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` Paper No. 7
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` Filed: November 4, 2016
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`CISCO SYSTEMS, INC.,
`Petitioner,
`
`v.
`
`TQ DELTA, LLC,
`Patent Owner.
`____________
`
`Case IPR2016-01008
`Patent 8,238,412 B2
`____________
`
`
`Before SALLY C. MEDLEY, KALYAN K. DESHPANDE, and
`TREVOR M. JEFFERSON, Administrative Patent Judges.
`
`DESHPANDE, Administrative Patent Judge.
`
`
`
`
`DECISION
`Institution of Inter Partes Review
`37 C.F.R. § 42.108
`
`
`
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`IPR2016-01008
`Patent 8,238,412 B2
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`I.
`
`INTRODUCTION
`
`Cisco Systems, Inc. (“Petitioner”) filed a Petition requesting an inter
`
`partes review of claims 1‒8, 13, 14, 19, and 20 of U.S. Patent No. 8,238,412
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`B2 (Ex. 1001, “the ’412 patent”). Paper 2 (“Pet.”). TQ Delta, LLC (“Patent
`
`Owner”) filed a corrected Preliminary Response. Paper 7 (“Prelim. Resp.”).
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`We have jurisdiction under 35 U.S.C. § 314(a), which provides that an inter
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`partes review may not be instituted “unless . . . there is a reasonable
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`likelihood that the petitioner would prevail with respect to at least 1 of the
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`claims challenged in the petition.” After considering the Petition, the
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`Preliminary Response, and associated evidence, we conclude that Petitioner
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`has demonstrated a reasonable likelihood that it would prevail in showing
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`the unpatentability of claims 1‒8, 13, 14, 19, and 20 of the ’412 patent.
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`Thus, we authorize institution of an inter partes review of claims 1‒8, 13,
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`14, 19, and 20 of the ’412 patent.
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`A. Related Proceedings
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`
`
`Petitioner indicates that the ’412 patent is the subject of several
`
`proceedings. See Pet. 1. Petitioner also indicates that the ’412 patent is the
`
`subject of IPR2016-00430. Id. at 1‒2. Petitioner additionally indicates that
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`the ’412 patent is related to U.S. Patent No. 8,432,956 B2 and U.S. Patent
`
`No. 7,835,430 B2, which are the subject of IPR2016-00428 and IPR2016-
`
`00429. Id.
`
`B. The ʼ412 Patent (Ex. 1001)
`
`
`
`The ’412 patent discloses systems and methods for reliably
`
`exchanging diagnostic and test information between transceivers over a
`
`digital subscriber line in the presence of disturbances. Ex. 1001, 1:59‒62.
`
`The systems and methods include the use of a diagnostic link mode in the
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`IPR2016-01008
`Patent 8,238,412 B2
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`communication of diagnostic information from a remote terminal (RT)
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`transceiver or modem to the central office (CO) transceiver or modem,
`
`where either model transmits a message to the other modem to enter
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`diagnostic link mode. Id. at 2:60‒64, 3:34‒42. In diagnostic mode, the RT
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`modem sends diagnostic and test information as bits to the CO modem. Id.
`
`at 3:48‒53.
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`
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`Figure 1 illustrates the additional modem components associated with
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`the diagnostic link mode, and is reproduced below:
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`
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`Figure 1 illustrates a diagnostic mode system, where CO modem 200 and RT
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`modem 300 are connected via link 5 to splitter 10 for a phone switch, and a
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`splitter 30 for a phone 40. Id. at 4:58‒5:5. CO modem 200 includes CRC
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`checker 210, diagnostic device 220, and diagnostic information monitoring
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`device 220. Id. RT modem includes message determination device 310,
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`power control device 320, diagnostic device 330, and diagnostic information
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`storage device 340. Id.
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`Patent 8,238,412 B2
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`C. Illustrative Claim
`
`Petitioner challenges claims 1‒8, 13, 14, 19, and 20 of the ’412 patent.
`
`Pet. 7–55. Claims 1, 3, 5, 7, 13, 14, 19, and 20 are independent claims.
`
`Claims 2, 4, 6, and 8 depend from independent claims 1, 3, 5, and 7. Claims
`
`13 and 19 are illustrative of the claims at issue and are reproduced below:
`
`13. A communications system for DSL service comprising a
`first DSL transceiver capable of transmitting test information
`over a communication channel using multicarrier modulation
`and a second DSL transceiver capable of receiving the test
`information over the communication channel using multicarrier
`modulation comprising:
`
`a transmitter portion of the first transceiver capable of
`transmitting a message, wherein the message comprises one or
`more data variables that represent the test information, wherein
`bits in the message are modulated onto DMT symbols using
`Quadrature Amplitude Modulation (QAM) with more than 1 bit
`per subchannel and wherein at least one data variable of the one
`or more data variables comprises an array representing Signal
`to Noise ratio per subchannel during Showtime information;
`and
`a receiver portion of the second transceiver capable of
`
`receiving the message, wherein the message comprises the one
`or more data variables that represent the test information,
`wherein the bits in the message were modulated onto the DMT
`symbols using Quadrature Amplitude Modulation (QAM) with
`more than 1 bit per subchannel and wherein the at least one data
`variable of the one or more data variables comprises the array
`representing Signal to Noise ratio per subchannel during
`Showtime information.
`
`19. A communications system for DSL service comprising a
`first DSL transceiver capable of transmitting test information
`over a communication channel using multicarrier modulation
`and a second DSL transceiver capable of receiving the test
`information over the communication channel using multicarrier
`modulation comprising:
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`Patent 8,238,412 B2
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`a transmitter portion capable of transmitting a message,
`
`wherein the message comprises one or more data variables that
`represent the test information, wherein bits in the message are
`modulated onto DMT symbols using Quadrature Amplitude
`Modulation (QAM) with more than 1 bit per subchannel and
`wherein at least one data variable of the one or more data
`variables comprises an array representing power level per
`subchannel information; and
`
`a receiver portion capable of receiving the message,
`wherein the message comprises the one or more data variables
`that represent the test information, wherein bits in the message
`were modulated onto DMT symbols using Quadrature
`Amplitude Modulation (QAM) with more than 1 bit per
`subchannel and wherein at least one data variable of the one or
`more data variables comprises an array representing power
`level per subchannel information.
`
`Ex. 1001, 9:56–10:15, 11:63–12:21.
`
`D. The Alleged Grounds of Unpatentability
`
`The information presented in the Petition sets forth proposed grounds
`
`of unpatentability of claims 1‒8, 13, 14, 19, and 20 of the ’412 patent under
`
`35 U.S.C. § 103(a) as follows (see Pet. 7–55):1
`
`References
`
`Milbrandt,2 Hwang,3 and
`ANSI T1.4134
`
`Claims
`Challenged
`
`1‒8, 13, 14, 19, and 20
`
`
`1 Petitioner supports its challenge with the Declaration of Sayfe Kiaei, PhD.
`(Ex. 1009).
`2 U.S. Patent No. 6,636,603 B1; issued Oct. 21, 2003 (Ex. 1011)
`(“Milbrandt”).
`3 U.S. Patent No. 6,590,893 B1; issued July 8, 2003 (Ex. 1013) (“Hwang”).
`4 Network and Customer Installation Interfaces – Asymmetric Digital
`Subscriber Line (ADSL) Metallic Interface, AMERICAN NATIONAL
`STANDARDS INSTITUTION (ANSI) T1.413-1995 STANDARD (Ex. 1014)
`(“ANSI T1.413”).
`
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`II. ANALYSIS
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`A. Claim Construction
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`The Board interprets claims of an unexpired patent using the broadest
`
`reasonable construction in light of the specification of the patent in which
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`they appear. See 37 C.F.R. § 42.100(b); see Cuozzo Speed Techs., LLC v.
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`Lee, 136 S. Ct. 2131, 2142–46 (2016). Under the broadest reasonable
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`construction standard, claim terms are given their ordinary and customary
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`meaning, as would be understood by one of ordinary skill in the art in the
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`context of the entire disclosure. In re Translogic Tech., Inc., 504 F.3d 1249,
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`1257 (Fed. Cir. 2007).
`
`1. “Array”
`
`Petitioner argues that the ’412 patent specification uses the term
`
`“array” consistent with its ordinary meaning, which dictionaries define as an
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`“ordered collection of identical structures” or a “collection of data items . . .
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`[that are] arranged in a particular order or pattern and are all of the same
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`type.” Pet. 9 (quoting Ex. 1017, 71; Ex. 1018, 9). Accordingly, Petitioner
`
`argues that the term “array” should be construed to mean “an ordered
`
`collection of multiple data items of the same type.” Patent Owner argues
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`that “none of Petitioner’s proposed constructions are necessary in deciding
`
`whether or not to institute trial” and declines to propose a construction for
`
`this term. Prelim. Resp. 9.
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`We are persuaded by Petitioner, and, on this record, we interpret
`
`“array” to mean “an ordered collection of multiple data items of the same
`
`type.”
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`2. “Transceiver”
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`Petitioner argues that the term “transceiver,” under the broadest
`
`reasonable interpretation in light of the ’412 patent specification, includes “a
`
`device, such as a modem, with a transmitter and receiver.” Pet. 9‒10 (citing
`
`Ex. 1009, 24‒25; Ex. 1017, 913). Patent Owner argues that “none of
`
`Petitioner’s proposed constructions are necessary in deciding whether or not
`
`to institute trial” and declines to propose a construction for this term.
`
`Prelim. Resp. 9.
`
`We are persuaded by Petitioner, and, on this record, we interpret
`
`“transceiver” to mean “a device, such as a modem, with a transmitter and
`
`receiver.”
`
`3. “during Showtime”
`
`Petitioner argues that the ’412 patent specification describes an
`
`example of “during Showtime” as “the normal steady state transmission
`
`mode, or the like.” Pet. 8‒9 (citing Ex. 1001, 3:32‒34). Petitioner argues
`
`that “during Showtime” is a term of art in ADSL and in that art it means
`
`“each modem notifies its peer that it is ready to enter normal
`
`communications, known in the standard as ‘showtime.’” Id. (citing Ex.
`
`1019, 379). Accordingly, Petitioner argues that, under the broadest
`
`reasonable interpretation in light of the ’412 patent specification, “during
`
`Showtime” includes “during normal communications of an ANSI T1.413-
`
`compliant device.” Id. (citing Ex. 1009, 22). Patent Owner argues that
`
`“none of Petitioner’s proposed constructions are necessary in deciding
`
`whether or not to institute trial” and declines to propose a construction for
`
`this term. Prelim. Resp. 9.
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`We are persuaded by Petitioner, and, on this record, we interpret
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`“during Showtime” to mean “during normal communications of an ANSI
`
`T1.413-compliant device.”
`
`B. Obviousness of Claims 1‒8, 13, 14, 19, and 20 over
`Milbrandt, Hwang, and ANSI T1.413
`
`Petitioner contends that claims 1‒8, 13, 14, 19, and 20 of the ’412
`
`patent are unpatentable under 35 U.S.C. § 103(a) as obvious over Milbrandt,
`
`Hwang, and ANSI T1.413. Pet. 18–55. For the reasons discussed below,
`
`the evidence, on this record, indicates there is a reasonable likelihood that
`
`Petitioner would prevail in showing that claims 1‒8, 13, 14, 19, and 20 of
`
`the ’412 patent are unpatentable under 35 U.S.C. § 103(a) as obvious.
`
`1. Milbrandt (Ex. 1011)
`
`Milbrandt discloses a system and method for determining the transmit
`
`power of a communication device operating on digital subscriber lines.
`
`Ex. 1011, 1:20‒24. An example of the system is illustrated in Figure 1 as
`
`follows:
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`Figure 1 illustrates a communication system that provides both
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`telephone and data services. Id. at 4:4‒5. Communication system 10
`
`includes system management server 18 coupled to central offices 14, which
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`are coupled to several subscribers’ premises 12 using subscriber lines 16.
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`Id. at 4:6‒9. Database 22 stores subscriber line information 28 and
`
`communication device information 29 defining the physical and operating
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`characteristics of the subscriber lines 16 and communication devices 60. Id.
`
`at 4:9‒15. System management server 18 determines the data rate capacity
`
`of selected subscriber lines 16 using subscriber line information 28 stored in
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`database 22, and the optimal transmit power for a communication device
`
`operating on a subscriber line 16. Id. at 4:15‒21.
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`Modem 42 at subscriber premises 12 receives the data signal
`
`communicated by modem 60 and determines the subscriber line information
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`28, such as attenuation information, noise information, received signal
`
`power spectrum density, or any other information describing the physical or
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`operating characteristics of subscriber line 16 at the one or more sub-
`
`frequencies over which the connection between modem 60 and 42 is
`
`established. Id. at 11:38‒45. Modem 42 extrapolates subscriber line
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`information 28 to central office 14 over any achievable range of sub-
`
`frequencies using any suitable communication protocol. Id. at 4:45‒53.
`
`2. Hwang (Ex. 1013)
`
`Hwang discloses an adaptive transmission system used in a network.
`
`Ex. 1013, 1:6‒8. The system includes a computer network including
`
`network nodes capable of transmitting and receiving data over a channel
`
`using a transmitter and receiver. Id. at 5:1‒8. The computer network
`
`utilizes discrete multi-tone (DMT) technology to transmit data over the
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`channels. Id. at 5:12‒14. A DMT-based system utilizes 256 tones, where
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`each tone is capable of transmitting up to 15 bits of data on the tone
`
`waveform. Id. at 5:22‒24. If a channel characteristics are poor and the
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`receiving node is unable to receive the transmitted data without errors, the
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`transmitting node is able to adapt the transmission rate to ensure error-free
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`data is received. Id. at 7:3‒7.
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`3. ANSI T1.413 (Ex. 1014)
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`ANSI T1.413 discloses electrical characteristics of Asymmetric
`
`Digital Subscriber Line (ADSL) signals appearing at a network interface.
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`Ex. 1014, Abstract. ADSL allows for the provision of Plain Old Telephone
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`Service (POTS) and a variety of digital channels. Id. at 1. Digital channels
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`consist of full duplex low-speed channels and simplex high-speed channels
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`in the direction from the network to the customer premises, and low-speed
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`channels in the opposite direction. Id.
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`4. Analysis
`
`The evidence set forth by Petitioner indicates there is a reasonable
`
`likelihood that Petitioner will prevail in showing that claims 1‒8, 13, 14, 19,
`
`and 20 are unpatentable under 35 U.S.C. § 103(a) as obvious. Pet. 18–55.
`
`For example, the claim 19 preamble recites “a communications
`
`system for DSL service comprising” that includes “a first DSL transceiver
`
`capable of transmitting test information over a communication channel using
`
`multicarrier modulation” and “a second DSL transceiver capable of
`
`receiving the test information over the communication channel using
`
`multicarrier modulation.” Petitioner argues that Milbrandt discloses a
`
`“communication system [] that provides both telephone and data services to
`
`subscribers” and a “communication device that transmits and receives data
`
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`in [a] communication system [] using any suitable digital subscriber line
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`technology (xDSL).” Pet. 37‒38 (quoting Ex. 1011, 4:3‒4, 4:64‒67)
`
`(emphasis omitted). Petitioner also argues that Milbrandt discloses a modem
`
`that “transmits and receives data” and discloses measuring the values of the
`
`power spectrum density per sub-frequency and noise information per sub-
`
`frequency, which are the claimed “test information.” Id. at 18‒19 (quoting
`
`Ex. 1011, 4:64‒65; citing Ex. 1011, 11:20‒53, 12:65‒13:16, 16:40‒50).
`
`Petitioner further argues that Milbrandt discloses a central office modem that
`
`receives “communication using ADSL techniques that comply with ANSI
`
`Standard T1.413, such as discrete multi tone (DMT) modulation.” Id. at 30
`
`(quoting Ex. 1011, 9:58‒65). Petitioner further argues that Hwang discloses
`
`a “DMT signal is basically the sum of N independently quadrature amplitude
`
`modulated (QAM) signals, each carried over a distinct carrier frequency
`
`channel.” Id. at 19‒20 (quoting Ex. 1013, 2:67‒3:3).
`
`Claim 19 additionally recites “a transmitter portion capable of
`
`transmitting a message, wherein the message comprises one or more data
`
`variables that represent the test information.” Petitioner argues that
`
`Milbrandt discloses this limitation. Pet. 20‒21, 49‒50. Petitioner explains
`
`that Milbrandt discloses a “[m]odem [] comprises any suitable
`
`communication device that transmits and receives data.” Id. at 20 (quoting
`
`Ex. 1011, 4:64‒655) (emphasis omitted). Petitioner argues that Milbrandt
`
`discloses a modem that transmits data using any suitable communication
`
`
`5 Petitioner cites to Exhibit 1011 pages 64‒65. Pet. 20. We, however,
`understand this to be a typographical error, and understand that Petitioner
`intended to cite to Exhibit 1011 column 6 lines 46‒49, as evidenced by
`Petitioner’s citation on page 31 of the Petition.
`
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`protocols, and a person with ordinary skill in the art would have understood
`
`the modem can transmit a message using DMT and the message using DMT
`
`includes one or more data variables representing the subscriber line
`
`information. Id. at 20‒21 (citing Ex. 1011, 11:45‒54, 13:12‒15; Ex. 1009,
`
`53‒54, 56). Petitioner further argues that Milbrandt discloses “subscriber
`
`line information” that includes power spectrum density per sub-frequency Sf,
`
`attenuation information per sub-frequency Hf, and noise information per sub-
`
`frequency Nf, and it would have been obvious to a person with ordinary skill
`
`in the art that these values represent “one or more data variables.” Id. at 21
`
`(citing Ex. 1011, 11:31‒43, Ex. 1009, 56).
`
`Claim 19 also recites “wherein bits in the message are modulated onto
`
`DMT symbols using Quadrature Amplitude Modulation (QAM) with more
`
`than 1 bit per subchannel.” Petitioner argues that the combination of
`
`Milbrandt and Hwang discloses this limitation. Id. at 22‒23, 49‒50.
`
`Petitioner contends that Milbrandt discloses communicating using DMT
`
`modulation, where “DMT technology divides a subscriber line into
`
`individual ‘sub-bands or channels,’ and ‘uses a form of quadrature amplitude
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`modulation (QAM) to transmit data in each channel simultaneously.’” Id. at
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`22 (quoting Ex. 1011, 11:60‒64) (emphasis omitted). Petitioner argues that
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`Hwang discloses that a “DMT signal is basically the sum of N independently
`
`quadrature amplitude modulated (QAM) signals, each carried over a distinct
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`carrier frequency channel,” and the ANSI standard provides for 256 carriers
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`or tones, where “[e]ach tone is QAM to carry up to 15 bits of data on each
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`cycle of the tone waveform (symbol).” Id. (quoting Ex. 1013, 2:67‒3:12;
`
`citing Ex. 1009, 58) (emphasis omitted). Accordingly, Petitioner argues that
`
`Milbrandt discloses modulating bits using DMT and QAM, and Hwang
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`discloses that DMT and QAM provide for transmission of up to 15 bits of
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`data per subchannel. Id. at 22‒23.
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`With respect to the combination of references, Petitioner contends that
`
`a “person of ordinary skill in the art would have found it obvious to combine
`
`the teachings of Milbrandt and Hwang because Hwang provides additional
`
`details of ADSL communication technology” and a person with ordinary
`
`skill in the art would “refer to all of their teachings in implementing an
`
`ADSL communication system for the purpose of obtaining a more complete
`
`understanding.” Pet. 12‒13. Petitioner argues that a person with ordinary
`
`skill in the art would have combined Hwang’s teaching of using up to 15 bits
`
`for each subchannel with Milbrandt’s communication system in order to
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`transmit more data on each subchannel. Id. at 13 (citing Ex. 1009, 41).
`
`Petitioner also argues that a person would have been motivated to make such
`
`a combination in order to achieve a system that is “overall more efficient and
`
`has [a] higher throughput.” Id. (citing Ex. 1009, 41). Accordingly,
`
`Petitioner argues that the combination of Hwang’s known technique of using
`
`up to 15 bits per subchannel to Milbrandt’s communication system renders
`
`nothing more than the predictable results of, for example, “transmitting data
`
`more efficiently, increasing throughput, improving service for customers,
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`and making the system as [a] whole commercially desirable in the
`
`marketplace.” Id. at 14 (citing Ex. 1009, 42).
`
`Claim 19 further recites “wherein at least one data variable of the one
`
`or more data variables comprises an array representing power level per
`
`subchannel information.” Petitioner argues that Milbrandt discloses this
`
`entire limitation (see id. at 23‒26 (citing Ex. 1011, 11:19‒24, 11:38‒45,
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`12:14‒31, 23:51‒57, Fig. 3; Ex. 1009, 59‒62; Ex. 1021, 126‒127; Ex. 1022,
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`34), except “Milbrandt does not expressly state that the information is
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`transmitted as an array.” Id. at 26. Milbrandt does disclose, according to
`
`Petitioner, “using ADSL techniques that comply with ANSI Standard
`
`T1.413.” Id. (quoting Ex. 1011, 9:31‒34). Petitioner argues that ANSI
`
`T1.413 discloses “transmitting data variables that have a value for a plurality
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`of frequency sub-carriers.” Id. at 26–27. Petitioner argues that ANSI
`
`T1.413 discloses transmitting bit values and gain values “{b1, g1, b2, g2,
`
`. . . b255, g255},” where each available frequency sub-carrier has its own bit
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`value and gain value. Id. at 26‒27 (citing Ex. 1014, 110) (emphasis
`
`omitted). Petitioner further argues that a person with ordinary skill in the art
`
`would have “recognized that a frequency sub-carrier in the ANSI T1.413
`
`standard corresponds to Milbrandt’s sub-frequency, and that both of these
`
`terms correspond to the claimed ‘subchannel.’” Id. at 27 (citing Ex. 1009,
`
`64). Accordingly, Petitioner contends that “it would have been obvious to a
`
`person of ordinary skill in the art to transmit Milbrandt’s power spectrum
`
`density per sub-frequency and attenuation information per sub-frequency
`
`using the same array data format taught by ANSI T1.413.” Id. (citing Ex.
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`1009, 64).
`
`Claim 19 additionally recites “a receiver portion capable of receiving
`
`the message.” Petitioner argues that Milbrandt discloses this limitation. Pet.
`
`31‒32, 49‒50. Petitioner explains that Milbrandt discloses a “modem []
`
`comprises any suitable communication device that transmits and receives
`
`data.” Id. at 31 (quoting Ex. 1011, 6:46‒49) (emphasis omitted). Claim 19
`
`additionally recites the contents of the received message, which is the same
`
`contents of the transmitted message discussed above. Petitioner argues that
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`it would have been obvious to a person with ordinary skill in the art, that the
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`message transmitted by the subscriber modem of Milbrandt is the same
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`message that is received by the central office modem. Id. at 32 (citing Ex.
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`1009, 74‒75). Accordingly, Petitioner provides the same analysis for the
`
`contents of the received message as presented for the contents of the
`
`transmitted message. Pet. 32‒33.
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`Petitioner argues that a person with ordinary skill in the art would
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`have found it obvious to combine Milbrandt/Hwang with ANSI T1.413
`
`because Milbrandt/Hwang describe communication systems, and ANSI
`
`T1.413 defines the ADSL communication standard. Pet. 14‒15 (citing Ex.
`
`1009, 42‒43). Petitioner further argues that both Milbrandt and Hwang refer
`
`to the ADSL standard set forth by ANSI T1.413, and, therefore, a person
`
`with ordinary skill in the art would have been directed to combine the
`
`teachings of all three references. Id. at 15 (citing Ex. 1009, 43). Petitioner
`
`argues that it would have been advantageous to modify Milbrandt/Hwang
`
`with the teachings of ANSI T1.413 in order to “improve signal quality and
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`reliability,” “adjust its gains to appropriate levels,” and “allow for
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`interoperability with other devices that are ANSI T1.413 standard compliant,
`
`mak[ing] the overall system more robust.” Id. at 15‒16 (citing Ex. 1009,
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`43‒44). Specifically, Petitioner argues that
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`a person of ordinary skill in the art would have recognized that
`transmitting per-subchannel data as an array, as taught by ANSI
`T1.413, would advantageously allow the receiving modem to
`receive and access the information on a per-subchannel basis,
`without the need for additional processing or reordering of the
`received information.
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`Id. at 27‒28.
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`Patent Owner argues that the combination of Milbrandt, Hwang, and
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`ANSI T1.413 fails to teach or suggest “an array representing power level
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`per subchannel information.” Prelim. Resp. 12‒15. Specifically, Patent
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`Owner argues that Milbrandt discloses attenuation and power spectrum
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`density over one or more “sub-frequencies,” but fails to disclose power
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`levels “per subchannel,” as recited by claim 19. Id. at 13‒14. Accordingly,
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`Patent Owner argues that Milbrandt, at best, discloses “measuring
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`attenuation and power spectrum density for each ‘channel’ – not ‘sub-
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`channel.’” Id.
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`On this record, we are not persuaded by Patent Owner’s argument. As
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`argued by Petitioner, Milbrandt discloses measuring attenuation and power
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`spectrum density for “sub-frequencies,” and a person with ordinary skill in
`
`the art would have understood Milbrandt’s power spectrum density per sub-
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`frequency is representative of “power level per subchannel information.”
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`Pet. 23‒26 (citing Ex. 1011, 11:19‒24, 11:38‒45, 12:14‒31, 23:51‒57, Fig.
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`3; Ex. 1009, 59‒62; Ex. 1021, 126‒127; Ex. 1022, 34). Milbrandt explains
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`that ADSL modems, using DMT technology, divide the bandwidth of a
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`subscriber line, which is generally referred to as the frequency spectrum, in
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`to many individual sub-bands or channels. Ex. 1011, 10:58‒63. The
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`frequency range from 25 kHz to 1.1 MHz is divided into sub-frequencies,
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`where each sub-frequency is an independent channel and supports
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`transmission of its own stream of data signals. Id. at 11:2‒6. Milbrandt
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`further states that “DMT technology is very useful for ADSL technology
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`where the sub-channels are divided into groups and one group of channels is
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`allocated for the uplink transmission of data and the other for the downlink
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`transmission of data.” Id. at 11:6‒10. Dr. Kiaei explains that Milbrandt’s
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`“sub-frequency” corresponds to the claimed “subchannel.” Pet. 27 (citing
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`Ex. 1009, 64). Accordingly, on this record, we are persuaded that Petitioner
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`has demonstrated a reasonable likelihood that it will prevail in
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`demonstrating that the combination of Milbrandt, Hwang, and ANSI T1.413
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`discloses “an array representing power level per subchannel information.”
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`Patent Owner further argues that Petitioner has not shown that a test
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`message comprising “an array representing power level per subchannel
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`information” would have been obvious over Milbrandt, Hwang, and ANSI
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`T1.413. Prelim. Resp. 15‒17. Specifically, Patent Owner argues that
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`Petitioner has not established that “it would have been obvious to add to
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`Milbrandt the ability to transmit ‘power level per subchannel information.’”
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`Id. at 16. Patent Owner additionally argues that Petitioner has not provided
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`any reasons, with sufficient rational underpinnings, to support combining
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`Milbrandt, Hwang, and ANSI T1.413 to “allegedly enable Milbrandt to
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`transmit or receive ‘Signal to Noise Ratio per subchannel information during
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`SHOWTIME information.’” Prelim. Resp. 36‒40.
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`We are not persuaded by Patent Owner. As discussed above,
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`Petitioner argues that it would have been advantageous to modify
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`Milbrandt/Hwang with the teachings of ANSI T1.413 in order to “improve
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`signal quality and reliability,” “adjust its gains to appropriate levels,” and
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`“allow for interoperability with other devices that are ANSI T1.413 standard
`
`compliant, mak[ing] the overall system more robust.” Pet. at 15‒16 (citing
`
`Ex. 1009, 43‒44). Specifically, Petitioner argues that
`
`a person of ordinary skill in the art would have recognized that
`transmitting per-subchannel data as an array, as taught by ANSI
`T1.413, would advantageously allow the receiving modem to
`receive and access the information on a per-subchannel basis,
`without the need for additional processing or reordering of the
`received information.
`
`
`
`17
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`Id. at 27‒28. Accordingly, on this record, Petitioner has demonstrated a
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`reasonable likelihood that it will prevail in showing a rationale to combine
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`Milbrandt, Hwang, and ANSI T1.413.
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`Patent Owner additionally argues that the combination of Milbrandt,
`
`Hwang, and ANSI T1.413 fails to teach or suggest “wherein bits in the
`
`message are modulated onto DMT symbols using Quadrature Amplitude
`
`Modulation (QAM) with more than 1 bit per subchannel.” Prelim.
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`Resp. 17‒20, 40‒41. Patent Owner specifically argues that Petitioner fails to
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`demonstrate that the combination of Milbrandt, Hwang, and ANSI T1.413
`
`teaches or suggests the “whole claimed concept— transmitting a message
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`comprising test information via DMT using QAM with more than 1 bit per
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`subchannel.” Id. at 17‒18. Patent Owner argues that “Petitioner must still
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`show that transmitting a test message using DMT/QAM is somehow
`
`inherent.” Id. at 21.
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`On this record, we are not persuaded by Patent Owner’s argument.
`
`Petitioner argues that Milbrandt discloses transmitting a message comprising
`
`test information. Pet. 20‒21. As discussed above, Petitioner argues that
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`Milbrandt discloses a modem that “transmits and receives data” and
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`discloses measuring the values of the power spectrum density per sub-
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`frequency and noise information per sub-frequency, which are the claimed
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`“test information.” Id. at 18‒19 (quoting Ex. 1011, 4:64‒65; citing Ex.
`
`1011, 11:20‒53, 12:65‒13:16, 16:40‒50). That is, Petitioner argues that the
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`data transmitted by the modem that includes “test” information is a message
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`comprising “test information.” As also discussed above, Petitioner contends
`
`that Milbrandt discloses communication using DMT modulation, where
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`“DMT technology divides a subscriber line into individual ‘sub-bands or
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`channels,’ and ‘uses a form of quadrature amplitude modulation (QAM) to
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`transmit data in each channel simultaneously.’” Id. at 22 (quoting Ex. 1011,
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`11:60‒64) (emphasis omitted). As further discussed above, Petitioner argues
`
`that Hwang discloses that a “DMT signal is basically the sum of N
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`independently quadrature amplitude modulated (QAM) signals, each carried
`
`over a distinct carrier frequency channel,” and the ANSI standard provides
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`for 256 carriers or tones, where “[e]ach tone is QAM to carry up to 15 bits of
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`data on each cycle of the tone waveform (symbol).” Id. (quoting Ex. 1013,
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`2:67‒3:12; citing Ex. 1009, 58) (emphasis omitted). Accordingly, on this
`
`record, Petitioner has demonstrated a reasonable likelihood it will prevail in
`
`demonstrating that the combination of Milbrandt, Hwang, and ANSI T1.413
`
`teaches or suggests “wherein bits in the message are modulated onto DMT
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`symbols using Quadrature Amplitude Modulation (QAM) with more than 1
`
`bit per subchannel.”
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`Patent Owner further contends that “Petitioner has . . . not provided a
`
`reason with sufficient rational underpinnings to support combining Hwang’s
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`disclosure of modulating onto DMT symbols using Quadrature Amplitude
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`Modulation (QAM) with Milbrandt to send a test message.” Prelim. Resp.
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`20‒24 (emphasis omitted). Patent Owner argues that Petitioner’s rationale
`
`for combining Milbrandt and Hwang — “the resulting system ‘is overall
`
`more efficient and has [a] higher throughput’” — is conclusory and
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`unsupported by evidence. Id. at 22‒23.
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`We are not persuaded, on this record that Petitioner fails to articulate a
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`reasoning with a rational underpinning in support of its conclusion of
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`obviousness. As discussed above, Petitioner argues that a person with
`
`ordinary skill in the art would have combined Hwang’s teaching of using up
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`to 15 bit