional of
`
`2009-10-28
`
`Prior Application Status
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Filing Date (YYYY-MM-DD)
`
`EFS Web 2.2.2
`
`

`
`PTOJSBI14 (11-08)
`Approved for use through 09l30!2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`39285-00020
`
`Application Number
`
`Title of Invention
`
`Energy Management System And Method
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`
`by selecting the Add button.
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim benefit of foreign priority and to identify any prior foreign application for which priority is
`not claimed. Providing this information in the application data sheet constitutes the claim for priority as required by 35 U.S.C. 119(b)
`and 37 CFR 1.55(a).
`
`Application Number
`
`PCTUS1042589
`
`Parent Filing Date (YYYY-MM-DD)
`
`Priority Claimed
`
`2010-07-20
`
`@ Yes O No
`
`Add button.
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`
`Assignee Information:
`Providing this information in the application data sheet does not substitute for compliance with any requirement of part 3 of Title 37
`of the CFR to have an assignment recorded in the Office_
`
`Assi - nee 1
`
`If the Assignee is an Organization check here.
`
`|:|
`Fam"vN=-me
`Me Name
`‘fit:
`Mailing Address Information:
`
`
`
`——
`——
`——
`
`Additional Assignee Data may be generated within this form by selecting the Add
`button.
`
`Signature:
`
`A signature of the applicant or representative is required in accordance with 37 CFR 1.33 and 10.18. Please see 37
`CFR 1.4(d) for the form of the signature.
`
`Reeistrati°nNumber
`
`Signature
`
`[John S.Artzl
`
`Date (YYYY-MM-DD)
`
`2010-07-20
`
`EFS Web 2.2.2
`
`

`
`PTOJSBI14 (11-08)
`Approved for use through 09l30!2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`_
`_
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`39285-00020
`
`Application Number
`
`Energy Management System And Method
`Title of Invention
`
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
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`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to
`a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that:
`(1) the general authority for the collection
`of this information is 35 U.S.C. 2(b)(2); (2) furnishing ofthe information solicited is voluntary; and (3) the principal purpose for which the information is
`used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or patent.
`If you do not
`furnish the requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552)
`and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department of Justice to determine
`whether the Freedom of Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or
`administrative tribunal, including disclosures to opposing counsel in the course of settlement negotiations.
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`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request involving an
`individual, to whom the record pertains, when the individual has requested assistance from the Member with respect to the subject matter of
`the record.
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`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in
`order to perform a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as
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`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed,
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`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security
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`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or hislher designee,
`during an inspection of records conducted by GSA as part of that agency's responsibility to recommend improvements in records
`management practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the
`GSA regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Such
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`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuan
`to 35 U.S.C. 122(b) or issuance ofa patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to public inspections or an issued
`patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforcement agency, if the
`USPTO becomes aware of a violation or potential violation of law or regulation.
`
`EFS Web 2.2.2
`
`

`
`PTOi'SBIO8a (01-10)
`DOC code: [D3
`th
`df
`A
`n 071302012. OMB 0651-0031
`.
`.
`.
`.
`.
`U_S_ Patent and Traflgflfk O‘:E::eU_§_",39,EPARTMENT OF COMMERCE
`Doc description: Information Disclosure Statement (IDS) Filed
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Ar=r=i=ati°nNumber —
`Fiinsvate —
`
`
`
`-- Arwnit —( Not for submission under 37 CFR 1.99)
`—
`
`
`
`Examiner
`|nitia|*
`
`'
`
`Patent Number
`
`Kind
`Codel Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Co|umns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`6400956
`
`B1
`
`2002-06-04
`
`7343226
`
`B2
`
`2008-03-11
`
`Ehlers et al.
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`Add
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Examiner
`|nitia|*
`
`Publication
`Number
`
`Publication
`Kind
`Codet Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Co|umns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`20090083167
`
`A1
`
`2009-03-26
`
`Subbloie
`
`20090187499
`20100088261
`
`A1
`A1
`
`Mulderetal.
`2009-07-23
`2010-04-08
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`
`Country
`Code2 i
`
`Kind
`Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Co|umns,Lines
`where Relevant
`Passages or Relevant
`.
`Figures Appear
`
`EFS Web 2.1.17
`
`

`
`Ar=r='icati°nNumber —
`Fiinsvate —
`First Named Inventor
`Kevin R. lmes
`
`
`
`-- Mun” —( Not for submission under 37 CFR 1.99)
`
`
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner Cite
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc}, date, pages(s), volume-issue number(s},
`publisher, city and/or country where published.
`
`If you wish to add additional non-patent literature document citation information please click the Add button
`
`EXAMINER SIGNATURE
`
`|
`Date Considered
`Examiner Signature
`*EXAM|NER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`2 Enter office that issued the document, by the two-letter code (WIPO
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04.
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible.
`5 Applicant is to place a check mark here i
`English language translation is attached.
`
`EFS Web 2.1.17
`
`

`
`——
`
`( Not for submission under 37 CFR 1.99)
`
`39285-00020
`
`— A
`
`ttorney Docket Number
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate se|ection(s):
`
`CERTIFICATION STATEMENT
`
`|:|
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communicati

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